Ticker: FDUS CUSIP: 316500107 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| MQS Management LLC | 44,143 | $852 |
| Haven Private, LLC | 33,656 | $650 |
| OXFORD ASSET MANAGEMENT LLP | 20,239 | $391 |
| TrueMark Investments, LLC | 30,021 | $579 |
| Kingstone Capital Partners Texas, LLC | 10,399 | $201 |
| MeadowBrook Investment Advisors LLC | 3,090 | $60 |
| Massar Capital Management, LP | 12,452 | $240 |
| XTX Topco Ltd | 33,519 | $647 |
| Quantbot Technologies LP | 17,353 | $335 |
| Jump Financial, LLC | 32,635 | $630 |
| MILLENNIUM MANAGEMENT LLC | 247,580 | $4,778 |
| Aquatic Capital Management LLC | 14,519 | $280 |
| Schonfeld Strategic Advisors LLC | 41,679 | $804 |
| Annex Advisory Services, LLC | 12,495 | $241 |
| JANE STREET GROUP, LLC | 109,758 | $2,118 |
| Quadrature Capital Ltd | 14,841 | $286 |
| Tower Research Capital LLC (TRC) | 7,520 | $145 |
| GOLDMAN SACHS GROUP INC | 32,514 | $628 |
| D. E. Shaw & Co., Inc. | 24,941 | $481 |
| Laurel Wealth Advisors LLC | 1,572 | $30 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Muzinich & Co., Inc. | 247,443 | 347,114 | +99,671 (+40.3%) |
| Columbus Macro, LLC | 401,460 | 485,780 | +84,320 (+21.0%) |
| Plan Group Financial, LLC | 68,713 | 79,689 | +10,976 (+16.0%) |
| Legacy Capital Wealth Partners, LLC | 65,449 | 72,921 | +7,472 (+11.4%) |
| Sound Income Strategies, LLC | 1,783 | 38,096 | +36,313 (+2036.6%) |
| Greenland Capital Management LP | 55,000 | 65,000 | +10,000 (+18.2%) |
| Palogic Value Management, L.P. | 72,673 | 73,993 | +1,320 (+1.8%) |
| RIVERBRIDGE PARTNERS LLC | 58,480 | 101,578 | +43,098 (+73.7%) |
| Golden State Equity Partners | 16,305 | 21,957 | +5,652 (+34.7%) |
| Capital Investment Advisory Services, LLC | 92,082 | 100,180 | +8,098 (+8.8%) |
| NOVARE CAPITAL MANAGEMENT LLC | 199,839 | 204,889 | +5,050 (+2.5%) |
| Secure Asset Management, LLC | 11,366 | 15,411 | +4,045 (+35.6%) |
| TWO SIGMA INVESTMENTS, LP | 220,652 | 382,391 | +161,739 (+73.3%) |
| PFG Advisors | 179,315 | 183,987 | +4,672 (+2.6%) |
| Cetera Investment Advisers | 451,936 | 523,659 | +71,723 (+15.9%) |
| ENVESTNET ASSET MANAGEMENT INC | 439,915 | 520,330 | +80,415 (+18.3%) |
| UBS Group AG | 375,736 | 439,945 | +64,209 (+17.1%) |
| Baird Financial Group, Inc. | 356,300 | 385,598 | +29,298 (+8.2%) |
| Legal & General Group Plc | 212,798 | 252,442 | +39,644 (+18.6%) |
| JPMORGAN CHASE & CO | 8,793 | 32,245 | +23,452 (+266.7%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MGB Wealth Management, LLC | 82,120 | 61,793 | -20,327 (-24.8%) |
| Capital Advisory Group Advisory Services, LLC | 85,032 | 70,546 | -14,486 (-17.0%) |
| Virtus Investment Advisers, LLC | 39,844 | 33,322 | -6,522 (-16.4%) |
| Advisors Asset Management, Inc. | 151,293 | 112,724 | -38,569 (-25.5%) |
| D.A. DAVIDSON & CO. | 155,751 | 81,870 | -73,881 (-47.4%) |
| Ethos Financial Group, LLC | 142,864 | 138,173 | -4,691 (-3.3%) |
| Y-Intercept (Hong Kong) Ltd | 58,246 | 41,518 | -16,728 (-28.7%) |
| NATIXIS | 25,525 | 34 | -25,491 (-99.9%) |
| Global Retirement Partners, LLC | 21,337 | 13,970 | -7,367 (-34.5%) |
| TWO SIGMA ADVISERS, LP | 96,213 | 72,013 | -24,200 (-25.2%) |
| RAYMOND JAMES FINANCIAL INC | 775,573 | 736,025 | -39,548 (-5.1%) |
| Brevan Howard Capital Management LP | 31,091 | 18,194 | -12,897 (-41.5%) |
| NewEdge Advisors, LLC | 88,103 | 72,995 | -15,108 (-17.1%) |
| LEVEL FOUR ADVISORY SERVICES, LLC | 30,994 | 27,051 | -3,943 (-12.7%) |
| Hennion & Walsh Asset Management, Inc. | 41,978 | 38,831 | -3,147 (-7.5%) |
| Qube Research & Technologies Ltd | 83,214 | 72,084 | -11,130 (-13.4%) |
| OSAIC HOLDINGS, INC. | 13,092 | 5,003 | -8,089 (-61.8%) |
| BlackRock, Inc. | 248,625 | 244,357 | -4,268 (-1.7%) |
| Koss-Olinger Consulting, LLC | 16,153 | 15,153 | -1,000 (-6.2%) |
| MERCER GLOBAL ADVISORS INC /ADV | 30,089 | 26,966 | -3,123 (-10.4%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| GraniteShares Advisors LLC | 145,333 | $2,944 |
| ADVISORY RESEARCH INC | 10,403 | $211 |
| Trexquant Investment LP | 50,151 | $1,016 |
| Invesco Ltd. | 497,921 | $10,088 |
| GPS Wealth Strategies Group, LLC | 2,378 | $48 |
| MARSHALL WACE, LLP | 64,929 | $1,315 |
| Cedar Wealth Management, LLC | 992 | $20 |
| Mariner, LLC | 12,038 | $244 |
| BLAIR WILLIAM & CO/IL | 9,883 | $200 |
| Advisory Services Network, LLC | 3,002 | $61 |
| FLAGSHIP WEALTH ADVISORS, LLC | 84 | $2 |