Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q4 2025 (← Previous) (Next →)

Filing Date: Jan 26, 2026

Total Value: $300M (100.0% shares, 0.0% debt)

Holdings (108)

VUSB VANGUARD BD INDEX FDS 7.5%
Value $22.55M Shares 452,395 Est. Cost $49.99 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 4.7%
Value $14.03M Shares 73,245 Est. Cost $169.68 Unrealized
CLOX SERIES PORTFOLIOS TR 4.6%
Value $13.93M Shares 545,921 Est. Cost $25.51 Unrealized
IAU ISHARES GOLD TR 4.6%
Value $13.68M Shares 168,524 Est. Cost $40.46 Unrealized
SCHV SCHWAB STRATEGIC TR 4.0%
Value $12.11M Shares 408,908 Est. Cost $37.34 Unrealized
DSEP FIRST TR EXCHNG TRADED FD VI 3.9%
Value $11.66M Shares 259,689 Est. Cost $41.56 Unrealized
USMV ISHARES TR 3.9%
Value $11.56M Shares 122,762 Est. Cost $79.11 Unrealized
DMAR FIRST TR EXCHNG TRADED FD VI 3.3%
Value $9.779M Shares 234,763 Est. Cost $36.88 Unrealized
SCHG SCHWAB STRATEGIC TR 2.3%
Value $6.971M Shares 213,707 Est. Cost $39.22 Unrealized
DFEB FIRST TR EXCHNG TRADED FD VI 2.2%
Value $6.654M Shares 139,441 Est. Cost $39.79 Unrealized
DMAY FIRST TR EXCHNG TRADED FD VI 2.0%
Value $6.131M Shares 135,514 Est. Cost $42.53 Unrealized
VGK VANGUARD INTL EQUITY INDEX F 2.0%
Value $6.128M Shares 73,289 Est. Cost $67.49 Unrealized
GOOG ALPHABET INC 2.0%
Value $6.011M Shares 19,157 Est. Cost $185.13 Unrealized +54.7%
MSFT MICROSOFT CORP 1.9%
Value $5.826M Shares 12,047 Est. Cost $111.91 Unrealized +347.3%
VYMI VANGUARD WHITEHALL FDS 1.9%
Value $5.694M Shares 63,263 Est. Cost $85.37 Unrealized
SCHR SCHWAB STRATEGIC TR 1.9%
Value $5.638M Shares 224,809 Est. Cost $25.08 Unrealized
SCHF SCHWAB STRATEGIC TR 1.9%
Value $5.553M Shares 230,986 Est. Cost $26.19 Unrealized
DDEC FIRST TR EXCHNG TRADED FD VI 1.8%
Value $5.41M Shares 119,993 Est. Cost $45.09 Unrealized
WMT WALMART INC 1.7%
Value $4.972M Shares 44,624 Est. Cost $53.17 Unrealized +101.6%
HECA ETF OPPORTUNITIES TRUST 1.6%
Value $4.909M Shares 177,524 Est. Cost $27.65 Unrealized
CSCO CISCO SYS INC 1.6%
Value $4.772M Shares 61,944 Est. Cost $41.05 Unrealized +79.7%
XOM EXXON MOBIL CORP 1.6%
Value $4.677M Shares 38,864 Est. Cost $63.40 Unrealized +82.2%
CVX CHEVRON CORP NEW 1.5%
Value $4.582M Shares 30,064 Est. Cost $82.07 Unrealized +84.5%
ABBV ABBVIE INC 1.4%
Value $4.132M Shares 18,085 Est. Cost $65.21 Unrealized +248.9%
HON HONEYWELL INTL INC 1.4%
Value $4.049M Shares 20,754 Est. Cost $143.57 Unrealized +35.8%
SCHW SCHWAB CHARLES CORP 1.3%
Value $4M Shares 40,034 Est. Cost $54.18 Unrealized +74.9%
EME EMCOR GROUP INC 1.3%
Value $3.899M Shares 6,373 Est. Cost $440.85 Unrealized +46.9%
LHX L3HARRIS TECHNOLOGIES INC 1.2%
Value $3.736M Shares 12,724 Est. Cost $207.11 Unrealized +39.3%
NVS NOVARTIS AG 1.2%
Value $3.624M Shares 26,288 Est. Cost $121.43 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 1.2%
Value $3.608M Shares 7,177 Est. Cost $246.31 Unrealized +102.0%
MDT MEDTRONIC PLC 1.2%
Value $3.501M Shares 36,182 Est. Cost $79.95 Unrealized +21.5%
DUK DUKE ENERGY CORP NEW 1.2%
Value $3.46M Shares 29,516 Est. Cost $75.64 Unrealized +60.7%
ORCL ORACLE CORP 1.2%
Value $3.45M Shares 17,702 Est. Cost $58.70 Unrealized +305.6%
EMR EMERSON ELEC CO 1.1%
Value $3.168M Shares 23,873 Est. Cost $71.67 Unrealized +84.7%
SCJ ISHARES INC 1.0%
Value $3.078M Shares 33,527 Est. Cost $75.43 Unrealized
EWZ ISHARES INC 1.0%
Value $3.06M Shares 95,984 Est. Cost $29.27 Unrealized
EW EDWARDS LIFESCIENCES CORP 1.0%
Value $3.049M Shares 35,770 Est. Cost $73.60 Unrealized +11.5%
EWW ISHARES INC 1.0%
Value $3.036M Shares 43,792 Est. Cost $61.80 Unrealized
AAAU GOLDMAN SACHS PHYSICAL GOLD 1.0%
Value $3.012M Shares 70,786 Est. Cost $32.68 Unrealized
ABT ABBOTT LABS 0.9%
Value $2.725M Shares 21,752 Est. Cost $82.35 Unrealized +54.6%
XLE SELECT SECTOR SPDR TR 0.8%
Value $2.496M Shares 55,821 Est. Cost $61.66 Unrealized
FLJP FRANKLIN TEMPLETON ETF TR 0.8%
Value $2.323M Shares 67,429 Est. Cost $32.46 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.8%
Value $2.264M Shares 3 Est. Cost $729330.75 Unrealized +2.3%
ESGU ISHARES TR 0.8%
Value $2.256M Shares 15,145 Est. Cost $109.80 Unrealized
SCHB SCHWAB STRATEGIC TR 0.7%
Value $2.113M Shares 80,556 Est. Cost $33.13 Unrealized
LIN LINDE PLC 0.7%
Value $2.01M Shares 4,714 Est. Cost $444.55 Unrealized -3.9%
LNG CHENIERE ENERGY INC 0.6%
Value $1.928M Shares 9,917 Est. Cost $233.27 Unrealized -10.0%
SPY SPDR S&P 500 ETF TR 0.6%
Value $1.902M Shares 2,781 Est. Cost $376.13 Unrealized
VUG VANGUARD INDEX FDS 0.6%
Value $1.65M Shares 3,382 Est. Cost $116.43 Unrealized
GOOGL ALPHABET INC 0.5%
Value $1.572M Shares 5,021 Est. Cost $116.90 Unrealized +144.3%
DNOV FIRST TR EXCHNG TRADED FD VI 0.5%
Value $1.386M Shares 28,381 Est. Cost $43.62 Unrealized
V VISA INC 0.4%
Value $1.343M Shares 3,829 Est. Cost $260.69 Unrealized +30.6%
MCK MCKESSON CORP 0.4%
Value $1.314M Shares 1,600 Est. Cost $512.91 Unrealized +59.0%
COST COSTCO WHSL CORP NEW 0.4%
Value $1.287M Shares 1,492 Est. Cost $234.07 Unrealized +286.9%
RTX RTX CORPORATION 0.4%
Value $1.279M Shares 6,972 Est. Cost $76.66 Unrealized +126.1%
AAPL APPLE INC 0.4%
Value $1.16M Shares 4,267 Est. Cost $129.79 Unrealized +106.8%
ESLT ELBIT SYS LTD 0.3%
Value $830K Shares 1,436 Est. Cost $189.80 Unrealized +163.8%
VEA VANGUARD TAX-MANAGED FDS 0.3%
Value $767K Shares 12,283 Est. Cost $44.37 Unrealized
TLT ISHARES TR 0.2%
Value $730K Shares 8,370 Est. Cost $98.81 Unrealized
DOCT FIRST TR EXCHNG TRADED FD VI 0.2%
Value $685K Shares 15,460 Est. Cost $42.67 Unrealized
CIBR FIRST TR EXCHANGE TRADED FD 0.2%
Value $679K Shares 9,500 Est. Cost $75.06 Unrealized
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value $666K Shares 2,154 Est. Cost $206.12 Unrealized
MCD MCDONALDS CORP 0.2%
Value $656K Shares 2,145 Est. Cost $204.12 Unrealized +49.5%
IBTH ISHARES TR 0.2%
Value $641K Shares 28,508 Est. Cost $22.41 Unrealized
SHY ISHARES TR 0.2%
Value $621K Shares 7,500 Est. Cost $82.82 Unrealized
ASML ASML HOLDING N V 0.2%
Value $537K Shares 502 Est. Cost $801.39 Unrealized
DE DEERE & CO 0.2%
Value $527K Shares 1,127 Est. Cost $273.40 Unrealized +71.1%
JAPAN SMALLER CAPITALIZATION 0.2%
Value $521K Shares 47,055 Est. Cost $11.08 Unrealized
QCOM QUALCOMM INC 0.2%
Value $517K Shares 3,023 Est. Cost $170.79 Unrealized 0.0%
FNV FRANCO NEV CORP 0.2%
Value $510K Shares 2,459 Est. Cost $202.79 Unrealized 0.0%
LLY ELI LILLY & CO 0.2%
Value $500K Shares 465 Est. Cost $955.55 Unrealized 0.0%
EWJ ISHARES INC 0.2%
Value $479K Shares 5,930 Est. Cost $80.74 Unrealized
VTI VANGUARD INDEX FDS 0.2%
Value $472K Shares 1,408 Est. Cost $120.32 Unrealized
PFE PFIZER INC 0.2%
Value $458K Shares 18,398 Est. Cost $24.77 Unrealized +1.1%
RMD RESMED INC 0.2%
Value $452K Shares 1,878 Est. Cost $255.44 Unrealized 0.0%
IBTG ISHARES TR 0.1%
Value $440K Shares 19,243 Est. Cost $22.87 Unrealized
TSLA TESLA INC 0.1%
Value $440K Shares 978 Est. Cost $324.73 Unrealized +36.5%
SRE SEMPRA 0.1%
Value $422K Shares 4,742 Est. Cost $60.03 Unrealized +50.8%
MORN MORNINGSTAR INC 0.1%
Value $395K Shares 1,819 Est. Cost $120.22 Unrealized +80.2%
GLD SPDR GOLD TR 0.1%
Value $392K Shares 988 Est. Cost $169.64 Unrealized
MLPA GLOBAL X FDS 0.1%
Value $387K Shares 7,990 Est. Cost $35.97 Unrealized
NVDA NVIDIA CORPORATION 0.1%
Value $383K Shares 2,052 Est. Cost $98.54 Unrealized +88.9%
AMZN AMAZON COM INC 0.1%
Value $375K Shares 1,623 Est. Cost $210.52 Unrealized +8.7%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $355K Shares 1,200 Est. Cost $172.56 Unrealized +73.1%
IVV ISHARES TR 0.1%
Value $345K Shares 504 Est. Cost $431.71 Unrealized
GE GE AEROSPACE 0.1%
Value $341K Shares 1,105 Est. Cost $195.73 Unrealized +53.7%
PEP PEPSICO INC 0.1%
Value $312K Shares 2,153 Est. Cost $110.00 Unrealized +32.6%
IBTI ISHARES TR 0.1%
Value $309K Shares 13,803 Est. Cost $22.37 Unrealized
ANET ARISTA NETWORKS INC 0.1%
Value $288K Shares 2,199 Est. Cost $128.77 Unrealized +6.9%
VRTX VERTEX PHARMACEUTICALS INC 0.1%
Value $287K Shares 634 Est. Cost $431.03 Unrealized 0.0%
PANW PALO ALTO NETWORKS INC 0.1%
Value $281K Shares 1,528 Est. Cost $191.42 Unrealized +5.4%
DJUL FIRST TR EXCHNG TRADED FD VI 0.1%
Value $278K Shares 5,845 Est. Cost $41.41 Unrealized
DAPR FIRST TR EXCHNG TRADED FD VI 0.1%
Value $274K Shares 6,965 Est. Cost $37.71 Unrealized
BAC BANK AMERICA CORP 0.1%
Value $274K Shares 4,980 Est. Cost $42.18 Unrealized +24.9%
SPDW SPDR INDEX SHS FDS 0.1%
Value $246K Shares 5,539 Est. Cost $31.11 Unrealized
CAT CATERPILLAR INC 0.1%
Value $235K Shares 410 Est. Cost $555.50 Unrealized 0.0%
MELI MERCADOLIBRE INC 0.1%
Value $232K Shares 115 Est. Cost $1271.76 Unrealized +65.2%
SOLS SOLSTICE ADVANCED MATLS INC 0.1%
Value $228K Shares 4,698 Est. Cost $47.08 Unrealized 0.0%
BEAT HEARTBEAM INC 0.1%
Value $227K Shares 94,400 Est. Cost $2.21 Unrealized -22.5%
CMG CHIPOTLE MEXICAN GRILL INC 0.1%
Value $223K Shares 6,037 Est. Cost $44.23 Unrealized -18.2%
IWB ISHARES TR 0.1%
Value $221K Shares 591 Est. Cost $366.06 Unrealized
VEEV VEEVA SYS INC 0.1%
Value $217K Shares 971 Est. Cost $197.66 Unrealized +34.2%
LDI LOANDEPOT INC 0.0%
Value $20,700 Shares 10,000 Est. Cost $2.78 Unrealized 0.0%
NVDA NVIDIA CORPORATION 0.0%
Value $13,934 Shares 15,000 Est. Cost $98.54 Unrealized +88.9%
CMG CHIPOTLE MEXICAN GRILL INC 0.0%
Value $12,750 Shares 10,000 Est. Cost $44.23 Unrealized -18.2%
TNON TENON MEDICAL INC 0.0%
Value $10,134 Shares 10,650 Est. Cost $3.67 Unrealized -68.7%
TNONW TENON MEDICAL INC 0.0%
Value $7,134 Shares 679,420 Est. Cost $0.03 Unrealized
AAPL APPLE INC 0.0%
Value $1,157 Shares 200 Est. Cost $129.79 Unrealized +106.8%