Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q4 2013 (Next →)
Filing Date: Feb 14, 2014
Total Value: $119M (59.5% shares, 40.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 97,500 | $18.01M | 15.1% | $184.69 | — | — | Put | 78462F103 |
| — | WESCO INTL INC | 4,810,000 | $15.58M | 13.1% | $3.24 | $3.24 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| — | OMNICARE CAP TR II | 169,373 | $12.57M | 10.6% | $74.22 | $74.22 | — | PFD B TR 4.00% | 68214Q200 |
| — | GILEAD SCIENCES INC | 3,479,000 | $11.56M | 9.7% | $3.32 | $3.32 | — | NOTE 1.000% 5/0 | 375558AN3 |
| — | TERADYNE INC | 2,200,000 | $7.08M | 5.9% | $3.22 | $3.22 | — | NOTE 4.500% 3/1 | 880770AE2 |
| — | ANNALY CAP MGMT INC | 6,000,000 | $6.071M | 5.1% | $1.01 | $1.01 | — | NOTE 5.000% 5/1 | 035710AB8 |
| — | UNISYS CORP | 57,767 | $5.158M | 4.3% | $89.29 | $89.29 | — | PFD SER A 6.25% | 909214405 |
| — | CMS ENERGY CORP | 2,000,000 | $3.95M | 3.3% | $1.98 | $1.98 | — | NOTE 5.500% 6/1 | 125896BD1 |
| — | GOLDCORP INC NEW | 3,438,000 | $3.447M | 2.9% | $1.00 | $1.00 | — | NOTE 2.000% 8/0 | 380956AB8 |
| HIMX | HIMAX TECHNOLOGIES INC | 125,000 | $1.839M | 1.5% | $14.71 | $10.59 | +38.9% | SPONSORED ADR | 43289P106 |
| AAPL | APPLE INC | 2,500 | $1.403M | 1.2% | $561.20 * | $16.37 | +6.3% | COM | 037833100 |
| — | VALUEVISION MEDIA INC | 182,750 | $1.277M | 1.1% | $6.99 | $6.99 | — | CL A | 92047K107 |
| FTNT | FORTINET INC | 60,000 | $1.148M | 1.0% | $19.13 * | $3.90 | -1.8% | COM | 34959E109 |
| — | RUCKUS WIRELESS INC | 72,250 | $1.026M | 0.9% | $14.20 | $14.20 | — | COM | 781220108 |
| — | GENERAL ELECTRIC CO | 30,000 | $841K | 0.7% | $28.03 | $28.03 | — | COM | 369604103 |
| — | FINISAR CORP | 35,000 | $837K | 0.7% | $23.91 | $23.91 | — | COM NEW | 31787A507 |
| — | NORTHSTAR RLTY FIN CORP | 59,500 | $800K | 0.7% | $13.45 | $13.45 | — | COM | 66704R100 |
| GS | GOLDMAN SACHS GROUP INC | 4,500 | $798K | 0.7% | $177.33 * | $130.68 | +7.7% | COM | 38141G104 |
| — | BROADCOM CORP | 23,500 | $697K | 0.6% | $29.66 | $29.66 | — | CL A | 111320107 |
| — | SUNEDISON INC | 50,000 | $653K | 0.5% | $13.06 | $13.06 | — | COM | 86732Y109 |
| — | ICG GROUP INC | 35,000 | $652K | 0.5% | $18.63 | $18.63 | — | COM | 44928D108 |
| C | CITIGROUP INC | 12,500 | $651K | 0.5% | $52.08 * | $37.66 | +3.0% | COM NEW | 172967424 |
| — | SHUTTERFLY INC | 12,750 | $649K | 0.5% | $50.90 | $50.90 | — | COM | 82568P304 |
| GDOT | GREEN DOT CORP | 25,500 | $641K | 0.5% | $25.14 | $23.30 | +8.0% | CL A | 39304D102 |
| — | ALTISOURCE RESIDENTIAL CORP | 21,250 | $640K | 0.5% | $30.12 | $30.12 | — | CL B | 02153W100 |
| — | ARUBA NETWORKS INC | 35,000 | $627K | 0.5% | $17.91 | $17.91 | — | COM | 043176106 |
| MS | MORGAN STANLEY | 20,000 | $627K | 0.5% | $31.35 * | $21.80 | +5.5% | COM NEW | 617446448 |
| — | GLOBAL EAGLE ENTMT INC | 40,000 | $595K | 0.5% | $14.88 | $14.88 | — | COM | 37951D102 |
| — | ZHONE TECHNOLOGIES INC NEW | 110,500 | $590K | 0.5% | $5.34 | $5.34 | — | COM NEW | 98950P884 |
| — | DU PONT E I DE NEMOURS & CO | 8,500 | $552K | 0.5% | $64.94 | $64.94 | — | COM | 263534109 |
| — | BARNES GROUP INC | 407,000 | $551K | 0.5% | $1.35 | $1.35 | — | NOTE 3.375% 3/1 | 067806AD1 |
| KEY | KEYCORP NEW | 40,000 | $537K | 0.5% | $13.43 * | $8.05 | +6.3% | COM | 493267108 |
| — | INVENSENSE INC | 25,500 | $530K | 0.4% | $20.78 | $20.78 | — | COM | 46123D205 |
| CSIQ | CANADIAN SOLAR INC | 17,000 | $507K | 0.4% | $29.82 | $26.44 | +12.8% | COM | 136635109 |
| — | ADEPT TECHNOLOGY INC | 29,750 | $502K | 0.4% | $16.87 | $16.87 | — | COM NEW | 006854202 |
| — | NOVAVAX INC | 97,750 | $500K | 0.4% | $5.12 | $5.12 | — | COM | 670002104 |
| — | ICAD INC | 42,500 | $496K | 0.4% | $11.67 | $11.67 | — | COM NEW | 44934S206 |
| — | INFINERA CORPORATION | 50,000 | $489K | 0.4% | $9.78 | $9.78 | — | COM | 45667G103 |
| PANW | PALO ALTO NETWORKS INC | 8,500 | $488K | 0.4% | $57.41 * | $7.92 | +20.9% | COM | 697435105 |
| USB | US BANCORP DEL | 12,000 | $485K | 0.4% | $40.42 * | $25.38 | +5.9% | COM NEW | 902973304 |
| — | SOLARWINDS INC | 12,750 | $482K | 0.4% | $37.80 | $37.80 | — | COM | 83416B109 |
| — | TASER INTL INC | 29,750 | $472K | 0.4% | $15.87 | $15.87 | — | COM | 87651B104 |
| BAC | BANK OF AMERICA CORPORATION | 30,000 | $467K | 0.4% | $15.57 * | $11.68 | +5.0% | COM | 060505104 |
| FSLR | FIRST SOLAR INC | 8,500 | $464K | 0.4% | $54.59 | $54.68 | -0.1% | COM | 336433107 |
| RDWR | RADWARE LTD | 25,500 | $458K | 0.4% | $17.96 | $15.77 | +14.0% | ORD | M81873107 |
| MPAA | MOTORCAR PTS AMER INC | 21,250 | $410K | 0.3% | $19.29 | $15.79 | +22.3% | COM | 620071100 |
| — | QUANTUM FUEL SYS TECH WORLDW | 51,000 | $398K | 0.3% | $7.80 | $7.80 | — | COM PAR $0.02 | 74765E307 |
| — | VALUECLICK INC | 17,000 | $397K | 0.3% | $23.35 | $23.35 | — | COM | 92046N102 |
| — | SHORETEL INC | 42,500 | $394K | 0.3% | $9.27 | $9.27 | — | COM | 825211105 |
| — | FAMOUS DAVES AMER INC | 21,250 | $389K | 0.3% | $18.31 | $18.31 | — | COM | 307068106 |
| — | ALCATEL-LUCENT | 85,000 | $374K | 0.3% | $4.40 | $4.40 | — | SPONSORED ADR | 013904305 |
| MCHX | MARCHEX INC | 42,500 | $368K | 0.3% | $8.66 | $8.66 | -0.2% | CL B | 56624R108 |
| — | ACELRX PHARMACEUTICALS INC | 29,750 | $336K | 0.3% | $11.29 | $11.29 | — | COM | 00444T100 |
| — | CHIMERIX INC | 21,250 | $321K | 0.3% | $15.11 | $15.11 | — | COM | 16934W106 |
| — | LIVEPERSON INC | 21,250 | $315K | 0.3% | $14.82 | $14.82 | — | COM | 538146101 |
| — | XEROX CORP | 25,000 | $304K | 0.3% | $12.16 | $12.16 | — | COM | 984121103 |
| — | ENTEROMEDICS INC | 148,750 | $303K | 0.3% | $2.04 | $2.04 | — | COM NEW | 29365M208 |
| — | SPEED COMM INC | 63,750 | $298K | 0.3% | $4.67 | $4.67 | — | COM | 84764T106 |
| CX | CEMEX SAB DE CV | 25,000 | $296K | 0.2% | $11.84 | $10.98 | +7.7% | SPON ADR NEW | 151290889 |
| — | CALLIDUS SOFTWARE INC | 21,250 | $292K | 0.2% | $13.74 | $13.74 | — | COM | 13123E500 |
| — | SMITH & WESSON HLDG CORP | 21,250 | $287K | 0.2% | $13.51 | $13.51 | — | COM | 831756101 |
| — | INCONTACT INC | 35,000 | $273K | 0.2% | $7.80 | $7.80 | — | COM | 45336E109 |
| — | LTX-CREDENCE CORP | 34,000 | $272K | 0.2% | $8.00 | $8.00 | — | COM NEW | 502403207 |
| — | GT ADVANCED TECHNOLOGIES INC | 29,750 | $259K | 0.2% | $8.71 | $8.71 | — | COM | 36191U106 |
| — | NUANCE COMMUNICATIONS INC | 17,000 | $258K | 0.2% | $15.18 | $15.18 | — | COM | 67020Y100 |
| — | WESTELL TECHNOLOGIES INC | 63,750 | $258K | 0.2% | $4.05 | $4.05 | — | CL A | 957541105 |
| STKL | SUNOPTA INC | 25,500 | $255K | 0.2% | $10.00 * | $9.64 | 0.0% | COM | 8676EP108 |
| — | GALENA BIOPHARMA INC | 50,000 | $248K | 0.2% | $4.96 | — | — | Put | 363256108 |
| — | NANOSPHERE INC | 106,250 | $243K | 0.2% | $2.29 | $2.29 | — | COM | 63009F105 |
| — | BRIGHTCOVE INC | 17,000 | $240K | 0.2% | $14.12 | $14.12 | — | COM | 10921T101 |
| STM | STMICROELECTRONICS N V | 30,000 | $240K | 0.2% | $8.00 | $8.00 | -0.1% | NY REGISTRY | 861012102 |
| — | HOLLYSYS AUTOMATION TECHNOLO | 12,500 | $237K | 0.2% | $18.96 | $18.96 | — | SHS | G45667105 |
| ALLT | ALLOT COMMUNICATIONS LTD | 15,000 | $227K | 0.2% | $15.13 | $13.58 | +11.4% | SHS | M0854Q105 |
| GM | GENERAL MTRS CO | 5,500 | $225K | 0.2% | $40.91 * | $28.17 | +8.2% | COM | 37045V100 |
| EXTR | EXTREME NETWORKS INC | 30,000 | $209K | 0.2% | $6.97 | $6.21 | +12.4% | COM | 30226D106 |
| CPSS | CONSUMER PORTFOLIO SVCS INC | 21,250 | $200K | 0.2% | $9.41 | $7.20 | +30.4% | COM | 210502100 |
| — | ATMEL CORP | 25,000 | $196K | 0.2% | $7.84 | $7.84 | — | COM | 049513104 |
| PTEN | PATTERSON UTI ENERGY INC | 7,500 | $190K | 0.2% | $25.33 | $23.93 | +5.8% | COM | 703481101 |
| HDSN | HUDSON TECHNOLOGIES INC | 50,000 | $185K | 0.2% | $3.70 | $2.46 | +50.4% | COM | 444144109 |
| — | CAFEPRESS INC | 25,500 | $161K | 0.1% | $6.31 | $6.31 | — | COM | 12769A103 |
| MTG | MGIC INVT CORP WIS | 17,500 | $148K | 0.1% | $8.46 | $7.98 | +5.8% | COM | 552848103 |
| — | VERTEX ENERGY INC | 42,500 | $142K | 0.1% | $3.34 | $3.34 | — | COM | 92534K107 |
| — | INTREXON CORP | 5,000 | $119K | 0.1% | $23.80 | $23.80 | — | COM | 46122T102 |
| — | ON TRACK INNOVATION LTD | 35,000 | $114K | 0.1% | $3.26 | $3.26 | — | SHS | M8791A109 |
| — | QUICKLOGIC CORP | 21,250 | $84,000 | 0.1% | $3.95 | $3.95 | — | COM | 74837P108 |
| — | REAL GOODS SOLAR INC | 25,000 | $76,000 | 0.1% | $3.04 | $3.04 | — | CL A | 75601N104 |
| — | SONUS NETWORKS INC | 21,250 | $67,000 | 0.1% | $3.15 | $3.15 | — | COM | 835916107 |
| — | NXSTAGE MEDICAL INC | 5,000 | $50,000 | 0.0% | $10.00 | $10.00 | — | COM | 67072V103 |
| — | LIPOSCIENCE INC | 8,701 | $37,000 | 0.0% | $4.25 | $4.25 | — | COM | 53630M108 |
| — | LIVE NATION ENTERTAINMENT IN | 21,000 | $21,000 | 0.0% | $1.00 | $1.00 | — | NOTE 2.875% 7/1 | 538034AB5 |
| — | MINDRAY MEDICAL INTL LTD | 300 | $11,000 | 0.0% | $36.67 | $36.67 | — | SPON ADR | 602675100 |
| AAOI | APPLIED OPTOELECTRONICS INC | 36 | $1,000 | 0.0% | $27.78 * | $12.80 | +17.3% | COM | 03823U102 |