Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 12, 2018

Total Value ($000): $130,795 (100.0% shares, 0.0% debt)

Holdings (77)

SDY SPDR S&P DIVIDEND ETF 15.1%
Value ($000) $19,694 Shares 208,443 Est. Cost $80.83 Unrealized —
SCHG SCHWAB US LARGE CAP GROWTH ETF 9.2%
Value ($000) $12,012 Shares 169,872 Est. Cost $52.84 Unrealized —
— POWERSHARES QQQ 6.7%
Value ($000) $8,781 Shares 56,373 Est. Cost $103.85 Unrealized —
IJR iSHARES CORE S&P SMALL-CAP ETF 6.7%
Value ($000) $8,708 Shares 113,373 Est. Cost $102.72 Unrealized —
SCHF SCHWAB INTERNATIONAL EQTY ETF 6.0%
Value ($000) $7,852 Shares 230,463 Est. Cost $32.24 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 4.9%
Value ($000) $6,457 Shares 45,910 Est. Cost $106.29 Unrealized —
SCHB SCHWAB US BROAD MKT ETF 4.5%
Value ($000) $5,942 Shares 92,089 Est. Cost $54.61 Unrealized —
XLF SECTOR SPDR FINCL SELECT SHS 2.8%
Value ($000) $3,651 Shares 130,820 Est. Cost $23.58 Unrealized —
XLE SECTOR SPDR ENERGY SELECT SHS 2.6%
Value ($000) $3,466 Shares 47,970 Est. Cost $72.25 Unrealized —
VEA VANGUARD FTSE DEVELOPED MKTS 2.4%
Value ($000) $3,150 Shares 70,224 Est. Cost $41.49 Unrealized —
CVX CHEVRON CORP NEW 1.9%
Value ($000) $2,511 Shares 20,057 Est. Cost $69.45 Unrealized +20.3%
VTI VANGUARD TOTAL STK MKT ETF 1.9%
Value ($000) $2,506 Shares 18,258 Est. Cost $117.32 Unrealized —
MSFT MICROSOFT CORP 1.5%
Value ($000) $1,983 Shares 23,181 Est. Cost $39.88 Unrealized +88.7%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.3%
Value ($000) $1,758 Shares 55,473 Est. Cost $31.69 Unrealized —
MA MASTERCARD INCORPORATED 1.1%
Value ($000) $1,494 Shares 9,870 Est. Cost $77.43 Unrealized +83.7%
SYK STRYKER CORP 1.1%
Value ($000) $1,442 Shares 9,315 Est. Cost $77.85 Unrealized +79.3%
— GUGGENHEIM S&P 500 EQUAL 1.0%
Value ($000) $1,359 Shares 7,567 Est. Cost $144.85 Unrealized —
HAL HALLIBURTON CO 1.0%
Value ($000) $1,354 Shares 27,705 Est. Cost $34.21 Unrealized +9.5%
IJK iSHARES S&P MIDCAP 400 GRWTH 1.0%
Value ($000) $1,326 Shares 6,143 Est. Cost $167.65 Unrealized —
DE DEERE& CO 1.0%
Value ($000) $1,318 Shares 8,420 Est. Cost $119.51 Unrealized +3.5%
— BOFI HOLDING INC 1.0%
Value ($000) $1,278 Shares 42,750 Est. Cost $28.32 Unrealized —
RIO RIO TINTO PLC ADR 1.0%
Value ($000) $1,264 Shares 23,880 Est. Cost $52.93 Unrealized —
IPAR INTER PARFUMS INC 0.9%
Value ($000) $1,208 Shares 27,795 Est. Cost $33.80 Unrealized +28.6%
V VISA, INC 0.9%
Value ($000) $1,141 Shares 10,010 Est. Cost $96.14 Unrealized +8.6%
ESLT ELBIT SYSTEMS LTD 0.9%
Value ($000) $1,129 Shares 8,470 Est. Cost $90.97 Unrealized +44.5%
MMM 3M COMPANY 0.9%
Value ($000) $1,122 Shares 4,769 Est. Cost $106.20 Unrealized +36.5%
TOTL SSGA ACTIVE ETF TR SPDR TR TAC 0.8%
Value ($000) $1,111 Shares 22,850 Est. Cost $48.62 Unrealized —
DIS DISNEY WALT CO (HOLDING CO) 0.8%
Value ($000) $1,092 Shares 10,157 Est. Cost $82.94 Unrealized +17.3%
SCHO SCHWAB S-T US TREASURY ETF 0.8%
Value ($000) $1,043 Shares 20,855 Est. Cost $50.64 Unrealized —
ACN ACCENTURE PLC CL.A 0.8%
Value ($000) $1,034 Shares 6,755 Est. Cost $103.19 Unrealized +24.6%
INTU INTUIT INC 0.8%
Value ($000) $1,007 Shares 6,380 Est. Cost $144.15 Unrealized 0.0%
RES RPC, INC 0.7%
Value ($000) $968 Shares 37,930 Est. Cost $17.65 Unrealized +19.4%
— DOWDUPONT INC 0.7%
Value ($000) $954 Shares 13,390 Est. Cost $69.23 Unrealized —
LSTR LANDSTAR SYSTEMS, INC. 0.7%
Value ($000) $933 Shares 8,965 Est. Cost $104.07 Unrealized —
ORCL ORACLE CORPORATION 0.7%
Value ($000) $931 Shares 19,690 Est. Cost $43.49 Unrealized 0.0%
— INGERSOLL RAND PLC 0.7%
Value ($000) $930 Shares 10,430 Est. Cost $89.17 Unrealized —
CTSH COGNIZANT TECH SOL CL.A 0.7%
Value ($000) $909 Shares 12,800 Est. Cost $65.14 Unrealized 0.0%
— BERKSHIRE HTWY CL.A 0.7%
Value ($000) $893 Shares 300 Est. Cost $2260.00 Unrealized —
XOM EXXON MOBIL CORP (NEW) 0.7%
Value ($000) $876 Shares 10,478 Est. Cost $56.94 Unrealized +0.3%
USB U.S. BANCORP DEL NEW 0.7%
Value ($000) $876 Shares 16,345 Est. Cost $39.05 Unrealized 0.0%
CFR CULLEN FROST BANKERS 0.6%
Value ($000) $791 Shares 8,355 Est. Cost $75.74 Unrealized 0.0%
PFE PFIZER INCORPORATION 0.5%
Value ($000) $661 Shares 18,251 Est. Cost $18.74 Unrealized +27.0%
ADBE ADOBE SYSTEMS INC 0.5%
Value ($000) $656 Shares 3,745 Est. Cost $122.91 Unrealized +40.0%
INTC INTEL CORP 0.5%
Value ($000) $655 Shares 14,184 Est. Cost $26.87 Unrealized +36.0%
EW EDWARDS LIFESCIENCES 0.5%
Value ($000) $653 Shares 5,795 Est. Cost $32.70 Unrealized +12.2%
ISRG INTUITIVE SURGICAL NEW 0.5%
Value ($000) $623 Shares 1,706 Est. Cost $107.84 Unrealized +16.1%
GOOG ALPHABET CLASS C 0.5%
Value ($000) $601 Shares 574 Est. Cost $36.06 Unrealized +40.1%
SHY iSHARES T-BOND 1-3 YRS FUND 0.5%
Value ($000) $600 Shares 7,151 Est. Cost $84.49 Unrealized —
VEEV VEEVA SYSTEMS INC 0.4%
Value ($000) $472 Shares 8,545 Est. Cost $40.84 Unrealized +44.2%
BP BP PLC ADR 0.3%
Value ($000) $441 Shares 10,500 Est. Cost $39.33 Unrealized —
AAPL APPLE INC 0.3%
Value ($000) $412 Shares 2,437 Est. Cost $24.51 Unrealized +59.5%
MO ALTRIA GROUP INC 0.3%
Value ($000) $378 Shares 5,293 Est. Cost $23.76 Unrealized +54.2%
PEP PEPSICO INC 0.3%
Value ($000) $359 Shares 2,991 Est. Cost $75.82 Unrealized +17.4%
TSEM TOWER SEMICONDUCTOR, LTD 0.3%
Value ($000) $353 Shares 10,350 Est. Cost $27.80 Unrealized +19.3%
NG NOVAGOLD RES INC NEW F 0.3%
Value ($000) $346 Shares 88,100 Est. Cost $3.98 Unrealized 0.0%
T AT&T INC 0.3%
Value ($000) $342 Shares 8,800 Est. Cost $13.61 Unrealized +12.1%
GAIA GAIA INC NEW CLASS A 0.3%
Value ($000) $330 Shares 26,600 Est. Cost $11.23 Unrealized +10.4%
CSX CSX CORP 0.2%
Value ($000) $308 Shares 5,600 Est. Cost $9.89 Unrealized +60.5%
JNJ JOHNSON& JOHNSON 0.2%
Value ($000) $290 Shares 2,072 Est. Cost $77.99 Unrealized +42.3%
DEO DIAGEO PLC ADR NEW 0.2%
Value ($000) $288 Shares 1,970 Est. Cost $119.80 Unrealized —
VNQ VANGUARD REIT VIPER FUND 0.2%
Value ($000) $286 Shares 3,450 Est. Cost $82.61 Unrealized —
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value ($000) $284 Shares 1,434 Est. Cost $143.47 Unrealized +32.3%
GM GENERAL MOTORS COMPANY S 0.2%
Value ($000) $281 Shares 6,850 Est. Cost $25.93 Unrealized +46.0%
BIV VANGUARD INTER-TRM BOND ETF 0.2%
Value ($000) $281 Shares 3,350 Est. Cost $83.76 Unrealized —
PG PROCTER AND GAMBLE COMPANY 0.2%
Value ($000) $270 Shares 2,941 Est. Cost $61.64 Unrealized +17.9%
— INTEGRATED DEVICE TECH INC 0.2%
Value ($000) $268 Shares 9,000 Est. Cost $23.11 Unrealized —
— JAPAN SMALLER CAP FUND 0.2%
Value ($000) $264 Shares 22,350 Est. Cost $11.81 Unrealized —
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $256 Shares 243 Est. Cost $41.73 Unrealized +22.8%
UNP UNION PACIFIC CORPORATION 0.2%
Value ($000) $255 Shares 1,900 Est. Cost $87.64 Unrealized +15.0%
GILD GILEAD SCIENCES INC 0.2%
Value ($000) $245 Shares 3,424 Est. Cost $55.94 Unrealized -0.1%
EIX EDISON INTERNATIONAL 0.2%
Value ($000) $230 Shares 3,639 Est. Cost $40.28 Unrealized +33.4%
NSRGY NESTLE SA ADR 0.2%
Value ($000) $220 Shares 2,560 Est. Cost $87.11 Unrealized —
— VANECK VECTORS ETF TR 0.2%
Value ($000) $216 Shares 8,300 Est. Cost $26.02 Unrealized —
BA BOEING COMPANY 0.2%
Value ($000) $209 Shares 710 Est. Cost $257.40 Unrealized 0.0%
MRK MERCK& CO. INC. 0.2%
Value ($000) $201 Shares 3,575 Est. Cost $45.86 Unrealized -6.2%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $7 Shares 20,000 Est. Cost $0.69 Unrealized -49.5%
— DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost — Unrealized —