Bleichroeder LP Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
KZIA	KAZIA THERAPEUTICS LTD	400,000	$2,756	0.5%	$6.89	—	SPONSORED ADS	48669G303
PXLW	PIXELWORKS INC	201,015	$1,278	0.2%	$7.66	0.0%	COM	72581M404
LLYVK	LIBERTY LIVE HOLDINGS INC	13,802	$1,175	0.2%	$85.87	0.0%	COM SHS SER C	530909308
LWLG	LIGHTWAVE LOGIC INC	166,000	$538	0.1%	$4.44	0.0%	COM	532275104
LLYVA	LIBERTY LIVE HOLDINGS INC	6,047	$502	0.1%	$83.24	0.0%	COM SER A	530909100
TMDX	TRANSMEDICS GROUP INC	2,100	$255	0.0%	$125.49	0.0%	COM	89377M109
PTN	PALATIN TECHNOLOGIES INC	7,800	$120	0.0%	$13.14	0.0%	COM NEW	696077601

Increased Positions (9)

GPGI COMPOSECURE INC 13.5%

Value ($000) $76,632 (-6.1%) Shares 3,974,676 (+1.4%) Est. Cost $6.07 Unrealized +228.9%

IMMX IMMIX BIOPHARMA INC 0.9%

Value ($000) $5,230 (+194.4%) Shares 1,000,000 (+17.6%) Est. Cost $3.91 Unrealized +5.3%

OWLT OWLET INC 0.9%

Value ($000) $5,019 (+119.5%) Shares 310,000 (+14.8%) Est. Cost $5.26 Unrealized +115.5%

EYPT EYEPOINT INC 1.0%

Value ($000) $5,783 (+58.3%) Shares 316,515 (+23.4%) Est. Cost $8.28 Unrealized +71.1%

PROF PROFOUND MED CORP 0.4%

Value ($000) $2,005 (+123.6%) Shares 254,753 (+39.0%) Est. Cost $8.28 Unrealized -22.4%

DTIL PRECISION BIOSCIENCES INC 1.2%

Value ($000) $6,916 (+16.5%) Shares 1,662,500 (+54.7%) Est. Cost $5.20 Unrealized +9.2%

MODD MODULAR MED INC 0.2%

Value ($000) $1,041 (-26.1%) Shares 2,859,581 (+41.9%) Est. Cost $1.20 Unrealized -59.2%

RNXT RENOVORX INC 0.1%

Value ($000) $504 (-26.3%) Shares 600,000 (+11.4%) Est. Cost $1.15 Unrealized -12.8%

MSAI MULTISENSOR AI HOLDINGS INC 0.1%

Value ($000) $352 (-22.0%) Shares 1,222,493 (+74.6%) Est. Cost $1.70 Unrealized -57.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GPGI	COMPOSECURE INC	3,974,676 (+1.4%)	$76,632 (-6.1%)	13.5%	$6.07	+228.9%	COM CL A	20459V105
IMMX	IMMIX BIOPHARMA INC	1,000,000 (+17.6%)	$5,230 (+194.4%)	0.9%	$3.91	+5.3%	COM	45258H106
OWLT	OWLET INC	310,000 (+14.8%)	$5,019 (+119.5%)	0.9%	$5.26	+115.5%	CL A NEW	69120X206
EYPT	EYEPOINT INC	316,515 (+23.4%)	$5,783 (+58.3%)	1.0%	$8.28	+71.1%	COM NEW	30233G209
PROF	PROFOUND MED CORP	254,753 (+39.0%)	$2,005 (+123.6%)	0.4%	$8.28	-22.4%	COM NEW	74319B502
DTIL	PRECISION BIOSCIENCES INC	1,662,500 (+54.7%)	$6,916 (+16.5%)	1.2%	$5.20	+9.2%	COM NEW	74019P207
MODD	MODULAR MED INC	2,859,581 (+41.9%)	$1,041 (-26.1%)	0.2%	$1.20	-59.2%	COM NEW	60785L207
RNXT	RENOVORX INC	600,000 (+11.4%)	$504 (-26.3%)	0.1%	$1.15	-12.8%	COM NEW	75989R107
MSAI	MULTISENSOR AI HOLDINGS INC	1,222,493 (+74.6%)	$352 (-22.0%)	0.1%	$1.70	-57.0%	COM	456948108

Exited Positions (6)

— LIBERTY MEDIA CORP DEL 0.2%

Value ($000) $1,338 Shares 13,802 Est. Cost $32.10 Unrealized —

— COMPOSECURE INC 0.2%

Value ($000) $1,280 Shares 100,000 Est. Cost $1.55 Unrealized —

FEAM 5E ADVANCED MATERIALS INC 0.2%

Value ($000) $997 Shares 285,714 Est. Cost $3.81 Unrealized +15.3%

— EVOKE PHARMA INC 0.1%

Value ($000) $728 Shares 146,395 Est. Cost $4.87 Unrealized —

— LIBERTY MEDIA CORP DEL 0.1%

Value ($000) $570 Shares 6,047 Est. Cost $31.92 Unrealized —

— ARKO CORP 0.0%

Value ($000) $3 Shares 333,333 Est. Cost $1.36 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	LIBERTY MEDIA CORP DEL	13,802	$1,338	0.2%	$32.10	—	—	531229722
—	COMPOSECURE INC	100,000	$1,280	0.2%	$1.55	—	—	20459V113
FEAM	5E ADVANCED MATERIALS INC	285,714	$997	0.2%	$3.81	+15.3%	—	33830Q208
—	EVOKE PHARMA INC	146,395	$728	0.1%	$4.87	—	—	30049G302
—	LIBERTY MEDIA CORP DEL	6,047	$570	0.1%	$31.92	—	—	531229748
—	ARKO CORP	333,333	$3	0.0%	$1.36	—	—	041242116

Decreased Positions (3)

LIN LINDE PLC 5.6%

Value ($000) $32,028 (-17.9%) Shares 75,114 (-8.5%) Est. Cost $322.30 Unrealized +32.6%

GPCR STRUCTURE THERAPEUTICS INC 0.1%

Value ($000) $696 (+24.2%) Shares 10,000 (-50.0%) Est. Cost $34.01 Unrealized —

SMTK SMARTKEM INC 0.0%

Value ($000) $50 (-54.5%) Shares 46,618 (-28.3%) Est. Cost $3.33 Unrealized -46.3%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LIN	LINDE PLC	75,114 (-8.5%)	$32,028 (-17.9%)	5.6%	$322.30	+32.6%	SHS	G54950103
GPCR	STRUCTURE THERAPEUTICS INC	10,000 (-50.0%)	$696 (+24.2%)	0.1%	$34.01	—	SPONSORED ADS	86366E106
SMTK	SMARTKEM INC	46,618 (-28.3%)	$50 (-54.5%)	0.0%	$3.33	-46.3%	COM NEW	83193D203

Unchanged Positions (54)

RHLD RESOLUTE HLDGS MGMT INC 11.6%

Value ($000) $66,025 Shares 319,844 Est. Cost $36.06 Unrealized +310.3%

GLD SPDR GOLD TR 33.1%

Value ($000) $188,247 Shares 475,000 Est. Cost $142.90 Unrealized —

MDXH MDXHEALTH SA 4.6%

Value ($000) $26,341 Shares 7,378,333 Est. Cost $2.82 Unrealized +39.9%

DUOT DUOS TECHNOLOGIES GROUP INC 3.2%

Value ($000) $18,313 Shares 1,627,806 Est. Cost $5.03 Unrealized +86.5%

LIQT LIQTECH INTL INC 0.8%

Value ($000) $4,646 Shares 3,182,239 Est. Cost $2.22 Unrealized -2.3%

IDN INTELLICHECK INC 2.4%

Value ($000) $13,852 Shares 2,073,583 Est. Cost $6.20 Unrealized -9.0%

CUE CUE BIOPHARMA INC 0.4%

Value ($000) $2,083 Shares 6,819,164 Est. Cost $1.89 Unrealized -67.6%

BX BLACKSTONE INC 2.5%

Value ($000) $13,988 Shares 90,750 Est. Cost $57.24 Unrealized +164.6%

INVE IDENTIV INC 1.9%

Value ($000) $11,076 Shares 2,884,495 Est. Cost $6.76 Unrealized -46.6%

VENU VENU HLDG CORP 0.3%

Value ($000) $1,684 Shares 200,000 Est. Cost $13.47 Unrealized -17.7%

BRFH BARFRESH FOOD GROUP INC 0.7%

Value ($000) $4,075 Shares 1,390,758 Est. Cost $4.16 Unrealized -23.5%

CRIS CURIS INC 0.2%

Value ($000) $1,121 Shares 1,135,662 Est. Cost $3.71 Unrealized -63.8%

SPGI S&P GLOBAL INC 1.8%

Value ($000) $10,452 Shares 20,000 Est. Cost $246.86 Unrealized +100.2%

NMTC NEUROONE MED TECHNOLOGIES CO 0.5%

Value ($000) $3,032 Shares 4,000,000 Est. Cost $0.62 Unrealized +23.3%

SPY SPDR S&P 500 ETF TR 3.9%

Value ($000) $22,210 Shares 32,570 Est. Cost $584.40 Unrealized —

DMAC DIAMEDICA THERAPEUTICS INC 0.5%

Value ($000) $3,043 Shares 382,317 Est. Cost $2.56 Unrealized +192.0%

PROK PROKIDNEY CORP 0.8%

Value ($000) $4,480 Shares 2,000,000 Est. Cost $2.66 Unrealized -1.2%

IRD OPUS GENETICS INC 0.3%

Value ($000) $1,481 Shares 736,842 Est. Cost $1.12 Unrealized +81.8%

CLRB CELLECTAR BIOSCIENCES INC 0.1%

Value ($000) $295 Shares 100,000 Est. Cost $4.95 Unrealized -25.5%

FLNT FLUENT INC 0.6%

Value ($000) $3,429 Shares 1,428,571 Est. Cost $2.18 Unrealized -3.3%

IPWR IDEAL PWR INC 0.1%

Value ($000) $411 Shares 133,000 Est. Cost $9.01 Unrealized -51.1%

TV GRUPO TELEVISA S A B 0.5%

Value ($000) $2,997 Shares 1,030,000 Est. Cost $10.99 Unrealized —

TLPH TALPHERA INC 0.2%

Value ($000) $1,005 Shares 881,166 Est. Cost $0.59 Unrealized +102.8%

OPFI/WS OPPFI INC 0.1%

Value ($000) $383 Shares 250,000 Est. Cost $1.54 Unrealized —

WELL WELLTOWER INC 0.7%

Value ($000) $3,712 Shares 20,000 Est. Cost $147.88 Unrealized +26.1%

XAIR BEYOND AIR INC 0.0%

Value ($000) $63 Shares 86,489 Est. Cost $2.78 Unrealized -41.2%

RVMDW REVOLUTION MEDICINES INC 0.0%

Value ($000) $188 Shares 200,000 Est. Cost $0.33 Unrealized —

GNLX GENELUX CORPORATION 0.5%

Value ($000) $3,113 Shares 714,000 Est. Cost $3.75 Unrealized +44.0%

JPM JPMORGAN CHASE & CO. 0.9%

Value ($000) $4,833 Shares 15,000 Est. Cost $108.67 Unrealized +184.8%

RTX RTX CORPORATION 0.2%

Value ($000) $1,100 Shares 6,000 Est. Cost $54.61 Unrealized +217.4%

AZ A2Z CUST2MATE SOLUTIONS CORP 0.1%

Value ($000) $404 Shares 62,000 Est. Cost $9.48 Unrealized -32.2%

QQQ INVESCO QQQ TR 0.5%

Value ($000) $2,850 Shares 4,640 Est. Cost $575.16 Unrealized —

AENTW ALLIANCE ENTERTAINMENT HOLDI 0.0%

Value ($000) $170 Shares 200,000 Est. Cost $0.05 Unrealized —

PYPL PAYPAL HLDGS INC 0.1%

Value ($000) $309 Shares 5,300 Est. Cost $109.68 Unrealized -40.9%

PHYS SPROTT ASSET MANAGEMENT LP 0.1%

Value ($000) $414 Shares 12,540 Est. Cost $12.20 Unrealized —

CARR CARRIER GLOBAL CORPORATION 0.1%

Value ($000) $317 Shares 6,000 Est. Cost $17.13 Unrealized +224.1%

LION LIONSGATE STUDIOS CORP 0.0%

Value ($000) $150 Shares 16,413 Est. Cost $6.43 Unrealized +10.6%

POCI PRECISION OPTICS CORP INC MA 0.2%

Value ($000) $922 Shares 220,230 Est. Cost $5.18 Unrealized -16.6%

CDNS CADENCE DESIGN SYSTEM INC 0.0%

Value ($000) $164 Shares 525 Est. Cost $83.71 Unrealized +289.8%

LHX L3HARRIS TECHNOLOGIES INC 0.1%

Value ($000) $470 Shares 1,600 Est. Cost $177.58 Unrealized +62.4%

RVMD REVOLUTION MEDICINES INC 0.0%

Value ($000) $44 Shares 556 Est. Cost $24.03 Unrealized +172.9%

SIRI SIRIUSXM HOLDINGS INC 0.0%

Value ($000) $101 Shares 5,061 Est. Cost $31.06 Unrealized -30.8%

BK BANK NEW YORK MELLON CORP 0.0%

Value ($000) $232 Shares 2,000 Est. Cost $35.37 Unrealized +212.4%

OTIS OTIS WORLDWIDE CORP 0.0%

Value ($000) $262 Shares 3,000 Est. Cost $47.48 Unrealized +88.0%

ARKF ARK ETF TR 0.0%

Value ($000) $57 Shares 1,200 Est. Cost $22.08 Unrealized —

ICCC IMMUCELL CORP 0.1%

Value ($000) $625 Shares 101,594 Est. Cost $9.32 Unrealized -36.8%

XOM EXXON MOBIL CORP 0.0%

Value ($000) $129 Shares 1,075 Est. Cost $34.82 Unrealized +231.7%

ARKW ARK ETF TR 0.0%

Value ($000) $44 Shares 300 Est. Cost $63.33 Unrealized —

WGS GENEDX HOLDINGS CORP 0.0%

Value ($000) $40 Shares 304 Est. Cost $7.91 Unrealized +1634.1%

STRZ STARZ ENTERTAINMENT CORP. 0.0%

Value ($000) $13 Shares 1,092 Est. Cost $15.84 Unrealized -27.6%

SVREW SAVERONE 2014 LTD 0.0%

Value ($000) $2 Shares 121,000 Est. Cost $0.35 Unrealized —

ARKG ARK ETF TR 0.0%

Value ($000) $24 Shares 825 Est. Cost $37.28 Unrealized —

XFOR X4 PHARMACEUTICALS INC 0.0%

Value ($000) $2 Shares 595 Est. Cost $4.09 Unrealized -11.2%

AVNW AVIAT NETWORKS INC 0.0%

Value ($000) $1 Shares 66 Est. Cost $20.53 Unrealized +8.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
RHLD	RESOLUTE HLDGS MGMT INC	319,844	$66,025	11.6%	$36.06	+310.3%	COM	76134H101
GLD	SPDR GOLD TR	475,000	$188,247	33.1%	$142.90	—	GOLD SHS	78463V107
MDXH	MDXHEALTH SA	7,378,333	$26,341	4.6%	$2.82	+39.9%	SHS NEW	B5950S113
DUOT	DUOS TECHNOLOGIES GROUP INC	1,627,806	$18,313	3.2%	$5.03	+86.5%	COM	266042407
LIQT	LIQTECH INTL INC	3,182,239	$4,646	0.8%	$2.22	-2.3%	COM	53632A300
IDN	INTELLICHECK INC	2,073,583	$13,852	2.4%	$6.20	-9.0%	COM NEW	45817G201
CUE	CUE BIOPHARMA INC	6,819,164	$2,083	0.4%	$1.89	-67.6%	COM	22978P106
BX	BLACKSTONE INC	90,750	$13,988	2.5%	$57.24	+164.6%	COM	09260D107
INVE	IDENTIV INC	2,884,495	$11,076	1.9%	$6.76	-46.6%	COM NEW	45170X205
VENU	VENU HLDG CORP	200,000	$1,684	0.3%	$13.47	-17.7%	COM	92333E104
BRFH	BARFRESH FOOD GROUP INC	1,390,758	$4,075	0.7%	$4.16	-23.5%	COM NEW	067532200
CRIS	CURIS INC	1,135,662	$1,121	0.2%	$3.71	-63.8%	COM	231269309
SPGI	S&P GLOBAL INC	20,000	$10,452	1.8%	$246.86	+100.2%	COM	78409V104
NMTC	NEUROONE MED TECHNOLOGIES CO	4,000,000	$3,032	0.5%	$0.62	+23.3%	COM NEW	64130M209
SPY	SPDR S&P 500 ETF TR	32,570	$22,210	3.9%	$584.40	—	TR UNIT	78462F103
DMAC	DIAMEDICA THERAPEUTICS INC	382,317	$3,043	0.5%	$2.56	+192.0%	COM NEW	25253X207
PROK	PROKIDNEY CORP	2,000,000	$4,480	0.8%	$2.66	-1.2%	SHS CL A	74291D104
IRD	OPUS GENETICS INC	736,842	$1,481	0.3%	$1.12	+81.8%	COM	67577R102
CLRB	CELLECTAR BIOSCIENCES INC	100,000	$295	0.1%	$4.95	-25.5%	COM NEW	15117F880
FLNT	FLUENT INC	1,428,571	$3,429	0.6%	$2.18	-3.3%	COM NEW	34380C201
IPWR	IDEAL PWR INC	133,000	$411	0.1%	$9.01	-51.1%	COM NEW	451622203
TV	GRUPO TELEVISA S A B	1,030,000	$2,997	0.5%	$10.99	—	SPON ADR REP ORD	40049J206
TLPH	TALPHERA INC	881,166	$1,005	0.2%	$0.59	+102.8%	COM NEW	00444T209
OPFI/WS	OPPFI INC	250,000	$383	0.1%	$1.54	—	*W EXP 07/20/202	68386H111
WELL	WELLTOWER INC	20,000	$3,712	0.7%	$147.88	+26.1%	COM	95040Q104
XAIR	BEYOND AIR INC	86,489	$63	0.0%	$2.78	-41.2%	COM NEW	08862L202
RVMDW	REVOLUTION MEDICINES INC	200,000	$188	0.0%	$0.33	—	*W EXP 12/17/202	76155X118
GNLX	GENELUX CORPORATION	714,000	$3,113	0.5%	$3.75	+44.0%	COM	36870H103
JPM	JPMORGAN CHASE & CO.	15,000	$4,833	0.9%	$108.67	+184.8%	COM	46625H100
RTX	RTX CORPORATION	6,000	$1,100	0.2%	$54.61	+217.4%	COM	75513E101
AZ	A2Z CUST2MATE SOLUTIONS CORP	62,000	$404	0.1%	$9.48	-32.2%	COM	002205102
QQQ	INVESCO QQQ TR	4,640	$2,850	0.5%	$575.16	—	UNIT SER 1	46090E103
AENTW	ALLIANCE ENTERTAINMENT HOLDI	200,000	$170	0.0%	$0.05	—	*W EXP 02/10/202	01861F110
PYPL	PAYPAL HLDGS INC	5,300	$309	0.1%	$109.68	-40.9%	COM	70450Y103
PHYS	SPROTT ASSET MANAGEMENT LP	12,540	$414	0.1%	$12.20	—	PHYSICAL GOLD TR	85207H104
CARR	CARRIER GLOBAL CORPORATION	6,000	$317	0.1%	$17.13	+224.1%	COM	14448C104
LION	LIONSGATE STUDIOS CORP	16,413	$150	0.0%	$6.43	+10.6%	COM	53626N102
POCI	PRECISION OPTICS CORP INC MA	220,230	$922	0.2%	$5.18	-16.6%	COM NEW	740294400
CDNS	CADENCE DESIGN SYSTEM INC	525	$164	0.0%	$83.71	+289.8%	COM	127387108
LHX	L3HARRIS TECHNOLOGIES INC	1,600	$470	0.1%	$177.58	+62.4%	COM	502431109
RVMD	REVOLUTION MEDICINES INC	556	$44	0.0%	$24.03	+172.9%	COM	76155X100
SIRI	SIRIUSXM HOLDINGS INC	5,061	$101	0.0%	$31.06	-30.8%	COMMON STOCK	829933100
BK	BANK NEW YORK MELLON CORP	2,000	$232	0.0%	$35.37	+212.4%	COM	064058100
OTIS	OTIS WORLDWIDE CORP	3,000	$262	0.0%	$47.48	+88.0%	COM	68902V107
ARKF	ARK ETF TR	1,200	$57	0.0%	$22.08	—	BLOCKCHAIN & FIN	00214Q708
ICCC	IMMUCELL CORP	101,594	$625	0.1%	$9.32	-36.8%	COM PAR	452525306
XOM	EXXON MOBIL CORP	1,075	$129	0.0%	$34.82	+231.7%	COM	30231G102
ARKW	ARK ETF TR	300	$44	0.0%	$63.33	—	NEXT GNRTN INTER	00214Q401
WGS	GENEDX HOLDINGS CORP	304	$40	0.0%	$7.91	+1634.1%	COM CL A	81663L200
STRZ	STARZ ENTERTAINMENT CORP.	1,092	$13	0.0%	$15.84	-27.6%	COM	855919106
SVREW	SAVERONE 2014 LTD	121,000	$2	0.0%	$0.35	—	*W EXP 06/02/202	80516T113
ARKG	ARK ETF TR	825	$24	0.0%	$37.28	—	GENOMIC REV ETF	00214Q302
XFOR	X4 PHARMACEUTICALS INC	595	$2	0.0%	$4.09	-11.2%	COM NEW	98420X202
AVNW	AVIAT NETWORKS INC	66	$1	0.0%	$20.53	+8.6%	COM NEW	05366Y201