Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q4 2025 (← Previous) (Next →)

Filing Date: Jan 26, 2026

Total Value: $300M (100.0% shares, 0.0% debt)

Holdings (108)

VUSB VANGUARD BD INDEX FDS 7.5%
Value $22.55M Shares 452,395 Share Price $49.84 Est. Cost/Share $49.83 Unrealized @ Report Date +0.0%
RSP INVESCO EXCHANGE TRADED FD T 4.7%
Value $14.03M Shares 73,245 Share Price $191.56 Est. Cost/Share $166.94 Unrealized @ Report Date +14.8%
CLOX SERIES PORTFOLIOS TR 4.6%
Value $13.93M Shares 545,921 Share Price $25.51 Est. Cost/Share $25.54 Unrealized @ Report Date -0.1%
IAU ISHARES GOLD TR 4.6%
Value $13.68M Shares 168,524 Share Price $81.17 Est. Cost/Share $40.01 Unrealized @ Report Date +102.9%
SCHV SCHWAB STRATEGIC TR 4.0%
Value $12.11M Shares 408,908 Share Price $29.61 Est. Cost/Share $24.62 Unrealized @ Report Date +20.2%
DSEP FIRST TR EXCHNG TRADED FD VI 3.9%
Value $11.66M Shares 259,689 Share Price $44.91 Est. Cost/Share $40.88 Unrealized @ Report Date +9.8%
USMV ISHARES TR 3.9%
Value $11.56M Shares 122,762 Share Price $94.16 Est. Cost/Share $76.49 Unrealized @ Report Date +23.1%
DMAR FIRST TR EXCHNG TRADED FD VI 3.3%
Value $9.779M Shares 234,763 Share Price $41.65 Est. Cost/Share $35.87 Unrealized @ Report Date +16.1%
SCHG SCHWAB STRATEGIC TR 2.3%
Value $6.971M Shares 213,707 Share Price $32.62 Est. Cost/Share $24.33 Unrealized @ Report Date +34.1%
DFEB FIRST TR EXCHNG TRADED FD VI 2.2%
Value $6.654M Shares 139,441 Share Price $47.72 Est. Cost/Share $39.28 Unrealized @ Report Date +21.5%
DMAY FIRST TR EXCHNG TRADED FD VI 2.0%
Value $6.131M Shares 135,514 Share Price $45.24 Est. Cost/Share $40.30 Unrealized @ Report Date +12.3%
VGK VANGUARD INTL EQUITY INDEX F 2.0%
Value $6.128M Shares 73,289 Share Price $83.61 Est. Cost/Share $66.60 Unrealized @ Report Date +25.5%
GOOG ALPHABET INC 2.0%
Value $6.011M Shares 19,157 Share Price $313.80 Est. Cost/Share $185.13 Unrealized @ Report Date +69.5%
MSFT MICROSOFT CORP 1.9%
Value $5.826M Shares 12,047 Share Price $483.60 Est. Cost/Share $111.91 Unrealized @ Report Date +332.2%
VYMI VANGUARD WHITEHALL FDS 1.9%
Value $5.694M Shares 63,263 Share Price $90.00 Est. Cost/Share $83.40 Unrealized @ Report Date +7.9%
SCHR SCHWAB STRATEGIC TR 1.9%
Value $5.638M Shares 224,809 Share Price $25.08 Est. Cost/Share $25.07 Unrealized @ Report Date +0.0%
SCHF SCHWAB STRATEGIC TR 1.9%
Value $5.553M Shares 230,986 Share Price $24.04 Est. Cost/Share $19.37 Unrealized @ Report Date +24.1%
DDEC FIRST TR EXCHNG TRADED FD VI 1.8%
Value $5.41M Shares 119,993 Share Price $45.09 Est. Cost/Share $44.30 Unrealized @ Report Date +1.8%
WMT WALMART INC 1.7%
Value $4.972M Shares 44,624 Share Price $111.42 Est. Cost/Share $53.17 Unrealized @ Report Date +109.5%
HECA ETF OPPORTUNITIES TRUST 1.6%
Value $4.909M Shares 177,524 Share Price $27.65 Est. Cost/Share $28.20 Unrealized @ Report Date -1.9%
CSCO CISCO SYS INC 1.6%
Value $4.772M Shares 61,944 Share Price $77.03 Est. Cost/Share $41.05 Unrealized @ Report Date +86.6%
XOM EXXON MOBIL CORP 1.6%
Value $4.677M Shares 38,864 Share Price $120.34 Est. Cost/Share $63.40 Unrealized @ Report Date +89.8%
CVX CHEVRON CORP NEW 1.5%
Value $4.582M Shares 30,064 Share Price $152.41 Est. Cost/Share $82.07 Unrealized @ Report Date +85.7%
ABBV ABBVIE INC 1.4%
Value $4.132M Shares 18,085 Share Price $228.49 Est. Cost/Share $65.21 Unrealized @ Report Date +250.4%
HON HONEYWELL INTL INC 1.4%
Value $4.049M Shares 20,754 Share Price $195.09 Est. Cost/Share $143.57 Unrealized @ Report Date +35.9%
SCHW SCHWAB CHARLES CORP 1.3%
Value $4M Shares 40,034 Share Price $99.91 Est. Cost/Share $54.18 Unrealized @ Report Date +84.4%
EME EMCOR GROUP INC 1.3%
Value $3.899M Shares 6,373 Share Price $611.79 Est. Cost/Share $440.85 Unrealized @ Report Date +38.8%
LHX L3HARRIS TECHNOLOGIES INC 1.2%
Value $3.736M Shares 12,724 Share Price $293.58 Est. Cost/Share $207.11 Unrealized @ Report Date +41.7%
NVS NOVARTIS AG 1.2%
Value $3.624M Shares 26,288 Share Price $137.87 Est. Cost/Share $113.25 Unrealized @ Report Date +21.7%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.2%
Value $3.608M Shares 7,177 Share Price $502.65 Est. Cost/Share $246.31 Unrealized @ Report Date +104.1%
MDT MEDTRONIC PLC 1.2%
Value $3.501M Shares 36,182 Share Price $96.77 Est. Cost/Share $79.95 Unrealized @ Report Date +20.1%
DUK DUKE ENERGY CORP NEW 1.2%
Value $3.46M Shares 29,516 Share Price $117.21 Est. Cost/Share $75.64 Unrealized @ Report Date +55.0%
ORCL ORACLE CORP 1.2%
Value $3.45M Shares 17,702 Share Price $194.91 Est. Cost/Share $58.70 Unrealized @ Report Date +232.1%
EMR EMERSON ELEC CO 1.1%
Value $3.168M Shares 23,873 Share Price $132.72 Est. Cost/Share $71.67 Unrealized @ Report Date +85.2%
SCJ ISHARES INC 1.0%
Value $3.078M Shares 33,527 Share Price $91.81 Est. Cost/Share $76.68 Unrealized @ Report Date +19.7%
EWZ ISHARES INC 1.0%
Value $3.06M Shares 95,984 Share Price $31.88 Est. Cost/Share $27.63 Unrealized @ Report Date +15.0%
EW EDWARDS LIFESCIENCES CORP 1.0%
Value $3.049M Shares 35,770 Share Price $85.25 Est. Cost/Share $73.60 Unrealized @ Report Date +15.8%
EWW ISHARES INC 1.0%
Value $3.036M Shares 43,792 Share Price $69.33 Est. Cost/Share $59.00 Unrealized @ Report Date +17.5%
AAAU GOLDMAN SACHS PHYSICAL GOLD 1.0%
Value $3.012M Shares 70,786 Share Price $42.55 Est. Cost/Share $32.46 Unrealized @ Report Date +31.1%
ABT ABBOTT LABS 0.9%
Value $2.725M Shares 21,752 Share Price $125.29 Est. Cost/Share $82.35 Unrealized @ Report Date +52.1%
XLE SELECT SECTOR SPDR TR 0.8%
Value $2.496M Shares 55,821 Share Price $44.71 Est. Cost/Share $43.85 Unrealized @ Report Date +2.0%
FLJP FRANKLIN TEMPLETON ETF TR 0.8%
Value $2.323M Shares 67,429 Share Price $34.45 Est. Cost/Share $31.16 Unrealized @ Report Date +10.6%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.8%
Value $2.264M Shares 3 Share Price $754800.00 Est. Cost/Share $729330.75 Unrealized @ Report Date +3.5%
ESGU ISHARES TR 0.8%
Value $2.256M Shares 15,145 Share Price $148.98 Est. Cost/Share $106.30 Unrealized @ Report Date +40.1%
SCHB SCHWAB STRATEGIC TR 0.7%
Value $2.113M Shares 80,556 Share Price $26.23 Est. Cost/Share $20.39 Unrealized @ Report Date +28.6%
LIN LINDE PLC 0.7%
Value $2.01M Shares 4,714 Share Price $426.39 Est. Cost/Share $444.55 Unrealized @ Report Date -4.1%
LNG CHENIERE ENERGY INC 0.6%
Value $1.928M Shares 9,917 Share Price $194.39 Est. Cost/Share $233.27 Unrealized @ Report Date -16.7%
SPY SPDR S&P 500 ETF TR 0.6%
Value $1.902M Shares 2,781 Share Price $683.89 Est. Cost/Share $367.93 Unrealized @ Report Date +85.3%
VUG VANGUARD INDEX FDS 0.6%
Value $1.65M Shares 3,382 Share Price $487.86 * Est. Cost/Share $18.98 Unrealized @ Report Date +328.4%
GOOGL ALPHABET INC 0.5%
Value $1.572M Shares 5,021 Share Price $313.01 Est. Cost/Share $116.90 Unrealized @ Report Date +167.8%
DNOV FIRST TR EXCHNG TRADED FD VI 0.5%
Value $1.386M Shares 28,381 Share Price $48.84 Est. Cost/Share $43.47 Unrealized @ Report Date +12.3%
V VISA INC 0.4%
Value $1.343M Shares 3,829 Share Price $350.68 Est. Cost/Share $260.69 Unrealized @ Report Date +34.5%
MCK MCKESSON CORP 0.4%
Value $1.314M Shares 1,600 Share Price $821.11 Est. Cost/Share $512.91 Unrealized @ Report Date +59.9%
COST COSTCO WHSL CORP NEW 0.4%
Value $1.287M Shares 1,492 Share Price $862.29 Est. Cost/Share $234.07 Unrealized @ Report Date +268.4%
RTX RTX CORPORATION 0.4%
Value $1.279M Shares 6,972 Share Price $183.40 Est. Cost/Share $76.66 Unrealized @ Report Date +139.3%
AAPL APPLE INC 0.4%
Value $1.16M Shares 4,267 Share Price $271.87 Est. Cost/Share $129.79 Unrealized @ Report Date +109.5%
ESLT ELBIT SYS LTD 0.3%
Value $830K Shares 1,436 Share Price $577.71 Est. Cost/Share $189.80 Unrealized @ Report Date +204.4%
VEA VANGUARD TAX-MANAGED FDS 0.3%
Value $767K Shares 12,283 Share Price $62.47 Est. Cost/Share $42.07 Unrealized @ Report Date +48.5%
TLT ISHARES TR 0.2%
Value $730K Shares 8,370 Share Price $87.16 Est. Cost/Share $101.53 Unrealized @ Report Date -14.2%
DOCT FIRST TR EXCHNG TRADED FD VI 0.2%
Value $685K Shares 15,460 Share Price $44.29 Est. Cost/Share $42.35 Unrealized @ Report Date +4.6%
CIBR FIRST TR EXCHANGE TRADED FD 0.2%
Value $679K Shares 9,500 Share Price $71.45 Est. Cost/Share $69.38 Unrealized @ Report Date +3.0%
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value $666K Shares 2,154 Share Price $309.04 Est. Cost/Share $197.48 Unrealized @ Report Date +56.5%
MCD MCDONALDS CORP 0.2%
Value $656K Shares 2,145 Share Price $305.64 Est. Cost/Share $204.12 Unrealized @ Report Date +49.7%
IBTH ISHARES TR 0.2%
Value $641K Shares 28,508 Share Price $22.47 Est. Cost/Share $22.08 Unrealized @ Report Date +1.8%
SHY ISHARES TR 0.2%
Value $621K Shares 7,500 Share Price $82.82 Est. Cost/Share $82.89 Unrealized @ Report Date -0.1%
ASML ASML HOLDING N V 0.2%
Value $537K Shares 502 Share Price $1069.86 Est. Cost/Share $717.65 Unrealized @ Report Date +49.1%
DE DEERE & CO 0.2%
Value $527K Shares 1,127 Share Price $467.20 Est. Cost/Share $273.40 Unrealized @ Report Date +70.3%
— JAPAN SMALLER CAPITALIZATION 0.2%
Value $521K Shares 47,055 Share Price $11.08 Est. Cost/Share $11.08 Unrealized @ Report Date —
QCOM QUALCOMM INC 0.2%
Value $517K Shares 3,023 Share Price $171.05 Est. Cost/Share $170.79 Unrealized @ Report Date +0.1%
FNV FRANCO NEV CORP 0.2%
Value $510K Shares 2,459 Share Price $207.28 Est. Cost/Share $202.79 Unrealized @ Report Date +2.2%
LLY ELI LILLY & CO 0.2%
Value $500K Shares 465 Share Price $1074.68 Est. Cost/Share $955.55 Unrealized @ Report Date +12.5%
EWJ ISHARES INC 0.2%
Value $479K Shares 5,930 Share Price $80.74 Est. Cost/Share $82.16 Unrealized @ Report Date -1.7%
VTI VANGUARD INDEX FDS 0.2%
Value $472K Shares 1,408 Share Price $335.27 Est. Cost/Share $118.14 Unrealized @ Report Date +183.8%
PFE PFIZER INC 0.2%
Value $458K Shares 18,398 Share Price $24.90 Est. Cost/Share $24.77 Unrealized @ Report Date +0.5%
RMD RESMED INC 0.2%
Value $452K Shares 1,878 Share Price $240.87 Est. Cost/Share $255.44 Unrealized @ Report Date -5.7%
IBTG ISHARES TR 0.1%
Value $440K Shares 19,243 Share Price $22.88 Est. Cost/Share $22.65 Unrealized @ Report Date +1.0%
TSLA TESLA INC 0.1%
Value $440K Shares 978 Share Price $449.85 Est. Cost/Share $324.73 Unrealized @ Report Date +38.5%
SRE SEMPRA 0.1%
Value $422K Shares 4,742 Share Price $88.96 Est. Cost/Share $60.03 Unrealized @ Report Date +47.1%
MORN MORNINGSTAR INC 0.1%
Value $395K Shares 1,819 Share Price $217.34 Est. Cost/Share $120.22 Unrealized @ Report Date +80.8%
GLD SPDR GOLD TR 0.1%
Value $392K Shares 988 Share Price $396.31 Est. Cost/Share $161.08 Unrealized @ Report Date +146.0%
MLPA GLOBAL X FDS 0.1%
Value $387K Shares 7,990 Share Price $48.41 Est. Cost/Share $35.30 Unrealized @ Report Date +37.1%
NVDA NVIDIA CORPORATION 0.1%
Value $383K Shares 2,052 Share Price $186.51 Est. Cost/Share $98.54 Unrealized @ Report Date +89.3%
AMZN AMAZON COM INC 0.1%
Value $375K Shares 1,623 Share Price $230.82 Est. Cost/Share $210.52 Unrealized @ Report Date +9.6%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $355K Shares 1,200 Share Price $296.21 Est. Cost/Share $172.56 Unrealized @ Report Date +71.7%
IVV ISHARES TR 0.1%
Value $345K Shares 504 Share Price $684.94 Est. Cost/Share $429.63 Unrealized @ Report Date +59.4%
GE GE AEROSPACE 0.1%
Value $341K Shares 1,105 Share Price $308.39 Est. Cost/Share $195.73 Unrealized @ Report Date +57.4%
PEP PEPSICO INC 0.1%
Value $312K Shares 2,153 Share Price $144.96 Est. Cost/Share $110.00 Unrealized @ Report Date +30.5%
IBTI ISHARES TR 0.1%
Value $309K Shares 13,803 Share Price $22.37 Est. Cost/Share $22.39 Unrealized @ Report Date -0.1%
ANET ARISTA NETWORKS INC 0.1%
Value $288K Shares 2,199 Share Price $131.03 Est. Cost/Share $128.77 Unrealized @ Report Date +1.8%
VRTX VERTEX PHARMACEUTICALS INC 0.1%
Value $287K Shares 634 Share Price $453.36 Est. Cost/Share $431.03 Unrealized @ Report Date +5.2%
PANW PALO ALTO NETWORKS INC 0.1%
Value $281K Shares 1,528 Share Price $184.20 Est. Cost/Share $191.42 Unrealized @ Report Date -3.8%
DJUL FIRST TR EXCHNG TRADED FD VI 0.1%
Value $278K Shares 5,845 Share Price $47.57 Est. Cost/Share $40.22 Unrealized @ Report Date +18.3%
DAPR FIRST TR EXCHNG TRADED FD VI 0.1%
Value $274K Shares 6,965 Share Price $39.35 Est. Cost/Share $36.56 Unrealized @ Report Date +7.6%
BAC BANK AMERICA CORP 0.1%
Value $274K Shares 4,980 Share Price $55.00 Est. Cost/Share $42.18 Unrealized @ Report Date +30.4%
SPDW SPDR INDEX SHS FDS 0.1%
Value $246K Shares 5,539 Share Price $44.41 Est. Cost/Share $30.67 Unrealized @ Report Date +44.8%
CAT CATERPILLAR INC 0.1%
Value $235K Shares 410 Share Price $573.45 Est. Cost/Share $555.50 Unrealized @ Report Date +3.1%
MELI MERCADOLIBRE INC 0.1%
Value $232K Shares 115 Share Price $2014.26 Est. Cost/Share $1271.76 Unrealized @ Report Date +58.4%
SOLS SOLSTICE ADVANCED MATLS INC 0.1%
Value $228K Shares 4,698 Share Price $48.58 Est. Cost/Share $47.08 Unrealized @ Report Date +3.2%
BEAT HEARTBEAM INC 0.1%
Value $227K Shares 94,400 Share Price $2.40 Est. Cost/Share $2.21 Unrealized @ Report Date +8.5%
CMG CHIPOTLE MEXICAN GRILL INC 0.1%
Value $223K Shares 6,037 Share Price $37.00 Est. Cost/Share $44.23 Unrealized @ Report Date -16.3%
IWB ISHARES TR 0.1%
Value $221K Shares 591 Share Price $373.44 Est. Cost/Share $353.54 Unrealized @ Report Date +5.6%
VEEV VEEVA SYS INC 0.1%
Value $217K Shares 971 Share Price $223.23 Est. Cost/Share $197.66 Unrealized @ Report Date +12.9%
LDI LOANDEPOT INC 0.0%
Value $20,700 Shares 10,000 Share Price $2.07 Est. Cost/Share $2.78 Unrealized @ Report Date -25.5%
NVDA NVIDIA CORPORATION 0.0%
Value $13,934 Shares 15,000 Share Price $0.93 * Est. Cost/Share $98.54 Unrealized @ Report Date +89.3%
CMG CHIPOTLE MEXICAN GRILL INC 0.0%
Value $12,750 Shares 10,000 Share Price $1.27 * Est. Cost/Share $44.23 Unrealized @ Report Date -16.3%
TNON TENON MEDICAL INC 0.0%
Value $10,134 Shares 10,650 Share Price $0.95 * Est. Cost/Share $3.67 Unrealized @ Report Date -68.7%
TNONW TENON MEDICAL INC 0.0%
Value $7,134 Shares 679,420 Share Price $0.01 Est. Cost/Share $0.03 Unrealized @ Report Date —
AAPL APPLE INC 0.0%
Value $1,157 Shares 200 Share Price $5.79 * Est. Cost/Share $129.79 Unrealized @ Report Date +109.5%