CUSIP: 00971TAL5 Class: NOTE 0.375% 9/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| SONA ASSET MANAGEMENT (US) LLC | 105,002,000 | $105,700 |
| SILVERBACK ASSET MANAGEMENT LLC | 12,000,000 | $12,075 |
| DeepCurrents Investment Group LLC | 15,000,000 | $15,098 |
| PALISADE CAPITAL MANAGEMENT, LP | 3,912,000 | $3,937 |
| Amundi | 2,000,000 | $200,500 |
| WOLVERINE ASSET MANAGEMENT LLC | 1,500,000 | $1,510 |
| LORD, ABBETT & CO. LLC | 8,300,000 | $8 |
| Focus Partners Wealth | 4,021,000 | $4,029 |
| UBS Group AG | 1,525,000 | $1,529 |
| Cerity Partners LLC | 41,000 | $41 |
| BNP Paribas Investment Partners S.A. | 2,485,000 | $3 |
| MML INVESTORS SERVICES, LLC | 19,000 | $19 |
| CoreCap Advisors, LLC | 5,000 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| STEELHEAD PARTNERS LLC | 65,000,000 | 68,150,000 | +3,150,000 (+4.8%) |
| INCOME RESEARCH & MANAGEMENT | 9,763,000 | 10,068,000 | +305,000 (+3.1%) |
| BALYASNY ASSET MANAGEMENT L.P. | 55,000,000 | 63,500,000 | +8,500,000 (+15.5%) |
| Point72 Asset Management, L.P. | 10,000,000 | 17,500,000 | +7,500,000 (+75.0%) |
| TORONTO DOMINION BANK | 5,000,000 | 9,002,000 | +4,002,000 (+80.0%) |
| BlackRock, Inc. | 9,401,000 | 47,626,000 | +38,225,000 (+406.6%) |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2,000,000 | 4,000,000 | +2,000,000 (+100.0%) |
| MORGAN STANLEY | 210,000 | 3,341,000 | +3,131,000 (+1491.0%) |
| Walleye Capital LLC | 17,500,000 | 18,000,000 | +500,000 (+2.9%) |
| BNP PARIBAS ARBITRAGE, SA | 10,714,000 | 11,837,000 | +1,123,000 (+10.5%) |
| STATE STREET CORP | 22,932,000 | 24,032,000 | +1,100,000 (+4.8%) |
| WELLS FARGO & COMPANY/MN | 7,577,000 | 8,448,000 | +871,000 (+11.5%) |
| BARCLAYS PLC | 826,000 | 1,354,000 | +528,000 (+63.9%) |
| SSI INVESTMENT MANAGEMENT LLC | 936,000 | 968,000 | +32,000 (+3.4%) |
| RAYMOND JAMES FINANCIAL INC | 12,000 | 94,000 | +82,000 (+683.3%) |
| BANK OF AMERICA CORP /DE/ | 1,050,000 | 1,084,000 | +34,000 (+3.2%) |
| Bank of New York Mellon Corp | 300,000 | 332,000 | +32,000 (+10.7%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 165,000 | 181,000 | +16,000 (+9.7%) |
| Thrivent Financial for Lutherans | 8,169,000 | 9,169,000 | +1,000,000 (+12.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wellesley Asset Management | 30,862,000 | 29,398,000 | -1,464,000 (-4.7%) |
| MACKAY SHIELDS LLC | 43,444,000 | 33,859,000 | -9,585,000 (-22.1%) |
| ABN AMRO INVESTMENT SOLUTIONS | 200,000 | 200 | -199,800 (-99.9%) |
| BlueCrest Capital Management Ltd | 16,741,000 | 8,270,000 | -8,471,000 (-50.6%) |
| Magnetar Financial LLC | 15,000,000 | 3,062,000 | -11,938,000 (-79.6%) |
| Calamos Advisors LLC | 62,676,000 | 49,700,000 | -12,976,000 (-20.7%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 35,110,000 | 32,610,000 | -2,500,000 (-7.1%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 5,950,000 | 3,950,000 | -2,000,000 (-33.6%) |
| CSS LLC/IL | 205,000 | 23,000 | -182,000 (-88.8%) |
| Man Group plc | 4,441,000 | 2,491,000 | -1,950,000 (-43.9%) |
| JPMORGAN CHASE & CO | 13,742,000 | 8,703,000 | -5,039,000 (-36.7%) |
| CITIGROUP INC | 2,644,000 | 268,000 | -2,376,000 (-89.9%) |
| ROYAL BANK OF CANADA | 6,689,000 | 4,032,000 | -2,657,000 (-39.7%) |
| LAZARD ASSET MANAGEMENT LLC | 26,320,000 | 14,502,000 | -11,818,000 (-44.9%) |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 980,000 | 880,000 | -100,000 (-10.2%) |
| FRANKLIN RESOURCES INC | 1,575,000 | 1,473,000 | -102,000 (-6.5%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| READYSTATE ASSET MANAGEMENT LP | 20,000,000 | $19,180 |
| WATER ISLAND CAPITAL LLC | 4,500,000 | $4,306 |
| MOORE CAPITAL MANAGEMENT, LP | 30,444,000 | $29,170 |
| SOROS FUND MANAGEMENT LLC | 23,000,000 | $22,043 |
| Laffer Tengler Investments, Inc. | 19,640 | $1,883 |
| PROSPECTOR PARTNERS LLC | 1,400,000 | $1,339 |
| Alpine Global Management, LLC | 1,000 | $955 |
| SHENKMAN CAPITAL MANAGEMENT INC | 1,137,000 | $1,091 |
| NOMURA HOLDINGS INC | 231,550 | $17,542 |
| MIZUHO SECURITIES USA LLC | 2,000,000 | $1,925 |
| MACQUARIE GROUP LTD | 2,711,000 | $2,600 |
| Nuveen, LLC | 9,790,000 | $9,364 |
| FIFTH THIRD BANCORP | 11,000 | $1,052 |
| WELLINGTON MANAGEMENT GROUP LLP | 1,375,000 | $1,318 |
| GOLDMAN SACHS GROUP INC | 1,246,000 | $1,192 |
| &PARTNERS | 125,000 | $120 |
| JANE STREET GROUP, LLC | 100,000 | $96 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,000 | $1 |