Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 4, 2018

Total Value ($000): $113,660 (100.0% shares, 0.0% debt)

Holdings (69)

SDY SPDR S&P DIVIDEND ETF 14.2%
Value ($000) $16,140 Shares 177,595 Est. Cost $80.83 Unrealized —
SCHG SCHWAB US LARGE CAP GROWTH ETF 10.8%
Value ($000) $12,310 Shares 170,618 Est. Cost $52.84 Unrealized —
SCHF SCHWAB INTERNATIONAL EQTY ETF 7.3%
Value ($000) $8,287 Shares 242,381 Est. Cost $32.33 Unrealized —
IJR iSHARES CORE S&P SMALL-CAP ETF 6.5%
Value ($000) $7,404 Shares 95,138 Est. Cost $102.72 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 5.7%
Value ($000) $6,504 Shares 45,715 Est. Cost $106.29 Unrealized —
SCHB SCHWAB US BROAD MKT ETF 5.2%
Value ($000) $5,927 Shares 92,571 Est. Cost $54.61 Unrealized —
XLE SECTOR SPDR ENERGY SELECT SHS 3.2%
Value ($000) $3,673 Shares 49,760 Est. Cost $72.31 Unrealized —
XLF SECTOR SPDR FINCL SELECT SHS 3.2%
Value ($000) $3,659 Shares 133,280 Est. Cost $23.65 Unrealized —
VEA VANGUARD FTSE DEVELOPED MKTS 2.7%
Value ($000) $3,123 Shares 69,699 Est. Cost $41.49 Unrealized —
CVX CHEVRON CORP NEW 2.3%
Value ($000) $2,655 Shares 21,222 Est. Cost $70.31 Unrealized +20.9%
VTI VANGUARD TOTAL STK MKT ETF 2.2%
Value ($000) $2,522 Shares 18,502 Est. Cost $117.57 Unrealized —
BIL SPDR BARCLAYS 1-3 MO TBILL ETF 2.1%
Value ($000) $2,399 Shares 26,205 Est. Cost $91.55 Unrealized —
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.6%
Value ($000) $1,849 Shares 58,013 Est. Cost $31.70 Unrealized —
SYK STRYKER CORP 1.3%
Value ($000) $1,505 Shares 8,885 Est. Cost $77.85 Unrealized +89.9%
MSFT MICROSOFT CORP 1.3%
Value ($000) $1,501 Shares 16,051 Est. Cost $39.88 Unrealized +111.4%
HAL HALLIBURTON CO 1.3%
Value ($000) $1,475 Shares 27,839 Est. Cost $34.21 Unrealized +23.0%
IPAR INTER PARFUMS INC 1.2%
Value ($000) $1,379 Shares 26,935 Est. Cost $33.80 Unrealized +34.1%
— POWERSHARES S&P 500 EQ WEIGHT 1.2%
Value ($000) $1,320 Shares 7,387 Est. Cost $178.69 Unrealized —
V VISA, INC 1.1%
Value ($000) $1,289 Shares 10,160 Est. Cost $96.42 Unrealized +19.0%
IJK iSHARES S&P MIDCAP 400 GRWTH 1.1%
Value ($000) $1,282 Shares 5,943 Est. Cost $167.65 Unrealized —
RIO RIO TINTO PLC ADR 1.1%
Value ($000) $1,279 Shares 23,280 Est. Cost $52.93 Unrealized —
INTU INTUIT INC 1.0%
Value ($000) $1,155 Shares 6,250 Est. Cost $144.15 Unrealized +10.6%
CFR CULLEN FROST BANKERS 1.0%
Value ($000) $1,102 Shares 9,625 Est. Cost $76.66 Unrealized +7.9%
— CORE LABORATORIES NV 1.0%
Value ($000) $1,081 Shares 8,825 Est. Cost $122.49 Unrealized —
MA MASTERCARD INCORPORATED 0.9%
Value ($000) $1,076 Shares 6,035 Est. Cost $77.43 Unrealized +111.4%
— BOFI HOLDING INC 0.9%
Value ($000) $1,064 Shares 26,420 Est. Cost $28.32 Unrealized —
CTSH COGNIZANT TECH SOL CL.A 0.9%
Value ($000) $1,047 Shares 12,800 Est. Cost $65.14 Unrealized +8.4%
SCHO SCHWAB S-T US TREASURY ETF 0.9%
Value ($000) $1,014 Shares 20,415 Est. Cost $50.64 Unrealized —
COST COSTCO WHSL CORP (NEW) 0.9%
Value ($000) $1,004 Shares 5,090 Est. Cost $169.26 Unrealized 0.0%
HBAN HUNTINGTON BANCSHARES 0.9%
Value ($000) $975 Shares 65,380 Est. Cost $11.01 Unrealized 0.0%
— JAPAN SMALLER CAP FUND 0.9%
Value ($000) $973 Shares 79,200 Est. Cost $12.15 Unrealized —
HII HUNTINGTON INGALLS INDUSTRIES 0.9%
Value ($000) $972 Shares 3,995 Est. Cost $210.53 Unrealized 0.0%
LSTR LANDSTAR SYSTEMS, INC. 0.8%
Value ($000) $911 Shares 8,965 Est. Cost $104.07 Unrealized —
— BERKSHIRE HTWY CL.A 0.8%
Value ($000) $872 Shares 300 Est. Cost $2260.00 Unrealized —
XOM EXXON MOBIL CORP (NEW) 0.8%
Value ($000) $857 Shares 11,028 Est. Cost $56.88 Unrealized -2.0%
GAIA GAIA INC NEW CLASS A 0.7%
Value ($000) $782 Shares 51,600 Est. Cost $12.16 Unrealized +8.1%
INTC INTEL CORP 0.7%
Value ($000) $740 Shares 14,334 Est. Cost $27.01 Unrealized +48.3%
PFE PFIZER INCORPORATION 0.6%
Value ($000) $716 Shares 19,551 Est. Cost $19.11 Unrealized +26.8%
RES RPC, INC 0.6%
Value ($000) $668 Shares 37,080 Est. Cost $17.65 Unrealized +4.4%
EW EDWARDS LIFESCIENCES 0.5%
Value ($000) $593 Shares 4,660 Est. Cost $32.70 Unrealized +32.8%
SHY iSHARES T-BOND 1-3 YRS FUND 0.5%
Value ($000) $591 Shares 7,101 Est. Cost $84.49 Unrealized —
ADBE ADOBE SYSTEMS INC 0.5%
Value ($000) $560 Shares 2,525 Est. Cost $122.91 Unrealized +65.4%
ISRG INTUITIVE SURGICAL NEW 0.5%
Value ($000) $543 Shares 1,233 Est. Cost $107.84 Unrealized +29.4%
BP BP PLC ADR 0.4%
Value ($000) $458 Shares 10,280 Est. Cost $39.33 Unrealized —
AAPL APPLE INC 0.4%
Value ($000) $452 Shares 2,737 Est. Cost $26.25 Unrealized +54.0%
GOOG ALPHABET CLASS C 0.4%
Value ($000) $423 Shares 416 Est. Cost $36.06 Unrealized +51.9%
AMZN AMAZON.COM INC 0.3%
Value ($000) $368 Shares 235 Est. Cost $71.51 Unrealized 0.0%
CSX CSX CORP 0.3%
Value ($000) $333 Shares 5,600 Est. Cost $9.89 Unrealized +70.0%
PEP PEPSICO INC 0.3%
Value ($000) $312 Shares 3,091 Est. Cost $76.25 Unrealized +17.0%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.3%
Value ($000) $307 Shares 1,584 Est. Cost $149.33 Unrealized +37.5%
MO ALTRIA GROUP INC 0.3%
Value ($000) $297 Shares 5,293 Est. Cost $23.76 Unrealized +53.9%
JNJ JOHNSON& JOHNSON 0.3%
Value ($000) $294 Shares 2,322 Est. Cost $81.26 Unrealized +33.4%
DEO DIAGEO PLC ADR NEW 0.2%
Value ($000) $273 Shares 1,920 Est. Cost $119.80 Unrealized —
DE DEERE& CO 0.2%
Value ($000) $264 Shares 1,950 Est. Cost $119.51 Unrealized +20.5%
BA BOEING COMPANY 0.2%
Value ($000) $264 Shares 790 Est. Cost $264.03 Unrealized +22.3%
T AT&T INC 0.2%
Value ($000) $262 Shares 8,000 Est. Cost $13.61 Unrealized +16.2%
MRK MERCK& CO. INC. 0.2%
Value ($000) $256 Shares 4,344 Est. Cost $45.22 Unrealized -6.6%
UNP UNION PACIFIC CORPORATION 0.2%
Value ($000) $254 Shares 1,900 Est. Cost $87.64 Unrealized +29.0%
GM GENERAL MOTORS COMPANY S 0.2%
Value ($000) $252 Shares 6,850 Est. Cost $25.93 Unrealized +37.8%
— INTEGRATED DEVICE TECH INC 0.2%
Value ($000) $250 Shares 9,000 Est. Cost $23.11 Unrealized —
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $248 Shares 243 Est. Cost $41.73 Unrealized +31.9%
— POWERSHARES QQQ 0.2%
Value ($000) $248 Shares 1,540 Est. Cost $103.85 Unrealized —
— VANECK VECTORS ETF TR 0.2%
Value ($000) $225 Shares 8,300 Est. Cost $26.02 Unrealized —
— ROYAL DUTCH SHELL PLC CL.B 0.2%
Value ($000) $217 Shares 2,995 Est. Cost $72.45 Unrealized —
TXN TEXAS INSTRUMENTS INCORPORATED 0.2%
Value ($000) $213 Shares 2,100 Est. Cost $86.84 Unrealized 0.0%
GILD GILEAD SCIENCES INC 0.2%
Value ($000) $204 Shares 2,824 Est. Cost $55.94 Unrealized +5.3%
SU SUNCOR ENERGY INC NEW 0.2%
Value ($000) $203 Shares 5,300 Est. Cost $25.89 Unrealized 0.0%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $5 Shares 20,000 Est. Cost $0.69 Unrealized -47.3%
— DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost — Unrealized —