Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 15, 2014
Total Value: $115M (47.3% shares, 52.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | MASTEC INC | 5,432,000 | $14.95M | 13.0% | $2.75 | $2.75 | — | NOTE 4.000% 6/1 | 576323AL3 |
| — | EXTERRAN HLDGS INC | 7,800,000 | $14.84M | 12.9% | $1.90 | $1.90 | — | NOTE 4.250% 6/1 | 30225XAA1 |
| — | OMNICARE CAP TR II | 188,000 | $13.8M | 12.0% | $73.40 | $74.14 | — | PFD B TR 4.00% | 68214Q200 |
| SPY | SPDR S&P 500 ETF TR | 70,000 | $13.09M | 11.3% | $187.01 | — | — | Put | 78462F103 |
| — | WESCO INTL INC | 3,344,000 | $9.923M | 8.6% | $2.97 | $3.24 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| — | D R HORTON INC | 8,841,000 | $9.295M | 8.1% | $1.05 | $1.05 | — | NOTE 2.000% 5/1 | 23331ABB4 |
| — | ANNALY CAP MGMT INC | 6,000,000 | $6.143M | 5.3% | $1.02 | $1.01 | — | NOTE 5.000% 5/1 | 035710AB8 |
| — | SALESFORCE COM INC | 1,000,000 | $2.66M | 2.3% | $2.66 | $2.66 | — | NOTE 0.750% 1/1 | 79466LAB0 |
| — | PROSHARES TR | 75,000 | $1.239M | 1.1% | $16.52 | $16.52 | — | PSHS SHTRUSS2000 | 74347R826 |
| — | PROSHARES TR | 40,100 | $1.137M | 1.0% | $28.35 | $28.35 | — | PSHS ULSHT SP500 | 74347B300 |
| — | TITAN MACHY INC | 1,175,000 | $997K | 0.9% | $0.85 | $0.85 | — | NOTE 3.750% 5/0 | 88830RAB7 |
| — | KOFAX LTD | 105,665 | $916K | 0.8% | $8.67 | $8.67 | — | COM USD | G5307C105 |
| — | CREDIT SUISSE AG NASSAU BRH | 130,000 | $911K | 0.8% | $7.01 | $7.01 | — | EXCHTRADE SHTERM | 22539T613 |
| — | JANUS CAP GROUP INC | 897,000 | $898K | 0.8% | $1.00 | $1.00 | — | NOTE 3.250% 7/1 | 47102XAG0 |
| — | FUSION-IO INC | 85,000 | $894K | 0.8% | $10.52 | $10.52 | — | COM | 36112J107 |
| DECK | DECKERS OUTDOOR CORP | 10,000 | $797K | 0.7% | $79.70 * | $13.22 | +0.5% | COM | 243537107 |
| — | ATMEL CORP | 75,000 | $627K | 0.5% | $8.36 | $8.19 | — | COM | 049513104 |
| META | FACEBOOK INC | 10,000 | $602K | 0.5% | $60.20 | $62.93 | -4.9% | CL A | 30303M102 |
| — | PRICELINE COM INC | 500 | $596K | 0.5% | $1192.00 | $1192.00 | — | COM NEW | 741503403 |
| CRM | SALESFORCE COM INC | 10,000 | $571K | 0.5% | $57.10 | $59.07 | -4.5% | COM | 79466L302 |
| — | WELLS FARGO & CO NEW | 473 | $555K | 0.5% | $1173.36 | $1173.36 | — | PERP PFD CNV A | 949746804 |
| — | VALUEVISION MEDIA INC | 112,900 | $549K | 0.5% | $4.86 | $6.99 | — | CL A | 92047K107 |
| — | GENCORP INC | 264,000 | $540K | 0.5% | $2.05 | $2.05 | — | SDCV 4.062%12/3 | 368682AN0 |
| — | AVG TECHNOLOGIES N V | 25,000 | $524K | 0.5% | $20.96 | $20.96 | — | SHS | N07831105 |
| — | CLICKSOFTWARE TECHNOLOGIES L | 50,000 | $506K | 0.4% | $10.12 | $10.12 | — | ORD | M25082104 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 30,000 | $503K | 0.4% | $16.77 | $16.13 | +4.0% | SPONSORED ADR | 82706C108 |
| EXTR | EXTREME NETWORKS INC | 85,000 | $493K | 0.4% | $5.80 | $6.30 | -7.9% | COM | 30226D106 |
| C | CITIGROUP INC | 10,000 | $476K | 0.4% | $47.60 * | $37.66 | -5.9% | COM NEW | 172967424 |
| — | MICHAEL KORS HLDGS LTD | 5,000 | $466K | 0.4% | $93.20 | $93.20 | — | SHS | G60754101 |
| CIEN | CIENA CORP | 20,000 | $455K | 0.4% | $22.75 | $23.52 | -3.3% | COM NEW | 171779309 |
| — | WESTPORT INNOVATIONS INC | 30,000 | $434K | 0.4% | $14.47 | $14.47 | — | COM NEW | 960908309 |
| ZTS | ZOETIS INC | 15,000 | $434K | 0.4% | $28.93 * | $27.83 | -5.2% | CL A | 98978V103 |
| — | SHORETEL INC | 50,000 | $430K | 0.4% | $8.60 | $9.17 | — | COM | 825211105 |
| — | ZHONE TECHNOLOGIES INC NEW | 100,000 | $422K | 0.4% | $4.22 | $5.34 | — | COM NEW | 98950P884 |
| — | CALLIDUS SOFTWARE INC | 31,800 | $398K | 0.3% | $12.52 | $13.33 | — | COM | 13123E500 |
| — | ALLIANT TECHSYSTEMS INC | 209,000 | $389K | 0.3% | $1.86 | $1.86 | — | NOTE 3.000% 8/1 | 018804AK0 |
| — | RUCKUS WIRELESS INC | 30,000 | $365K | 0.3% | $12.17 | $14.20 | — | COM | 781220108 |
| — | JA SOLAR HOLDINGS CO LTD | 35,000 | $356K | 0.3% | $10.17 | $10.17 | — | SPON ADR REP5ORD | 466090206 |
| — | BIOTELEMETRY INC | 35,000 | $353K | 0.3% | $10.09 | $10.09 | — | COM | 090672106 |
| NWL | NEWELL RUBBERMAID INC | 11,500 | $344K | 0.3% | $29.91 * | $19.93 | -3.4% | COM | 651229106 |
| — | NOVAVAX INC | 75,000 | $340K | 0.3% | $4.53 | $5.12 | — | COM | 670002104 |
| — | SONUS NETWORKS INC | 100,000 | $337K | 0.3% | $3.37 | $3.32 | — | COM | 835916107 |
| WNC | WABASH NATL CORP | 23,568 | $324K | 0.3% | $13.75 * | $11.11 | +3.0% | COM | 929566107 |
| CSIQ | CANADIAN SOLAR INC | 10,000 | $320K | 0.3% | $32.00 | $26.44 | +21.2% | COM | 136635109 |
| KN | KNOWLES CORP | 10,000 | $316K | 0.3% | $31.60 | $30.49 | +3.5% | COM | 49926D109 |
| CROX | CROCS INC | 20,000 | $312K | 0.3% | $15.60 | $15.31 | +1.9% | COM | 227046109 |
| — | INFOBLOX INC | 15,000 | $301K | 0.3% | $20.07 | $20.07 | — | COM | 45672H104 |
| — | INVENSENSE INC | 12,500 | $296K | 0.3% | $23.68 | $20.78 | — | COM | 46123D205 |
| — | RIVERBED TECHNOLOGY INC | 15,000 | $296K | 0.3% | $19.73 | $19.73 | — | COM | 768573107 |
| AKAM | AKAMAI TECHNOLOGIES INC | 5,000 | $291K | 0.3% | $58.20 | $55.22 | +5.4% | COM | 00971T101 |
| ARAY | ACCURAY INC | 30,000 | $288K | 0.2% | $9.60 | $9.45 | +1.5% | COM | 004397105 |
| — | INCONTACT INC | 30,000 | $288K | 0.2% | $9.60 | $7.80 | — | COM | 45336E109 |
| EEFT | EURONET WORLDWIDE INC | 6,800 | $283K | 0.2% | $41.62 | $41.47 | +0.3% | COM | 298736109 |
| — | KEYW HLDG CORP | 15,000 | $281K | 0.2% | $18.73 | $18.73 | — | COM | 493723100 |
| — | SPEED COMM INC | 77,310 | $281K | 0.2% | $3.63 | $4.49 | — | COM | 84764T106 |
| — | PROSHARES TR | 5,000 | $276K | 0.2% | $55.20 | $55.20 | — | ULTRAPRO SH NW14 | 74348A418 |
| — | TRIQUINT SEMICONDUCTOR INC | 20,000 | $268K | 0.2% | $13.40 | $13.40 | — | COM | 89674K103 |
| — | HERTZ GLOBAL HOLDINGS INC | 10,000 | $266K | 0.2% | $26.60 | $26.60 | — | COM | 42805T105 |
| CBKCQ | CHRISTOPHER & BANKS CORP | 40,000 | $264K | 0.2% | $6.60 * | $6.81 | 0.0% | COM | 171046105 |
| — | DIGITAL RIV INC | 15,000 | $261K | 0.2% | $17.40 | $17.40 | — | COM | 25388B104 |
| — | INTERSIL CORP | 20,000 | $258K | 0.2% | $12.90 | $12.90 | — | CL A | 46069S109 |
| BAC | BANK OF AMERICA CORPORATION | 15,000 | $258K | 0.2% | $17.20 * | $11.68 | +16.1% | COM | 060505104 |
| — | AUTOBYTEL INC | 20,000 | $249K | 0.2% | $12.45 | $12.45 | — | COM NEW | 05275N205 |
| — | INTEGRATED DEVICE TECHNOLOGY | 20,000 | $245K | 0.2% | $12.25 | $12.25 | — | COM | 458118106 |
| — | QUANTUM FUEL SYS TECH WORLDW | 25,000 | $242K | 0.2% | $9.68 | $7.80 | — | COM PAR $0.02 | 74765E307 |
| — | EXPRESS INC | 15,000 | $238K | 0.2% | $15.87 | $15.87 | — | COM | 30219E103 |
| HIMX | HIMAX TECHNOLOGIES INC | 20,000 | $230K | 0.2% | $11.50 | $10.59 | +8.8% | SPONSORED ADR | 43289P106 |
| ECPG | ENCORE CAP GROUP INC | 5,000 | $229K | 0.2% | $45.80 | $48.27 | -5.3% | COM | 292554102 |
| — | INFINERA CORPORATION | 25,000 | $227K | 0.2% | $9.08 | $9.78 | — | COM | 45667G103 |
| — | RUBICON TECHNOLOGY INC | 20,000 | $226K | 0.2% | $11.30 | $11.30 | — | COM | 78112T107 |
| — | CHIPMOS TECH BERMUDA LTD | 10,000 | $221K | 0.2% | $22.10 | $22.10 | — | SHS | G2110R114 |
| EXAS | EXACT SCIENCES CORP | 15,000 | $213K | 0.2% | $14.20 | $13.51 | +4.9% | COM | 30063P105 |
| — | NAVISTAR INTL CORP NEW | 205,000 | $208K | 0.2% | $1.01 | $1.01 | — | NOTE 3.000%10/1 | 63934EAL2 |
| — | ACTAVIS PLC | 1,000 | $206K | 0.2% | $206.00 | $206.00 | — | SHS | G0083B108 |
| — | MANNKIND CORP | 50,000 | $201K | 0.2% | $4.02 | — | — | Call | 56400P201 |
| — | ALCATEL-LUCENT | 50,000 | $195K | 0.2% | $3.90 | $4.40 | — | SPONSORED ADR | 013904305 |
| — | CLUBCORP HLDGS INC | 10,000 | $189K | 0.2% | $18.90 | $18.90 | — | COM | 18948M108 |
| — | GLOBAL EAGLE ENTMT INC | 12,000 | $189K | 0.2% | $15.75 | $14.88 | — | Put | 37951D102 |
| — | SILICON IMAGE INC | 25,000 | $173K | 0.1% | $6.92 | $6.92 | — | COM | 82705T102 |
| MS | MORGAN STANLEY | 5,000 | $156K | 0.1% | $31.20 * | $21.80 | +5.1% | COM NEW | 617446448 |
| — | TILE SHOP HLDGS INC | 10,000 | $155K | 0.1% | $15.50 | $15.50 | — | COM | 88677Q109 |
| — | CELGENE CORP | 1,100 | $154K | 0.1% | $140.00 | $140.00 | — | COM | 151020104 |
| — | NPS PHARMACEUTICALS INC | 5,000 | $150K | 0.1% | $30.00 | $30.00 | — | COM | 62936P103 |
| — | CORNERSTONE ONDEMAND INC | 3,000 | $144K | 0.1% | $48.00 | $48.00 | — | COM | 21925Y103 |
| LAB | FLUIDIGM CORP DEL | 3,000 | $132K | 0.1% | $44.00 | $43.99 | +0.2% | COM | 34385P108 |
| — | ENDOLOGIX INC | 10,000 | $129K | 0.1% | $12.90 | $12.90 | — | COM | 29266S106 |
| EXEL | EXELIXIS INC | 25,000 | $89,000 | 0.1% | $3.56 | $6.81 | -48.0% | COM | 30161Q104 |
| — | BIOAMBER INC | 40,012 | $87,000 | 0.1% | $2.17 | $2.17 | — | *W EXP 05/09/201 | 09072Q114 |
| — | RENESOLA LTD | 25,000 | $80,000 | 0.1% | $3.20 | $3.20 | — | SPONS ADS | 75971T103 |
| AAPL | APPLE INC | 100 | $54,000 | 0.0% | $540.00 * | $16.37 | +2.3% | COM | 037833100 |
| — | LIPOSCIENCE INC | 8,701 | $28,000 | 0.0% | $3.22 | $4.25 | — | COM | 53630M108 |
| — | ALEXION PHARMACEUTICALS INC | 100 | $15,000 | 0.0% | $150.00 | $150.00 | — | COM | 015351109 |
| NUE | NUCOR CORP | 176 | $9,000 | 0.0% | $51.14 * | $37.50 | +1.4% | COM | 670346105 |
| QURE | UNIQURE NV | 247 | $4,000 | 0.0% | $16.19 * | $15.95 | -2.3% | SHS | N90064101 |
| AAOI | APPLIED OPTOELECTRONICS INC | 37 | $1,000 | 0.0% | $27.03 * | $12.96 | +90.4% | COM | 03823U102 |
| — | MANNKIND CORP | 100 | $0 | 0.0% | $0.00 | — | — | COM | 56400P201 |