Location: Winnetka, IL
CIK: 0001597506 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 7, 2024
Total Value: $528M (50.7% shares, 49.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 305,000 | $145M | 27.5% | $475.31 | — | — | Put | 78462F953 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,024,720 | $38.78M | 7.3% | $37.84 | $33.98 | — | W EXP 08/03/202 | 674599162 |
| — | PALO ALTO NETWORKS INC | 11,518,000 | $34.14M | 6.5% | $2.96 | $2.69 | — | NOTE 0.375% 6/0 | 697435AF2 |
| — | INVESCO QQQ TR | 70,000 | $28.67M | 5.4% | $409.52 | — | — | Put | 46090E953 |
| — | UNITED STATES STL CORP | 6,552,000 | $23.84M | 4.5% | $3.64 | $3.64 | — | NOTE 5.000%11/0 | 912909AT5 |
| — | MICROCHIP TECHNOLOGY INC. | 6,466,000 | $16.71M | 3.2% | $2.58 | $2.50 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | INTERDIGITAL INC | 9,247,000 | $12.37M | 2.3% | $1.34 | $1.20 | — | NOTE 2.000% 6/0 | 45867GAB7 |
| — | ALTAIR ENGR INC | 6,702,000 | $12.07M | 2.3% | $1.80 | $1.63 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | CHART INDS INC | 5,035,000 | $11.74M | 2.2% | $2.33 | $2.33 | — | NOTE 1.000%11/1 | 16115QAE0 |
| — | BOOKING HOLDINGS INC | 5,289,000 | $9.989M | 1.9% | $1.89 | $1.67 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | HUBSPOT INC | 4,592,000 | $9.547M | 1.8% | $2.08 | $1.92 | — | NOTE 0.375% 6/0 | 443573AD2 |
| — | CONMED CORP | 7,538,000 | $9.305M | 1.8% | $1.23 | $1.28 | — | NOTE 2.625% 2/0 | 207410AF8 |
| — | REPLIGEN CORP | 5,864,000 | $9.2M | 1.7% | $1.57 | $1.47 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | RH | 6,000,000 | $8.543M | 1.6% | $1.42 | $1.54 | — | NOTE 9/1 | 74967XAD5 |
| — | AKAMAI TECHNOLOGIES INC | 6,504,000 | $8.268M | 1.6% | $1.27 | $1.25 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | NRG ENERGY INC | 6,291,000 | $8.117M | 1.5% | $1.29 | $1.29 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | LIVENT CORP | 3,850,000 | $8.082M | 1.5% | $2.10 | $2.11 | — | NOTE 4.125% 7/1 | 53814LAB4 |
| — | MONGODB INC | 3,655,000 | $7.233M | 1.4% | $1.98 | $1.98 | — | NOTE 0.250% 1/1 | 60937PAD8 |
| — | MICROSTRATEGY INC | 4,250,000 | $7.028M | 1.3% | $1.65 | $1.65 | — | NOTE 0.750%12/1 | 594972AC5 |
| — | PARSONS CORP DEL | 4,706,000 | $6.749M | 1.3% | $1.43 | $1.18 | — | NOTE 0.250% 8/1 | 70202LAB8 |
| — | ETSY INC | 5,332,000 | $6.15M | 1.2% | $1.15 | $1.94 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | ATI INC | 1,966,000 | $5.825M | 1.1% | $2.96 | $2.02 | — | NOTE 3.500% 6/1 | 01741RAK8 |
| — | INTERDIGITAL INC | 2,923,000 | $4.293M | 0.8% | $1.47 | $1.47 | — | NOTE 3.500% 6/0 | 45867GAD3 |
| — | BOX INC | 3,797,000 | $4.244M | 0.8% | $1.12 | $1.16 | — | NOTE 1/1 | 10316TAB0 |
| — | PROGRESS SOFTWARE CORP | 3,923,000 | $4.143M | 0.8% | $1.06 | $1.09 | — | NOTE 1.000% 4/1 | 743312AB6 |
| — | ON SEMICONDUCTOR CORP | 2,487,000 | $4.075M | 0.8% | $1.64 | $1.65 | — | NOTE 5/0 | 682189AS4 |
| — | DATADOG INC | 2,733,000 | $3.822M | 0.7% | $1.40 | $1.38 | — | NOTE 0.125% 6/1 | 23804LAB9 |
| — | WORKIVA INC | 2,742,000 | $3.774M | 0.7% | $1.38 | $1.38 | — | NOTE 1.125% 8/1 | 98139AAB1 |
| — | SEA LTD | 3,500,000 | $3.732M | 0.7% | $1.07 | $1.76 | — | NOTE 1.000%12/0 | 81141RAD2 |
| — | BLOOMIN BRANDS INC | 1,259,000 | $3.192M | 0.6% | $2.54 | $2.47 | — | NOTE 5.000% 5/0 | 094235AB4 |
| HTZWW | HERTZ GLOBAL HLDGS INC | 555,380 | $3.043M | 0.6% | $5.48 | $10.11 | — | W EXP 06/30/205 | 42806J148 |
| — | MIDDLEBY CORP | 2,450,000 | $2.99M | 0.6% | $1.22 | $1.36 | — | NOTE 1.000% 9/0 | 596278AB7 |
| — | ISHARES TR | 30,000 | $2.966M | 0.6% | $98.88 | — | — | Put | 464287952 |
| — | PIONEER NAT RES CO | 1,122,000 | $2.732M | 0.5% | $2.43 | $2.34 | — | NOTE 0.250% 5/1 | 723787AP2 |
| — | SURGEPAYS INC | 1,097,313 | $2.304M | 0.4% | $2.10 | $1.43 | — | W EXP 10/22/202 | 86882L113 |
| — | ARES CAPITAL CORP | 2,149,000 | $2.222M | 0.4% | $1.03 | $1.03 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | ZSCALER INC | 1,454,000 | $2.21M | 0.4% | $1.52 | $1.18 | — | NOTE 0.125% 7/0 | 98980GAB8 |
| — | APPLE INC | 10,000 | $1.925M | 0.4% | $192.53 | — | — | Put | 037833950 |
| NE/WS | NOBLE CORP PLC | 58,791 | $1.742M | 0.3% | $29.63 | $31.84 | — | W EXP 02/04/202 | G65431135 |
| — | VANECK ETF TRUST | 52,000 | $1.613M | 0.3% | $31.01 | — | — | Call | 92189F906 |
| — | COINBASE GLOBAL INC | 9,000 | $1.565M | 0.3% | $173.92 | — | — | Put | 19260Q957 |
| NE/WS/A | NOBLE CORP PLC | 55,936 | $1.45M | 0.3% | $25.92 | $27.29 | — | W EXP 02/04/202 | G65431150 |
| GSY | INVESCO ACTIVELY MANAGED ETF | 27,381 | $1.366M | 0.3% | $49.88 | $49.81 | +0.1% | ULTRA SHRT DUR | 46090A887 |
| EXEEL | CHESAPEAKE ENERGY CORP | 23,060 | $1.366M | 0.3% | $59.23 | $61.37 | — | W EXP 02/09/202 | 165167180 |
| — | EPR PPTYS | 59,232 | $1.262M | 0.2% | $21.30 | $20.84 | — | PFD C CV 5.75% | 26884U208 |
| — | CYBERARK SOFTWARE LTD | 775,000 | $1.098M | 0.2% | $1.42 | $1.42 | — | NOTE 11/1 | 23248VAB1 |
| — | NVIDIA CORPORATION | 2,000 | $990K | 0.2% | $495.22 | — | — | Put | 67066G954 |
| NEN | NEW ENGLAND RLTY ASSOC LTD P | 13,700 | $955K | 0.2% | $69.70 | $72.07 | — | DEPOSITRY RCPT | 644206104 |
| — | BANK HAWAII CORP | 13,000 | $942K | 0.2% | $72.46 | — | — | Put | 062540959 |
| — | ATLANTIC COASTAL ACQUISTN CO | 77,825 | $824K | 0.2% | $10.59 | $10.38 | — | CLASS A COM | 048453104 |
| — | CF ACQUISITION CORP VII | 72,331 | $786K | 0.1% | $10.87 | $10.87 | — | CLASS A COM | 12521H107 |
| — | SAREPTA THERAPEUTICS INC | 550,000 | $781K | 0.1% | $1.42 | $1.74 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | BURLINGTON STORES INC | 4,000 | $778K | 0.1% | $194.48 | — | — | Call | 122017906 |
| EVCO | EVEREST CONSOLIDATOR ACQ COR | 70,530 | $772K | 0.1% | $10.94 | $10.71 | +1.5% | CL A COM | 29978K102 |
| — | APPLE INC | 4,000 | $770K | 0.1% | $192.53 | — | — | Call | 037833900 |
| — | NOBLE CORP PLC | 15,700 | $756K | 0.1% | $48.16 | — | — | Put | G65431957 |
| — | GLOBAL STAR ACQUISITION INC | 70,608 | $749K | 0.1% | $10.61 | $10.50 | — | CLASS A COM | 37962G102 |
| — | HUDSON ACQUISITION I CORP | 70,039 | $742K | 0.1% | $10.60 | $10.60 | — | COMMON STOCK | 44364H100 |
| — | ACRI CAPITAL ACQUISITION COR | 65,468 | $725K | 0.1% | $11.07 | $10.29 | — | COM CL A | 00501A101 |
| EXEEW | CHESAPEAKE ENERGY CORP | 10,379 | $700K | 0.1% | $67.44 | $62.69 | — | W EXP 02/09/202 | 165167164 |
| — | BARCLAYS BANK PLC | 45,000 | $698K | 0.1% | $15.52 | — | — | Call | 06748F904 |
| — | 99 ACQUISITION GROUP INC | 68,300 | $696K | 0.1% | $10.19 | $10.19 | — | CL A | 65445K101 |
| QETA | QUETTA ACQUISITION CORP | 68,700 | $695K | 0.1% | $10.11 | $10.09 | +0.2% | COM | 74841A105 |
| OAKU | OAK WOODS ACQUISITION CORP | 65,000 | $684K | 0.1% | $10.53 | $10.22 | +3.1% | CL A | 67190B104 |
| — | MONTEREY CAP ACQUISITION COR | 62,461 | $678K | 0.1% | $10.86 | $10.19 | — | CLASS A COM | 61244M109 |
| — | RBC BEARINGS INC | 5,054 | $656K | 0.1% | $129.81 | $110.66 | — | 5% CNV PFD SR A | 75524B203 |
| — | CARVANA CO | 12,000 | $635K | 0.1% | $52.94 | — | — | Put | 146869952 |
| — | CARVANA CO | 12,000 | $635K | 0.1% | $52.94 | — | — | Call | 146869902 |
| — | WHIRLPOOL CORP | 5,000 | $609K | 0.1% | $121.77 | — | — | Call | 963320906 |
| — | CROWN PROPTECH ACQUISITIONS | 56,813 | $605K | 0.1% | $10.65 | $10.65 | — | SHS CL A | G25741102 |
| — | MODERNA INC | 6,000 | $597K | 0.1% | $99.45 | — | — | Put | 60770K957 |
| — | FORD MTR CO DEL | 45,000 | $549K | 0.1% | $12.19 | — | — | Call | 345370900 |
| — | ISHARES SILVER TR | 25,000 | $545K | 0.1% | $21.78 | — | — | Call | 46428Q909 |
| FORL | FOUR LEAF ACQUISITION CORP | 50,845 | $534K | 0.1% | $10.51 | $10.47 | +0.5% | COM CL A | 35088F107 |
| — | ABERCROMBIE & FITCH CO | 6,000 | $529K | 0.1% | $88.22 | — | — | Put | 002896957 |
| — | SALESFORCE INC | 2,000 | $526K | 0.1% | $263.14 | — | — | Put | 79466L952 |
| — | PHP VENTURES ACQUISITION COR | 46,719 | $518K | 0.1% | $11.09 | $10.71 | — | CLASS A COM | 69291C106 |
| — | BITE ACQUISITION CORP | 48,790 | $517K | 0.1% | $10.59 | $10.59 | — | COMMON STOCK | 09175K105 |
| DSAQ | DIRECT SELLING ACQUISITIN CO | 47,356 | $516K | 0.1% | $10.89 | $10.89 | — | CL A COM | 25460L103 |
| — | WESTERN DIGITAL CORP. | 504,000 | $502K | 0.1% | $1.00 | $1.00 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | AKAMAI TECHNOLOGIES INC | 448,000 | $501K | 0.1% | $1.12 | $1.10 | — | NOTE 0.375% 9/0 | 00971TAL5 |
| IGTA | INCEPTION GROWTH ACQUSTN LTD | 45,792 | $488K | 0.1% | $10.66 | $10.53 | +1.0% | COMMON STOCK | 45333D104 |
| — | NEXTERA ENERGY INC | 8,000 | $486K | 0.1% | $60.74 | — | — | Call | 65339F901 |
| KVAC | KEEN VISION ACQUISITION CORP | 46,000 | $476K | 0.1% | $10.35 | $10.17 | +1.1% | SHS | G52443119 |
| — | FORD MTR CO DEL | 429,000 | $427K | 0.1% | $1.00 | $1.09 | — | NOTE 3/1 | 345370CZ1 |
| RNWWW | RENEW ENERGY GLOBAL PLC | 371,067 | $423K | 0.1% | $1.14 | $0.90 | — | W EXP 08/21/202 | G7500M120 |
| — | WESTERN ALLIANCE BANCORP | 6,000 | $395K | 0.1% | $65.79 | — | — | Put | 957638959 |
| — | ZALATORIS ACQUISITION CORP | 36,602 | $391K | 0.1% | $10.68 | $10.54 | — | COM CL A | 89301B104 |
| AQUC | AQUARON ACQUISITION CORP | 36,183 | $386K | 0.1% | $10.68 | $10.52 | +1.3% | COMMON STOCK | 03842W105 |
| ESHA | ESH ACQUISITION CORP | 37,604 | $385K | 0.1% | $10.24 | $10.11 | +0.6% | COM | 296424104 |
| — | BLACKSTONE MTG TR INC | 18,000 | $383K | 0.1% | $21.27 | — | — | Put | 09257W950 |
| — | IRON HORSE ACQUISITIONS CORP | 36,267 | $364K | 0.1% | $10.04 | $10.04 | — | UNIT 10/15/2028 | 462837204 |
| — | CANTALOUPE INC | 49,000 | $363K | 0.1% | $7.41 | — | — | Call | 138103906 |
| — | PLUTONIAN ACQUISITION CORP | 33,473 | $356K | 0.1% | $10.64 | $10.64 | — | COM | 72942P104 |
| — | STRATASYS LTD | 23,200 | $331K | 0.1% | $14.28 | — | — | Call | M85548901 |
| — | FISKER INC | 186,100 | $326K | 0.1% | $1.75 | — | — | Put | 33813J956 |
| — | CATCHA INVESTMENT CORP | 28,529 | $318K | 0.1% | $11.16 | $11.15 | — | SHS CL A | G1962Y102 |
| — | RIVIAN AUTOMOTIVE INC | 13,000 | $305K | 0.1% | $23.46 | — | — | Call | 76954A903 |
| — | COMPOSECURE INC | 773,729 | $289K | 0.1% | $0.37 | $0.78 | — | W EXP 12/27/202 | 20459V113 |
| AEAE | ALTENERGY ACQUISITION CORP | 26,221 | $286K | 0.1% | $10.89 | $10.70 | 0.0% | COM CL A | 02157M108 |
| — | BLOCK INC | 286,000 | $280K | 0.1% | $0.98 | $0.98 | — | NOTE 0.125% 3/0 | 852234AF0 |
| — | DOLLAR GEN CORP NEW | 2,000 | $272K | 0.1% | $135.95 | — | — | Call | 256677905 |
| ALSAF | ALPHA STAR ACQUISITION CORP | 24,196 | $271K | 0.1% | $11.21 | $10.14 | +9.7% | ORDINARY SHARES | G0230C108 |
| LEN/B | LENNAR CORP | 2,000 | $268K | 0.1% | $134.05 * | $104.56 | +17.5% | CL B | 526057302 |
| — | ARK ETF TR | 5,000 | $262K | 0.0% | $52.37 | — | — | Put | 00214Q954 |
| — | AP ACQUISITION CORP | 23,027 | $256K | 0.0% | $11.13 | $10.99 | — | CL A ORD SHS | G04058106 |
| — | SOUTHWESTERN ENERGY CO | 37,000 | $242K | 0.0% | $6.55 | — | — | Call | 845467909 |
| — | DELCATH SYS INC | 57,600 | $240K | 0.0% | $4.16 | — | — | Call | 24661P907 |
| TBMC | TRAILBLAZER MERGER CORP I | 22,877 | $239K | 0.0% | $10.46 | $10.14 | +2.4% | CL A | 89278D109 |
| JOBY/WS | JOBY AVIATION INC | 182,289 | $223K | 0.0% | $1.22 | $1.68 | — | W EXP 08/10/202 | G65163118 |
| GDST | GOLDENSTONE ACQUISITION LTD | 19,090 | $206K | 0.0% | $10.79 | $10.15 | +5.9% | COM | 38136Y102 |
| EXEEZ | CHESAPEAKE ENERGY CORP | 3,165 | $202K | 0.0% | $63.74 | $70.94 | — | W EXP 02/09/202 | 165167172 |
| — | CETUS CAP ACQUISITION CORP | 18,668 | $196K | 0.0% | $10.50 | $10.46 | — | CLASS A COM | 15719Y105 |
| — | CANTALOUPE INC | 24,600 | $182K | 0.0% | $7.41 | — | — | Put | 138103956 |
| — | VISION SENSING ACQUISITION C | 16,368 | $181K | 0.0% | $11.05 | $10.11 | — | CLASS A COM | 92838J103 |
| PPYA | PAPAYA GRWT OPPORTUNITY CORP | 15,287 | $165K | 0.0% | $10.77 | $10.65 | +0.6% | CLASS A COM | 69882P102 |
| AFJKU | AIMEI HEALTH TECHNOLOGY CO L | 15,000 | $153K | 0.0% | $10.20 | $10.20 | — | UNIT 11/17/2028 | G01341117 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 371,879 | $145K | 0.0% | $0.39 | $0.38 | — | W EXP 09/14/202 | 03214Q116 |
| — | BUKIT JALIL GBL ACQUISITION | 13,740 | $143K | 0.0% | $10.39 | $10.33 | — | ORD SHS | G1676M105 |
| — | TRANSOCEAN INC | 65,000 | $135K | 0.0% | $2.08 | $2.08 | — | DEB 4.625% 9/3 | 893830BW8 |
| OMQS | OMNIQ CORP | 193,200 | $126K | 0.0% | $0.65 | $0.69 | 0.0% | COM | 68217M107 |
| — | INDIE SEMICONDUCTOR INC | 15,000 | $122K | 0.0% | $8.11 | — | — | Call | 45569U901 |
| — | SEABRIDGE GOLD INC | 10,000 | $121K | 0.0% | $12.13 | — | — | Call | 811916905 |
| — | TESLA INC | 10,000 | $120K | 0.0% | $12.02 | $12.02 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | EXCELFIN ACQUISITION CORP | 10,972 | $118K | 0.0% | $10.73 | $10.64 | — | COM CL A | 30069X102 |
| — | BROAD CAPITAL ACQUISITION CO | 10,329 | $115K | 0.0% | $11.11 | $11.00 | — | COM | 11125B102 |
| — | BOWEN ACQUISITION CORP | 10,000 | $103K | 0.0% | $10.32 | $10.20 | — | SHS | G12729110 |
| OPHC | OPTIMUMBANK HLDGS INC | 19,700 | $82,381 | 0.0% | $4.18 | $3.08 | +35.9% | COM | 68401P403 |
| PXSAW | PYXIS TANKERS INC | 69,617 | $76,710 | 0.0% | $1.10 | $0.98 | — | W EXP 10/13/202 | Y71726122 |
| TALKW | TALKSPACE INC | 559,300 | $72,501 | 0.0% | $0.13 | $0.16 | — | W EXP 06/21/202 | 87427V111 |
| — | MIRION TECHNOLOGIES INC | 30,096 | $61,095 | 0.0% | $2.03 | $1.12 | — | W EXP 10/20/202 | 60471A119 |
| — | ESPERION THERAPEUTICS INC NE | 20,000 | $59,800 | 0.0% | $2.99 | — | — | Call | 29664W905 |
| PODC | PODCASTONE INC | 30,652 | $56,706 | 0.0% | $1.85 | $2.48 | -25.4% | COM | 22275C105 |
| NEOVW | NEOVOLTA INC | 198,611 | $53,625 | 0.0% | $0.27 | $0.61 | — | W EXP 04/01/202 | 640655114 |
| — | KWESST MICRO SYSTEMS INC | 57,283 | $51,555 | 0.0% | $0.90 | $1.55 | — | COM NEW | 501506604 |
| STSSW | SHARPS TECHNOLOGY INC | 470,752 | $51,547 | 0.0% | $0.11 | $0.13 | — | W EXP 04/13/202 | 82003F119 |
| NXPLW | NEXTPLAT CORP | 80,826 | $48,496 | 0.0% | $0.60 | $1.00 | — | W EXP 06/02/202 | 68557F118 |
| — | STRIDE INC | 35,000 | $44,503 | 0.0% | $1.27 | $1.27 | — | NOTE 1.125% 9/0 | 86333MAA6 |
| — | HCI GROUP INC | 28,000 | $39,883 | 0.0% | $1.42 | $1.42 | — | NOTE 4.250% 3/0 | 40416EAD5 |
| TNONW | TENON MEDICAL INC | 671,700 | $36,473 | 0.0% | $0.05 | $0.07 | — | W EXP 06/16/202 | 88066N113 |
| — | FG FINANCIAL GROUP INC | 20,885 | $33,416 | 0.0% | $1.60 | $1.85 | — | COM | 30329Y106 |
| MOBBW | MOBILICOM LTD | 92,100 | $33,384 | 0.0% | $0.36 | $0.38 | — | W EXP 08/31/202 | 60742B110 |
| — | FISKER INC | 18,600 | $32,550 | 0.0% | $1.75 | $7.34 | — | CL A COM STK | 33813J106 |
| PETV | PETVIVO HLDGS INC | 27,693 | $29,355 | 0.0% | $1.06 * | $1.25 | 0.0% | COM NEW | 716817408 |
| PETVW | PETVIVO HLDGS INC | 209,086 | $29,272 | 0.0% | $0.14 | $0.44 | — | W EXP 08/13/202 | 716817119 |
| — | FOREMOST LITHIUM RES & TECH | 109,631 | $27,408 | 0.0% | $0.25 | $0.42 | — | W EXP 08/24/202 | 345510119 |
| DFSCW | KWESST MICRO SYSTEMS INC | 191,429 | $26,762 | 0.0% | $0.14 | $0.61 | — | W EXP 12/09/202 | 501506133 |
| IBIO | IBIO INC | 19,000 | $26,220 | 0.0% | $1.38 | $4.38 | -68.7% | CON NEW | 451033708 |
| — | TARGET HOSPITALITY CORP | 64,011 | $25,883 | 0.0% | $0.40 | $4.63 | — | W EXP 03/15/202 | 87615L115 |
| APCXW | APPTECH PMTS CORP | 69,507 | $24,334 | 0.0% | $0.35 | $0.74 | — | W EXP 01/04/202 | 03834B127 |
| SKYH/WS | SKY HARBOUR GROUP CORPORATIO | 31,436 | $23,577 | 0.0% | $0.75 | $0.75 | — | W EXP 01/25/202 | 83085C115 |
| BEATW | HEARTBEAM INC | 57,345 | $22,881 | 0.0% | $0.40 | $0.74 | — | W EXP 10/31/202 | 42238H116 |
| SVREW | SAVERONE 2014 LTD | 185,481 | $22,258 | 0.0% | $0.12 | $0.32 | — | W EXP 06/02/202 | 80516T113 |
| AUMN | GOLDEN MINERALS CO | 42,402 | $22,045 | 0.0% | $0.52 | $0.71 | -27.0% | COM | 381119403 |
| — | VISHAY INTERTECHNOLOGY INC | 20,000 | $19,705 | 0.0% | $0.99 | $1.00 | — | NOTE 2.250% 6/1 | 928298AP3 |
| — | P3 HEALTH PARTNERS INC | 13,400 | $18,894 | 0.0% | $1.41 | $1.46 | — | COM CL A | 744413105 |
| — | STRONG GLOBAL ENTMT INC | 11,699 | $18,702 | 0.0% | $1.60 | $2.98 | — | CL A COM VOTING | 86335G109 |
| FGIWW | FGI INDUSTRIES LTD | 121,152 | $18,482 | 0.0% | $0.15 | $0.66 | — | W EXP 01/21/202 | G3302D111 |
| BTBDW | BT BRANDS INC | 134,959 | $17,686 | 0.0% | $0.13 | $0.29 | — | W EXP 11/12/202 | 0557MQ115 |
| — | SOLIGENIX INC | 20,000 | $15,144 | 0.0% | $0.76 | $0.73 | — | COM NEW | 834223505 |
| — | EDIBLE GARDEN AG INC | 30,000 | $15,102 | 0.0% | $0.50 | $0.74 | — | COM NEW | 28059P204 |
| — | UPEXI INC | 13,000 | $15,080 | 0.0% | $1.16 | $2.25 | — | COM | 39959A106 |
| ONFOW | ONFOLIO HOLDINGS INC | 193,570 | $14,741 | 0.0% | $0.08 | $0.18 | — | W EXP 01/02/202 | 68277K124 |
| RCAT | RED CAT HLDGS INC | 16,310 | $14,353 | 0.0% | $0.88 | $0.86 | +2.6% | COM | 75644T100 |
| — | BIOSIG TECHNOLOGIES INC | 27,928 | $13,266 | 0.0% | $0.48 | $0.88 | — | COM NEW | 09073N201 |
| — | WHOLE EARTH BRANDS INC | 160,742 | $12,859 | 0.0% | $0.08 | $0.12 | — | W EXP 06/25/202 | 96684W126 |
| — | FORESIGHT AUTONOMOUS HLDGS L | 11,749 | $12,101 | 0.0% | $1.03 | $1.03 | — | SPONSORED ADR | 345523203 |
| — | WORKSPORT LTD | 65,152 | $11,727 | 0.0% | $0.18 | $0.25 | — | W EXP 08/06/202 | 98139Q118 |
| APLMW | APOLLOMICS INC | 445,600 | $11,140 | 0.0% | $0.03 | $0.09 | — | W EXP 04/01/202 | G0411D115 |
| AUROW | AURORA INNOVATION INC | 20,000 | $10,832 | 0.0% | $0.54 | $0.13 | — | W EXP 11/03/202 | 051774115 |
| CRPWF | CARBON REVOLUTION LTD | 190,000 | $10,346 | 0.0% | $0.05 | $0.05 | — | W EXP 99/99/999 | G1893D110 |
| — | INUVO INC | 22,500 | $9,563 | 0.0% | $0.43 | $0.22 | — | COM NEW | 46122W204 |
| — | VBI VACCINES INC CDA | 15,000 | $8,813 | 0.0% | $0.59 | $0.67 | — | COM NEW | 91822J202 |
| — | WEARABLE DEVICES LTD | 117,700 | $8,239 | 0.0% | $0.07 | $0.21 | — | W EXP 09/14/202 | M97838110 |
| LEGWQ | THE LION ELECTRIC COMPANY | 21,000 | $7,996 | 0.0% | $0.38 | $0.69 | — | W EXP 12/16/202 | 536221120 |
| SWAGW | STRAN & COMPANY INC | 181,824 | $7,273 | 0.0% | $0.04 | $0.95 | — | W EXP 11/01/202 | 86260J110 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 139,740 | $6,973 | 0.0% | $0.05 | $0.66 | — | W EXP 06/15/202 | 84862C112 |
| AERTW | AERIES TECHNOLOGY INC | 95,027 | $6,771 | 0.0% | $0.07 | $0.07 | — | W EXP 11/06/202 | G0136H110 |
| PGYWW | PAGAYA TECHNOLOGIES LTD | 30,000 | $6,594 | 0.0% | $0.22 | $0.16 | — | W EXP 09/01/202 | M7S64L107 |
| — | YIELD10 BIOSCIENCE INC | 25,500 | $6,120 | 0.0% | $0.24 | $0.33 | — | COM | 98585K862 |
| — | PALISADE BIO INC | 10,000 | $5,900 | 0.0% | $0.59 | $0.58 | — | COM | 696389204 |
| ICUCW | SEASTAR MEDICAL HOLDING CORP | 193,600 | $5,885 | 0.0% | $0.03 | $0.09 | — | W EXP 10/28/202 | 81256L112 |
| — | VOLCON INC | 55,000 | $5,456 | 0.0% | $0.10 | $0.10 | — | COM NEW | 92864V202 |
| IVDAW | IVEDA SOLUTIONS INC | 49,413 | $5,430 | 0.0% | $0.11 | $0.22 | — | W EXP 04/01/202 | 46583A113 |
| — | AEON BIOPHARMA INC | 53,500 | $5,341 | 0.0% | $0.10 | $0.15 | — | W EXP 07/21/202 | 00791X118 |
| BAERW | BRIDGER AEROSPACE GRP HLDGS | 25,200 | $5,325 | 0.0% | $0.21 | $0.20 | — | W EXP 01/24/202 | 96812F110 |
| — | NETCAPITAL INC | 25,000 | $5,305 | 0.0% | $0.21 | $0.37 | — | COM | 64113L103 |
| AIMDW | AINOS INC | 24,871 | $5,223 | 0.0% | $0.21 | $0.76 | — | W EXP 07/29/202 | 00902F113 |
| KTTAW | PASITHEA THERAPEUTICS CORP | 289,868 | $5,218 | 0.0% | $0.02 | $0.31 | — | W EXP 08/12/202 | 70261F111 |
| — | THARIMMUNE INC | 10,002 | $5,091 | 0.0% | $0.51 | $0.51 | — | COM NEW | 432705200 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 63,502 | $4,960 | 0.0% | $0.08 | $0.61 | — | W EXP 11/10/202 | M74240116 |
| — | AURORA CANNABIS INC | 10,000 | $4,762 | 0.0% | $0.48 | — | — | Call | 05156X904 |
| MTEKW | MARIS TECH LTD | 226,620 | $4,578 | 0.0% | $0.02 | $0.26 | — | W EXP 02/04/202 | M68057112 |
| PNSWQ | BANYAN ACQUISITION CORPORATI | 12,200 | $4,502 | 0.0% | $0.37 | $0.22 | — | W EXP 09/30/202 | 06690B115 |
| — | ZURA BIO LTD | 25,818 | $4,389 | 0.0% | $0.17 | $0.35 | — | W EXP 03/20/202 | G9TY5A119 |
| — | NUSCALE PWR CORP | 11,500 | $3,565 | 0.0% | $0.31 | $0.31 | — | W EXP 05/02/202 | 67079K118 |
| RBOTW | VICARIOUS SURGICAL INC | 112,000 | $3,360 | 0.0% | $0.03 | $0.63 | — | W EXP 09/17/202 | 92561V117 |
| ANGHW | ANGHAMI INC | 40,409 | $3,233 | 0.0% | $0.08 | $0.58 | — | W EXP 02/03/202 | G0369L119 |
| HUBCW | HUB CYBER SECURITY LTD | 171,171 | $2,396 | 0.0% | $0.01 | $0.08 | — | W EXP 02/27/202 | M6000J127 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 90,000 | $2,349 | 0.0% | $0.03 | $0.11 | — | W EXP 03/23/202 | 042644112 |
| — | KULR TECHNOLOGY GROUP INC | 11,500 | $2,128 | 0.0% | $0.19 | $0.36 | — | COM | 50125G109 |
| SXTPW | 60 DEGREES PHARMACEUTICALS I | 29,515 | $2,066 | 0.0% | $0.07 | $0.35 | — | W EXP 07/12/202 | 83006G112 |
| XBPEW | XBP EUROPE HOLDINGS INC | 38,900 | $1,945 | 0.0% | $0.05 | $0.05 | — | W EXP 11/30/202 | 98400V119 |
| BIAFW | BIOAFFINITY TECHNOLOGIES INC | 22,926 | $1,875 | 0.0% | $0.08 | $0.35 | — | W EXP 09/07/202 | 09076W117 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 90,100 | $1,694 | 0.0% | $0.02 | $0.11 | — | W EXP 11/30/202 | 13767K119 |
| — | NEXALIN TECHNOLOGY INC | 177,383 | $1,561 | 0.0% | $0.01 | $0.18 | — | W EXP 09/15/202 | 65345B110 |
| PTIXW | PROTAGENIC THERAPEUTICS INC | 177,196 | $1,559 | 0.0% | $0.01 | $0.46 | — | W EXP 04/29/202 | 74365N111 |
| HOLOW | MICROCLOUD HOLOGRAM INC | 51,600 | $1,548 | 0.0% | $0.03 | $0.07 | — | W EXP 01/31/202 | G55032125 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 40,875 | $1,533 | 0.0% | $0.04 | $0.09 | — | W EXP 11/30/202 | 539319111 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 89,900 | $1,528 | 0.0% | $0.02 | $0.17 | — | W EXP 10/15/202 | 45333D112 |
| — | ENERGEM CORP | 90,000 | $1,350 | 0.0% | $0.01 | $0.13 | — | W EXP 11/15/202 | G30449121 |
| CINGW | CINGULATE INC | 43,155 | $1,295 | 0.0% | $0.03 | $0.31 | — | W EXP 12/10/202 | 17248W113 |
| HGASW | GLOBAL GAS CORP DEL | 36,300 | $1,162 | 0.0% | $0.03 | $0.03 | — | W EXP 12/21/202 | 37892P115 |
| — | KAIROUS ACQUISITION CORP LTD | 78,977 | $1,157 | 0.0% | $0.01 | $0.14 | — | W EXP 09/15/202 | G52131128 |
| STWWF | SEMANTIX INC | 102,119 | $1,052 | 0.0% | $0.01 | $0.13 | — | W EXP 08/03/202 | G6332A114 |
| BENFW | BENEFICIENT | 104,385 | $1,044 | 0.0% | $0.01 | $0.05 | — | W EXP 06/07/202 | 08178Q119 |
| SMXWW | SMX SEC MATTERS PLC | 99,100 | $941 | 0.0% | $0.01 | $0.02 | — | W EXP 03/07/202 | G8267K117 |
| ACONW | ACLARION INC | 26,256 | $893 | 0.0% | $0.03 | $0.19 | — | W EXP 04/21/202 | 655187110 |
| — | CUSTOM TRUCK ONE SOURCE INC | 15,900 | $851 | 0.0% | $0.05 | $0.08 | — | W EXP 01/01/202 | 23204X111 |
| — | NORTHVIEW ACQUISITION CORP | 77,770 | $837 | 0.0% | $0.01 | $0.15 | — | W EXP 08/02/202 | 66718N111 |
| BZFDW | BUZZFEED INC | 19,778 | $813 | 0.0% | $0.04 | $0.04 | — | W EXP 12/03/202 | 12430A110 |
| SACWF | SPREE ACQUISITION CORP 1 LTD | 23,576 | $707 | 0.0% | $0.03 | $0.17 | — | W EXP 12/22/202 | G83745128 |
| RVSNW | RAIL VISION LTD | 36,049 | $660 | 0.0% | $0.02 | $0.16 | — | W EXP 03/27/202 | M8186D114 |
| EDBLW | EDIBLE GARDEN AG INC | 29,126 | $623 | 0.0% | $0.02 | $0.40 | — | W EXP 04/18/202 | 28059P113 |
| — | BANNIX ACQUISITION CORP | 43,200 | $540 | 0.0% | $0.01 | $0.16 | — | W EXP 07/31/202 | 066644113 |
| SLNWF | SELINA HOSPITALITY PLC | 128,198 | $538 | 0.0% | $0.00 | $0.07 | — | W EXP 10/27/202 | G8059B119 |
| — | FEUTUNE LIGHT ACQUISITION CO | 20,796 | $439 | 0.0% | $0.02 | $0.05 | — | W EXP 06/01/202 | 31561T110 |
| OCEAW | OCEAN BIOMEDICAL INC | 10,000 | $380 | 0.0% | $0.04 | $0.21 | — | W EXP 02/14/202 | 67644C112 |
| BNCWW | CEA INDUSTRIES INC | 79,872 | $319 | 0.0% | $0.00 | $0.38 | — | W EXP 02/11/202 | 86887P119 |
| DRMAW | DERMATA THERAPEUTICS INC | 30,000 | $210 | 0.0% | $0.01 | $0.51 | — | W EXP 08/13/202 | 249845116 |
| EMCWF | EMBRACE CHANGE ACQUISITN COR | 12,500 | $193 | 0.0% | $0.02 | $0.03 | — | W EXP 10/25/202 | G3034H125 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 16,452 | $144 | 0.0% | $0.01 | $0.01 | — | W EXP 12/13/202 | G0230C116 |