Location: Winnetka, IL
CIK: 0001597506 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 13, 2023
Total Value: $496M (54.6% shares, 45.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 335,000 | $143M | 28.9% | — | — | Put | 78462F953 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,046,696 | $45.01M | 9.1% | $33.98 | — | *W EXP 08/03/202 | 674599162 |
| — | ON SEMICONDUCTOR CORP | 9,849,000 | $44.21M | 8.9% | $2.97 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | KBR INC | 15,790,000 | $37.26M | 7.5% | $2.53 | — | NOTE 2.500%11/0 | 48242WAB2 |
| — | PALO ALTO NETWORKS INC | 5,356,000 | $12.63M | 2.5% | $2.36 | — | NOTE 0.375% 6/0 | 697435AF2 |
| — | EQT CORP | 4,515,000 | $12.56M | 2.5% | $2.81 | — | NOTE 1.750% 5/0 | 26884LAK5 |
| — | VMWARE INC | 69,485 | $11.57M | 2.3% | $166.48 | — | CL A COM | 928563402 |
| — | RH | 7,302,000 | $9.624M | 1.9% | $1.54 | — | NOTE 9/1 | 74967XAD5 |
| — | PIONEER NAT RES CO | 3,759,000 | $9.277M | 1.9% | $2.34 | — | NOTE 0.250% 5/1 | 723787AP2 |
| — | ALTAIR ENGR INC | 6,700,000 | $9.062M | 1.8% | $1.63 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | CONMED CORP | 7,476,000 | $8.684M | 1.8% | $1.28 | — | NOTE 2.625% 2/0 | 207410AF8 |
| — | INVESCO QQQ TR | 23,000 | $8.24M | 1.7% | — | — | Put | 46090E953 |
| — | INTERDIGITAL INC | 6,200,000 | $6.631M | 1.3% | $1.13 | — | NOTE 2.000% 6/0 | 45867GAB7 |
| — | VERADIGM INC | 5,500,000 | $6.229M | 1.3% | $1.66 | — | NOTE 0.875% 1/0 | 01988PAF5 |
| — | BOOKING HOLDINGS INC | 3,527,000 | $5.901M | 1.2% | $1.55 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | ETSY INC | 5,323,000 | $5.422M | 1.1% | $1.94 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | ATI INC | 2,000,000 | $5.385M | 1.1% | $2.02 | — | NOTE 3.500% 6/1 | 01741RAK8 |
| — | PARSONS CORP DEL | 4,096,000 | $5.214M | 1.1% | $1.15 | — | NOTE 0.250% 8/1 | 70202LAB8 |
| SPY | SPDR S&P 500 ETF TR | 12,000 | $5.129M | 1.0% | $427.39 | — | TR UNIT | 78462F103 |
| — | REPLIGEN CORP | 3,432,000 | $4.91M | 1.0% | $1.41 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | APPLE INC | 28,000 | $4.794M | 1.0% | — | — | Put | 037833950 |
| — | HUBSPOT INC | 2,574,000 | $4.591M | 0.9% | $1.79 | — | NOTE 0.375% 6/0 | 443573AD2 |
| — | BOX INC | 3,786,000 | $4.097M | 0.8% | $1.16 | — | NOTE 1/1 | 10316TAB0 |
| — | SEA LTD | 3,500,000 | $3.897M | 0.8% | $1.76 | — | NOTE 1.000%12/0 | 81141RAD2 |
| — | AKAMAI TECHNOLOGIES INC | 3,273,000 | $3.866M | 0.8% | $1.23 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | WORKIVA INC | 2,777,000 | $3.819M | 0.8% | $1.38 | — | NOTE 1.125% 8/1 | 98139AAB1 |
| HTZWW | HERTZ GLOBAL HLDGS INC | 613,408 | $3.754M | 0.8% | $10.11 | — | *W EXP 06/30/205 | 42806J148 |
| — | PROGRESS SOFTWARE CORP | 3,123,000 | $3.226M | 0.7% | $1.10 | — | NOTE 1.000% 4/1 | 743312AB6 |
| — | MICROCHIP TECHNOLOGY INC. | 1,300,000 | $2.871M | 0.6% | $2.19 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | MIDDLEBY CORP | 2,438,000 | $2.733M | 0.6% | $1.36 | — | NOTE 1.000% 9/0 | 596278AB7 |
| — | NICE SYS INC | 1,060,000 | $2.453M | 0.5% | $2.99 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | ISHARES TR | 25,000 | $2.217M | 0.4% | — | — | Put | 464287952 |
| — | FORD MTR CO DEL | 2,145,000 | $2.113M | 0.4% | $1.09 | — | NOTE 3/1 | 345370CZ1 |
| — | ENPHASE ENERGY INC | 1,338,000 | $2.097M | 0.4% | $1.65 | — | NOTE 0.250% 3/0 | 29355AAF4 |
| NE/WS | NOBLE CORP PLC | 59,490 | $1.894M | 0.4% | $31.84 | — | W EXP 02/04/202 | G65431135 |
| — | NEUROCRINE BIOSCIENCES INC | 1,271,000 | $1.886M | 0.4% | $1.48 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| — | NVIDIA CORPORATION | 4,000 | $1.74M | 0.4% | — | — | Put | 67066G954 |
| EXEEL | CHESAPEAKE ENERGY CORP | 24,688 | $1.719M | 0.3% | $61.37 | — | *W EXP 02/09/202 | 165167180 |
| — | DOLLAR GEN CORP NEW | 16,000 | $1.693M | 0.3% | — | — | Call | 256677905 |
| — | ZSCALER INC | 1,393,000 | $1.677M | 0.3% | $1.17 | — | NOTE 0.125% 7/0 | 98980GAB8 |
| — | MODERNA INC | 14,000 | $1.446M | 0.3% | — | — | Put | 60770K957 |
| — | VANECK ETF TRUST | 52,300 | $1.407M | 0.3% | — | — | Call | 92189F906 |
| NE/WS/A | NOBLE CORP PLC | 49,063 | $1.374M | 0.3% | $27.48 | — | W EXP 02/04/202 | G65431150 |
| — | FISKER INC | 204,300 | $1.312M | 0.3% | — | — | Put | 33813J956 |
| — | SURGEPAYS INC | 1,164,850 | $1.288M | 0.3% | $1.43 | — | *W EXP 10/22/202 | 86882L113 |
| — | SALESFORCE INC | 6,000 | $1.217M | 0.2% | — | — | Put | 79466L952 |
| TLT | ISHARES TR | 12,500 | $1.109M | 0.2% | $88.71 | — | 20 YR TR BD ETF | 464287432 |
| AAPL | APPLE INC | 5,500 | $942K | 0.2% | $181.32 | 0.0% | COM | 037833100 |
| — | FORD MTR CO DEL | 75,000 | $932K | 0.2% | — | — | Call | 345370900 |
| — | SPDR SER TR | 22,000 | $919K | 0.2% | — | — | Put | 78464A958 |
| — | SAREPTA THERAPEUTICS INC | 517,000 | $912K | 0.2% | $1.76 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | BANK HAWAII CORP | 18,000 | $894K | 0.2% | — | — | Put | 062540959 |
| — | EPR PPTYS | 46,425 | $873K | 0.2% | $20.71 | — | PFD C CV 5.75% | 26884U208 |
| — | BLOOMIN BRANDS INC | 393,000 | $870K | 0.2% | $2.33 | — | NOTE 5.000% 5/0 | 094235AB4 |
| NEN | NEW ENGLAND RLTY ASSOC LTD P | 12,150 | $829K | 0.2% | $72.37 | — | DEPOSITRY RCPT | 644206104 |
| — | MONTEREY CAP ACQUISITION COR | 75,052 | $799K | 0.2% | $10.19 | — | CLASS A COM | 61244M109 |
| — | ATLANTIC COASTAL ACQUISTN CO | 76,402 | $798K | 0.2% | $10.38 | — | CLASS A COM | 048453104 |
| EXEEW | CHESAPEAKE ENERGY CORP | 10,144 | $784K | 0.2% | $62.58 | — | *W EXP 02/09/202 | 165167164 |
| — | RIVIAN AUTOMOTIVE INC | 32,000 | $777K | 0.2% | — | — | Call | 76954A903 |
| — | EXCELFIN ACQUISITION CORP | 72,617 | $773K | 0.2% | $10.64 | — | COM CL A | 30069X102 |
| EONR | HNR ACQUISITION CORP | 70,068 | $760K | 0.2% | $10.24 | +4.5% | COM | 40472A102 |
| — | WESTERN ALLIANCE BANCORP | 15,800 | $726K | 0.1% | — | — | Put | 957638959 |
| — | ATLANTIC COASTAL AQSTN CORP | 68,317 | $723K | 0.1% | $10.58 | — | CLASS A COM | 04845A108 |
| — | BROAD CAPITAL ACQUISITION CO | 65,103 | $716K | 0.1% | $11.00 | — | COM | 11125B102 |
| — | ISHARES SILVER TR | 35,000 | $712K | 0.1% | — | — | Call | 46428Q909 |
| — | 99 ACQUISITION GROUP INC | 68,300 | $708K | 0.1% | $10.36 | — | UNIT 99/99/9999 | 65445K200 |
| OAKU | OAK WOODS ACQUISITION CORP | 65,000 | $680K | 0.1% | $10.22 | +1.2% | CL A | 67190B104 |
| — | ACRI CAPITAL ACQUISITION COR | 55,096 | $604K | 0.1% | $10.14 | — | COM CL A | 00501A101 |
| — | ISHARES TR | 4,000 | $559K | 0.1% | — | — | Put | 46432F956 |
| — | RBC BEARINGS INC | 5,000 | $552K | 0.1% | $110.45 | — | 5% CNV PFD SR A | 75524B203 |
| — | GLOBAL STAR ACQUISITION INC | 48,562 | $517K | 0.1% | $10.46 | — | CLASS A COM | 37962G102 |
| — | PHP VENTURES ACQUISITION COR | 45,666 | $500K | 0.1% | $10.70 | — | CLASS A COM | 69291C106 |
| SPNT | SIRIUSPOINT LTD | 48,755 | $496K | 0.1% | $10.02 | 0.0% | COM | G8192H106 |
| — | SIRIUSPOINT LTD | 48,700 | $495K | 0.1% | — | — | Put | G8192H956 |
| — | COMPOSECURE INC | 740,622 | $481K | 0.1% | $0.80 | — | *W EXP 12/27/202 | 20459V113 |
| KVAC | KEEN VISION ACQUISITION CORP | 46,000 | $468K | 0.1% | $10.17 | 0.0% | SHS | G52443119 |
| — | NVIDIA CORPORATION | 1,000 | $435K | 0.1% | — | — | Call | 67066G904 |
| — | QOMOLANGMA ACQUISITION CORP | 37,871 | $402K | 0.1% | $10.62 | — | COM | 74738V105 |
| EVCO | EVEREST CONSOLIDATOR ACQ COR | 37,045 | $401K | 0.1% | $10.56 | +1.8% | CL A COM | 29978K102 |
| — | BARCLAYS BANK PLC | 17,000 | $396K | 0.1% | — | — | Call | 06748F904 |
| — | ZALATORIS ACQUISITION CORP | 36,602 | $386K | 0.1% | $10.54 | — | COM CL A | 89301B104 |
| ESHA | ESH ACQUISITION CORP | 37,604 | $381K | 0.1% | $10.11 | 0.0% | COM | 296424104 |
| — | FORD MTR CO DEL | 30,000 | $373K | 0.1% | — | — | Put | 345370950 |
| — | DATADOG INC | 308,000 | $363K | 0.1% | $1.24 | — | NOTE 0.125% 6/1 | 23804LAB9 |
| EXEEZ | CHESAPEAKE ENERGY CORP | 4,743 | $348K | 0.1% | $70.94 | — | *W EXP 02/09/202 | 165167172 |
| AQUC | AQUARON ACQUISITION CORP | 32,253 | $341K | 0.1% | $10.50 | 0.0% | COMMON STOCK | 03842W105 |
| IGTA | INCEPTION GROWTH ACQUSTN LTD | 30,428 | $323K | 0.1% | $10.48 | 0.0% | COMMON STOCK | 45333D104 |
| MRNA | MODERNA INC | 3,000 | $310K | 0.1% | $111.55 | 0.0% | COM | 60770K107 |
| — | TARGET HOSPITALITY CORP | 60,325 | $308K | 0.1% | $4.89 | — | *W EXP 03/15/202 | 87615L115 |
| — | REDWOODS ACQUISITION CORP | 28,519 | $304K | 0.1% | $10.60 | — | COM | 758083109 |
| — | CETUS CAP ACQUISITION CORP | 27,137 | $284K | 0.1% | $10.46 | — | CLASS A COM | 15719Y105 |
| ALSAF | ALPHA STAR ACQUISITION CORP | 24,828 | $272K | 0.1% | $10.14 | +7.7% | ORDINARY SHARES | G0230C108 |
| — | PONO CAP THREE INC | 25,300 | $267K | 0.1% | $10.40 | — | ORD SHS CL A | G71704103 |
| — | AP ACQUISITION CORP | 23,027 | $253K | 0.1% | $10.99 | — | CL A ORD SHS | G04058106 |
| TBMC | TRAILBLAZER MERGER CORP I | 22,877 | $236K | 0.0% | $10.14 | +1.3% | CL A | 89278D109 |
| — | UNITED STS NAT GAS FD LP | 34,000 | $232K | 0.0% | — | — | Call | 912318900 |
| — | CANTALOUPE INC | 34,900 | $218K | 0.0% | — | — | Call | 138103906 |
| — | DIRECT DIGITAL HOLDINGS INC | 180,377 | $216K | 0.0% | $0.81 | — | *W EXP 02/15/202 | 25461T113 |
| KRE | SPDR SER TR | 5,000 | $209K | 0.0% | $41.76 | — | S&P REGL BKG | 78464A698 |
| RNWWW | RENEW ENERGY GLOBAL PLC | 278,328 | $209K | 0.0% | $0.81 | — | *W EXP 08/21/202 | G7500M120 |
| GDST | GOLDENSTONE ACQUISITION LTD | 19,090 | $205K | 0.0% | $10.15 | +5.1% | COM | 38136Y102 |
| — | ON SEMICONDUCTOR CORP | 111,000 | $200K | 0.0% | $1.81 | — | NOTE 5/0 | 682189AS4 |
| — | SOUTHWESTERN ENERGY CO | 30,000 | $194K | 0.0% | — | — | Call | 845467909 |
| — | RF ACQUISITION CORP | 18,006 | $192K | 0.0% | $10.48 | — | CLASS A COM | 74954L104 |
| — | REVELSTONE CAPITAL ACQSTN CO | 18,007 | $191K | 0.0% | $10.63 | — | CLASS A COM | 76137R106 |
| — | VISION SENSING ACQUISITION C | 17,429 | $190K | 0.0% | $10.11 | — | CLASS A COM | 92838J103 |
| PPYA | PAPAYA GRWT OPPORTUNITY CORP | 15,287 | $164K | 0.0% | $10.65 | 0.0% | CLASS A COM | 69882P102 |
| FORL | FOUR LEAF ACQUISITION CORP | 15,152 | $159K | 0.0% | $10.39 | 0.0% | COM CL A | 35088F107 |
| — | CANTALOUPE INC | 24,600 | $154K | 0.0% | — | — | Put | 138103956 |
| — | BUKIT JALIL GBL ACQUISITION | 13,740 | $142K | 0.0% | $10.33 | — | ORD SHS | G1676M105 |
| — | KWESST MICRO SYSTEMS INC | 90,000 | $140K | 0.0% | $1.55 | — | COM NEW | 501506604 |
| — | STRATASYS LTD | 10,000 | $136K | 0.0% | — | — | Put | M85548951 |
| NEOVW | NEOVOLTA INC | 207,627 | $131K | 0.0% | $0.61 | — | W EXP 04/01/202 | 640655114 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 439,138 | $130K | 0.0% | $0.38 | — | W EXP 09/14/202 | 03214Q116 |
| — | LIVENT CORP | 55,000 | $119K | 0.0% | $3.02 | — | NOTE 4.125% 7/1 | 53814LAB4 |
| — | FISKER INC | 18,000 | $116K | 0.0% | $7.53 | — | CL A COM STK | 33813J106 |
| ISRLF | ISRAEL ACQUISITIONS CORP | 10,850 | $115K | 0.0% | $10.19 | +2.9% | CLASS A ORD | G49667101 |
| — | AKAMAI TECHNOLOGIES INC | 106,000 | $111K | 0.0% | $1.04 | — | NOTE 0.375% 9/0 | 00971TAL5 |
| — | BOWEN ACQUISITION CORP | 10,000 | $102K | 0.0% | $10.20 | — | SHS | G12729110 |
| PODC | PODCASTONE INC | 42,252 | $80,834 | 0.0% | $2.48 | 0.0% | COM | 22275C105 |
| — | DIRECT DIGITAL HOLDINGS INC | 29,867 | $76,460 | 0.0% | $2.56 | — | CLASS A COM | 25461T105 |
| PETVW | PETVIVO HLDGS INC | 224,501 | $74,085 | 0.0% | $0.44 | — | *W EXP 08/13/202 | 716817119 |
| JOBY/WS | JOBY AVIATION INC | 58,400 | $72,416 | 0.0% | $2.65 | — | *W EXP 08/10/202 | G65163118 |
| OPHC | OPTIMUMBANK HLDGS INC | 20,500 | $65,204 | 0.0% | $3.08 | 0.0% | COM | 68401P403 |
| TALKW | TALKSPACE INC | 534,441 | $63,752 | 0.0% | $0.16 | — | *W EXP 06/21/202 | 87427V111 |
| APCXW | APPTECH PMTS CORP | 83,029 | $61,441 | 0.0% | $0.74 | — | *W EXP 12/17/202 | 03834B127 |
| PXSAW | PYXIS TANKERS INC | 56,828 | $57,939 | 0.0% | $0.96 | — | *W EXP 09/15/202 | Y71726122 |
| — | AZITRA INC | 35,000 | $52,500 | 0.0% | $3.27 | — | COM | 05479L104 |
| AENT | ALLIANCE ENTERTAINMENT HOLDI | 47,000 | $52,170 | 0.0% | $2.69 | -27.9% | COM CLASS A | 01861F102 |
| — | FG FINANCIAL GROUP INC | 37,146 | $52,004 | 0.0% | $1.85 | — | COM | 30329Y106 |
| STSSW | SHARPS TECHNOLOGY INC | 492,755 | $51,986 | 0.0% | $0.13 | — | W EXP 04/13/202 | 82003F119 |
| — | TINGO GROUP INC | 50,000 | $51,250 | 0.0% | — | — | Put | 55328R959 |
| DFSCW | KWESST MICRO SYSTEMS INC | 192,529 | $46,014 | 0.0% | $0.61 | — | W EXP 12/09/202 | 501506133 |
| ZIVOW | ZIVO BIOSCIENCE INC | 100,975 | $45,237 | 0.0% | $0.68 | — | *W EXP 05/14/202 | 98978N119 |
| — | MIRION TECHNOLOGIES INC | 30,096 | $40,630 | 0.0% | $1.12 | — | *W EXP 10/20/202 | 60471A119 |
| BFRGW | BULLFROG AI HLDGS INC | 66,718 | $37,809 | 0.0% | $0.57 | — | W EXP 01/18/202 | 12021E117 |
| — | ASCENT SOLAR TECHNOLOGIES IN | 20,000 | $35,800 | 0.0% | $1.79 | — | COM NEW | 043635705 |
| NXPLW | NEXTPLAT CORP | 61,609 | $35,567 | 0.0% | $1.12 | — | *W EXP 06/02/202 | 68557F118 |
| — | CLEARMIND MEDICINE INC | 220,000 | $35,200 | 0.0% | $0.16 | — | COM NEW | 185053204 |
| — | FOREMOST LITHIUM RES & TECH | 56,136 | $33,126 | 0.0% | $0.59 | — | W EXP 08/24/202 | 345510119 |
| — | BIOSIG TECHNOLOGIES INC | 63,856 | $31,449 | 0.0% | $0.88 | — | COM NEW | 09073N201 |
| — | STRONG GLOBAL ENTMT INC | 14,561 | $30,578 | 0.0% | $2.98 | — | CL A COM VOTING | 86335G109 |
| — | UPEXI INC | 17,199 | $29,754 | 0.0% | $2.25 | — | COM | 39959A106 |
| TNONW | TENON MEDICAL INC | 664,292 | $27,103 | 0.0% | $0.07 | — | W EXP 06/16/202 | 88066N113 |
| SVREW | SAVERONE 2014 LTD | 198,769 | $26,963 | 0.0% | $0.32 | — | W EXP 05/04/202 | 80516T113 |
| — | BLOCK INC | 28,000 | $26,003 | 0.0% | $0.93 | — | NOTE 0.125% 3/0 | 852234AF0 |
| ONFOW | ONFOLIO HOLDINGS INC | 193,785 | $25,851 | 0.0% | $0.18 | — | W EXP 01/02/202 | 68277K124 |
| — | EDIBLE GARDEN AG INC | 34,486 | $25,651 | 0.0% | $0.74 | — | COM NEW | 28059P204 |
| — | VISHAY INTERTECHNOLOGY INC | 24,000 | $24,083 | 0.0% | $1.00 | — | NOTE 2.250% 6/1 | 928298AP3 |
| BOF | BRANCHOUT FOOD INC | 10,369 | $21,775 | 0.0% | $3.88 | -35.3% | COM | 105230106 |
| BTBDW | BT BRANDS INC | 136,459 | $20,476 | 0.0% | $0.29 | — | *W EXP 11/12/202 | 0557MQ115 |
| — | TERRAN ORBITAL CORPORATION | 24,250 | $20,125 | 0.0% | $0.83 | — | COM | 88105P103 |
| FGIWW | FGI INDUSTRIES LTD | 121,152 | $20,008 | 0.0% | $0.66 | — | *W EXP 01/21/202 | G3302D111 |
| — | ESPERION THERAPEUTICS INC NE | 20,000 | $19,600 | 0.0% | — | — | Call | 29664W905 |
| — | WORKSPORT LTD | 78,291 | $19,565 | 0.0% | $0.25 | — | *W EXP 06/01/202 | 98139Q118 |
| APLMW | APOLLOMICS INC | 390,208 | $19,498 | 0.0% | $0.10 | — | W EXP 04/01/202 | G0411D115 |
| — | P3 HEALTH PARTNERS INC | 12,000 | $17,640 | 0.0% | $1.47 | — | COM CL A | 744413105 |
| CNVS | CINEVERSE CORP | 14,952 | $17,492 | 0.0% | $5.98 | -77.3% | COM CL A | 172406308 |
| NAVBQ | NAVIDEA BIOPHARMACEUTICALS I | 194,997 | $17,491 | 0.0% | $0.09 | — | COM NEW | 63937X202 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 170,733 | $17,073 | 0.0% | $0.66 | — | *W EXP 06/15/202 | 84862C112 |
| ASPI | ASP ISOTOPES INC | 17,000 | $16,150 | 0.0% | $0.93 | +11.2% | COM | 00218A105 |
| — | KNOW LABS INC | 60,000 | $15,006 | 0.0% | $0.25 | — | COM NEW | 499238103 |
| — | WEARABLE DEVICES LTD | 125,500 | $14,897 | 0.0% | $0.21 | — | W EXP 09/14/202 | M97838110 |
| — | NXU INC | 69,500 | $13,740 | 0.0% | $0.20 | — | CL A | 62956D105 |
| — | YIELD10 BIOSCIENCE INC | 40,994 | $13,393 | 0.0% | $0.33 | — | COM | 98585K862 |
| MOBBW | MOBILICOM LTD | 90,000 | $12,947 | 0.0% | $0.38 | — | W EXP 08/31/202 | 60742B110 |
| ESPR | ESPERION THERAPEUTICS INC NE | 13,000 | $12,796 | 0.0% | $1.45 | 0.0% | COM | 29664W105 |
| — | INUVO INC | 54,595 | $11,683 | 0.0% | $0.22 | — | COM NEW | 46122W204 |
| BEATW | HEARTBEAM INC | 58,346 | $11,669 | 0.0% | $0.74 | — | *W EXP 10/31/202 | 42238H116 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 76,109 | $11,040 | 0.0% | $0.61 | — | *W EXP 11/09/202 | M74240116 |
| LEGWQ | THE LION ELECTRIC COMPANY | 21,000 | $10,952 | 0.0% | $0.69 | — | W EXP 12/16/202 | 536221120 |
| IVDAW | IVEDA SOLUTIONS INC | 49,413 | $10,821 | 0.0% | $0.22 | — | W EXP 04/01/202 | 46583A113 |
| SWAGW | STRAN & COMPANY INC | 181,824 | $10,637 | 0.0% | $0.95 | — | *W EXP 11/01/202 | 86260J110 |
| SXTPW | 60 DEGREES PHARMACEUTICALS I | 29,515 | $10,330 | 0.0% | $0.35 | — | W EXP 07/12/202 | 83006G112 |
| PGYWW | PAGAYA TECHNOLOGIES LTD | 30,000 | $10,140 | 0.0% | $0.16 | — | W EXP 09/01/202 | M7S64L107 |
| — | VBI VACCINES INC CDA | 15,000 | $9,993 | 0.0% | $0.67 | — | COM NEW | 91822J202 |
| AIMDW | AINOS INC | 30,295 | $9,909 | 0.0% | $0.76 | — | W EXP 07/29/202 | 00902F113 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 89,900 | $8,990 | 0.0% | $0.17 | — | *W EXP 10/15/202 | 45333D112 |
| — | BIO-PATH HLDGS INC | 24,000 | $8,880 | 0.0% | $0.37 | — | COM | 09057N300 |
| — | ZURA BIO LTD | 25,818 | $8,778 | 0.0% | $0.35 | — | W EXP 03/20/202 | G9TY5A119 |
| MTEKW | MARIS TECH LTD | 199,900 | $8,776 | 0.0% | $0.29 | — | *W EXP 02/04/202 | M68057112 |
| RBOTW | VICARIOUS SURGICAL INC | 112,000 | $8,590 | 0.0% | $0.63 | — | *W EXP 08/05/202 | 92561V117 |
| — | NETCAPITAL INC | 20,000 | $8,200 | 0.0% | $0.41 | — | COM | 64113L103 |
| — | CF ACQUISITION CORP VIII | 32,401 | $8,100 | 0.0% | $0.25 | — | *W EXP 03/31/202 | 12520C117 |
| — | AEON BIOPHARMA INC | 53,500 | $8,025 | 0.0% | $0.15 | — | W EXP 07/21/202 | 00791X118 |
| — | GLUCOTRACK INC | 30,000 | $7,875 | 0.0% | $0.35 | — | COM NEW | 45824Q507 |
| BNCWW | CEA INDUSTRIES INC | 207,084 | $7,621 | 0.0% | $0.38 | — | *W EXP 02/11/202 | 86887P119 |
| NCPLW | NETCAPITAL INC | 145,287 | $7,417 | 0.0% | $0.22 | — | W EXP 07/12/202 | 64113L111 |
| BAERW | BRIDGER AEROSPACE GRP HLDGS | 25,200 | $7,308 | 0.0% | $0.20 | — | W EXP 01/24/202 | 96812F110 |
| — | THARIMMUNE INC | 36,000 | $7,200 | 0.0% | $0.36 | — | COM | 432705101 |
| — | WHOLE EARTH BRANDS INC | 58,874 | $7,065 | 0.0% | $0.18 | — | *W EXP 06/25/202 | 96684W126 |
| CMRAW | COMERA LIFE SCIENCES HLDGS I | 300,000 | $6,510 | 0.0% | $0.11 | — | W EXP 03/15/202 | 20037C116 |
| AUROW | AURORA INNOVATION INC | 20,000 | $6,400 | 0.0% | $0.13 | — | *W EXP 11/03/202 | 051774115 |
| — | NOGIN INC | 11,500 | $6,107 | 0.0% | $1.31 | — | COM NEW | 65528N204 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 20,000 | $5,898 | 0.0% | $0.76 | -48.8% | COM | 58490H107 |
| — | PALISADE BIO INC | 10,000 | $5,820 | 0.0% | $0.58 | — | COM | 696389204 |
| — | SOLIGENIX INC | 10,000 | $5,575 | 0.0% | $0.70 | — | COM NEW | 834223505 |
| PTIXW | PROTAGENIC THERAPEUTICS INC | 177,196 | $5,316 | 0.0% | $0.46 | — | *W EXP 04/13/202 | 74365N111 |
| — | TRANSCODE THERAPEUTICS INC | 10,000 | $5,027 | 0.0% | $0.50 | — | COM NEW | 89357L204 |
| STWWF | SEMANTIX INC | 102,119 | $4,763 | 0.0% | $0.13 | — | W EXP 08/03/202 | G6332A114 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 90,000 | $4,518 | 0.0% | $0.11 | — | *W EXP 03/23/202 | 042644112 |
| ICUCW | SEASTAR MEDICAL HOLDING CORP | 316,872 | $4,468 | 0.0% | $0.09 | — | W EXP 10/28/202 | 81256L112 |
| — | NEXALIN TECHNOLOGY INC | 177,383 | $4,435 | 0.0% | $0.18 | — | W EXP 09/15/202 | 65345B110 |
| — | CISO GLOBAL INC | 31,117 | $4,356 | 0.0% | $0.18 | — | COM | 15672X102 |
| — | SEASTAR MEDICAL HOLDING CORP | 16,500 | $4,336 | 0.0% | $0.26 | — | COMMON STOCK | 81256L104 |
| — | ENERGEM CORP | 90,000 | $4,275 | 0.0% | $0.13 | — | *W EXP 11/15/202 | G30449121 |
| BENFW | BENEFICIENT | 110,000 | $4,235 | 0.0% | $0.05 | — | W EXP 06/07/202 | 08178Q119 |
| — | KULR TECHNOLOGY GROUP INC | 11,500 | $4,127 | 0.0% | $0.36 | — | COM | 50125G109 |
| CINGW | CINGULATE INC | 23,905 | $3,944 | 0.0% | $0.54 | — | *W EXP 12/03/202 | 17248W113 |
| KTTAW | PASITHEA THERAPEUTICS CORP | 289,868 | $3,799 | 0.0% | $0.31 | — | *W EXP 08/12/202 | 70261F111 |
| — | INFINT ACQUISITION CORP | 90,100 | $3,392 | 0.0% | $0.12 | — | *W EXP 99/99/999 | G47862126 |
| ACONW | ACLARION INC | 42,957 | $3,222 | 0.0% | $0.19 | — | W EXP 04/21/202 | 655187110 |
| NXGLW | NEXGEL INC | 10,000 | $3,050 | 0.0% | $0.36 | — | *W EXP 12/01/202 | 65344E115 |
| SLNWF | SELINA HOSPITALITY PLC | 217,025 | $2,950 | 0.0% | $0.07 | — | W EXP 10/27/202 | G8059B119 |
| — | FAT PROJECTS ACQUISITION COR | 85,000 | $2,911 | 0.0% | $0.12 | — | *W EXP 08/31/202 | G3400W110 |
| — | NORTHVIEW ACQUISITION CORP | 77,770 | $2,877 | 0.0% | $0.15 | — | *W EXP 08/02/202 | 66718N111 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 40,875 | $2,575 | 0.0% | $0.09 | — | *W EXP 01/01/202 | 539319111 |
| — | DUNE ACQUISITION CORP | 36,300 | $2,541 | 0.0% | $0.06 | — | *W EXP 10/29/202 | 265334110 |
| — | HUB CYBER SECURITY LTD | 10,000 | $2,340 | 0.0% | $0.47 | — | ORD SHS | M6000J101 |
| PNSWQ | BANYAN ACQUISITION CORPORATI | 12,200 | $2,214 | 0.0% | $0.22 | — | *W EXP 09/30/202 | 06690B115 |
| HOLOW | MICROCLOUD HOLOGRAM INC | 55,000 | $2,206 | 0.0% | $0.07 | — | W EXP 01/31/202 | G55032125 |
| — | BANNIX ACQUISITION CORP | 85,700 | $2,143 | 0.0% | $0.16 | — | *W EXP 07/31/202 | 066644113 |
| BIAFW | BIOAFFINITY TECHNOLOGIES INC | 22,926 | $2,091 | 0.0% | $0.35 | — | W EXP 09/07/202 | 09076W117 |
| — | ACCRETION ACQUISITION CORP | 87,348 | $1,974 | 0.0% | $0.14 | — | *W EXP 03/01/202 | 00438Y115 |
| RVSNW | RAIL VISION LTD | 50,000 | $1,750 | 0.0% | $0.16 | — | *W EXP 03/27/202 | M8186D114 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 90,100 | $1,586 | 0.0% | $0.11 | — | *W EXP 11/30/202 | 13767K119 |
| — | KAIROUS ACQUISITION CORP LTD | 78,977 | $1,580 | 0.0% | $0.14 | — | *W EXP 09/15/202 | G52131128 |
| OCEAW | OCEAN BIOMEDICAL INC | 10,000 | $1,514 | 0.0% | $0.21 | — | W EXP 02/14/202 | 67644C112 |
| SQLLW | SEQLL INC | 56,000 | $1,406 | 0.0% | $0.05 | — | *W EXP 08/31/202 | 81734C114 |
| — | CUSTOM TRUCK ONE SOURCE INC | 15,000 | $1,199 | 0.0% | $0.08 | — | *W EXP 01/01/202 | 23204X111 |
| ANGHW | ANGHAMI INC | 40,409 | $1,192 | 0.0% | $0.58 | — | *W EXP 02/03/202 | G0369L119 |
| KVACW | KEEN VISION ACQUISITION CORP | 20,500 | $1,128 | 0.0% | $0.06 | — | W EXP 03/15/202 | G52443127 |
| HUBCW | HUB CYBER SECURITY LTD | 100,000 | $1,050 | 0.0% | $0.13 | — | W EXP 02/27/202 | M6000J127 |
| BZFDW | BUZZFEED INC | 19,778 | $979 | 0.0% | $0.04 | — | *W EXP 12/03/202 | 12430A110 |
| SACWF | SPREE ACQUISITION CORP 1 LTD | 23,576 | $885 | 0.0% | $0.17 | — | *W EXP 12/22/202 | G83745128 |
| EDBLW | EDIBLE GARDEN AG INC | 30,426 | $767 | 0.0% | $0.40 | — | W EXP 04/18/202 | 28059P113 |
| SMXWW | SMX SEC MATTERS PLC | 53,261 | $607 | 0.0% | $0.03 | — | W EXP 03/07/202 | G8267K117 |
| — | AGRIFORCE GROWING SYSTEMS LT | 28,879 | $575 | 0.0% | $0.48 | — | *W EXP 02/01/202 | C00948114 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 55,000 | $545 | 0.0% | $0.53 | — | *W EXP 10/04/202 | 41150T124 |
| DRMAW | DERMATA THERAPEUTICS INC | 30,000 | $525 | 0.0% | $0.51 | — | *W EXP 08/13/202 | 249845116 |
| — | FEUTUNE LIGHT ACQUISITION CO | 20,796 | $468 | 0.0% | $0.05 | — | W EXP 06/01/202 | 31561T110 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 40,000 | $400 | 0.0% | $0.01 | — | *W EXP 12/13/202 | G0230C116 |
| EMCWF | EMBRACE CHANGE ACQUISITN COR | 12,500 | $313 | 0.0% | $0.03 | — | W EXP 10/25/202 | G3034H125 |
| MOBQW | MOBIQUITY TECHNOLOGIES INC | 33,057 | $122 | 0.0% | $0.45 | — | *W EXP 12/03/202 | 60743F128 |