ANIXA BIOSCIENCES INC

Ticker: ANIX CUSIP: 03528H109 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC1,459,574$4,554
Laird Norton Wetherby Trust Company, LLC588,027$1,835
D.A. DAVIDSON & CO.539,272$1,683
UBS Group AG459,073$1,432
GEODE CAPITAL MANAGEMENT, LLC350,915$1,095
SUSQUEHANNA INTERNATIONAL GROUP, LLP252,074$786
MISSION WEALTH MANAGEMENT, LP206,900$646
BlackRock, Inc.163,983$512
STATE STREET CORP159,040$496
683 Capital Management, LLC113,636$355
ExodusPoint Capital Management, LP93,931$293
LPL Financial LLC89,605$280
GSA CAPITAL PARTNERS LLP82,118$0
Qube Research & Technologies Ltd59,519$186
Bank of New York Mellon Corp58,271$182
NORTHERN TRUST CORP55,768$174
RENAISSANCE TECHNOLOGIES LLC53,873$168
Virtu Financial LLC51,759$0
CoreCap Advisors, LLC48,035$150
MORGAN STANLEY46,860$146
ACADIAN ASSET MANAGEMENT LLC44,301$0
Westside Investment Management, Inc.44,000$137
HighTower Advisors, LLC41,150$128
MARSHALL WACE, LLP40,558$127
Corient Private Wealth LLC37,400$117
Gemmer Asset Management LLC35,000$109
Point72 Asset Management, L.P.31,056$97
OMERS ADMINISTRATION Corp30,500$95
CITADEL ADVISORS LLC29,692$93
CIBC Private Wealth Group, LLC27,865$87
Squarepoint Ops LLC26,676$83
Graham Capital Management, L.P.26,082$81
Kestra Advisory Services, LLC26,000$81
NATIONS FINANCIAL GROUP INC, /IA/ /ADV22,500$70
Lighthouse Investment Partners, LLC16,980$53
KEYBANK NATIONAL ASSOCIATION/OH15,810$49
Robertson Stephens Wealth Management, LLC15,649$49
Dakota Wealth Management15,000$47
World Investment Advisors14,619$46
CHARLES SCHWAB INVESTMENT MANAGEMENT INC12,785$40
NewEdge Wealth, LLC12,500$39
MILLENNIUM MANAGEMENT LLC12,177$38
WELLS FARGO & COMPANY/MN12,000$37
Concorde Asset Management, LLC12,000$37
Simplicity Wealth,LLC12,000$37
BENJAMIN EDWARDS INC11,200$35
Cetera Investment Advisers11,127$35
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO10,500$33
Private Advisor Group, LLC10,221$32
STEPHEN J. GARRY & ASSOCIATES, LLC10,080$31
STALEY CAPITAL ADVISERS INC10,000$31
BNP PARIBAS ARBITRAGE, SA9,140$29
CANADA PENSION PLAN INVESTMENT BOARD7,500$23
BANK OF AMERICA CORP /DE/5,573$17
SIMPLEX TRADING, LLC4,965$15
JONES FINANCIAL COMPANIES LLLP3,830$12
PNC Financial Services Group, Inc.3,039$9
MAI Capital Management2,700$8
NBT BANK N A /NY2,000$6
ROYAL BANK OF CANADA1,426$4
Stephens Consulting, LLC1,000$3
Parkside Financial Bank & Trust602$2
Federation des caisses Desjardins du Quebec600$2
IFP Advisors, Inc500$2
Larson Financial Group LLC500$2
NewEdge Advisors, LLC495$2
US BANCORP \DE\400$1
SBI Securities Co., Ltd.223$1
Avion Wealth200$0
OSAIC HOLDINGS, INC.50$0
Total (70 institutions)5,654,404$17,086