Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Oct 23, 2025

Total Value ($000): $284,430 (100.0% shares, 0.0% debt)

Holdings (109)

VUSB VANGUARD BD INDEX FDS 7.5%
Value ($000) $21,421 Shares 428,467 Est. Cost $50.00 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 4.6%
Value ($000) $13,029 Shares 68,684 Est. Cost $168.23 Unrealized
SCHV SCHWAB STRATEGIC TR 4.2%
Value ($000) $11,961 Shares 410,880 Est. Cost $37.34 Unrealized
DSEP FIRST TR EXCHNG TRADED FD VI 4.1%
Value ($000) $11,781 Shares 266,531 Est. Cost $41.56 Unrealized
USMV ISHARES TR 4.1%
Value ($000) $11,718 Shares 123,164 Est. Cost $79.11 Unrealized
IAU ISHARES GOLD TR 4.1%
Value ($000) $11,666 Shares 160,315 Est. Cost $38.38 Unrealized
DMAR FIRST TR EXCHNG TRADED FD VI 3.4%
Value ($000) $9,726 Shares 238,549 Est. Cost $36.88 Unrealized
ORCL ORACLE CORP 2.7%
Value ($000) $7,541 Shares 26,814 Est. Cost $58.70 Unrealized +333.0%
SCHG SCHWAB STRATEGIC TR 2.4%
Value ($000) $6,766 Shares 212,025 Est. Cost $39.22 Unrealized
DFEB FIRST TR EXCHNG TRADED FD VI 2.3%
Value ($000) $6,613 Shares 142,103 Est. Cost $39.79 Unrealized
MSFT MICROSOFT CORP 2.2%
Value ($000) $6,248 Shares 12,062 Est. Cost $111.91 Unrealized +354.6%
DMAY FIRST TR EXCHNG TRADED FD VI 2.1%
Value ($000) $6,060 Shares 136,741 Est. Cost $42.53 Unrealized
VGK VANGUARD INTL EQUITY INDEX F 2.1%
Value ($000) $5,935 Shares 74,372 Est. Cost $67.49 Unrealized
GOOG ALPHABET INC 1.8%
Value ($000) $5,220 Shares 21,433 Est. Cost $185.13 Unrealized +13.4%
SCHW SCHWAB CHARLES CORP 1.8%
Value ($000) $5,065 Shares 53,049 Est. Cost $54.18 Unrealized +74.5%
CVX CHEVRON CORP NEW 1.7%
Value ($000) $4,910 Shares 31,616 Est. Cost $82.07 Unrealized +85.5%
ABBV ABBVIE INC 1.7%
Value ($000) $4,760 Shares 20,557 Est. Cost $65.21 Unrealized +209.7%
HON HONEYWELL INTL INC 1.7%
Value ($000) $4,709 Shares 22,369 Est. Cost $143.57 Unrealized +44.3%
WMT WALMART INC 1.6%
Value ($000) $4,679 Shares 45,403 Est. Cost $53.17 Unrealized +86.6%
VYMI VANGUARD WHITEHALL FDS 1.6%
Value ($000) $4,659 Shares 55,020 Est. Cost $84.68 Unrealized
LHX L3HARRIS TECHNOLOGIES INC 1.6%
Value ($000) $4,641 Shares 15,196 Est. Cost $207.11 Unrealized +31.0%
XOM EXXON MOBIL CORP 1.6%
Value ($000) $4,638 Shares 41,137 Est. Cost $63.40 Unrealized +73.0%
SCHF SCHWAB STRATEGIC TR 1.6%
Value ($000) $4,618 Shares 198,372 Est. Cost $26.54 Unrealized
CSCO CISCO SYS INC 1.6%
Value ($000) $4,419 Shares 64,586 Est. Cost $41.05 Unrealized +64.1%
DUK DUKE ENERGY CORP NEW 1.5%
Value ($000) $4,190 Shares 33,855 Est. Cost $75.64 Unrealized +58.4%
EME EMCOR GROUP INC 1.5%
Value ($000) $4,176 Shares 6,429 Est. Cost $440.85 Unrealized +37.5%
LIN LINDE PLC 1.4%
Value ($000) $4,080 Shares 8,590 Est. Cost $444.55 Unrealized +5.9%
MDT MEDTRONIC PLC 1.4%
Value ($000) $3,940 Shares 41,067 Est. Cost $79.95 Unrealized +14.2%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.3%
Value ($000) $3,738 Shares 7,436 Est. Cost $246.31 Unrealized +96.6%
EMR EMERSON ELEC CO 1.3%
Value ($000) $3,627 Shares 27,648 Est. Cost $71.67 Unrealized +89.0%
NVS NOVARTIS AG 1.2%
Value ($000) $3,356 Shares 26,168 Est. Cost $121.43 Unrealized
ABT ABBOTT LABS 1.2%
Value ($000) $3,343 Shares 24,962 Est. Cost $82.35 Unrealized +58.6%
VZ VERIZON COMMUNICATIONS INC 1.2%
Value ($000) $3,301 Shares 75,098 Est. Cost $33.62 Unrealized +26.4%
EW EDWARDS LIFESCIENCES CORP 1.1%
Value ($000) $3,030 Shares 38,960 Est. Cost $73.60 Unrealized +6.2%
LNG CHENIERE ENERGY INC 1.0%
Value ($000) $2,824 Shares 12,017 Est. Cost $233.27 Unrealized +0.8%
SCJ ISHARES INC 1.0%
Value ($000) $2,750 Shares 29,879 Est. Cost $73.43 Unrealized
AAAU GOLDMAN SACHS PHYSICAL GOLD 1.0%
Value ($000) $2,719 Shares 71,332 Est. Cost $32.68 Unrealized
EWZ ISHARES INC 0.9%
Value ($000) $2,565 Shares 82,739 Est. Cost $28.85 Unrealized
EWW ISHARES INC 0.9%
Value ($000) $2,565 Shares 37,600 Est. Cost $60.56 Unrealized
MLPX GLOBAL X FDS 0.9%
Value ($000) $2,450 Shares 39,065 Est. Cost $62.66 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.8%
Value ($000) $2,263 Shares 3 Est. Cost $729330.75 Unrealized -0.3%
SCHB SCHWAB STRATEGIC TR 0.7%
Value ($000) $2,080 Shares 80,899 Est. Cost $33.13 Unrealized
XLE SELECT SECTOR SPDR TR 0.7%
Value ($000) $2,076 Shares 23,235 Est. Cost $85.43 Unrealized
FISV FISERV INC 0.7%
Value ($000) $2,055 Shares 15,935 Est. Cost $161.97 Unrealized -11.5%
FLJP FRANKLIN TEMPLETON ETF TR 0.7%
Value ($000) $2,019 Shares 58,429 Est. Cost $32.15 Unrealized
SCHR SCHWAB STRATEGIC TR 0.7%
Value ($000) $1,996 Shares 79,439 Est. Cost $25.09 Unrealized
EWA ISHARES INC 0.7%
Value ($000) $1,854 Shares 68,677 Est. Cost $26.32 Unrealized
SPY SPDR S&P 500 ETF TR 0.6%
Value ($000) $1,831 Shares 2,741 Est. Cost $371.64 Unrealized
ESGU ISHARES TR 0.6%
Value ($000) $1,797 Shares 12,344 Est. Cost $100.91 Unrealized
VUG VANGUARD INDEX FDS 0.6%
Value ($000) $1,713 Shares 3,567 Est. Cost $116.43 Unrealized
COST COSTCO WHSL CORP NEW 0.5%
Value ($000) $1,382 Shares 1,493 Est. Cost $234.07 Unrealized +308.7%
GOOGL ALPHABET INC 0.5%
Value ($000) $1,309 Shares 5,383 Est. Cost $116.90 Unrealized +79.0%
V VISA INC 0.5%
Value ($000) $1,306 Shares 3,825 Est. Cost $260.69 Unrealized +32.4%
MCK MCKESSON CORP 0.4%
Value ($000) $1,237 Shares 1,600 Est. Cost $512.91 Unrealized +37.1%
RTX RTX CORPORATION 0.4%
Value ($000) $1,205 Shares 7,204 Est. Cost $76.66 Unrealized +101.3%
DNOV FIRST TR EXCHNG TRADED FD VI 0.4%
Value ($000) $1,161 Shares 24,800 Est. Cost $42.87 Unrealized
AAPL APPLE INC 0.4%
Value ($000) $1,097 Shares 4,310 Est. Cost $129.79 Unrealized +73.8%
TLT ISHARES TR 0.3%
Value ($000) $748 Shares 8,370 Est. Cost $98.81 Unrealized
VEA VANGUARD TAX-MANAGED FDS 0.3%
Value ($000) $746 Shares 12,452 Est. Cost $44.37 Unrealized
ESLT ELBIT SYS LTD 0.3%
Value ($000) $732 Shares 1,436 Est. Cost $189.80 Unrealized +146.2%
NKE NIKE INC 0.2%
Value ($000) $693 Shares 9,939 Est. Cost $73.79 Unrealized 0.0%
ASML ASML HOLDING N V 0.2%
Value ($000) $691 Shares 714 Est. Cost $801.39 Unrealized
MCD MCDONALDS CORP 0.2%
Value ($000) $650 Shares 2,138 Est. Cost $204.12 Unrealized +47.7%
PHM PULTE GROUP INC 0.2%
Value ($000) $642 Shares 4,852 Est. Cost $100.20 Unrealized +23.5%
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $633 Shares 2,094 Est. Cost $203.17 Unrealized
IBTH ISHARES TR 0.2%
Value ($000) $632 Shares 28,052 Est. Cost $22.41 Unrealized
CIBR FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $631 Shares 8,301 Est. Cost $75.58 Unrealized
IJR ISHARES TR 0.2%
Value ($000) $565 Shares 4,758 Est. Cost $109.29 Unrealized
PAYC PAYCOM SOFTWARE INC 0.2%
Value ($000) $528 Shares 2,538 Est. Cost $202.05 Unrealized +11.1%
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $518 Shares 14,938 Est. Cost $34.34 Unrealized 0.0%
DE DEERE & CO 0.2%
Value ($000) $515 Shares 1,123 Est. Cost $273.40 Unrealized +79.1%
AXS AXIS CAP HLDGS LTD 0.2%
Value ($000) $499 Shares 5,189 Est. Cost $96.84 Unrealized 0.0%
PGR PROGRESSIVE CORP 0.2%
Value ($000) $497 Shares 2,012 Est. Cost $231.70 Unrealized 0.0%
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $493 Shares 1,498 Est. Cost $120.32 Unrealized
MCO MOODYS CORP 0.2%
Value ($000) $469 Shares 984 Est. Cost $502.63 Unrealized 0.0%
PFE PFIZER INC 0.2%
Value ($000) $454 Shares 17,812 Est. Cost $24.76 Unrealized -2.5%
ITB ISHARES TR 0.2%
Value ($000) $437 Shares 4,074 Est. Cost $107.25 Unrealized
IBTG ISHARES TR 0.2%
Value ($000) $436 Shares 18,983 Est. Cost $22.87 Unrealized
TSLA TESLA INC 0.2%
Value ($000) $435 Shares 978 Est. Cost $324.73 Unrealized +6.8%
SRE SEMPRA 0.2%
Value ($000) $435 Shares 4,834 Est. Cost $60.03 Unrealized +33.0%
MORN MORNINGSTAR INC 0.1%
Value ($000) $421 Shares 1,815 Est. Cost $120.22 Unrealized +121.7%
ANET ARISTA NETWORKS INC 0.1%
Value ($000) $400 Shares 2,747 Est. Cost $128.77 Unrealized 0.0%
NVDA NVIDIA CORPORATION 0.1%
Value ($000) $383 Shares 2,052 Est. Cost $98.54 Unrealized +76.9%
MLPA GLOBAL X FDS 0.1%
Value ($000) $379 Shares 7,832 Est. Cost $35.72 Unrealized
GLD SPDR GOLD TR 0.1%
Value ($000) $351 Shares 988 Est. Cost $169.64 Unrealized
TPL TEXAS PACIFIC LAND CORPORATI 0.1%
Value ($000) $342 Shares 366 Est. Cost $407.01 Unrealized -22.9%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $339 Shares 1,200 Est. Cost $172.56 Unrealized +50.4%
GE GE AEROSPACE 0.1%
Value ($000) $333 Shares 1,105 Est. Cost $195.73 Unrealized +39.3%
PANW PALO ALTO NETWORKS INC 0.1%
Value ($000) $311 Shares 1,528 Est. Cost $191.42 Unrealized 0.0%
IVV ISHARES TR 0.1%
Value ($000) $311 Shares 464 Est. Cost $409.88 Unrealized
ISHARES TR 0.1%
Value ($000) $305 Shares 13,033 Est. Cost $23.29 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $302 Shares 2,153 Est. Cost $110.00 Unrealized +27.7%
VEEV VEEVA SYS INC 0.1%
Value ($000) $289 Shares 971 Est. Cost $197.66 Unrealized +42.4%
DJUL FIRST TR EXCHNG TRADED FD VI 0.1%
Value ($000) $279 Shares 5,970 Est. Cost $41.41 Unrealized
NOW SERVICENOW INC 0.1%
Value ($000) $277 Shares 301 Est. Cost $186.78 Unrealized 0.0%
DAPR FIRST TR EXCHNG TRADED FD VI 0.1%
Value ($000) $269 Shares 6,965 Est. Cost $37.71 Unrealized
MELI MERCADOLIBRE INC 0.1%
Value ($000) $269 Shares 115 Est. Cost $1271.76 Unrealized +88.8%
BAC BANK AMERICA CORP 0.1%
Value ($000) $257 Shares 4,979 Est. Cost $42.18 Unrealized +14.6%
NICE NICE LTD 0.1%
Value ($000) $240 Shares 1,655 Est. Cost $168.91 Unrealized
SPDW SPDR INDEX SHS FDS 0.1%
Value ($000) $237 Shares 5,539 Est. Cost $31.11 Unrealized
MO ALTRIA GROUP INC 0.1%
Value ($000) $229 Shares 3,405 Est. Cost $61.42 Unrealized 0.0%
AMZN AMAZON COM INC 0.1%
Value ($000) $223 Shares 1,015 Est. Cost $199.57 Unrealized +13.4%
DOCT FIRST TR EXCHNG TRADED FD VI 0.1%
Value ($000) $220 Shares 5,100 Est. Cost $39.37 Unrealized
CMG CHIPOTLE MEXICAN GRILL INC 0.1%
Value ($000) $215 Shares 5,492 Est. Cost $45.03 Unrealized 0.0%
IWB ISHARES TR 0.1%
Value ($000) $200 Shares 548 Est. Cost $365.48 Unrealized
BEAT HEARTBEAM INC 0.0%
Value ($000) $123 Shares 74,400 Est. Cost $2.35 Unrealized -45.2%
TNONW TENON MEDICAL INC 0.0%
Value ($000) $17 Shares 914,314 Est. Cost $0.03 Unrealized
TNON TENON MEDICAL INC 0.0%
Value ($000) $13 Shares 10,650 Est. Cost $3.67 Unrealized -66.9%
NVDA NVIDIA CORPORATION 0.0%
Value ($000) $2 Shares 40,000 Est. Cost $98.54 Unrealized +76.9%