AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

New Positions (65)

Increased Positions (131)

First Turn Management, LLC
Value ($000) $37,792 (+103.9%) Shares 206,921 (+35.6%)
Deep Track Capital, LP
Value ($000) $210,036 (+92.2%) Shares 1,150,000 (+27.8%)
Occam Crest Management LP
Value ($000) $6,392 (+59.5%) Shares 35,000 (+6.1%)
Nicholas Investment Partners, LP
Value ($000) $16,723 (+183.0%) Shares 91,564 (+88.2%)
Vestal Point Capital, LP
Value ($000) $38,354 (+110.5%) Shares 210,000 (+40.0%)
Privium Fund Management B.V.
Value ($000) $10,388 (+62.2%) Shares 56,878 (+7.9%)
ESSEX INVESTMENT MANAGEMENT CO LLC
Value ($000) $3,174 (+8145.4%) Shares 17,381 (+5383.0%)
Voleon Capital Management LP
Value ($000) $20,123 (+890.1%) Shares 110,179 (+558.4%)
Atika Capital Management LLC
Value ($000) $10,137 (+70.3%) Shares 55,500 (+13.3%)
Edgestream Partners, L.P.
Value ($000) $10,294 (+362.0%) Shares 56,364 (+207.2%)
ALGERT GLOBAL LLC
Value ($000) $27 (+408.9%) Shares 149,392 (+238.4%)
XTX Topco Ltd
Value ($000) $5,818 (+2504.8%) Shares 31,854 (+1632.1%)
HighVista Strategies LLC
Value ($000) $2,033 (+79.1%) Shares 11,131 (+19.1%)
FRONTIER CAPITAL MANAGEMENT CO LLC
Value ($000) $28,801 (+87.6%) Shares 157,691 (+24.8%)
ROYCE & ASSOCIATES LP
Value ($000) $17,171 (+152.3%) Shares 94,017 (+67.8%)
SECTORAL ASSET MANAGEMENT INC
Value ($000) $318 (+156.5%) Shares 1,740 (+70.6%)
Trexquant Investment LP
Value ($000) $8,974 (+676.1%) Shares 49,136 (+416.1%)
Assenagon Asset Management S.A.
Value ($000) $85,472 (+138.7%) Shares 467,982 (+58.8%)
Campbell & CO Investment Adviser LLC
Value ($000) $2,276 (+208.3%) Shares 12,459 (+105.0%)
Hood River Capital Management LLC
Value ($000) $66,878 (+53.0%) Shares 366,176 (+1.7%)

Decreased Positions (114)

Tri Locum Partners LP
Value ($000) $36,825 (+3.8%) Shares 201,627 (-31.0%)
Sofinnova Investments, Inc.
Value ($000) $2,240 (-95.3%) Shares 12,266 (-96.9%)
BVF INC/IL
Value ($000) $8,357 (-85.9%) Shares 45,757 (-90.6%)
PFM Health Sciences, LP
Value ($000) $45,945 (-28.7%) Shares 251,562 (-52.6%)
Nationale-Nederlanden Powszechne Towarzystwo Emerytalne S.A.
Value ($000) $50,926 (+28.5%) Shares 278,835 (-14.6%)
IRIDIAN ASSET MANAGEMENT LLC/CT
Value ($000) $13,476 (+32.8%) Shares 73,783 (-11.7%)
Rhenman & Partners Asset Management AB
Value ($000) $20,967 (-0.1%) Shares 114,800 (-33.6%)
ORBIMED ADVISORS LLC
Value ($000) $46,230 (-28.4%) Shares 253,121 (-52.4%)
EVENTIDE ASSET MANAGEMENT, LLC
Value ($000) $104,195 (+15.0%) Shares 571,226 (-23.5%)
RTW INVESTMENTS, LP
Value ($000) $162,185 (+19.4%) Shares 888,001 (-20.6%)
Tetragon Partners GP Ltd
Value ($000) $4,919 (-12.8%) Shares 26,934 (-42.0%)
Moody Aldrich Partners LLC
Value ($000) $7,355 (+17.7%) Shares 40,273 (-21.8%)
Cormorant Asset Management, LP
Value ($000) $13,698 (+12.8%) Shares 75,000 (-25.0%)
INCEPTIONR LLC
Value ($000) $719 (-31.7%) Shares 3,934 (-54.6%)
Woodline Partners LP
Value ($000) $27,554 (-31.6%) Shares 150,864 (-54.5%)
Perbak Capital Partners LLP
Value ($000) $220 (-71.4%) Shares 1,202 (-81.0%)
Granite Investment Partners, LLC
Value ($000) $15,505 (+44.2%) Shares 84,894 (-4.1%)
PEREGRINE CAPITAL MANAGEMENT LLC
Value ($000) $8,517 (+8.7%) Shares 46,633 (-27.7%)
Blackstone Inc.
Value ($000) $4,475 (-73.7%) Shares 24,500 (-82.5%)
Bellevue Group AG
Value ($000) $5,041 (-20.7%) Shares 27,600 (-47.3%)

Exited Positions (34)