Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2014
Total Value: $139M (43.2% shares, 56.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SBA COMMUNICATIONS CORP | 5,006,000 | $16.75M | 12.1% | $3.35 | $3.35 | — | NOTE 4.000%10/0 | 78388JAM8 |
| — | OMNICARE CAP TR II | 183,000 | $14.94M | 10.8% | $81.62 | $74.14 | — | PFD B TR 4.00% | 68214Q200 |
| — | HEALTH CARE REIT INC | 11,750,000 | $14.5M | 10.5% | $1.23 | $1.23 | — | NOTE 3.000%12/0 | 42217KAR7 |
| — | ENERSYS | 8,000,000 | $13.79M | 9.9% | $1.72 | $1.72 | — | NOTE 3.375% 6/0 | 29275YAA0 |
| SPY | SPDR S&P 500 ETF TR | 62,500 | $12.23M | 8.8% | $195.73 | — | — | Put | 78462F103 |
| — | BARCLAYS BK PLC | 347,000 | $9.924M | 7.2% | $28.60 | $28.60 | — | IPATH S&P500 VIX | 06742E711 |
| — | WESCO INTL INC | 2,859,000 | $8.766M | 6.3% | $3.07 | $3.24 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| — | ANNALY CAP MGMT INC | 6,000,000 | $6.135M | 4.4% | $1.02 | $1.01 | — | NOTE 5.000% 5/1 | 035710AB8 |
| — | GENCORP INC | 2,264,000 | $4.821M | 3.5% | $2.13 | $2.12 | — | SDCV 4.062%12/3 | 368682AN0 |
| — | MASTEC INC | 1,899,000 | $3.792M | 2.7% | $2.00 | $2.00 | — | NOTE 4.250%12/1 | 576323AM1 |
| — | EQUINIX INC | 1,727,000 | $3.271M | 2.4% | $1.89 | $1.89 | — | NOTE 3.000%10/1 | 29444UAG1 |
| — | AGCO CORP | 2,105,000 | $2.105M | 1.5% | $1.00 | $1.00 | — | NOTE 1.250%12/1 | 001084AM4 |
| — | ROYAL GOLD INC | 1,839,000 | $1.971M | 1.4% | $1.07 | $1.07 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | DIREXION SHS ETF TR | 130,000 | $1.815M | 1.3% | $13.96 | $13.96 | — | DLY SC BEAR3XNEW | 25459Y488 |
| — | SPECTRANETICS CORP | 1,300,000 | $1.351M | 1.0% | $1.04 | $1.04 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| — | TRW AUTOMOTIVE INC | 200,000 | $608K | 0.4% | $3.04 | $3.04 | — | NOTE 3.500%12/0 | 87264MAH2 |
| — | ARES CAP CORP | 500,000 | $531K | 0.4% | $1.06 | $1.06 | — | NOTE 5.750% 2/0 | 04010LAB9 |
| — | INVENSENSE INC | 22,500 | $511K | 0.4% | $22.71 | $21.64 | — | COM | 46123D205 |
| — | WESTPORT INNOVATIONS INC | 27,500 | $496K | 0.4% | $18.04 | $14.47 | — | COM NEW | 960908309 |
| AAPL | APPLE INC | 5,000 | $465K | 0.3% | $93.00 * | $18.61 | +9.7% | COM | 037833100 |
| — | NIMBLE STORAGE INC | 15,000 | $461K | 0.3% | $30.73 | $30.73 | — | COM | 65440R101 |
| — | IMPERVA INC | 17,500 | $458K | 0.3% | $26.17 | $26.17 | — | COM | 45321L100 |
| — | PENNEY J C INC | 50,000 | $453K | 0.3% | $9.06 | $9.06 | — | COM | 708160106 |
| — | PANDORA MEDIA INC | 15,000 | $443K | 0.3% | $29.53 | $29.53 | — | COM | 698354107 |
| — | LDR HLDG CORP | 17,500 | $438K | 0.3% | $25.03 | $25.03 | — | COM | 50185U105 |
| — | SPLUNK INC | 7,500 | $415K | 0.3% | $55.33 | $55.33 | — | COM | 848637104 |
| — | SUNPOWER CORP | 10,000 | $410K | 0.3% | $41.00 | $41.00 | — | COM | 867652406 |
| EGHT | 8X8 INC NEW | 50,000 | $404K | 0.3% | $8.08 | $8.76 | -7.7% | COM | 282914100 |
| — | HORIZON PHARMA INC | 25,000 | $396K | 0.3% | $15.84 | $15.84 | — | COM | 44047T109 |
| — | SUNEDISON INC | 17,500 | $396K | 0.3% | $22.63 | $22.63 | — | COM | 86732Y109 |
| — | INTEGRATED DEVICE TECHNOLOGY | 25,000 | $387K | 0.3% | $15.48 | $12.90 | — | COM | 458118106 |
| ENTG | ENTEGRIS INC | 27,500 | $378K | 0.3% | $13.75 * | $11.36 | +15.9% | COM | 29362U104 |
| JKS | JINKOSOLAR HLDG CO LTD | 12,500 | $377K | 0.3% | $30.16 | $27.32 | +10.4% | SPONSORED ADR | 47759T100 |
| — | AKORN INC | 11,322 | $376K | 0.3% | $33.21 | $33.21 | — | COM | 009728106 |
| — | VONAGE HLDGS CORP | 100,000 | $375K | 0.3% | $3.75 | $3.75 | — | COM | 92886T201 |
| — | GLU MOBILE INC | 75,000 | $375K | 0.3% | $5.00 | $5.00 | — | COM | 379890106 |
| — | VALUEVISION MEDIA INC | 75,000 | $374K | 0.3% | $4.99 | $6.99 | — | CL A | 92047K107 |
| META | FACEBOOK INC | 5,500 | $370K | 0.3% | $67.27 | $62.93 | +6.2% | CL A | 30303M102 |
| WB | WEIBO CORP | 17,500 | $358K | 0.3% | $20.46 | $19.46 | +5.2% | SPONSORED ADR | 948596101 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 17,500 | $358K | 0.3% | $20.46 | $16.13 | +26.7% | SPONSORED ADR | 82706C108 |
| — | QUNAR CAYMAN IS LTD | 12,500 | $357K | 0.3% | $28.56 | $28.56 | — | SPNS ADR CL B | 74906P104 |
| FSLR | FIRST SOLAR INC | 5,000 | $355K | 0.3% | $71.00 | $66.19 | +7.4% | COM | 336433107 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 42,500 | $351K | 0.3% | $8.26 | $8.26 | — | COM | 518415104 |
| — | HOMEAWAY INC | 10,000 | $348K | 0.3% | $34.80 | $34.80 | — | COM | 43739Q100 |
| — | CALLIDUS SOFTWARE INC | 27,500 | $328K | 0.2% | $11.93 | $13.33 | — | COM | 13123E500 |
| VECO | VEECO INSTRS INC DEL | 8,500 | $317K | 0.2% | $37.29 | $35.71 | +4.3% | COM | 922417100 |
| CSIQ | CANADIAN SOLAR INC | 10,000 | $313K | 0.2% | $31.30 | $26.44 | +18.2% | COM | 136635109 |
| — | POWERSECURE INTL INC | 30,000 | $292K | 0.2% | $9.73 | $9.73 | — | COM | 73936N105 |
| — | GOOGLE INC | 500 | $292K | 0.2% | $584.00 | $584.00 | — | CL A | 38259P508 |
| JD | JD COM INC | 10,000 | $285K | 0.2% | $28.50 | $26.06 | +9.4% | SPON ADR CL A | 47215P106 |
| — | JA SOLAR HOLDINGS CO LTD | 25,000 | $272K | 0.2% | $10.88 | $10.17 | — | SPON ADR REP5ORD | 466090206 |
| — | APOLLO INVT CORP | 250,000 | $264K | 0.2% | $1.06 | $1.06 | — | NOTE 5.750% 1/1 | 03761UAE6 |
| — | ARUBA NETWORKS INC | 15,000 | $263K | 0.2% | $17.53 | $17.53 | — | COM | 043176106 |
| — | RUBICON TECHNOLOGY INC | 30,000 | $263K | 0.2% | $8.77 | $10.46 | — | COM | 78112T107 |
| GLD | SPDR GOLD TRUST | 2,000 | $256K | 0.2% | $128.00 | $124.22 | +3.1% | GOLD SHS | 78463V107 |
| EEFT | EURONET WORLDWIDE INC | 5,281 | $255K | 0.2% | $48.29 | $41.47 | +16.3% | COM | 298736109 |
| — | KEYW HLDG CORP | 20,000 | $251K | 0.2% | $12.55 | $17.19 | — | COM | 493723100 |
| FTNT | FORTINET INC | 10,000 | $251K | 0.2% | $25.10 * | $4.48 | +12.2% | COM | 34959E109 |
| — | XCERRA CORP | 27,500 | $250K | 0.2% | $9.09 | $9.09 | — | COM | 98400J108 |
| — | HILTON WORLDWIDE HLDGS INC | 10,500 | $245K | 0.2% | $23.33 | $23.33 | — | COM | 43300A104 |
| — | JUNIPER NETWORKS INC | 10,000 | $245K | 0.2% | $24.50 | $24.50 | — | COM | 48203R104 |
| — | TEARLAB CORP | 50,000 | $244K | 0.2% | $4.88 | $4.88 | — | COM | 878193101 |
| — | CONSTANT CONTACT INC | 7,500 | $241K | 0.2% | $32.13 | $32.13 | — | COM | 210313102 |
| — | RUCKUS WIRELESS INC | 20,000 | $238K | 0.2% | $11.90 | $14.20 | — | COM | 781220108 |
| — | INFINERA CORPORATION | 25,000 | $230K | 0.2% | $9.20 | $9.78 | — | COM | 45667G103 |
| — | SONUS NETWORKS INC | 60,000 | $215K | 0.2% | $3.58 | $3.32 | — | COM | 835916107 |
| CHGG | CHEGG INC | 30,000 | $211K | 0.2% | $7.03 | $6.10 | +15.5% | COM | 163092109 |
| — | LIFELOCK INC | 15,000 | $209K | 0.2% | $13.93 | $13.93 | — | COM | 53224V100 |
| — | CLICKSOFTWARE TECHNOLOGIES L | 25,000 | $202K | 0.1% | $8.08 | $10.12 | — | ORD | M25082104 |
| TER | TERADYNE INC | 10,000 | $196K | 0.1% | $19.60 * | $17.16 | +5.5% | COM | 880770102 |
| — | KONA GRILL INC | 10,000 | $194K | 0.1% | $19.40 | $19.40 | — | COM | 50047H201 |
| — | HALCON RES CORP | 25,000 | $182K | 0.1% | $7.28 | $7.28 | — | COM NEW | 40537Q209 |
| ACTG | ACACIA RESH CORP | 10,000 | $178K | 0.1% | $17.80 * | $15.12 | +9.8% | ACACIA TCH COM | 003881307 |
| — | KRISPY KREME DOUGHNUTS INC | 10,000 | $160K | 0.1% | $16.00 | $16.00 | — | COM | 501014104 |
| — | NANOSPHERE INC | 100,000 | $158K | 0.1% | $1.58 | $1.58 | — | COM | 63009F105 |
| — | ADEPT TECHNOLOGY INC | 15,000 | $157K | 0.1% | $10.47 | $10.47 | — | COM NEW | 006854202 |
| MCHX | MARCHEX INC | 12,500 | $150K | 0.1% | $12.00 | $10.53 | +14.2% | CL B | 56624R108 |
| — | KODIAK OIL & GAS CORP | 10,000 | $146K | 0.1% | $14.60 | $14.60 | — | COM | 50015Q100 |
| — | ROSETTA STONE INC | 15,000 | $146K | 0.1% | $9.73 | $9.73 | — | COM | 777780107 |
| — | FIESTA RESTAURANT GROUP INC | 3,000 | $139K | 0.1% | $46.33 | $46.33 | — | COM | 31660B101 |
| MDXG | MIMEDX GROUP INC | 18,000 | $128K | 0.1% | $7.11 | $5.85 | +21.1% | COM | 602496101 |
| — | VINCE HLDG CORP | 3,500 | $128K | 0.1% | $36.57 | $36.57 | — | COM | 92719W108 |
| CPRX | CATALYST PHARM PARTNERS INC | 50,000 | $127K | 0.1% | $2.54 | $2.14 | +18.5% | COM | 14888U101 |
| CROX | CROCS INC | 7,900 | $119K | 0.1% | $15.06 | $15.31 | -1.8% | COM | 227046109 |
| — | NOVAVAX INC | 25,000 | $116K | 0.1% | $4.64 | $5.12 | — | COM | 670002104 |
| — | CITIGROUP INC | 3,700,000 | $111K | 0.1% | $0.03 | $0.03 | — | *W EXP 10/28/201 | 172967234 |
| EXTR | EXTREME NETWORKS INC | 25,000 | $111K | 0.1% | $4.44 | $6.30 | -29.5% | COM | 30226D106 |
| — | TWITTER INC | 2,500 | $102K | 0.1% | $40.80 | $40.80 | — | COM | 90184L102 |
| — | TREE COM INC | 3,500 | $102K | 0.1% | $29.14 | $29.14 | — | COM | 894675107 |
| — | ROVI CORP | 4,000 | $96,000 | 0.1% | $24.00 | $24.00 | — | COM | 779376102 |
| CBKCQ | CHRISTOPHER & BANKS CORP | 9,397 | $82,000 | 0.1% | $8.73 * | $6.81 | +1.5% | COM | 171046105 |
| — | SUNTRUST BKS INC | 2,000 | $80,000 | 0.1% | $40.00 | $40.00 | — | COM | 867914103 |
| DECK | DECKERS OUTDOOR CORP | 900 | $78,000 | 0.1% | $86.67 * | $13.22 | +8.8% | COM | 243537107 |
| AAL | AMERICAN AIRLS GROUP INC | 1,700 | $73,000 | 0.1% | $42.94 * | $36.77 | +10.1% | COM | 02376R102 |
| EGAN | EGAIN CORP | 10,000 | $68,000 | 0.0% | $6.80 | $6.61 | +2.4% | COM NEW | 28225C806 |
| — | JDS UNIPHASE CORP | 5,000 | $62,000 | 0.0% | $12.40 | $12.40 | — | COM PAR $0.001 | 46612J507 |
| RF | REGIONS FINL CORP NEW | 5,500 | $58,000 | 0.0% | $10.55 * | $7.03 | +2.2% | COM | 7591EP100 |
| — | WEB COM GROUP INC | 2,000 | $58,000 | 0.0% | $29.00 | $29.00 | — | COM | 94733A104 |
| — | FOOT LOCKER INC | 1,000 | $51,000 | 0.0% | $51.00 | $51.00 | — | COM | 344849104 |
| — | PIONEER NAT RES CO | 200 | $46,000 | 0.0% | $230.00 | $230.00 | — | COM | 723787107 |
| THRM | GENTHERM INC | 1,000 | $44,000 | 0.0% | $44.00 | $39.33 | +13.0% | COM | 37253A103 |
| — | DIGITALGLOBE INC | 1,500 | $42,000 | 0.0% | $28.00 | $28.00 | — | COM NEW | 25389M877 |
| — | ORBCOMM INC | 6,000 | $40,000 | 0.0% | $6.67 | $6.67 | — | COM | 68555P100 |
| — | MEDTRONIC INC | 500 | $32,000 | 0.0% | $64.00 | $64.00 | — | COM | 585055106 |
| VNDA | VANDA PHARMACEUTICALS INC | 2,000 | $32,000 | 0.0% | $16.00 | $13.32 | +21.5% | COM | 921659108 |
| — | LIPOSCIENCE INC | 8,701 | $30,000 | 0.0% | $3.45 | $4.25 | — | COM | 53630M108 |
| — | JUMEI INTL HLDG LTD | 1,000 | $27,000 | 0.0% | $27.00 | $27.00 | — | SPONSORED ADR | 48138L107 |
| — | GT ADVANCED TECHNOLOGIES INC | 1,000 | $19,000 | 0.0% | $19.00 | $19.00 | — | COM | 36191U106 |
| EGRX | EAGLE PHARMACEUTICALS INC | 1,277 | $18,000 | 0.0% | $14.10 | $11.40 | +25.7% | COM | 269796108 |
| — | PROSENSA HLDG N V | 800 | $10,000 | 0.0% | $12.50 | $12.50 | — | SHS USD | N71546100 |
| PCRX | PACIRA PHARMACEUTICALS INC | 100 | $9,000 | 0.0% | $90.00 * | $76.15 | +20.6% | COM | 695127100 |
| — | CONATUS PHARMACEUTICALS INC | 959 | $9,000 | 0.0% | $9.38 | $9.38 | — | COM | 20600T108 |
| GIII | G-III APPAREL GROUP LTD | 100 | $8,000 | 0.0% | $80.00 * | $37.61 | +8.2% | COM | 36237H101 |
| SGI | TEMPUR SEALY INTL INC | 100 | $6,000 | 0.0% | $60.00 * | $13.40 | +11.4% | COM | 88023U101 |
| BIGGQ | BIG LOTS INC | 100 | $5,000 | 0.0% | $50.00 * | $30.59 | 0.0% | COM | 089302103 |
| — | RETROPHIN INC | 337 | $4,000 | 0.0% | $11.87 | $11.87 | — | COM | 761299106 |
| PRGS | PROGRESS SOFTWARE CORP | 88 | $2,000 | 0.0% | $22.73 * | $21.82 | +10.2% | COM | 743312100 |
| — | SIRIUS XM HLDGS INC | 8 | $0 | 0.0% | $0.00 | — | — | COM | 82968B103 |
| HRTX | HERON THERAPEUTICS INC | 27 | $0 | 0.0% | $0.00 | $11.95 | +3.1% | COM | 427746102 |
| — | MANNKIND CORP | 14 | $0 | 0.0% | $0.00 | — | — | COM | 56400P201 |
| AAOI | APPLIED OPTOELECTRONICS INC | 2 | $0 | 0.0% | $0.00 | $12.96 | +79.0% | COM | 03823U102 |
| — | INCONTACT INC | 2 | $0 | 0.0% | $0.00 | $7.80 | — | COM | 45336E109 |