Gifford Fong Associates Diversified Active

CIK: 0001740316 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 12, 2020

Total Value ($000): $373,183 (100.0% shares, 0.0% debt)

Holdings (132)

AMZN AMAZON COM INC 9.0%
Value ($000) $33,641 Shares 10,684 Est. Cost $82.70 Unrealized +90.6%
AAPL APPLE INC 7.9%
Value ($000) $29,647 Shares 256,000 Est. Cost $92.60 Unrealized +14.4%
NVDA NVIDIA CORP 7.0%
Value ($000) $26,056 Shares 48,143 Est. Cost $5.32 Unrealized +117.9%
MSFT MICROSOFT CORP 5.0%
Value ($000) $18,544 Shares 88,168 Est. Cost $102.60 Unrealized +95.7%
BAC BANK AMER CORP 3.6%
Value ($000) $13,360 Shares 554,582 Est. Cost $25.84 Unrealized -15.6%
DIS DISNEY WALT CO 3.3%
Value ($000) $12,410 Shares 100,020 Est. Cost $116.08 Unrealized +5.2%
TSLA TESLA INC 3.2%
Value ($000) $11,798 Shares 27,500 Est. Cost $104.14 Unrealized +13.4%
MA MASTERCARD INCORPORATED 3.1%
Value ($000) $11,498 Shares 34,000 Est. Cost $163.70 Unrealized +92.8%
AMD ADVANCED MICRO DEVICES INC 2.3%
Value ($000) $8,576 Shares 104,604 Est. Cost $27.75 Unrealized +167.5%
GOOG ALPHABET INC 2.3%
Value ($000) $8,460 Shares 5,757 Est. Cost $56.01 Unrealized +35.2%
GOOGL ALPHABET INC 1.9%
Value ($000) $6,962 Shares 4,750 Est. Cost $53.98 Unrealized +40.1%
UNH UNITED HEALTH GROUP INC 1.8%
Value ($000) $6,859 Shares 22,000 Est. Cost $256.65 Unrealized +9.6%
V VISA INC 1.6%
Value ($000) $5,959 Shares 29,800 Est. Cost $114.76 Unrealized +67.5%
AMGN AMGEN INC 1.5%
Value ($000) $5,762 Shares 22,671 Est. Cost $144.78 Unrealized +44.7%
JPM JPMORGAN CHASE & CO 1.5%
Value ($000) $5,661 Shares 58,800 Est. Cost $91.43 Unrealized -6.5%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.5%
Value ($000) $5,643 Shares 26,500 Est. Cost $205.34 Unrealized -0.4%
WMT WALMART INC 1.4%
Value ($000) $5,093 Shares 36,400 Est. Cost $28.34 Unrealized +45.8%
COST COSTCO WHSL CORP NEW 1.4%
Value ($000) $5,041 Shares 14,200 Est. Cost $248.20 Unrealized +24.5%
PFE PFIZER INC 1.2%
Value ($000) $4,578 Shares 124,729 Est. Cost $24.24 Unrealized +11.9%
UNP UNION PAC CORP 1.2%
Value ($000) $4,528 Shares 23,000 Est. Cost $113.06 Unrealized +45.8%
JNJ JOHNSON & JOHNSON 1.2%
Value ($000) $4,303 Shares 28,900 Est. Cost $108.36 Unrealized +17.2%
INTC INTEL CORP 1.1%
Value ($000) $4,278 Shares 82,628 Est. Cost $40.06 Unrealized +16.1%
ORCL ORACLE CORP 1.1%
Value ($000) $4,119 Shares 69,000 Est. Cost $44.25 Unrealized +19.2%
CMCSA COMCAST CORP NEW 1.1%
Value ($000) $4,071 Shares 88,000 Est. Cost $31.79 Unrealized +18.3%
CRM SALESFORCE COM INC 1.0%
Value ($000) $3,770 Shares 15,000 Est. Cost $162.98 Unrealized +32.7%
SYF SYNCHRONY FINL 0.9%
Value ($000) $3,456 Shares 132,073 Est. Cost $30.49 Unrealized -29.8%
EMR EMERSON ELEC CO 0.9%
Value ($000) $3,279 Shares 50,000 Est. Cost $58.98 Unrealized -0.3%
META FACEBOOK INC 0.9%
Value ($000) $3,274 Shares 12,500 Est. Cost $171.91 Unrealized +49.0%
BIIB BIOGEN INC 0.9%
Value ($000) $3,262 Shares 11,500 Est. Cost $300.56 Unrealized -7.2%
BA BOEING CO 0.8%
Value ($000) $3,092 Shares 18,710 Est. Cost $324.88 Unrealized -47.5%
FHN FIRST HORIZON NATL CORP 0.8%
Value ($000) $2,829 Shares 300,000 Est. Cost $7.65 Unrealized +0.8%
PBI PITNEY BOWES INC 0.7%
Value ($000) $2,714 Shares 511,059 Est. Cost $7.23 Unrealized -36.2%
T AT&T INC 0.7%
Value ($000) $2,671 Shares 93,689 Est. Cost $15.51 Unrealized +0.3%
C CITIGROUP INC 0.7%
Value ($000) $2,650 Shares 61,471 Est. Cost $57.64 Unrealized -28.8%
LOW LOWES COS INC 0.7%
Value ($000) $2,541 Shares 15,320 Est. Cost $81.91 Unrealized +70.8%
ABBV ABBVIE INC 0.7%
Value ($000) $2,444 Shares 27,900 Est. Cost $69.23 Unrealized +10.2%
LLY LILLY ELI & CO 0.6%
Value ($000) $2,383 Shares 16,100 Est. Cost $71.71 Unrealized +103.3%
BAX BAXTER INTL INC 0.6%
Value ($000) $2,332 Shares 29,000 Est. Cost $58.91 Unrealized +27.7%
HON HONEYWELL INTL INC 0.6%
Value ($000) $2,321 Shares 14,100 Est. Cost $117.49 Unrealized +13.4%
PNW PINNACLE WEST CAP CORP 0.6%
Value ($000) $2,237 Shares 30,000 Est. Cost $56.89 Unrealized +6.4%
F FORD MTR CO DEL 0.6%
Value ($000) $2,165 Shares 325,000 Est. Cost $7.29 Unrealized -29.5%
BMY BRISTOL MYERS SQUIBB CO 0.6%
Value ($000) $2,164 Shares 35,899 Est. Cost $48.10 Unrealized +1.0%
WALGREENS BOOTS ALLIANCE INC 0.6%
Value ($000) $2,155 Shares 60,000 Est. Cost $47.34 Unrealized
GILD GILEAD SCIENCES INC 0.6%
Value ($000) $2,148 Shares 34,000 Est. Cost $58.92 Unrealized -4.8%
IVZ INVESCO LTD 0.6%
Value ($000) $2,115 Shares 185,393 Est. Cost $8.46 Unrealized 0.0%
ABT ABBOTT LABS 0.6%
Value ($000) $2,111 Shares 19,400 Est. Cost $52.58 Unrealized +75.6%
MU MICRON TECHNOLOGY INC 0.6%
Value ($000) $2,104 Shares 44,800 Est. Cost $43.44 Unrealized +8.7%
GENERAL ELECTRIC CO 0.6%
Value ($000) $2,095 Shares 336,297 Est. Cost $13.48 Unrealized
WFC WELLS FARGO CO NEW 0.6%
Value ($000) $2,070 Shares 88,052 Est. Cost $47.72 Unrealized -54.3%
UPS UNITED PARCEL SERVICE INC 0.5%
Value ($000) $1,966 Shares 11,800 Est. Cost $85.46 Unrealized +37.3%
MRK MERCK & CO INC 0.5%
Value ($000) $1,900 Shares 22,900 Est. Cost $60.54 Unrealized +8.9%
NKE NIKE INC 0.5%
Value ($000) $1,883 Shares 15,000 Est. Cost $59.62 Unrealized +67.1%
KO COCA COLA CO 0.5%
Value ($000) $1,827 Shares 37,000 Est. Cost $35.07 Unrealized +16.3%
VZ VERIZON COMMUNICATIONS INC 0.5%
Value ($000) $1,824 Shares 30,663 Est. Cost $33.03 Unrealized +28.9%
SBUX STARBUCKS CORP 0.5%
Value ($000) $1,804 Shares 21,000 Est. Cost $48.70 Unrealized +45.4%
PEP PEPSICO INC 0.5%
Value ($000) $1,802 Shares 13,000 Est. Cost $89.25 Unrealized +29.0%
UNITED STATES STL CORP NEW 0.5%
Value ($000) $1,745 Shares 237,700 Est. Cost $26.62 Unrealized
GS GOLDMAN SACHS GROUP INC 0.4%
Value ($000) $1,608 Shares 8,000 Est. Cost $200.65 Unrealized -10.8%
CVX CHEVRON CORP NEW 0.4%
Value ($000) $1,598 Shares 22,200 Est. Cost $85.03 Unrealized -21.8%
MMM 3M CO 0.4%
Value ($000) $1,562 Shares 9,750 Est. Cost $130.14 Unrealized -15.2%
BHC BAUSCH HEALTH COS INC 0.4%
Value ($000) $1,554 Shares 100,000 Est. Cost $22.90 Unrealized -24.8%
MS MORGAN STANLEY 0.4%
Value ($000) $1,451 Shares 30,000 Est. Cost $43.68 Unrealized -2.6%
IBM INTERNATIONAL BUSINESS MACHS 0.4%
Value ($000) $1,448 Shares 11,900 Est. Cost $107.30 Unrealized -12.5%
TJX TJX COS INC NEW 0.4%
Value ($000) $1,447 Shares 26,000 Est. Cost $40.68 Unrealized +23.0%
SVB FINL GROUP 0.4%
Value ($000) $1,444 Shares 6,000 Est. Cost $288.83 Unrealized
ADP AUTOMATIC DATA PROCESSING IN 0.4%
Value ($000) $1,395 Shares 10,000 Est. Cost $98.61 Unrealized +26.8%
DE DEERE & CO 0.4%
Value ($000) $1,308 Shares 5,900 Est. Cost $131.34 Unrealized +36.9%
ALL ALLSTATE CORP 0.3%
Value ($000) $1,299 Shares 13,800 Est. Cost $80.71 Unrealized +1.3%
PM PHILIP MORRIS INTL INC 0.3%
Value ($000) $1,252 Shares 16,700 Est. Cost $68.70 Unrealized -14.3%
BEN FRANKLIN RES INC 0.3%
Value ($000) $1,187 Shares 58,329 Est. Cost $17.10 Unrealized -6.0%
CAT CATERPILLAR INC DEL 0.3%
Value ($000) $1,163 Shares 7,800 Est. Cost $126.53 Unrealized +0.2%
TXN TEXAS INSTRS INC 0.3%
Value ($000) $1,142 Shares 8,000 Est. Cost $87.28 Unrealized +33.9%
PSA PUBLIC STORAGE 0.3%
Value ($000) $1,114 Shares 5,000 Est. Cost $152.08 Unrealized +6.7%
TWITTER INC 0.3%
Value ($000) $1,113 Shares 25,000 Est. Cost $32.04 Unrealized
AXP AMERICAN EXPRESS CO 0.3%
Value ($000) $1,103 Shares 11,000 Est. Cost $87.01 Unrealized +5.6%
PNC PNC FINL SVCS GROUP INC 0.3%
Value ($000) $1,099 Shares 10,000 Est. Cost $118.19 Unrealized -25.0%
CSCO CISCO SYS INC 0.3%
Value ($000) $1,045 Shares 26,540 Est. Cost $33.46 Unrealized +10.8%
XOM EXXON MOBIL CORP 0.3%
Value ($000) $1,014 Shares 29,539 Est. Cost $55.74 Unrealized -42.0%
HRL HORMEL FOODS CORP 0.3%
Value ($000) $978 Shares 20,000 Est. Cost $27.67 Unrealized +55.6%
PRU PRUDENTIAL FINL INC 0.2%
Value ($000) $858 Shares 13,500 Est. Cost $77.10 Unrealized -34.6%
CL COLGATE PALMOLIVE CO 0.2%
Value ($000) $802 Shares 10,400 Est. Cost $59.73 Unrealized +12.7%
TRV TRAVELERS COMPANIES INC 0.2%
Value ($000) $757 Shares 7,000 Est. Cost $110.86 Unrealized -7.6%
MARATHON OIL CORP 0.2%
Value ($000) $756 Shares 184,728 Est. Cost $17.39 Unrealized
AFL AFLAC INC 0.2%
Value ($000) $749 Shares 20,600 Est. Cost $36.79 Unrealized -12.8%
SHW SHERWIN WILLIAMS CO 0.2%
Value ($000) $697 Shares 1,000 Est. Cost $120.91 Unrealized +72.2%
BK BANK NEW YORK MELLON CORP 0.2%
Value ($000) $648 Shares 18,872 Est. Cost $44.73 Unrealized -30.3%
QCOM QUALCOMM INC 0.2%
Value ($000) $588 Shares 5,000 Est. Cost $63.12 Unrealized +50.8%
RTX RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $575 Shares 10,000 Est. Cost $54.61 Unrealized -1.7%
HSY HERSHEY CO 0.2%
Value ($000) $573 Shares 4,000 Est. Cost $77.82 Unrealized +60.4%
MET METLIFE INC 0.1%
Value ($000) $558 Shares 15,000 Est. Cost $37.04 Unrealized -13.6%
DD DUPONT DE NEMOURS INC 0.1%
Value ($000) $545 Shares 9,828 Est. Cost $27.24 Unrealized -22.6%
AIG AMERICAN INTL GROUP INC 0.1%
Value ($000) $526 Shares 19,100 Est. Cost $48.06 Unrealized -45.6%
COP CONOCOPHILLIPS 0.1%
Value ($000) $525 Shares 16,000 Est. Cost $43.76 Unrealized -28.7%
XILINX INC 0.1%
Value ($000) $521 Shares 5,000 Est. Cost $65.20 Unrealized
PH PARKER HANNIFIN CORP 0.1%
Value ($000) $506 Shares 2,500 Est. Cost $151.93 Unrealized +20.3%
SWK STANLEY BLACK & DECKER INC 0.1%
Value ($000) $487 Shares 3,000 Est. Cost $115.96 Unrealized +13.1%
CIEN CIENA CORP 0.1%
Value ($000) $486 Shares 12,255 Est. Cost $41.92 Unrealized +25.5%
PGR PROGRESSIVE CORP OHIO 0.1%
Value ($000) $473 Shares 5,000 Est. Cost $48.29 Unrealized +58.4%
DELL DELL TECHNOLOGIES INC 0.1%
Value ($000) $470 Shares 6,946 Est. Cost $25.10 Unrealized +13.9%
ADI ANALOG DEVICES INC 0.1%
Value ($000) $467 Shares 4,000 Est. Cost $81.92 Unrealized +29.9%
DOW DOW INC 0.1%
Value ($000) $462 Shares 9,828 Est. Cost $36.37 Unrealized -7.9%
SPG SIMON PPTY GROUP INC NEW 0.1%
Value ($000) $453 Shares 7,000 Est. Cost $105.20 Unrealized -53.9%
USB US BANCORP DEL 0.1%
Value ($000) $430 Shares 12,000 Est. Cost $39.92 Unrealized -27.5%
EATON VANCE CORP 0.1%
Value ($000) $382 Shares 10,000 Est. Cost $55.70 Unrealized
DB DEUTSCHE BANK AG 0.1%
Value ($000) $378 Shares 45,000 Est. Cost $10.35 Unrealized -18.8%
GL GLOBE LIFE INC 0.1%
Value ($000) $360 Shares 4,500 Est. Cost $86.06 Unrealized -11.3%
KEY KEYCORP NEW 0.1%
Value ($000) $358 Shares 30,000 Est. Cost $14.60 Unrealized -35.7%
LNC LINCOLN NATL CORP IND 0.1%
Value ($000) $313 Shares 10,000 Est. Cost $55.97 Unrealized -51.2%
OTIS OTIS WORLDWIDE CORP 0.1%
Value ($000) $312 Shares 5,000 Est. Cost $47.48 Unrealized +18.9%
CARR CARRIER GLOBAL CORPORATION 0.1%
Value ($000) $305 Shares 10,000 Est. Cost $17.13 Unrealized +53.9%
ITT ITT INC 0.1%
Value ($000) $295 Shares 5,000 Est. Cost $52.17 Unrealized +16.2%
CTVA CORTEVA INC 0.1%
Value ($000) $283 Shares 9,828 Est. Cost $25.02 Unrealized +5.9%
WRB W R BERKLEY CORPORATION 0.1%
Value ($000) $275 Shares 4,500 Est. Cost $20.31 Unrealized +19.4%
APACHE CORP 0.1%
Value ($000) $237 Shares 25,000 Est. Cost $29.89 Unrealized
L LOEWS CORP 0.1%
Value ($000) $233 Shares 6,700 Est. Cost $48.65 Unrealized -27.8%
EOG EOG RES INC 0.1%
Value ($000) $216 Shares 6,000 Est. Cost $87.22 Unrealized -60.0%
NUE NUCOR CORP 0.0%
Value ($000) $135 Shares 3,000 Est. Cost $54.10 Unrealized -25.5%
MCY MERCURY GENL CORP NEW 0.0%
Value ($000) $124 Shares 3,000 Est. Cost $47.11 Unrealized -8.8%
OGE OGE ENERGY CORP 0.0%
Value ($000) $120 Shares 4,000 Est. Cost $33.60 Unrealized -6.3%
WAB WABTEC CORP 0.0%
Value ($000) $112 Shares 1,806 Est. Cost $69.17 Unrealized -10.1%
NATIONAL OILWELL VARCO INC 0.0%
Value ($000) $109 Shares 12,000 Est. Cost $36.83 Unrealized
OXY OCCIDENTAL PETE CORP DEL 0.0%
Value ($000) $100 Shares 10,000 Est. Cost $57.44 Unrealized -76.9%
CVS CVS HEALTH CORP 0.0%
Value ($000) $98 Shares 1,675 Est. Cost $59.39 Unrealized -11.8%
HAL HALLIBURTON CO 0.0%
Value ($000) $96 Shares 8,000 Est. Cost $42.64 Unrealized -69.1%
RIG TRANSOCEAN LTD 0.0%
Value ($000) $40 Shares 50,000 Est. Cost $9.95 Unrealized -83.6%
BHF BRIGHTHOUSE FINL INC 0.0%
Value ($000) $37 Shares 1,363 Est. Cost $48.10 Unrealized -39.6%
REZI RESIDEO TECHNOLOGIES INC 0.0%
Value ($000) $26 Shares 2,350 Est. Cost $21.34 Unrealized -40.6%
ASIX ADVANSIX INC 0.0%
Value ($000) $7 Shares 564 Est. Cost $34.25 Unrealized -66.7%
CHESAPEAKE ENERGY CORP 0.0%
Value ($000) $6 Shares 1,500 Est. Cost $4.00 Unrealized
GTX GARRETT MOTION INC 0.0%
Value ($000) $5 Shares 1,410 Est. Cost $13.59 Unrealized -63.8%
OXY/WS OCCIDENTAL PETE CORP 0.0%
Value ($000) $4 Shares 1,250 Est. Cost $3.20 Unrealized
AMERICAN INTL GROUP INC 0.0%
Value ($000) $1 Shares 8,516 Est. Cost $14.44 Unrealized