SAM Advisors, LLC Concentrated Active

CIK: 0001600944 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 25, 2022

Total Value ($000): $205,330 (100.0% shares, 0.0% debt)

Holdings (36)

VTI VANGUARD INDEX FDS TOTAL STK MKT 28.3%

Value ($000) $58,118 Shares 323,831 Est. Cost $222.07 Unrealized —

VXUS VANGUARD STAR FDS VG TL INTL STK 15.3%

Value ($000) $31,506 Shares 688,362 Est. Cost $62.01 Unrealized —

SPHY SDPR HIGH YIELD BOND 7.0%

Value ($000) $14,291 Shares 654,639 Est. Cost $21.83 Unrealized —

QQQ INVESCO QQQ TR UNIT 5.8%

Value ($000) $11,967 Shares 44,777 Est. Cost $353.05 Unrealized —

VB VANGUARD INDEX FDS SMALL CP 5.6%

Value ($000) $11,589 Shares 67,809 Est. Cost $218.88 Unrealized —

SCHE SCHWAB STRATEGIC TR EMRG MKT 4.0%

Value ($000) $8,295 Shares 341,488 Est. Cost $29.72 Unrealized —

BSV VANGUARD SHORT-TERM BOND 3.9%

Value ($000) $7,997 Shares 106,885 Est. Cost $74.82 Unrealized —

BRK/B BERSHIRE HATHAWAY INC DEL 3.1%

Value ($000) $6,270 Shares 23,447 Est. Cost $280.95 Unrealized +1.3%

IYG ISHARES US FINANCIAL SER 2.8%

Value ($000) $5,647 Shares 39,985 Est. Cost $141.23 Unrealized —

BKLN INVESCO SENIOR LOAN 2.4%

Value ($000) $4,964 Shares 245,845 Est. Cost $20.19 Unrealized —

PULS PGIM ULTRA SHORT BOND 2.3%

Value ($000) $4,821 Shares 98,236 Est. Cost $49.20 Unrealized —

AGZD WISDOMTREE INTEREST TARE HDG US 1.7%

Value ($000) $3,507 Shares 76,937 Est. Cost $45.58 Unrealized —

UNP UNION PAC CORP 1.7%

Value ($000) $3,413 Shares 12,388 Est. Cost $195.93 Unrealized +4.2%

MSFT MICROSOFT CORP 1.6%

Value ($000) $3,278 Shares 14,075 Est. Cost $280.50 Unrealized -8.4%

AAPL APPLE INC 1.5%

Value ($000) $3,159 Shares 22,860 Est. Cost $144.05 Unrealized +7.1%

— EATON VANCE TAX-MANAGED GLOB 1.4%

Value ($000) $2,800 Shares 386,139 Est. Cost $9.94 Unrealized —

JNJ JOHNSON & JOHNSON 1.3%

Value ($000) $2,720 Shares 16,650 Est. Cost $149.73 Unrealized +2.1%

ADP AUTOMATIC DATA PROCESSING IN 1.3%

Value ($000) $2,640 Shares 11,672 Est. Cost $188.17 Unrealized +16.4%

AMZN AMAZON INC 1.1%

Value ($000) $2,237 Shares 19,794 Est. Cost $126.40 Unrealized 0.0%

CCI CROWN CASTLE INTL CORP 1.1%

Value ($000) $2,211 Shares 15,297 Est. Cost $155.25 Unrealized -8.2%

FXC INVESCO CURRENCYSHARES 1.1%

Value ($000) $2,202 Shares 31,075 Est. Cost $78.26 Unrealized —

UBER UBER TECHNOLOGIES INC 1.1%

Value ($000) $2,170 Shares 81,894 Est. Cost $40.99 Unrealized -32.6%

SPG SIMON PPTY GROUP INC 1.0%

Value ($000) $2,149 Shares 23,944 Est. Cost $99.74 Unrealized -15.2%

BA BOEING CO 0.9%

Value ($000) $1,922 Shares 15,877 Est. Cost $213.93 Unrealized -28.3%

JMST J P MORGAN ULTRA SHT MUNCPL 0.4%

Value ($000) $848 Shares 16,913 Est. Cost $50.61 Unrealized —

CVX CHEVRON CORP 0.4%

Value ($000) $844 Shares 5,878 Est. Cost $122.75 Unrealized +8.2%

GOOG ALPHABET INC 0.3%

Value ($000) $633 Shares 6,580 Est. Cost $112.04 Unrealized -1.1%

VCSH VANGUARD SCOTTSDALE 0.3%

Value ($000) $595 Shares 8,005 Est. Cost $82.13 Unrealized —

GLD SDPR GOLD SHARES 0.2%

Value ($000) $474 Shares 3,065 Est. Cost $154.65 Unrealized —

BBHY J P MORGAN HIGH YIELD RESRCH 0.2%

Value ($000) $359 Shares 8,459 Est. Cost $50.35 Unrealized —

WABC WESTAMERICA BANCORP 0.2%

Value ($000) $355 Shares 6,794 Est. Cost $51.69 Unrealized -3.0%

KO THE COCA-COLA CO 0.1%

Value ($000) $307 Shares 5,474 Est. Cost $54.06 Unrealized +3.7%

GOOGL ALPHABET INC 0.1%

Value ($000) $297 Shares 3,100 Est. Cost $111.29 Unrealized -1.1%

— HANCOCK JOHN PFD INCOME 0.1%

Value ($000) $289 Shares 18,009 Est. Cost $21.18 Unrealized —

CAT CATERPILLAR INC 0.1%

Value ($000) $253 Shares 1,540 Est. Cost $195.46 Unrealized -11.9%

CVBF CVB FINL CORP 0.1%

Value ($000) $203 Shares 8,000 Est. Cost $20.42 Unrealized +9.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD INDEX FDS TOTAL STK MKT	323,831	$58,118	28.3%	$222.07	—	ETF	922908769
VXUS	VANGUARD STAR FDS VG TL INTL STK	688,362	$31,506	15.3%	$62.01	—	ETF	921909768
SPHY	SDPR HIGH YIELD BOND	654,639	$14,291	7.0%	$21.83	—	ETF	78468R606
QQQ	INVESCO QQQ TR UNIT	44,777	$11,967	5.8%	$353.05	—	SER 1	46090E103
VB	VANGUARD INDEX FDS SMALL CP	67,809	$11,589	5.6%	$218.88	—	ETF	922908751
SCHE	SCHWAB STRATEGIC TR EMRG MKT	341,488	$8,295	4.0%	$29.72	—	ETF	808524706
BSV	VANGUARD SHORT-TERM BOND	106,885	$7,997	3.9%	$74.82	—	ETF	921937827
BRK/B	BERSHIRE HATHAWAY INC DEL	23,447	$6,270	3.1%	$280.95	+1.3%	CL B	084670702
IYG	ISHARES US FINANCIAL SER	39,985	$5,647	2.8%	$141.23	—	ETF	464287770
BKLN	INVESCO SENIOR LOAN	245,845	$4,964	2.4%	$20.19	—	ETF	46138G508
PULS	PGIM ULTRA SHORT BOND	98,236	$4,821	2.3%	$49.20	—	ETF	69344A107
AGZD	WISDOMTREE INTEREST TARE HDG US	76,937	$3,507	1.7%	$45.58	—	ETF	97717W380
UNP	UNION PAC CORP	12,388	$3,413	1.7%	$195.93	+4.2%	COM	907818108
MSFT	MICROSOFT CORP	14,075	$3,278	1.6%	$280.50	-8.4%	COM	594918104
AAPL	APPLE INC	22,860	$3,159	1.5%	$144.05	+7.1%	COM	037833100
—	EATON VANCE TAX-MANAGED GLOB	386,139	$2,800	1.4%	$9.94	—	COM	27829C105
JNJ	JOHNSON & JOHNSON	16,650	$2,720	1.3%	$149.73	+2.1%	COM	478160104
ADP	AUTOMATIC DATA PROCESSING IN	11,672	$2,640	1.3%	$188.17	+16.4%	COM	053015103
AMZN	AMAZON INC	19,794	$2,237	1.1%	$126.40	0.0%	COM	023135106
CCI	CROWN CASTLE INTL CORP	15,297	$2,211	1.1%	$155.25	-8.2%	COM	22822V101
FXC	INVESCO CURRENCYSHARES	31,075	$2,202	1.1%	$78.26	—	CDN DLR SHS	46138T104
UBER	UBER TECHNOLOGIES INC	81,894	$2,170	1.1%	$40.99	-32.6%	COM	90353T100
SPG	SIMON PPTY GROUP INC	23,944	$2,149	1.0%	$99.74	-15.2%	REIT	828806109
BA	BOEING CO	15,877	$1,922	0.9%	$213.93	-28.3%	COM	097023105
JMST	J P MORGAN ULTRA SHT MUNCPL	16,913	$848	0.4%	$50.61	—	ETF	46641Q654
CVX	CHEVRON CORP	5,878	$844	0.4%	$122.75	+8.2%	COM	166764100
GOOG	ALPHABET INC	6,580	$633	0.3%	$112.04	-1.1%	CL C	02079K107
VCSH	VANGUARD SCOTTSDALE	8,005	$595	0.3%	$82.13	—	SHRT TRM CORP BD	92206C409
GLD	SDPR GOLD SHARES	3,065	$474	0.2%	$154.65	—	ETF	78463V107
BBHY	J P MORGAN HIGH YIELD RESRCH	8,459	$359	0.2%	$50.35	—	ETF	46641Q878
WABC	WESTAMERICA BANCORP	6,794	$355	0.2%	$51.69	-3.0%	COM	957090103
KO	THE COCA-COLA CO	5,474	$307	0.1%	$54.06	+3.7%	COM	191216100
GOOGL	ALPHABET INC	3,100	$297	0.1%	$111.29	-1.1%	CL A	02079K305
—	HANCOCK JOHN PFD INCOME	18,009	$289	0.1%	$21.18	—	SH BEN INT	41012W108
CAT	CATERPILLAR INC	1,540	$253	0.1%	$195.46	-11.9%	COM	149123101
CVBF	CVB FINL CORP	8,000	$203	0.1%	$20.42	+9.8%	COM	126600105