Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Jul 16, 2019

Total Value ($000): $159,304 (100.0% shares, 0.0% debt)

Holdings (82)

SDY SPDR S&P DIVIDEND ETF 9.7%
Value ($000) $15,467 Shares 153,317 Est. Cost $81.16 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 7.9%
Value ($000) $12,642 Shares 151,929 Est. Cost $54.81 Unrealized
SCHF SCHWAB INTERNATIONAL EQTY ETF 4.5%
Value ($000) $7,202 Shares 224,425 Est. Cost $32.35 Unrealized
SCHB SCHWAB US BROAD MKT ETF 4.1%
Value ($000) $6,477 Shares 91,828 Est. Cost $55.09 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 3.8%
Value ($000) $6,109 Shares 37,390 Est. Cost $108.09 Unrealized
DEM WISDOM TREE EMRG MKTS HI DIV 3.5%
Value ($000) $5,538 Shares 124,010 Est. Cost $44.54 Unrealized
HDV iSHARES CORE HIGH DIV ETF 2.7%
Value ($000) $4,280 Shares 45,287 Est. Cost $91.23 Unrealized
IJR iSHARES CORE S&P SMALL-CAP ETF 2.7%
Value ($000) $4,239 Shares 54,151 Est. Cost $101.97 Unrealized
CVX CHEVRON CORP NEW 2.6%
Value ($000) $4,205 Shares 33,793 Est. Cost $76.59 Unrealized +17.8%
MSFT MICROSOFT CORP 2.5%
Value ($000) $4,038 Shares 30,142 Est. Cost $70.79 Unrealized +68.8%
DIS DISNEY WALT CO (HOLDING CO) 2.0%
Value ($000) $3,239 Shares 23,197 Est. Cost $109.09 Unrealized +17.3%
WFC WELLS FARGO& CO (NEW) 2.0%
Value ($000) $3,176 Shares 67,116 Est. Cost $46.21 Unrealized -15.4%
RAYTHEON COMPANY NEW 1.9%
Value ($000) $3,099 Shares 17,825 Est. Cost $173.86 Unrealized
XLE SECTOR SPDR ENERGY SELECT SHS 1.8%
Value ($000) $2,907 Shares 45,632 Est. Cost $72.02 Unrealized
CSCO CISCO SYSTEMS INC 1.7%
Value ($000) $2,722 Shares 49,744 Est. Cost $37.17 Unrealized +21.5%
VTI VANGUARD TOTAL STK MKT ETF 1.6%
Value ($000) $2,564 Shares 17,082 Est. Cost $119.05 Unrealized
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 1.5%
Value ($000) $2,463 Shares 11,555 Est. Cost $198.79 Unrealized +4.1%
UNH UNITEDHEALTH GROUP INC 1.5%
Value ($000) $2,356 Shares 9,657 Est. Cost $224.17 Unrealized -3.9%
PSX PHILLIPS 66 1.4%
Value ($000) $2,238 Shares 23,923 Est. Cost $68.50 Unrealized 0.0%
PFE PFIZER INCORPORATION 1.4%
Value ($000) $2,176 Shares 50,235 Est. Cost $24.56 Unrealized +19.0%
XOM EXXON MOBIL CORP (NEW) 1.3%
Value ($000) $2,098 Shares 27,376 Est. Cost $56.02 Unrealized +1.5%
JNJ JOHNSON& JOHNSON 1.3%
Value ($000) $2,023 Shares 14,526 Est. Cost $105.68 Unrealized +8.6%
VZ VERIZON COMMUNICATIONS 1.3%
Value ($000) $2,010 Shares 35,183 Est. Cost $37.66 Unrealized +6.3%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.2%
Value ($000) $1,982 Shares 66,989 Est. Cost $31.32 Unrealized
HON HONEYWELL INTERNATIONAL INC 1.2%
Value ($000) $1,905 Shares 10,910 Est. Cost $121.49 Unrealized +14.1%
GILD GILEAD SCIENCES INC 1.2%
Value ($000) $1,900 Shares 28,119 Est. Cost $56.09 Unrealized -9.4%
INTC INTEL CORP 1.1%
Value ($000) $1,768 Shares 36,924 Est. Cost $38.89 Unrealized +10.8%
SYK STRYKER CORP 1.1%
Value ($000) $1,742 Shares 8,475 Est. Cost $77.85 Unrealized +128.4%
ABT ABBOTT LABORATORIES 1.1%
Value ($000) $1,725 Shares 20,513 Est. Cost $57.83 Unrealized +21.4%
SEMPRA SAVINGS PLAN 1.1%
Value ($000) $1,719 Shares 10,000 Est. Cost $167.40 Unrealized
DEO DIAGEO PLC ADR NEW 1.1%
Value ($000) $1,699 Shares 9,857 Est. Cost $139.30 Unrealized
MA MASTERCARD INCORPORATED 1.0%
Value ($000) $1,663 Shares 6,285 Est. Cost $83.28 Unrealized +189.8%
WMT WALMART, INC 1.0%
Value ($000) $1,600 Shares 14,485 Est. Cost $27.59 Unrealized +13.5%
JPM JPMORGAN CHASE& CO 1.0%
Value ($000) $1,593 Shares 14,253 Est. Cost $92.48 Unrealized -0.5%
BAC BANK OF AMERICA CORP 0.9%
Value ($000) $1,472 Shares 50,773 Est. Cost $25.39 Unrealized -3.5%
DHR DANAHER CORP 0.9%
Value ($000) $1,386 Shares 9,695 Est. Cost $87.89 Unrealized +30.8%
ELV ANTHEM INC 0.8%
Value ($000) $1,328 Shares 4,706 Est. Cost $235.52 Unrealized +6.1%
SK TELECOM CO LTD ADR 0.8%
Value ($000) $1,315 Shares 53,125 Est. Cost $24.49 Unrealized
V VISA, INC 0.8%
Value ($000) $1,302 Shares 7,500 Est. Cost $97.52 Unrealized +60.3%
KMB KIMBERLY CLARK CORP 0.8%
Value ($000) $1,239 Shares 9,297 Est. Cost $86.55 Unrealized +18.1%
PG PROCTER AND GAMBLE COMPANY 0.8%
Value ($000) $1,233 Shares 11,248 Est. Cost $67.79 Unrealized +33.5%
VEA VANGUARD FTSE DEVELOPED MKTS 0.8%
Value ($000) $1,223 Shares 29,316 Est. Cost $41.49 Unrealized
NSRGY NESTLE SA ADR 0.8%
Value ($000) $1,216 Shares 11,764 Est. Cost $82.18 Unrealized
ACN ACCENTURE PLC CL.A 0.8%
Value ($000) $1,205 Shares 6,520 Est. Cost $142.15 Unrealized +15.2%
EMR EMERSON ELECTRIC CO 0.7%
Value ($000) $1,184 Shares 17,748 Est. Cost $61.95 Unrealized -7.2%
COST COSTCO WHSL CORP (NEW) 0.7%
Value ($000) $1,132 Shares 4,285 Est. Cost $169.81 Unrealized +33.4%
HXL HEXCEL CORPORATION 0.7%
Value ($000) $1,111 Shares 13,735 Est. Cost $72.68 Unrealized 0.0%
INTU INTUIT INC 0.7%
Value ($000) $1,091 Shares 4,175 Est. Cost $146.63 Unrealized +66.0%
BDX BECTON DICKINSON& CO 0.7%
Value ($000) $1,085 Shares 4,305 Est. Cost $209.73 Unrealized 0.0%
MRSH MARSH& MCLENNAN COS INC 0.7%
Value ($000) $1,066 Shares 10,690 Est. Cost $86.29 Unrealized 0.0%
CGNX COGNEX CORP 0.7%
Value ($000) $1,042 Shares 21,710 Est. Cost $45.10 Unrealized 0.0%
FAST FASTENAL CO 0.7%
Value ($000) $1,041 Shares 31,940 Est. Cost $13.28 Unrealized +4.9%
APH AMPHENOL CORP CL A NEW 0.6%
Value ($000) $1,018 Shares 10,610 Est. Cost $22.58 Unrealized 0.0%
SEMPRA SAVING PLAN 0.6%
Value ($000) $1,009 Shares 10,000 Est. Cost $97.20 Unrealized
T AT&T INC 0.6%
Value ($000) $986 Shares 29,414 Est. Cost $14.38 Unrealized +4.9%
BERKSHIRE HTWY CL.A 0.6%
Value ($000) $955 Shares 300 Est. Cost $2260.00 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC 0.6%
Value ($000) $949 Shares 17,610 Est. Cost $35.59 Unrealized +23.9%
SCHO SCHWAB S-T US TREASURY ETF 0.6%
Value ($000) $937 Shares 18,530 Est. Cost $50.60 Unrealized
BIL SPDR BARCLAYS 1-3 MO TBILL ETF 0.5%
Value ($000) $764 Shares 8,345 Est. Cost $91.55 Unrealized
ABBV ABBVIE INC 0.4%
Value ($000) $716 Shares 9,840 Est. Cost $69.17 Unrealized -14.1%
IJK iSHARES S&P MIDCAP 400 GRWTH 0.4%
Value ($000) $688 Shares 3,040 Est. Cost $167.65 Unrealized
VNGGF VANGUARD ALL-WORLD HI-DIV YLD 0.4%
Value ($000) $633 Shares 11,500 Est. Cost $55.04 Unrealized
ADBE ADOBE INC. 0.3%
Value ($000) $538 Shares 1,825 Est. Cost $143.00 Unrealized +94.2%
SHY iSHARES T-BOND 1-3 YRS FUND 0.3%
Value ($000) $532 Shares 6,275 Est. Cost $84.31 Unrealized
BP BP PLC ADR 0.3%
Value ($000) $494 Shares 11,841 Est. Cost $39.38 Unrealized
AMZN AMAZON.COM INC 0.3%
Value ($000) $492 Shares 260 Est. Cost $72.75 Unrealized +28.0%
SNPS SYNOPSYS INC 0.3%
Value ($000) $409 Shares 3,175 Est. Cost $99.10 Unrealized +21.4%
PEP PEPSICO INC 0.3%
Value ($000) $405 Shares 3,091 Est. Cost $76.25 Unrealized +37.4%
GAIA GAIA INC NEW CLASS A 0.2%
Value ($000) $391 Shares 51,600 Est. Cost $12.16 Unrealized -30.9%
MO ALTRIA GROUP INC 0.2%
Value ($000) $380 Shares 8,018 Est. Cost $25.82 Unrealized +19.8%
SPY SPDR S&P 500 ETF 0.2%
Value ($000) $337 Shares 1,151 Est. Cost $290.68 Unrealized
ROYAL DUTCH SHELL PLC CL.B 0.2%
Value ($000) $330 Shares 5,016 Est. Cost $71.71 Unrealized
VANGUARD S&P 500 UCITS ETF USD 0.2%
Value ($000) $324 Shares 5,800 Est. Cost $55.86 Unrealized
MRK MERCK& CO. INC. 0.2%
Value ($000) $300 Shares 3,575 Est. Cost $45.64 Unrealized +36.1%
DE DEERE& CO 0.2%
Value ($000) $282 Shares 1,700 Est. Cost $119.51 Unrealized +18.3%
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $261 Shares 241 Est. Cost $41.73 Unrealized +37.7%
SEMPRA 2005 DCP 0.2%
Value ($000) $260 Shares 8,757 Est. Cost $28.78 Unrealized
MORN MORNINGSTAR INC 0.2%
Value ($000) $260 Shares 1,800 Est. Cost $120.22 Unrealized +14.8%
VMBS VANGUARD MTG BACKED SEC ETF 0.1%
Value ($000) $238 Shares 4,500 Est. Cost $52.89 Unrealized
LINCOLN CORE CAPITAL 0.1%
Value ($000) $101 Shares 100,000 Est. Cost $1.00 Unrealized
AURORA CANNABIS INC 0.0%
Value ($000) $78 Shares 10,000 Est. Cost $9.10 Unrealized
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $2 Shares 20,000 Est. Cost $0.69 Unrealized -83.3%