Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: Apr 16, 2019

Total Value ($000): $148,678 (100.0% shares, 0.0% debt)

Holdings (84)

SDY SPDR S&P DIVIDEND ETF 10.4%
Value ($000) $15,430 Shares 155,211 Est. Cost $81.16 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 8.2%
Value ($000) $12,186 Shares 153,414 Est. Cost $54.81 Unrealized
IJR iSHARES CORE S&P SMALL-CAP ETF 4.9%
Value ($000) $7,334 Shares 95,059 Est. Cost $101.97 Unrealized
SCHF SCHWAB INTERNATIONAL EQTY ETF 4.7%
Value ($000) $6,941 Shares 221,679 Est. Cost $32.35 Unrealized
SCHB SCHWAB US BROAD MKT ETF 4.2%
Value ($000) $6,219 Shares 91,391 Est. Cost $55.09 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 4.0%
Value ($000) $5,885 Shares 37,625 Est. Cost $108.09 Unrealized
CVX CHEVRON CORP NEW 2.8%
Value ($000) $4,163 Shares 33,793 Est. Cost $76.59 Unrealized +14.2%
MSFT MICROSOFT CORP 2.4%
Value ($000) $3,614 Shares 30,642 Est. Cost $70.79 Unrealized +44.5%
WFC WELLS FARGO& CO (NEW) 2.2%
Value ($000) $3,243 Shares 67,116 Est. Cost $46.21 Unrealized -11.8%
XLE SECTOR SPDR ENERGY SELECT SHS 2.1%
Value ($000) $3,117 Shares 47,141 Est. Cost $72.02 Unrealized
INTC INTEL CORP 2.0%
Value ($000) $3,044 Shares 56,694 Est. Cost $38.89 Unrealized +12.7%
BIL SPDR BARCLAYS 1-3 MO TBILL ETF 1.9%
Value ($000) $2,822 Shares 30,805 Est. Cost $91.55 Unrealized
CSCO CISCO SYSTEMS INC 1.8%
Value ($000) $2,698 Shares 49,974 Est. Cost $37.17 Unrealized +6.3%
DIS DISNEY WALT CO (HOLDING CO) 1.7%
Value ($000) $2,586 Shares 23,287 Est. Cost $109.09 Unrealized -1.1%
VTI VANGUARD TOTAL STK MKT ETF 1.7%
Value ($000) $2,510 Shares 17,345 Est. Cost $119.05 Unrealized
XOM EXXON MOBIL CORP (NEW) 1.5%
Value ($000) $2,207 Shares 27,316 Est. Cost $56.02 Unrealized -1.1%
PFE PFIZER INCORPORATION 1.4%
Value ($000) $2,135 Shares 50,275 Est. Cost $24.56 Unrealized +19.1%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.3%
Value ($000) $1,930 Shares 66,073 Est. Cost $31.34 Unrealized
GILD GILEAD SCIENCES INC 1.2%
Value ($000) $1,828 Shares 28,119 Est. Cost $56.09 Unrealized -9.3%
JNJ JOHNSON& JOHNSON 1.2%
Value ($000) $1,806 Shares 12,916 Est. Cost $104.55 Unrealized +5.5%
HON HONEYWELL INTERNATIONAL INC 1.2%
Value ($000) $1,729 Shares 10,880 Est. Cost $121.49 Unrealized -0.3%
SYK STRYKER CORP 1.1%
Value ($000) $1,688 Shares 8,545 Est. Cost $77.85 Unrealized +114.6%
SEMPRA SAVINGS PLAN 1.1%
Value ($000) $1,674 Shares 10,000 Est. Cost $167.40 Unrealized
ABT ABBOTT LABORATORIES 1.1%
Value ($000) $1,643 Shares 20,553 Est. Cost $57.83 Unrealized +14.3%
INTU INTUIT INC 1.1%
Value ($000) $1,621 Shares 6,200 Est. Cost $146.63 Unrealized +50.7%
V VISA, INC 1.1%
Value ($000) $1,621 Shares 10,380 Est. Cost $97.52 Unrealized +40.9%
DEO DIAGEO PLC ADR NEW 1.1%
Value ($000) $1,615 Shares 9,872 Est. Cost $139.30 Unrealized
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 1.1%
Value ($000) $1,592 Shares 7,925 Est. Cost $195.07 Unrealized +3.5%
MA MASTERCARD INCORPORATED 1.0%
Value ($000) $1,492 Shares 6,335 Est. Cost $83.28 Unrealized +148.8%
JPM JPMORGAN CHASE& CO 1.0%
Value ($000) $1,446 Shares 14,283 Est. Cost $92.48 Unrealized -7.7%
WMT WALMART, INC 1.0%
Value ($000) $1,422 Shares 14,585 Est. Cost $27.59 Unrealized +6.0%
BAC BANK OF AMERICA CORP 0.9%
Value ($000) $1,395 Shares 50,573 Est. Cost $25.39 Unrealized -5.9%
ELV ANTHEM INC 0.9%
Value ($000) $1,382 Shares 4,816 Est. Cost $235.52 Unrealized +12.0%
HDV iSHARES CORE HIGH DIV ETF 0.9%
Value ($000) $1,371 Shares 14,691 Est. Cost $84.40 Unrealized
UNH UNITEDHEALTH GROUP INC 0.9%
Value ($000) $1,369 Shares 5,537 Est. Cost $230.64 Unrealized -1.3%
VZ VERIZON COMMUNICATIONS 0.9%
Value ($000) $1,365 Shares 23,083 Est. Cost $36.41 Unrealized +7.0%
SK TELECOM CO LTD ADR 0.9%
Value ($000) $1,301 Shares 53,125 Est. Cost $24.49 Unrealized
DHR DANAHER CORP 0.9%
Value ($000) $1,290 Shares 9,775 Est. Cost $87.89 Unrealized +13.1%
COST COSTCO WHSL CORP (NEW) 0.9%
Value ($000) $1,268 Shares 5,235 Est. Cost $169.81 Unrealized +16.8%
MKL MARKEL CORP 0.8%
Value ($000) $1,244 Shares 1,249 Est. Cost $1176.81 Unrealized -13.7%
VEA VANGUARD FTSE DEVELOPED MKTS 0.8%
Value ($000) $1,217 Shares 29,786 Est. Cost $41.49 Unrealized
EMR EMERSON ELECTRIC CO 0.8%
Value ($000) $1,209 Shares 17,653 Est. Cost $61.95 Unrealized -9.6%
PG PROCTER AND GAMBLE COMPANY 0.8%
Value ($000) $1,179 Shares 11,328 Est. Cost $67.79 Unrealized +21.1%
ACN ACCENTURE PLC CL.A 0.8%
Value ($000) $1,156 Shares 6,570 Est. Cost $142.15 Unrealized 0.0%
KMB KIMBERLY CLARK CORP 0.8%
Value ($000) $1,154 Shares 9,317 Est. Cost $86.55 Unrealized +5.5%
NSRGY NESTLE SA ADR 0.8%
Value ($000) $1,123 Shares 11,779 Est. Cost $82.18 Unrealized
NVDA NVIDIA CORP 0.7%
Value ($000) $1,100 Shares 6,125 Est. Cost $3.85 Unrealized 0.0%
FAST FASTENAL CO 0.7%
Value ($000) $1,035 Shares 16,100 Est. Cost $12.63 Unrealized 0.0%
CABOT MICROELECTRONICS 0.7%
Value ($000) $1,015 Shares 9,070 Est. Cost $111.91 Unrealized
ASML ASML HOLDING NV 0.7%
Value ($000) $1,007 Shares 5,355 Est. Cost $188.05 Unrealized
SEMPRA SAVING PLAN 0.7%
Value ($000) $972 Shares 10,000 Est. Cost $97.20 Unrealized
SCHO SCHWAB S-T US TREASURY ETF 0.6%
Value ($000) $945 Shares 18,830 Est. Cost $50.60 Unrealized
FANG DIAMONDBACK ENERGY INC 0.6%
Value ($000) $931 Shares 9,170 Est. Cost $79.50 Unrealized 0.0%
T AT&T INC 0.6%
Value ($000) $918 Shares 29,274 Est. Cost $14.38 Unrealized -1.5%
BERKSHIRE HTWY CL.A 0.6%
Value ($000) $904 Shares 300 Est. Cost $2260.00 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC 0.6%
Value ($000) $880 Shares 17,635 Est. Cost $35.59 Unrealized +8.9%
RSPH INVESCO S&P 500 EQ WT HEALTH 0.6%
Value ($000) $824 Shares 4,175 Est. Cost $182.67 Unrealized
ABBV ABBVIE INC 0.5%
Value ($000) $793 Shares 9,840 Est. Cost $69.17 Unrealized -11.8%
DEM WISDOM TREE EMRG MKTS HI DIV 0.5%
Value ($000) $751 Shares 17,135 Est. Cost $43.83 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 0.4%
Value ($000) $669 Shares 3,055 Est. Cost $167.65 Unrealized
GOOG ALPHABET CLASS C 0.4%
Value ($000) $578 Shares 493 Est. Cost $38.67 Unrealized +44.0%
SHY iSHARES T-BOND 1-3 YRS FUND 0.4%
Value ($000) $528 Shares 6,275 Est. Cost $84.31 Unrealized
BP BP PLC ADR 0.3%
Value ($000) $514 Shares 11,766 Est. Cost $39.38 Unrealized
ISRG INTUITIVE SURGICAL NEW 0.3%
Value ($000) $507 Shares 888 Est. Cost $113.35 Unrealized +56.8%
ADBE ADOBE INC. 0.3%
Value ($000) $497 Shares 1,865 Est. Cost $143.00 Unrealized +76.3%
AMZN AMAZON.COM INC 0.3%
Value ($000) $472 Shares 265 Est. Cost $72.75 Unrealized +14.4%
GAIA GAIA INC NEW CLASS A 0.3%
Value ($000) $472 Shares 51,600 Est. Cost $12.16 Unrealized -12.2%
MO ALTRIA GROUP INC 0.3%
Value ($000) $462 Shares 8,048 Est. Cost $25.82 Unrealized +15.1%
PEP PEPSICO INC 0.3%
Value ($000) $379 Shares 3,091 Est. Cost $76.25 Unrealized +21.2%
SNPS SYNOPSYS INC 0.3%
Value ($000) $375 Shares 3,255 Est. Cost $99.10 Unrealized 0.0%
SPY SPDR S&P 500 ETF 0.2%
Value ($000) $325 Shares 1,151 Est. Cost $290.68 Unrealized
MRK MERCK& CO. INC. 0.2%
Value ($000) $297 Shares 3,575 Est. Cost $45.64 Unrealized +32.1%
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $284 Shares 241 Est. Cost $41.73 Unrealized +34.3%
ROYAL DUTCH SHELL PLC CL.B 0.2%
Value ($000) $282 Shares 4,416 Est. Cost $72.52 Unrealized
DE DEERE& CO 0.2%
Value ($000) $272 Shares 1,700 Est. Cost $119.51 Unrealized +20.9%
BA BOEING COMPANY 0.2%
Value ($000) $261 Shares 685 Est. Cost $264.03 Unrealized +42.1%
SEMPRA 2005 DCP 0.2%
Value ($000) $252 Shares 8,757 Est. Cost $28.78 Unrealized
KNX KNIGHT-SWIFT TRANSPORT HLDGS 0.2%
Value ($000) $248 Shares 7,600 Est. Cost $29.69 Unrealized 0.0%
OXY OCCIDENTAL PETROLEUM 0.2%
Value ($000) $244 Shares 3,679 Est. Cost $56.47 Unrealized 0.0%
MORN MORNINGSTAR INC 0.2%
Value ($000) $227 Shares 1,800 Est. Cost $120.22 Unrealized 0.0%
LINCOLN CORE CAPITAL 0.1%
Value ($000) $100 Shares 100,000 Est. Cost $1.00 Unrealized
AURORA CANNABIS INC 0.1%
Value ($000) $91 Shares 10,000 Est. Cost $9.10 Unrealized
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $3 Shares 20,000 Est. Cost $0.69 Unrealized -78.7%
DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost Unrealized