Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Oct 23, 2025

Total Value: $284M (100.0% shares, 0.0% debt)

Holdings (109)

VUSB VANGUARD BD INDEX FDS 7.5%
Value $21.42M Shares 428,467 Share Price $50.00 Est. Cost/Share $49.83 Unrealized @ Report Date +0.3%
RSP INVESCO EXCHANGE TRADED FD T 4.6%
Value $13.03M Shares 68,684 Share Price $189.70 Est. Cost/Share $165.42 Unrealized @ Report Date +14.7%
SCHV SCHWAB STRATEGIC TR 4.2%
Value $11.96M Shares 410,880 Share Price $29.11 Est. Cost/Share $24.62 Unrealized @ Report Date +18.2%
DSEP FIRST TR EXCHNG TRADED FD VI 4.1%
Value $11.78M Shares 266,531 Share Price $44.20 Est. Cost/Share $40.88 Unrealized @ Report Date +8.1%
USMV ISHARES TR 4.1%
Value $11.72M Shares 123,164 Share Price $95.14 Est. Cost/Share $76.49 Unrealized @ Report Date +24.4%
IAU ISHARES GOLD TR 4.1%
Value $11.67M Shares 160,315 Share Price $72.77 Est. Cost/Share $38.05 Unrealized @ Report Date +91.2%
DMAR FIRST TR EXCHNG TRADED FD VI 3.4%
Value $9.726M Shares 238,549 Share Price $40.77 Est. Cost/Share $35.87 Unrealized @ Report Date +13.7%
ORCL ORACLE CORP 2.7%
Value $7.541M Shares 26,814 Share Price $281.24 Est. Cost/Share $58.70 Unrealized @ Report Date +378.3%
SCHG SCHWAB STRATEGIC TR 2.4%
Value $6.766M Shares 212,025 Share Price $31.91 Est. Cost/Share $24.33 Unrealized @ Report Date +31.2%
DFEB FIRST TR EXCHNG TRADED FD VI 2.3%
Value $6.613M Shares 142,103 Share Price $46.54 Est. Cost/Share $39.28 Unrealized @ Report Date +18.5%
MSFT MICROSOFT CORP 2.2%
Value $6.248M Shares 12,062 Share Price $517.96 Est. Cost/Share $111.91 Unrealized @ Report Date +362.0%
DMAY FIRST TR EXCHNG TRADED FD VI 2.1%
Value $6.06M Shares 136,741 Share Price $44.32 Est. Cost/Share $40.30 Unrealized @ Report Date +10.0%
VGK VANGUARD INTL EQUITY INDEX F 2.1%
Value $5.935M Shares 74,372 Share Price $79.80 Est. Cost/Share $66.60 Unrealized @ Report Date +19.8%
GOOG ALPHABET INC 1.8%
Value $5.22M Shares 21,433 Share Price $243.55 Est. Cost/Share $185.13 Unrealized @ Report Date +31.5%
SCHW SCHWAB CHARLES CORP 1.8%
Value $5.065M Shares 53,049 Share Price $95.47 Est. Cost/Share $54.18 Unrealized @ Report Date +75.7%
CVX CHEVRON CORP NEW 1.7%
Value $4.91M Shares 31,616 Share Price $155.29 Est. Cost/Share $82.07 Unrealized @ Report Date +87.1%
ABBV ABBVIE INC 1.7%
Value $4.76M Shares 20,557 Share Price $231.55 Est. Cost/Share $65.21 Unrealized @ Report Date +252.5%
HON HONEYWELL INTL INC 1.7%
Value $4.709M Shares 22,369 Share Price $210.50 * Est. Cost/Share $143.57 Unrealized @ Report Date +37.4%
WMT WALMART INC 1.6%
Value $4.679M Shares 45,403 Share Price $103.06 Est. Cost/Share $53.17 Unrealized @ Report Date +93.4%
VYMI VANGUARD WHITEHALL FDS 1.6%
Value $4.659M Shares 55,020 Share Price $84.68 Est. Cost/Share $82.89 Unrealized @ Report Date +2.2%
LHX L3HARRIS TECHNOLOGIES INC 1.6%
Value $4.641M Shares 15,196 Share Price $305.42 Est. Cost/Share $207.11 Unrealized @ Report Date +46.9%
XOM EXXON MOBIL CORP 1.6%
Value $4.638M Shares 41,137 Share Price $112.75 Est. Cost/Share $63.40 Unrealized @ Report Date +76.3%
SCHF SCHWAB STRATEGIC TR 1.6%
Value $4.618M Shares 198,372 Share Price $23.28 Est. Cost/Share $18.65 Unrealized @ Report Date +24.9%
CSCO CISCO SYS INC 1.6%
Value $4.419M Shares 64,586 Share Price $68.42 Est. Cost/Share $41.05 Unrealized @ Report Date +64.8%
DUK DUKE ENERGY CORP NEW 1.5%
Value $4.19M Shares 33,855 Share Price $123.75 Est. Cost/Share $75.64 Unrealized @ Report Date +62.2%
EME EMCOR GROUP INC 1.5%
Value $4.176M Shares 6,429 Share Price $649.54 Est. Cost/Share $440.85 Unrealized @ Report Date +47.3%
LIN LINDE PLC 1.4%
Value $4.08M Shares 8,590 Share Price $475.00 Est. Cost/Share $444.55 Unrealized @ Report Date +6.5%
MDT MEDTRONIC PLC 1.4%
Value $3.94M Shares 41,067 Share Price $95.95 Est. Cost/Share $79.95 Unrealized @ Report Date +19.1%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.3%
Value $3.738M Shares 7,436 Share Price $502.74 Est. Cost/Share $246.31 Unrealized @ Report Date +104.1%
EMR EMERSON ELEC CO 1.3%
Value $3.627M Shares 27,648 Share Price $131.18 Est. Cost/Share $71.67 Unrealized @ Report Date +82.2%
NVS NOVARTIS AG 1.2%
Value $3.356M Shares 26,168 Share Price $128.24 Est. Cost/Share $113.25 Unrealized @ Report Date +13.2%
ABT ABBOTT LABS 1.2%
Value $3.343M Shares 24,962 Share Price $133.94 Est. Cost/Share $82.35 Unrealized @ Report Date +61.9%
VZ VERIZON COMMUNICATIONS INC 1.2%
Value $3.301M Shares 75,098 Share Price $43.95 Est. Cost/Share $33.62 Unrealized @ Report Date +28.5%
EW EDWARDS LIFESCIENCES CORP 1.1%
Value $3.03M Shares 38,960 Share Price $77.77 Est. Cost/Share $73.60 Unrealized @ Report Date +5.7%
LNG CHENIERE ENERGY INC 1.0%
Value $2.824M Shares 12,017 Share Price $234.98 Est. Cost/Share $233.27 Unrealized @ Report Date +0.7%
SCJ ISHARES INC 1.0%
Value $2.75M Shares 29,879 Share Price $92.04 Est. Cost/Share $74.87 Unrealized @ Report Date +22.9%
AAAU GOLDMAN SACHS PHYSICAL GOLD 1.0%
Value $2.719M Shares 71,332 Share Price $38.12 Est. Cost/Share $32.46 Unrealized @ Report Date +17.4%
EWZ ISHARES INC 0.9%
Value $2.565M Shares 82,739 Share Price $31.00 Est. Cost/Share $26.99 Unrealized @ Report Date +14.9%
EWW ISHARES INC 0.9%
Value $2.565M Shares 37,600 Share Price $68.21 Est. Cost/Share $57.60 Unrealized @ Report Date +18.4%
MLPX GLOBAL X FDS 0.9%
Value $2.45M Shares 39,065 Share Price $62.71 Est. Cost/Share $60.74 Unrealized @ Report Date +3.2%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.8%
Value $2.263M Shares 3 Share Price $754200.00 Est. Cost/Share $729330.75 Unrealized @ Report Date +3.4%
SCHB SCHWAB STRATEGIC TR 0.7%
Value $2.08M Shares 80,899 Share Price $25.71 Est. Cost/Share $20.39 Unrealized @ Report Date +26.1%
XLE SELECT SECTOR SPDR TR 0.7%
Value $2.076M Shares 23,235 Share Price $89.34 * Est. Cost/Share $42.90 Unrealized @ Report Date +4.1%
FISV FISERV INC 0.7%
Value $2.054M Shares 15,935 Share Price $128.93 Est. Cost/Share $161.97 Unrealized @ Report Date -20.4%
FLJP FRANKLIN TEMPLETON ETF TR 0.7%
Value $2.019M Shares 58,429 Share Price $34.56 Est. Cost/Share $30.52 Unrealized @ Report Date +13.2%
SCHR SCHWAB STRATEGIC TR 0.7%
Value $1.996M Shares 79,439 Share Price $25.13 Est. Cost/Share $24.91 Unrealized @ Report Date +0.9%
EWA ISHARES INC 0.7%
Value $1.854M Shares 68,677 Share Price $27.00 Est. Cost/Share $24.93 Unrealized @ Report Date +8.3%
SPY SPDR S&P 500 ETF TR 0.6%
Value $1.831M Shares 2,741 Share Price $667.93 Est. Cost/Share $363.44 Unrealized @ Report Date +83.3%
ESGU ISHARES TR 0.6%
Value $1.797M Shares 12,344 Share Price $145.60 Est. Cost/Share $96.87 Unrealized @ Report Date +50.3%
VUG VANGUARD INDEX FDS 0.6%
Value $1.713M Shares 3,567 Share Price $480.12 * Est. Cost/Share $18.98 Unrealized @ Report Date +321.1%
COST COSTCO WHSL CORP NEW 0.5%
Value $1.382M Shares 1,493 Share Price $925.86 Est. Cost/Share $234.07 Unrealized @ Report Date +294.9%
GOOGL ALPHABET INC 0.5%
Value $1.309M Shares 5,383 Share Price $243.12 Est. Cost/Share $116.90 Unrealized @ Report Date +107.8%
V VISA INC 0.5%
Value $1.306M Shares 3,825 Share Price $341.38 Est. Cost/Share $260.69 Unrealized @ Report Date +30.7%
MCK MCKESSON CORP 0.4%
Value $1.237M Shares 1,600 Share Price $773.36 Est. Cost/Share $512.91 Unrealized @ Report Date +50.5%
RTX RTX CORPORATION 0.4%
Value $1.205M Shares 7,204 Share Price $167.33 Est. Cost/Share $76.66 Unrealized @ Report Date +117.4%
DNOV FIRST TR EXCHNG TRADED FD VI 0.4%
Value $1.161M Shares 24,800 Share Price $46.82 Est. Cost/Share $42.85 Unrealized @ Report Date +9.3%
AAPL APPLE INC 0.4%
Value $1.097M Shares 4,310 Share Price $254.62 Est. Cost/Share $129.79 Unrealized @ Report Date +96.0%
TLT ISHARES TR 0.3%
Value $748K Shares 8,370 Share Price $89.37 Est. Cost/Share $101.53 Unrealized @ Report Date -12.0%
VEA VANGUARD TAX-MANAGED FDS 0.3%
Value $746K Shares 12,452 Share Price $59.92 Est. Cost/Share $42.07 Unrealized @ Report Date +42.4%
ESLT ELBIT SYS LTD 0.3%
Value $732K Shares 1,436 Share Price $509.80 Est. Cost/Share $189.80 Unrealized @ Report Date +167.8%
NKE NIKE INC 0.2%
Value $693K Shares 9,939 Share Price $69.73 Est. Cost/Share $73.79 Unrealized @ Report Date -6.1%
ASML ASML HOLDING N V 0.2%
Value $691K Shares 714 Share Price $968.09 Est. Cost/Share $717.65 Unrealized @ Report Date +34.9%
MCD MCDONALDS CORP 0.2%
Value $650K Shares 2,138 Share Price $303.86 Est. Cost/Share $204.12 Unrealized @ Report Date +48.0%
PHM PULTE GROUP INC 0.2%
Value $642K Shares 4,852 Share Price $132.35 Est. Cost/Share $100.20 Unrealized @ Report Date +31.6%
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value $633K Shares 2,094 Share Price $302.35 Est. Cost/Share $194.36 Unrealized @ Report Date +55.6%
IBTH ISHARES TR 0.2%
Value $632K Shares 28,052 Share Price $22.52 Est. Cost/Share $22.07 Unrealized @ Report Date +2.0%
CIBR FIRST TR EXCHANGE TRADED FD 0.2%
Value $631K Shares 8,301 Share Price $76.01 Est. Cost/Share $68.58 Unrealized @ Report Date +10.8%
IJR ISHARES TR 0.2%
Value $565K Shares 4,758 Share Price $118.83 Est. Cost/Share $103.37 Unrealized @ Report Date +15.0%
PAYC PAYCOM SOFTWARE INC 0.2%
Value $528K Shares 2,538 Share Price $208.14 Est. Cost/Share $202.05 Unrealized @ Report Date +2.8%
SLB SCHLUMBERGER LTD 0.2%
Value $518K Shares 14,938 Share Price $34.66 Est. Cost/Share $34.34 Unrealized @ Report Date -0.7%
DE DEERE & CO 0.2%
Value $515K Shares 1,123 Share Price $458.97 Est. Cost/Share $273.40 Unrealized @ Report Date +66.7%
AXS AXIS CAP HLDGS LTD 0.2%
Value $499K Shares 5,189 Share Price $96.24 Est. Cost/Share $96.84 Unrealized @ Report Date -1.1%
PGR PROGRESSIVE CORP 0.2%
Value $497K Shares 2,012 Share Price $246.95 * Est. Cost/Share $231.70 Unrealized @ Report Date +0.2%
VTI VANGUARD INDEX FDS 0.2%
Value $493K Shares 1,498 Share Price $329.08 Est. Cost/Share $118.14 Unrealized @ Report Date +177.8%
MCO MOODYS CORP 0.2%
Value $469K Shares 984 Share Price $476.48 Est. Cost/Share $502.63 Unrealized @ Report Date -5.4%
PFE PFIZER INC 0.2%
Value $454K Shares 17,812 Share Price $25.48 Est. Cost/Share $24.76 Unrealized @ Report Date +1.1%
ITB ISHARES TR 0.2%
Value $437K Shares 4,074 Share Price $107.25 Est. Cost/Share $105.32 Unrealized @ Report Date +1.8%
IBTG ISHARES TR 0.2%
Value $436K Shares 18,983 Share Price $22.95 Est. Cost/Share $22.65 Unrealized @ Report Date +1.3%
TSLA TESLA INC 0.2%
Value $435K Shares 978 Share Price $444.85 Est. Cost/Share $324.73 Unrealized @ Report Date +36.9%
SRE SEMPRA 0.2%
Value $435K Shares 4,834 Share Price $89.97 Est. Cost/Share $60.03 Unrealized @ Report Date +47.7%
MORN MORNINGSTAR INC 0.1%
Value $421K Shares 1,815 Share Price $232.06 Est. Cost/Share $120.22 Unrealized @ Report Date +93.0%
ANET ARISTA NETWORKS INC 0.1%
Value $400K Shares 2,747 Share Price $145.71 Est. Cost/Share $128.77 Unrealized @ Report Date +13.2%
NVDA NVIDIA CORPORATION 0.1%
Value $383K Shares 2,052 Share Price $186.60 Est. Cost/Share $98.54 Unrealized @ Report Date +89.3%
MLPA GLOBAL X FDS 0.1%
Value $379K Shares 7,832 Share Price $48.42 Est. Cost/Share $35.04 Unrealized @ Report Date +38.2%
GLD SPDR GOLD TR 0.1%
Value $351K Shares 988 Share Price $355.47 Est. Cost/Share $161.08 Unrealized @ Report Date +120.7%
TPL TEXAS PACIFIC LAND CORPORATI 0.1%
Value $342K Shares 366 Share Price $933.64 * Est. Cost/Share $407.01 Unrealized @ Report Date -23.7%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $339K Shares 1,200 Share Price $282.16 Est. Cost/Share $172.56 Unrealized @ Report Date +62.6%
GE GE AEROSPACE 0.1%
Value $333K Shares 1,105 Share Price $301.18 Est. Cost/Share $195.73 Unrealized @ Report Date +53.5%
PANW PALO ALTO NETWORKS INC 0.1%
Value $311K Shares 1,528 Share Price $203.62 Est. Cost/Share $191.42 Unrealized @ Report Date +6.4%
IVV ISHARES TR 0.1%
Value $311K Shares 464 Share Price $669.30 Est. Cost/Share $408.13 Unrealized @ Report Date +64.0%
— ISHARES TR 0.1%
Value $305K Shares 13,033 Share Price $23.37 Est. Cost/Share $23.29 Unrealized @ Report Date —
PEP PEPSICO INC 0.1%
Value $302K Shares 2,153 Share Price $140.46 Est. Cost/Share $110.00 Unrealized @ Report Date +26.4%
VEEV VEEVA SYS INC 0.1%
Value $289K Shares 971 Share Price $297.91 Est. Cost/Share $197.66 Unrealized @ Report Date +50.7%
DJUL FIRST TR EXCHNG TRADED FD VI 0.1%
Value $279K Shares 5,970 Share Price $46.70 Est. Cost/Share $40.22 Unrealized @ Report Date +16.1%
NOW SERVICENOW INC 0.1%
Value $277K Shares 301 Share Price $920.28 * Est. Cost/Share $186.78 Unrealized @ Report Date -1.5%
DAPR FIRST TR EXCHNG TRADED FD VI 0.1%
Value $269K Shares 6,965 Share Price $38.64 Est. Cost/Share $36.56 Unrealized @ Report Date +5.7%
MELI MERCADOLIBRE INC 0.1%
Value $269K Shares 115 Share Price $2336.95 Est. Cost/Share $1271.76 Unrealized @ Report Date +83.8%
BAC BANK AMERICA CORP 0.1%
Value $257K Shares 4,979 Share Price $51.59 Est. Cost/Share $42.18 Unrealized @ Report Date +21.7%
NICE NICE LTD 0.1%
Value $240K Shares 1,655 Share Price $144.78 Est. Cost/Share $161.06 Unrealized @ Report Date -10.1%
SPDW SPDR INDEX SHS FDS 0.1%
Value $237K Shares 5,539 Share Price $42.79 Est. Cost/Share $30.67 Unrealized @ Report Date +39.5%
MO ALTRIA GROUP INC 0.1%
Value $229K Shares 3,405 Share Price $67.12 * Est. Cost/Share $61.42 Unrealized @ Report Date +5.6%
AMZN AMAZON COM INC 0.1%
Value $223K Shares 1,015 Share Price $219.57 Est. Cost/Share $199.57 Unrealized @ Report Date +10.0%
DOCT FIRST TR EXCHNG TRADED FD VI 0.1%
Value $220K Shares 5,100 Share Price $43.20 Est. Cost/Share $39.37 Unrealized @ Report Date +9.7%
CMG CHIPOTLE MEXICAN GRILL INC 0.1%
Value $215K Shares 5,492 Share Price $39.19 Est. Cost/Share $45.03 Unrealized @ Report Date -13.0%
IWB ISHARES TR 0.1%
Value $200K Shares 548 Share Price $365.48 Est. Cost/Share $352.22 Unrealized @ Report Date +3.8%
BEAT HEARTBEAM INC 0.0%
Value $123K Shares 74,400 Share Price $1.65 Est. Cost/Share $2.35 Unrealized @ Report Date -29.6%
TNONW TENON MEDICAL INC 0.0%
Value $17,007 Shares 914,314 Share Price $0.02 Est. Cost/Share $0.03 Unrealized @ Report Date —
TNON TENON MEDICAL INC 0.0%
Value $12,567 Shares 10,650 Share Price $1.18 Est. Cost/Share $3.67 Unrealized @ Report Date -66.9%
NVDA NVIDIA CORPORATION 0.0%
Value $1,683 Shares 40,000 Share Price $0.04 * Est. Cost/Share $98.54 Unrealized @ Report Date +89.3%