Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 15, 2019

Total Value ($000): $156,223 (100.0% shares, 0.0% debt)

Holdings (82)

SDY SPDR S&P DIVIDEND ETF 10.2%
Value ($000) $15,931 Shares 155,271 Est. Cost $81.43 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 8.1%
Value ($000) $12,690 Shares 151,052 Est. Cost $54.81 Unrealized
SCHF SCHWAB INTERNATIONAL EQTY ETF 4.5%
Value ($000) $7,056 Shares 221,453 Est. Cost $32.35 Unrealized
SCHB SCHWAB US BROAD MKT ETF 4.1%
Value ($000) $6,419 Shares 90,383 Est. Cost $55.09 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 4.0%
Value ($000) $6,274 Shares 37,730 Est. Cost $108.09 Unrealized
DEM WISDOM TREE EMRG MKTS HI DIV 3.4%
Value ($000) $5,285 Shares 127,923 Est. Cost $44.44 Unrealized
HDV iSHARES CORE HIGH DIV ETF 2.7%
Value ($000) $4,291 Shares 45,567 Est. Cost $91.23 Unrealized
MSFT MICROSOFT CORP 2.7%
Value ($000) $4,178 Shares 30,052 Est. Cost $70.79 Unrealized +83.5%
CVX CHEVRON CORP NEW 2.6%
Value ($000) $4,004 Shares 33,758 Est. Cost $76.59 Unrealized +19.5%
WFC WELLS FARGO& CO (NEW) 2.3%
Value ($000) $3,614 Shares 71,656 Est. Cost $45.80 Unrealized -13.1%
RAYTHEON COMPANY NEW 2.2%
Value ($000) $3,493 Shares 17,805 Est. Cost $173.86 Unrealized
DIS DISNEY WALT CO (HOLDING CO) 1.9%
Value ($000) $3,020 Shares 23,173 Est. Cost $109.09 Unrealized +23.1%
CGNX COGNEX CORP 1.9%
Value ($000) $2,955 Shares 60,150 Est. Cost $43.35 Unrealized -2.3%
HON HONEYWELL INTERNATIONAL INC 1.8%
Value ($000) $2,801 Shares 16,555 Est. Cost $127.57 Unrealized +9.2%
XLE SECTOR SPDR ENERGY SELECT SHS 1.7%
Value ($000) $2,696 Shares 45,534 Est. Cost $72.02 Unrealized
VTI VANGUARD TOTAL STK MKT ETF 1.7%
Value ($000) $2,619 Shares 17,342 Est. Cost $119.53 Unrealized
ABBV ABBVIE INC 1.6%
Value ($000) $2,523 Shares 33,315 Est. Cost $57.48 Unrealized -8.5%
CSCO CISCO SYSTEMS INC 1.6%
Value ($000) $2,454 Shares 49,664 Est. Cost $37.17 Unrealized +15.1%
PSX PHILLIPS 66 1.6%
Value ($000) $2,450 Shares 23,923 Est. Cost $68.50 Unrealized +12.8%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 1.5%
Value ($000) $2,404 Shares 11,555 Est. Cost $198.79 Unrealized +3.6%
VZ VERIZON COMMUNICATIONS 1.4%
Value ($000) $2,124 Shares 35,183 Est. Cost $37.66 Unrealized +7.4%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.3%
Value ($000) $2,105 Shares 71,704 Est. Cost $31.19 Unrealized
XOM EXXON MOBIL CORP (NEW) 1.2%
Value ($000) $1,934 Shares 27,387 Est. Cost $56.02 Unrealized -4.0%
GILD GILEAD SCIENCES INC 1.2%
Value ($000) $1,821 Shares 28,726 Est. Cost $55.98 Unrealized -8.9%
SYK STRYKER CORP 1.2%
Value ($000) $1,818 Shares 8,405 Est. Cost $77.85 Unrealized +157.1%
PFE PFIZER INCORPORATION 1.2%
Value ($000) $1,805 Shares 50,235 Est. Cost $24.56 Unrealized +10.0%
INTC INTEL CORP 1.1%
Value ($000) $1,786 Shares 34,664 Est. Cost $38.89 Unrealized +10.6%
SEMPRA SAVINGS PLAN 1.1%
Value ($000) $1,738 Shares 10,000 Est. Cost $167.40 Unrealized
WMT WALMART, INC 1.1%
Value ($000) $1,714 Shares 14,445 Est. Cost $27.59 Unrealized +24.9%
ABT ABBOTT LABORATORIES 1.1%
Value ($000) $1,710 Shares 20,438 Est. Cost $57.83 Unrealized +31.6%
MA MASTERCARD INCORPORATED 1.1%
Value ($000) $1,705 Shares 6,280 Est. Cost $83.28 Unrealized +219.5%
JPM JPMORGAN CHASE& CO 1.1%
Value ($000) $1,700 Shares 14,448 Est. Cost $92.52 Unrealized +2.8%
DEO DIAGEO PLC ADR NEW 1.0%
Value ($000) $1,612 Shares 9,857 Est. Cost $139.30 Unrealized
UNH UNITEDHEALTH GROUP INC 1.0%
Value ($000) $1,600 Shares 7,362 Est. Cost $224.17 Unrealized -3.1%
EMR EMERSON ELECTRIC CO 0.9%
Value ($000) $1,439 Shares 21,523 Est. Cost $60.62 Unrealized -10.3%
DHR DANAHER CORP 0.9%
Value ($000) $1,394 Shares 9,655 Est. Cost $87.89 Unrealized +38.5%
KMB KIMBERLY CLARK CORP 0.8%
Value ($000) $1,321 Shares 9,297 Est. Cost $86.55 Unrealized +26.8%
PG PROCTER AND GAMBLE COMPANY 0.8%
Value ($000) $1,320 Shares 10,613 Est. Cost $67.79 Unrealized +49.0%
V VISA, INC 0.8%
Value ($000) $1,286 Shares 7,475 Est. Cost $97.52 Unrealized +74.6%
NSRGY NESTLE SA ADR 0.8%
Value ($000) $1,275 Shares 11,764 Est. Cost $82.18 Unrealized
ACN ACCENTURE PLC CL.A 0.8%
Value ($000) $1,249 Shares 6,495 Est. Cost $142.15 Unrealized +24.2%
COST COSTCO WHSL CORP (NEW) 0.8%
Value ($000) $1,230 Shares 4,270 Est. Cost $169.81 Unrealized +51.0%
VEA VANGUARD FTSE DEVELOPED MKTS 0.8%
Value ($000) $1,204 Shares 29,316 Est. Cost $41.49 Unrealized
SK TELECOM CO LTD ADR 0.8%
Value ($000) $1,179 Shares 53,125 Est. Cost $24.49 Unrealized
ELV ANTHEM INC 0.7%
Value ($000) $1,130 Shares 4,706 Est. Cost $235.52 Unrealized +6.7%
HXL HEXCEL CORPORATION 0.7%
Value ($000) $1,124 Shares 13,685 Est. Cost $72.68 Unrealized +12.4%
T AT&T INC 0.7%
Value ($000) $1,113 Shares 29,414 Est. Cost $14.38 Unrealized +18.2%
INTU INTUIT INC 0.7%
Value ($000) $1,106 Shares 4,160 Est. Cost $146.63 Unrealized +80.0%
BIL SPDR BARCLAYS 1-3 MO TBILL ETF 0.7%
Value ($000) $1,094 Shares 11,945 Est. Cost $91.56 Unrealized
BDX BECTON DICKINSON& CO 0.7%
Value ($000) $1,085 Shares 4,290 Est. Cost $209.73 Unrealized +6.6%
FAST FASTENAL CO 0.7%
Value ($000) $1,040 Shares 31,820 Est. Cost $13.28 Unrealized -0.3%
SEMPRA SAVING PLAN 0.7%
Value ($000) $1,035 Shares 10,000 Est. Cost $97.20 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC 0.6%
Value ($000) $974 Shares 17,610 Est. Cost $35.59 Unrealized +31.2%
NOK NOKIA CORP SPONSORED ADR 0.6%
Value ($000) $944 Shares 186,530 Est. Cost $5.06 Unrealized
BERKSHIRE HTWY CL.A 0.6%
Value ($000) $935 Shares 300 Est. Cost $2260.00 Unrealized
SCHO SCHWAB S-T US TREASURY ETF 0.6%
Value ($000) $926 Shares 18,300 Est. Cost $50.60 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 0.4%
Value ($000) $685 Shares 3,060 Est. Cost $167.65 Unrealized
VNGGF VANGUARD ALL-WORLD HI-DIV YLD 0.4%
Value ($000) $626 Shares 11,500 Est. Cost $55.04 Unrealized
SHY iSHARES T-BOND 1-3 YRS FUND 0.3%
Value ($000) $513 Shares 6,050 Est. Cost $84.31 Unrealized
ADBE ADOBE INC. 0.3%
Value ($000) $504 Shares 1,825 Est. Cost $143.00 Unrealized +104.1%
AMZN AMAZON.COM INC 0.3%
Value ($000) $451 Shares 260 Est. Cost $72.75 Unrealized +27.5%
BP BP PLC ADR 0.3%
Value ($000) $450 Shares 11,841 Est. Cost $39.38 Unrealized
SNPS SYNOPSYS INC 0.3%
Value ($000) $436 Shares 3,175 Est. Cost $99.10 Unrealized +36.4%
PEP PEPSICO INC 0.3%
Value ($000) $424 Shares 3,091 Est. Cost $76.25 Unrealized +43.4%
SPY SPDR S&P 500 ETF 0.2%
Value ($000) $342 Shares 1,151 Est. Cost $290.68 Unrealized
GAIA GAIA INC NEW CLASS A 0.2%
Value ($000) $337 Shares 51,600 Est. Cost $12.16 Unrealized -42.0%
MO ALTRIA GROUP INC 0.2%
Value ($000) $328 Shares 8,018 Est. Cost $25.82 Unrealized +6.9%
VANGUARD S&P 500 UCITS ETF USD 0.2%
Value ($000) $328 Shares 5,800 Est. Cost $55.86 Unrealized
MRK MERCK& CO. INC. 0.2%
Value ($000) $301 Shares 3,575 Est. Cost $45.64 Unrealized +43.4%
ROYAL DUTCH SHELL PLC CL.B 0.2%
Value ($000) $300 Shares 5,016 Est. Cost $71.71 Unrealized
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $294 Shares 241 Est. Cost $41.73 Unrealized +40.8%
DE DEERE& CO 0.2%
Value ($000) $287 Shares 1,700 Est. Cost $119.51 Unrealized +22.2%
SEMPRA 2005 DCP 0.2%
Value ($000) $264 Shares 8,757 Est. Cost $28.78 Unrealized
MORN MORNINGSTAR INC 0.2%
Value ($000) $263 Shares 1,800 Est. Cost $120.22 Unrealized +28.1%
QQQ INVESCO QQQ TR 0.2%
Value ($000) $255 Shares 1,349 Est. Cost $189.03 Unrealized
VMBS VANGUARD MTG BACKED SEC ETF 0.2%
Value ($000) $255 Shares 4,779 Est. Cost $52.92 Unrealized
VFTAX VANGUARD FTSE SOCIAL INDEX FD 0.1%
Value ($000) $226 Shares 8,174 Est. Cost $27.65 Unrealized
TXN TEXAS INSTRUMENTS INCORPORATED 0.1%
Value ($000) $220 Shares 1,700 Est. Cost $102.86 Unrealized 0.0%
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $215 Shares 574 Est. Cost $318.69 Unrealized 0.0%
LINCOLN CORE CAPITAL 0.1%
Value ($000) $102 Shares 100,000 Est. Cost $1.00 Unrealized
ACREAGE HOLDINGS INC 0.1%
Value ($000) $84 Shares 11,350 Est. Cost $7.40 Unrealized
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $1 Shares 20,000 Est. Cost $0.69 Unrealized -88.2%