Nierenberg Investment Management Company, Inc. Diversified Active

CIK: 0001282683 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Feb 14, 2024

Total Value ($000): $166,742 (100.0% shares, 0.0% debt)

Holdings (46)

— MR COOPER GROUP INC 24.7%

Value ($000) $41,211 Shares 632,854 Est. Cost $31.03 Unrealized —

— POTBELLY CORP 17.7%

Value ($000) $29,487 Shares 2,829,860 Est. Cost $6.35 Unrealized —

CTLP CANTALOUPE INC 11.7%

Value ($000) $19,575 Shares 2,641,658 Est. Cost $7.52 Unrealized -8.2%

EQT EQT CORP 11.1%

Value ($000) $18,429 Shares 476,693 Est. Cost $13.63 Unrealized +188.3%

FLR FLUOR CORP NEW 10.2%

Value ($000) $17,019 Shares 434,488 Est. Cost $15.10 Unrealized +144.7%

FTK FLOTEK INDS INC DEL 2.9%

Value ($000) $4,891 Shares 1,247,637 Est. Cost $4.70 Unrealized -17.3%

EQT EQT CORP 2.7%

Value ($000) $4,485 Shares 116,000 Est. Cost $13.63 Unrealized +188.3%

— SP PLUS CORP 1.2%

Value ($000) $1,999 Shares 39,010 Est. Cost $35.71 Unrealized —

CNXC CONCENTRIX CORP 1.2%

Value ($000) $1,955 Shares 19,910 Est. Cost $79.80 Unrealized +3.1%

DHC DIVERSIFIED HEALTHCARE TR 1.0%

Value ($000) $1,747 Shares 467,110 Est. Cost $1.43 Unrealized —

KBR KBR INC 1.0%

Value ($000) $1,696 Shares 30,610 Est. Cost $34.69 Unrealized +55.0%

CLFD CLEARFIELD INC 1.0%

Value ($000) $1,616 Shares 55,555 Est. Cost $29.44 Unrealized -9.4%

HELE HELEN OF TROY LTD 0.9%

Value ($000) $1,580 Shares 13,080 Est. Cost $118.44 Unrealized -9.0%

ECVT ECOVYST INC 0.8%

Value ($000) $1,354 Shares 138,610 Est. Cost $10.28 Unrealized -7.3%

— SOUTHWESTERN ENERGY CO 0.8%

Value ($000) $1,307 Shares 199,555 Est. Cost $4.38 Unrealized —

— PREMIER INC 0.8%

Value ($000) $1,266 Shares 56,610 Est. Cost $24.28 Unrealized —

HLX HELIX ENERGY SOLUTIONS GRP I 0.8%

Value ($000) $1,260 Shares 122,555 Est. Cost $6.82 Unrealized +45.6%

MTRX MATRIX SVC CO 0.7%

Value ($000) $1,199 Shares 122,555 Est. Cost $5.93 Unrealized +83.2%

SONO SONOS INC 0.7%

Value ($000) $1,158 Shares 67,555 Est. Cost $13.49 Unrealized 0.0%

TPC TUTOR PERINI CORP 0.6%

Value ($000) $934 Shares 102,610 Est. Cost $7.09 Unrealized +12.3%

FFWM FIRST FNDTN INC 0.5%

Value ($000) $906 Shares 93,555 Est. Cost $6.50 Unrealized -2.3%

RRC RANGE RES CORP 0.5%

Value ($000) $900 Shares 29,555 Est. Cost $18.76 Unrealized +75.0%

BFH BREAD FINANCIAL HOLDINGS INC 0.5%

Value ($000) $856 Shares 26,000 Est. Cost $39.22 Unrealized -26.6%

APP APPLOVIN CORP 0.5%

Value ($000) $779 Shares 19,555 Est. Cost $13.11 Unrealized +199.0%

INSW INTERNATIONAL SEAWAYS INC 0.5%

Value ($000) $778 Shares 17,100 Est. Cost $11.54 Unrealized +222.0%

— SUPERIOR INDS INTL INC 0.4%

Value ($000) $736 Shares 230,110 Est. Cost $4.42 Unrealized —

FHN FIRST HORIZON CORPORATION 0.4%

Value ($000) $708 Shares 50,000 Est. Cost $11.17 Unrealized 0.0%

ARHS ARHAUS INC 0.4%

Value ($000) $703 Shares 59,310 Est. Cost $7.58 Unrealized +20.1%

BFH BREAD FINANCIAL HOLDINGS INC 0.4%

Value ($000) $699 Shares 21,210 Est. Cost $39.22 Unrealized -26.6%

EBC EASTERN BANKSHARES INC 0.4%

Value ($000) $654 Shares 46,088 Est. Cost $11.70 Unrealized 0.0%

VISN COMMSCOPE HLDG CO INC 0.4%

Value ($000) $620 Shares 220,000 Est. Cost — Unrealized —

BKD BROOKDALE SR LIVING INC 0.3%

Value ($000) $451 Shares 77,555 Est. Cost $4.69 Unrealized 0.0%

— PREMIER INC 0.3%

Value ($000) $447 Shares 20,000 Est. Cost $24.28 Unrealized —

BBW BUILD-A-BEAR WORKSHOP INC 0.2%

Value ($000) $393 Shares 17,110 Est. Cost $12.59 Unrealized +92.4%

INSW INTERNATIONAL SEAWAYS INC 0.2%

Value ($000) $386 Shares 8,480 Est. Cost $11.54 Unrealized +222.0%

GIFI GULF IS FABRICATION INC 0.2%

Value ($000) $383 Shares 88,555 Est. Cost $4.04 Unrealized 0.0%

CYH COMMUNITY HEALTH SYS INC NEW 0.2%

Value ($000) $376 Shares 120,000 Est. Cost — Unrealized —

— SUPERIOR INDS INTL INC 0.2%

Value ($000) $355 Shares 111,000 Est. Cost $4.42 Unrealized —

SND SMART SAND INC 0.2%

Value ($000) $343 Shares 177,555 Est. Cost $1.98 Unrealized +2.4%

ALGT ALLEGIANT TRAVEL CO 0.2%

Value ($000) $330 Shares 4,000 Est. Cost — Unrealized —

DAN DANA INC 0.2%

Value ($000) $312 Shares 21,350 Est. Cost $17.23 Unrealized -27.8%

FHN FIRST HORIZON CORPORATION 0.1%

Value ($000) $178 Shares 12,555 Est. Cost $11.17 Unrealized 0.0%

ORN ORION GROUP HLDGS INC 0.1%

Value ($000) $111 Shares 22,555 Est. Cost $3.96 Unrealized +24.3%

DZSIQ DZS INC 0.1%

Value ($000) $109 Shares 55,555 Est. Cost $1.97 Unrealized —

WTI W & T OFFSHORE INC 0.0%

Value ($000) $44 Shares 13,555 Est. Cost $5.47 Unrealized -32.6%

— ENZO BIOCHEM INC 0.0%

Value ($000) $16 Shares 11,555 Est. Cost $1.39 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	MR COOPER GROUP INC	632,854	$41,211	24.7%	$31.03	—	COM	62482R107
—	POTBELLY CORP	2,829,860	$29,487	17.7%	$6.35	—	COM	73754Y100
CTLP	CANTALOUPE INC	2,641,658	$19,575	11.7%	$7.52	-8.2%	COM	138103106
EQT	EQT CORP	476,693	$18,429	11.1%	$13.63	+188.3%	COM	26884L109
FLR	FLUOR CORP NEW	434,488	$17,019	10.2%	$15.10	+144.7%	COM	343412102
FTK	FLOTEK INDS INC DEL	1,247,637	$4,891	2.9%	$4.70	-17.3%	COM NEW	343389409
EQT	EQT CORP	116,000	$4,485	2.7%	$13.63	+188.3%	Call	26884L109
—	SP PLUS CORP	39,010	$1,999	1.2%	$35.71	—	COM	78469C103
CNXC	CONCENTRIX CORP	19,910	$1,955	1.2%	$79.80	+3.1%	COM	20602D101
DHC	DIVERSIFIED HEALTHCARE TR	467,110	$1,747	1.0%	$1.43	—	COM SH BEN INT	25525P107
KBR	KBR INC	30,610	$1,696	1.0%	$34.69	+55.0%	COM	48242W106
CLFD	CLEARFIELD INC	55,555	$1,616	1.0%	$29.44	-9.4%	COM	18482P103
HELE	HELEN OF TROY LTD	13,080	$1,580	0.9%	$118.44	-9.0%	COM	G4388N106
ECVT	ECOVYST INC	138,610	$1,354	0.8%	$10.28	-7.3%	COM	27923Q109
—	SOUTHWESTERN ENERGY CO	199,555	$1,307	0.8%	$4.38	—	COM	845467109
—	PREMIER INC	56,610	$1,266	0.8%	$24.28	—	CL A	74051N102
HLX	HELIX ENERGY SOLUTIONS GRP I	122,555	$1,260	0.8%	$6.82	+45.6%	COM	42330P107
MTRX	MATRIX SVC CO	122,555	$1,199	0.7%	$5.93	+83.2%	COM	576853105
SONO	SONOS INC	67,555	$1,158	0.7%	$13.49	0.0%	COM	83570H108
TPC	TUTOR PERINI CORP	102,610	$934	0.6%	$7.09	+12.3%	COM	901109108
FFWM	FIRST FNDTN INC	93,555	$906	0.5%	$6.50	-2.3%	COM	32026V104
RRC	RANGE RES CORP	29,555	$900	0.5%	$18.76	+75.0%	COM	75281A109
BFH	BREAD FINANCIAL HOLDINGS INC	26,000	$856	0.5%	$39.22	-26.6%	Call	018581108
APP	APPLOVIN CORP	19,555	$779	0.5%	$13.11	+199.0%	COM CL A	03831W108
INSW	INTERNATIONAL SEAWAYS INC	17,100	$778	0.5%	$11.54	+222.0%	Call	Y41053102
—	SUPERIOR INDS INTL INC	230,110	$736	0.4%	$4.42	—	COM	868168105
FHN	FIRST HORIZON CORPORATION	50,000	$708	0.4%	$11.17	0.0%	Call	320517105
ARHS	ARHAUS INC	59,310	$703	0.4%	$7.58	+20.1%	COM CL A	04035M102
BFH	BREAD FINANCIAL HOLDINGS INC	21,210	$699	0.4%	$39.22	-26.6%	COM	018581108
EBC	EASTERN BANKSHARES INC	46,088	$654	0.4%	$11.70	0.0%	COM	27627N105
VISN	COMMSCOPE HLDG CO INC	220,000	$620	0.4%	—	—	Call	20337X109
BKD	BROOKDALE SR LIVING INC	77,555	$451	0.3%	$4.69	0.0%	COM	112463104
—	PREMIER INC	20,000	$447	0.3%	$24.28	—	Call	74051N102
BBW	BUILD-A-BEAR WORKSHOP INC	17,110	$393	0.2%	$12.59	+92.4%	COM	120076104
INSW	INTERNATIONAL SEAWAYS INC	8,480	$386	0.2%	$11.54	+222.0%	COM	Y41053102
GIFI	GULF IS FABRICATION INC	88,555	$383	0.2%	$4.04	0.0%	COM	402307102
CYH	COMMUNITY HEALTH SYS INC NEW	120,000	$376	0.2%	—	—	Call	203668108
—	SUPERIOR INDS INTL INC	111,000	$355	0.2%	$4.42	—	Call	868168105
SND	SMART SAND INC	177,555	$343	0.2%	$1.98	+2.4%	COM	83191H107
ALGT	ALLEGIANT TRAVEL CO	4,000	$330	0.2%	—	—	Call	01748X102
DAN	DANA INC	21,350	$312	0.2%	$17.23	-27.8%	COM	235825205
FHN	FIRST HORIZON CORPORATION	12,555	$178	0.1%	$11.17	0.0%	COM	320517105
ORN	ORION GROUP HLDGS INC	22,555	$111	0.1%	$3.96	+24.3%	COM	68628V308
DZSIQ	DZS INC	55,555	$109	0.1%	$1.97	—	COM	268211109
WTI	W & T OFFSHORE INC	13,555	$44	0.0%	$5.47	-32.6%	COM	92922P106
—	ENZO BIOCHEM INC	11,555	$16	0.0%	$1.39	—	COM	294100102