FWL INVESTMENT MANAGEMENT, LLC Diversified Active

CIK: 0001829231 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 14, 2021

Total Value ($000): $148,474 (100.0% shares, 0.0% debt)

Holdings (46)

GOOG ALPHABET INC 5.9%

Value ($000) $8,831 Shares 4,269 Est. Cost $84.18 Unrealized +17.0%

— ATLANTICA SUSTAINABLE INFR P 5.5%

Value ($000) $8,193 Shares 223,679 Est. Cost $37.47 Unrealized —

AMLP ALPS ETF TR 5.3%

Value ($000) $7,913 Shares 259,439 Est. Cost $26.23 Unrealized —

AMZN AMAZON COM INC 5.1%

Value ($000) $7,602 Shares 2,457 Est. Cost $159.53 Unrealized -0.6%

AGNC AGNC INVT CORP 5.0%

Value ($000) $7,462 Shares 445,251 Est. Cost $15.87 Unrealized —

SPG SIMON PPTY GROUP INC NEW 4.8%

Value ($000) $7,186 Shares 63,166 Est. Cost $57.65 Unrealized +38.7%

MSFT MICROSOFT CORP 4.0%

Value ($000) $5,919 Shares 25,104 Est. Cost $207.14 Unrealized +7.6%

CRM SALESFORCE COM INC 3.8%

Value ($000) $5,628 Shares 26,562 Est. Cost $235.50 Unrealized -6.6%

BFH ALLIANCE DATA SYSTEMS CORP 3.8%

Value ($000) $5,589 Shares 49,860 Est. Cost $46.01 Unrealized +43.2%

— BUNGE LIMITED 3.8%

Value ($000) $5,587 Shares 70,475 Est. Cost $71.01 Unrealized —

TWLO TWILIO INC 3.5%

Value ($000) $5,227 Shares 15,340 Est. Cost $321.36 Unrealized +16.6%

CWEN CLEARWAY ENERGY INC 3.4%

Value ($000) $5,063 Shares 179,937 Est. Cost $23.07 Unrealized +3.1%

— ACTIVISION BLIZZARD INC 3.2%

Value ($000) $4,705 Shares 50,595 Est. Cost $92.86 Unrealized —

AAPL APPLE INC 3.0%

Value ($000) $4,480 Shares 36,673 Est. Cost $117.33 Unrealized +6.6%

ICE INTERCONTINENTAL EXCHANGE IN 3.0%

Value ($000) $4,381 Shares 39,228 Est. Cost $97.93 Unrealized +8.7%

FTGC FIRST TR EXCHANGE TRAD FD VI 2.9%

Value ($000) $4,282 Shares 204,468 Est. Cost $20.94 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 2.8%

Value ($000) $4,137 Shares 79,475 Est. Cost $50.26 Unrealized —

V VISA INC 2.7%

Value ($000) $4,047 Shares 19,115 Est. Cost $197.95 Unrealized +2.6%

BZH BEAZER HOMES USA INC 2.5%

Value ($000) $3,717 Shares 177,661 Est. Cost $14.37 Unrealized +28.3%

NEE NEXTERA ENERGY INC 2.3%

Value ($000) $3,445 Shares 45,567 Est. Cost $66.14 Unrealized +4.0%

SNAP SNAP INC 2.2%

Value ($000) $3,250 Shares 62,161 Est. Cost $57.47 Unrealized 0.0%

— PGIM HIGH YIELD BOND FUND IN 2.0%

Value ($000) $3,000 Shares 191,553 Est. Cost $15.09 Unrealized —

SLV ISHARES SILVER TR 2.0%

Value ($000) $2,972 Shares 130,935 Est. Cost $22.70 Unrealized —

IBB ISHARES TR 2.0%

Value ($000) $2,941 Shares 19,534 Est. Cost $151.42 Unrealized —

EWY ISHARES INC 1.9%

Value ($000) $2,808 Shares 31,303 Est. Cost $86.34 Unrealized —

INDA ISHARES TR 1.8%

Value ($000) $2,610 Shares 61,886 Est. Cost $40.40 Unrealized —

IBN ICICI BANK LIMITED 1.6%

Value ($000) $2,314 Shares 144,336 Est. Cost $15.01 Unrealized —

MTB M & T BK CORP 1.3%

Value ($000) $1,938 Shares 12,780 Est. Cost $126.15 Unrealized 0.0%

PLUG PLUG POWER INC 1.3%

Value ($000) $1,858 Shares 51,845 Est. Cost $22.64 Unrealized +127.7%

— INVESCO SR INCOME TR 1.1%

Value ($000) $1,706 Shares 406,250 Est. Cost $3.98 Unrealized —

XMUIX BLACKROCK MUNI INTER DR FD I 1.0%

Value ($000) $1,489 Shares 98,999 Est. Cost $14.89 Unrealized —

QTEC FIRST TR NASDAQ 100 TECH IND 0.9%

Value ($000) $1,386 Shares 9,609 Est. Cost $138.06 Unrealized —

IWF ISHARES TR 0.6%

Value ($000) $924 Shares 3,800 Est. Cost $241.03 Unrealized —

META FACEBOOK INC 0.6%

Value ($000) $902 Shares 3,061 Est. Cost $272.24 Unrealized -1.8%

— PGIM GLOBAL HIGH YIELD FD FO 0.6%

Value ($000) $844 Shares 56,539 Est. Cost $14.54 Unrealized —

MGNI MAGNITE INC 0.5%

Value ($000) $730 Shares 17,540 Est. Cost $43.32 Unrealized 0.0%

— ISHARES GOLD TR 0.4%

Value ($000) $626 Shares 38,500 Est. Cost $18.13 Unrealized —

BABA ALIBABA GROUP HLDG LTD 0.4%

Value ($000) $527 Shares 2,326 Est. Cost $232.89 Unrealized —

VUG VANGUARD INDEX FDS 0.3%

Value ($000) $398 Shares 1,550 Est. Cost $253.55 Unrealized —

VTV VANGUARD INDEX FDS 0.2%

Value ($000) $349 Shares 2,656 Est. Cost $118.98 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 0.2%

Value ($000) $328 Shares 1,285 Est. Cost $220.20 Unrealized +10.3%

QQQ INVESCO QQQ TR 0.2%

Value ($000) $304 Shares 954 Est. Cost $313.93 Unrealized —

SPY SPDR S&P 500 ETF TR 0.2%

Value ($000) $289 Shares 729 Est. Cost $374.39 Unrealized —

GOOGL ALPHABET INC 0.2%

Value ($000) $270 Shares 131 Est. Cost $83.49 Unrealized +17.3%

TGT TARGET CORP 0.1%

Value ($000) $219 Shares 1,105 Est. Cost $163.21 Unrealized 0.0%

— CBRE ACQUISITION HLDGS INC 0.1%

Value ($000) $98 Shares 10,000 Est. Cost $9.80 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GOOG	ALPHABET INC	4,269	$8,831	5.9%	$84.18	+17.0%	CAP STK CL C	02079K107
—	ATLANTICA SUSTAINABLE INFR P	223,679	$8,193	5.5%	$37.47	—	SHS	G0751N103
AMLP	ALPS ETF TR	259,439	$7,913	5.3%	$26.23	—	ALERIAN MLP	00162Q452
AMZN	AMAZON COM INC	2,457	$7,602	5.1%	$159.53	-0.6%	COM	023135106
AGNC	AGNC INVT CORP	445,251	$7,462	5.0%	$15.87	—	COM	00123Q104
SPG	SIMON PPTY GROUP INC NEW	63,166	$7,186	4.8%	$57.65	+38.7%	COM	828806109
MSFT	MICROSOFT CORP	25,104	$5,919	4.0%	$207.14	+7.6%	COM	594918104
CRM	SALESFORCE COM INC	26,562	$5,628	3.8%	$235.50	-6.6%	COM	79466L302
BFH	ALLIANCE DATA SYSTEMS CORP	49,860	$5,589	3.8%	$46.01	+43.2%	COM	018581108
—	BUNGE LIMITED	70,475	$5,587	3.8%	$71.01	—	COM	G16962105
TWLO	TWILIO INC	15,340	$5,227	3.5%	$321.36	+16.6%	CL A	90138F102
CWEN	CLEARWAY ENERGY INC	179,937	$5,063	3.4%	$23.07	+3.1%	CL C	18539C204
—	ACTIVISION BLIZZARD INC	50,595	$4,705	3.2%	$92.86	—	COM	00507V109
AAPL	APPLE INC	36,673	$4,480	3.0%	$117.33	+6.6%	COM	037833100
ICE	INTERCONTINENTAL EXCHANGE IN	39,228	$4,381	3.0%	$97.93	+8.7%	COM	45866F104
FTGC	FIRST TR EXCHANGE TRAD FD VI	204,468	$4,282	2.9%	$20.94	—	FST TR GLB FD	33739H101
VWO	VANGUARD INTL EQUITY INDEX F	79,475	$4,137	2.8%	$50.26	—	FTSE EMR MKT ETF	922042858
V	VISA INC	19,115	$4,047	2.7%	$197.95	+2.6%	COM CL A	92826C839
BZH	BEAZER HOMES USA INC	177,661	$3,717	2.5%	$14.37	+28.3%	COM NEW	07556Q881
NEE	NEXTERA ENERGY INC	45,567	$3,445	2.3%	$66.14	+4.0%	COM	65339F101
SNAP	SNAP INC	62,161	$3,250	2.2%	$57.47	0.0%	CL A	83304A106
—	PGIM HIGH YIELD BOND FUND IN	191,553	$3,000	2.0%	$15.09	—	COM	69346H100
SLV	ISHARES SILVER TR	130,935	$2,972	2.0%	$22.70	—	ISHARES	46428Q109
IBB	ISHARES TR	19,534	$2,941	2.0%	$151.42	—	NASDAQ BIOTECH	464287556
EWY	ISHARES INC	31,303	$2,808	1.9%	$86.34	—	MSCI STH KOR ETF	464286772
INDA	ISHARES TR	61,886	$2,610	1.8%	$40.40	—	MSCI INDIA ETF	46429B598
IBN	ICICI BANK LIMITED	144,336	$2,314	1.6%	$15.01	—	ADR	45104G104
MTB	M & T BK CORP	12,780	$1,938	1.3%	$126.15	0.0%	COM	55261F104
PLUG	PLUG POWER INC	51,845	$1,858	1.3%	$22.64	+127.7%	COM NEW	72919P202
—	INVESCO SR INCOME TR	406,250	$1,706	1.1%	$3.98	—	COM	46131H107
XMUIX	BLACKROCK MUNI INTER DR FD I	98,999	$1,489	1.0%	$14.89	—	COM	09253X102
QTEC	FIRST TR NASDAQ 100 TECH IND	9,609	$1,386	0.9%	$138.06	—	SHS	337345102
IWF	ISHARES TR	3,800	$924	0.6%	$241.03	—	RUS 1000 GRW ETF	464287614
META	FACEBOOK INC	3,061	$902	0.6%	$272.24	-1.8%	CL A	30303M102
—	PGIM GLOBAL HIGH YIELD FD FO	56,539	$844	0.6%	$14.54	—	COM	69346J106
MGNI	MAGNITE INC	17,540	$730	0.5%	$43.32	0.0%	COM	55955D100
—	ISHARES GOLD TR	38,500	$626	0.4%	$18.13	—	ISHARES	464285105
BABA	ALIBABA GROUP HLDG LTD	2,326	$527	0.4%	$232.89	—	SPONSORED ADS	01609W102
VUG	VANGUARD INDEX FDS	1,550	$398	0.3%	$253.55	—	GROWTH ETF	922908736
VTV	VANGUARD INDEX FDS	2,656	$349	0.2%	$118.98	—	VALUE ETF	922908744
BRK/B	BERKSHIRE HATHAWAY INC DEL	1,285	$328	0.2%	$220.20	+10.3%	CL B NEW	084670702
QQQ	INVESCO QQQ TR	954	$304	0.2%	$313.93	—	UNIT SER 1	46090E103
SPY	SPDR S&P 500 ETF TR	729	$289	0.2%	$374.39	—	TR UNIT	78462F103
GOOGL	ALPHABET INC	131	$270	0.2%	$83.49	+17.3%	CAP STK CL A	02079K305
TGT	TARGET CORP	1,105	$219	0.1%	$163.21	0.0%	COM	87612E106
—	CBRE ACQUISITION HLDGS INC	10,000	$98	0.1%	$9.80	—	COM CL A	12510J106