Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $194M (37.1% shares, 62.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | GILEAD SCIENCES INC | 4,099,000 | $19.14M | 9.9% | $4.67 | — | NOTE 1.625% 5/0 | 375558AP8 |
| — | MASTEC INC | 7,997,000 | $15.81M | 8.2% | $1.98 | — | NOTE 4.250%12/1 | 576323AM1 |
| — | OMNICARE CAP TR II | 183,000 | $14.01M | 7.2% | $74.14 | — | PFD B TR 4.00% | 68214Q200 |
| — | TEREX CORP NEW | 7,000,000 | $13.83M | 7.1% | $1.98 | — | NOTE 4.000% 6/0 | 880779AV5 |
| — | EQUINIX INC | 6,727,000 | $12.91M | 6.7% | $1.91 | — | NOTE 3.000%10/1 | 29444UAG1 |
| — | MYLAN INC | 3,765,000 | $12.86M | 6.6% | $3.42 | — | NOTE 3.750% 9/1 | 628530AJ6 |
| SPY | SPDR S&P 500 ETF TR | 62,500 | $12.31M | 6.4% | — | — | Put | 78462F103 |
| — | BARCLAYS BK PLC | 329,500 | $10.27M | 5.3% | $28.60 | — | IPATH S&P500 VIX | 06742E711 |
| — | GENCORP INC | 5,464,000 | $9.692M | 5.0% | $1.92 | — | SDCV 4.062%12/3 | 368682AN0 |
| — | HEALTH CARE REIT INC | 7,025,000 | $8.641M | 4.5% | $1.23 | — | NOTE 3.000%12/0 | 42217KAR7 |
| — | WESCO INTL INC | 3,009,000 | $8.373M | 4.3% | $3.22 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| — | SBA COMMUNICATIONS CORP | 7,122,000 | $7.122M | 3.7% | $2.65 | — | NOTE 4.000%10/0 | 78388JAM8 |
| — | ANNALY CAP MGMT INC | 6,000,000 | $6.06M | 3.1% | $1.01 | — | NOTE 5.000% 5/1 | 035710AB8 |
| — | DIREXION SHS ETF TR | 213,100 | $3.606M | 1.9% | $15.12 | — | DLY SC BEAR3XNEW | 25459Y488 |
| — | NUANCE COMMUNICATIONS INC | 2,000,000 | $1.973M | 1.0% | $0.99 | — | NOTE 2.750%11/0 | 67020YAF7 |
| — | ROYAL GOLD INC | 1,708,000 | $1.772M | 0.9% | $1.07 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | VOLCANO CORPORATION | 2,000,000 | $1.731M | 0.9% | $0.87 | — | NOTE 1.750%12/0 | 928645AB6 |
| SBUX | STARBUCKS CORP | 20,000 | $1.509M | 0.8% | $30.85 | 0.0% | COM | 855244109 |
| AAP | ADVANCE AUTO PARTS INC | 10,000 | $1.303M | 0.7% | $114.54 | 0.0% | COM | 00751Y106 |
| — | CONTINENTAL AIRLS INC | 482,000 | $1.193M | 0.6% | $2.48 | — | NOTE 4.500% 1/1 | 210795PU8 |
| GIII | G-III APPAREL GROUP LTD | 13,230 | $1.096M | 0.6% | $40.81 | +0.1% | COM | 36237H101 |
| V | VISA INC | 5,000 | $1.067M | 0.6% | $49.62 | 0.0% | COM CL A | 92826C839 |
| — | FINISH LINE INC | 40,000 | $1.001M | 0.5% | $25.02 | — | CL A | 317923100 |
| EEFT | EURONET WORLDWIDE INC | 18,796 | $898K | 0.5% | $47.47 | +4.9% | COM | 298736109 |
| BABA | ALIBABA GROUP HLDG LTD | 10,000 | $889K | 0.5% | $88.90 | — | SPONSORED ADS | 01609W102 |
| ICUI | ICU MED INC | 11,500 | $738K | 0.4% | $61.26 | 0.0% | COM | 44930G107 |
| — | TORNIER N V | 27,500 | $657K | 0.3% | $23.89 | — | SHS | N87237108 |
| CSIQ | CANADIAN SOLAR INC | 17,500 | $626K | 0.3% | $29.01 | +11.8% | COM | 136635109 |
| — | JA SOLAR HOLDINGS CO LTD | 65,000 | $601K | 0.3% | $9.60 | — | SPON ADR REP5ORD | 466090206 |
| JKS | JINKOSOLAR HLDG CO LTD | 21,500 | $591K | 0.3% | $29.04 | — | SPONSORED ADR | 47759T100 |
| — | SPECTRANETICS CORP | 500,000 | $561K | 0.3% | $1.04 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| — | SKECHERS U S A INC | 10,500 | $560K | 0.3% | $53.33 | — | CL A | 830566105 |
| — | LIFE TIME FITNESS INC | 11,000 | $555K | 0.3% | $50.45 | — | COM | 53217R207 |
| — | VALUEVISION MEDIA INC | 100,000 | $513K | 0.3% | $6.52 | — | CL A | 92047K107 |
| — | TRINA SOLAR LIMITED | 42,500 | $513K | 0.3% | $12.07 | — | SPON ADR | 89628E104 |
| — | JAKKS PAC INC | 71,000 | $504K | 0.3% | $7.10 | — | COM | 47012E106 |
| GMED | GLOBUS MED INC | 25,000 | $492K | 0.3% | $20.57 | 0.0% | CL A | 379577208 |
| — | DEL FRISCOS RESTAURANT GROUP | 24,500 | $469K | 0.2% | $19.14 | — | COM | 245077102 |
| — | RF MICRODEVICES INC | 40,000 | $462K | 0.2% | $11.55 | — | COM | 749941100 |
| MASI | MASIMO CORP | 21,500 | $458K | 0.2% | $22.83 | 0.0% | COM | 574795100 |
| — | SOLARCITY CORP | 7,500 | $447K | 0.2% | $59.60 | — | COM | 83416T100 |
| — | INFINERA CORPORATION | 40,000 | $427K | 0.2% | $10.12 | — | COM | 45667G103 |
| — | NXSTAGE MEDICAL INC | 32,200 | $423K | 0.2% | $13.14 | — | COM | 67072V103 |
| TBHC | KIRKLANDS INC | 25,000 | $403K | 0.2% | $17.13 | 0.0% | COM | 497498105 |
| — | WEB COM GROUP INC | 20,000 | $399K | 0.2% | $20.86 | — | COM | 94733A104 |
| WT | WISDOMTREE INVTS INC | 34,000 | $387K | 0.2% | $11.38 | 0.0% | COM | 97717P104 |
| — | FIESTA RESTAURANT GROUP INC | 7,677 | $381K | 0.2% | $48.34 | — | COM | 31660B101 |
| — | CALAMP CORP | 20,000 | $352K | 0.2% | $17.60 | — | COM | 128126109 |
| — | CORNERSTONE ONDEMAND INC | 10,000 | $344K | 0.2% | $34.40 | — | COM | 21925Y103 |
| — | DIGITALGLOBE INC | 12,001 | $342K | 0.2% | $28.44 | — | COM NEW | 25389M877 |
| — | BIOTELEMETRY INC | 50,000 | $336K | 0.2% | $6.72 | — | COM | 090672106 |
| — | WRIGHT MED GROUP INC | 11,000 | $333K | 0.2% | $30.27 | — | COM | 98235T107 |
| FSLR | FIRST SOLAR INC | 5,000 | $329K | 0.2% | $66.19 | +2.3% | COM | 336433107 |
| — | PIXELWORKS INC | 50,000 | $323K | 0.2% | $6.46 | — | COM NEW | 72581M305 |
| DQ | DAQO NEW ENERGY CORP | 7,500 | $321K | 0.2% | $42.80 | — | SPNSRD ADR NEW | 23703Q203 |
| ASYS | AMTECH SYS INC | 30,000 | $321K | 0.2% | $10.51 | 0.0% | COM PAR $0.01N | 032332504 |
| — | INTEGRATED DEVICE TECHNOLOGY | 20,000 | $319K | 0.2% | $12.90 | — | COM | 458118106 |
| — | TASER INTL INC | 20,000 | $309K | 0.2% | $15.45 | — | COM | 87651B104 |
| — | DATAWATCH CORP | 30,000 | $308K | 0.2% | $10.27 | — | COM NEW | 237917208 |
| ENPH | ENPHASE ENERGY INC | 20,000 | $300K | 0.2% | $12.67 | 0.0% | COM | 29355A107 |
| OSUR | ORASURE TECHNOLOGIES INC | 40,000 | $289K | 0.1% | $8.00 | 0.0% | COM | 68554V108 |
| — | GLU MOBILE INC | 55,000 | $284K | 0.1% | $5.00 | — | COM | 379890106 |
| — | VASCO DATA SEC INTL INC | 15,000 | $282K | 0.1% | $18.80 | — | COM | 92230Y104 |
| — | TANDEM DIABETES CARE INC | 20,300 | $272K | 0.1% | $13.40 | — | COM | 875372104 |
| — | QLIK TECHNOLOGIES INC | 10,000 | $270K | 0.1% | $27.00 | — | COM | 74733T105 |
| — | GIGAMON INC | 25,000 | $262K | 0.1% | $10.48 | — | COM | 37518B102 |
| — | SUNPOWER CORP | 7,500 | $254K | 0.1% | $41.00 | — | COM | 867652406 |
| — | SILICON IMAGE INC | 50,000 | $252K | 0.1% | $5.04 | — | COM | 82705T102 |
| — | XCERRA CORP | 25,000 | $245K | 0.1% | $9.09 | — | COM | 98400J108 |
| HOLX | HOLOGIC INC | 10,000 | $243K | 0.1% | $25.25 | 0.0% | COM | 436440101 |
| — | VOLCANO CORPORATION | 22,500 | $239K | 0.1% | $10.62 | — | COM | 928645100 |
| — | SONUS NETWORKS INC | 70,000 | $239K | 0.1% | $3.34 | — | COM | 835916107 |
| — | SUNEDISON INC | 12,500 | $236K | 0.1% | $22.63 | — | COM | 86732Y109 |
| — | TELENAV INC | 35,000 | $235K | 0.1% | $6.71 | — | COM | 879455103 |
| — | YINGLI GREEN ENERGY HLDG CO | 75,000 | $233K | 0.1% | $3.11 | — | ADR | 98584B103 |
| — | GENTIVA HEALTH SERVICES INC | 13,910 | $233K | 0.1% | $16.75 | — | COM | 37247A102 |
| — | SPANSION INC | 10,000 | $228K | 0.1% | $22.80 | — | COM CL A NEW | 84649R200 |
| GPRE | GREEN PLAINS INC | 6,000 | $224K | 0.1% | $39.93 | 0.0% | COM | 393222104 |
| BIGGQ | BIG LOTS INC | 5,000 | $215K | 0.1% | $34.31 | +0.2% | COM | 089302103 |
| — | QUIDEL CORP | 8,000 | $215K | 0.1% | $26.88 | — | COM | 74838J101 |
| — | MOBILEYE N V AMSTELVEEN | 4,000 | $214K | 0.1% | $53.50 | — | ORD SHS | N51488117 |
| NOK | NOKIA CORP | 25,000 | $212K | 0.1% | $8.48 | — | SPONSORED ADR | 654902204 |
| OM2 | ORTHOFIX INTL N V | 6,500 | $201K | 0.1% | $30.92 | — | COM | N6748L102 |
| — | TREEHOUSE FOODS INC | 2,500 | $201K | 0.1% | $80.40 | — | COM | 89469A104 |
| — | DOT HILL SYS CORP | 50,000 | $189K | 0.1% | $3.78 | — | COM | 25848T109 |
| — | CALLIDUS SOFTWARE INC | 15,000 | $180K | 0.1% | $13.33 | — | COM | 13123E500 |
| — | KRISPY KREME DOUGHNUTS INC | 10,000 | $172K | 0.1% | $16.00 | — | COM | 501014104 |
| — | AVIS BUDGET GROUP | 160,000 | $160K | 0.1% | $1.00 | — | NOTE 3.500%10/0 | 053774AB1 |
| — | VINCE HLDG CORP | 5,000 | $151K | 0.1% | $34.66 | — | COM | 92719W108 |
| — | LHC GROUP INC | 6,500 | $151K | 0.1% | $23.23 | — | COM | 50187A107 |
| — | BOULDER BRANDS INC | 10,700 | $146K | 0.1% | $13.64 | — | COM | 101405108 |
| CALX | CALIX INC | 15,100 | $145K | 0.1% | $9.29 | 0.0% | COM | 13100M509 |
| — | MANDALAY DIGITAL GROUP INC | 30,000 | $137K | 0.1% | $4.57 | — | COM NEW | 562562207 |
| — | ORBCOMM INC | 23,888 | $137K | 0.1% | $5.97 | — | COM | 68555P100 |
| — | INCONTACT INC | 15,044 | $131K | 0.1% | $8.71 | — | COM | 45336E109 |
| — | CONTROL4 CORP | 10,000 | $129K | 0.1% | $12.90 | — | COM | 21240D107 |
| — | INNERWORKINGS INC | 15,000 | $121K | 0.1% | $8.07 | — | COM | 45773Y105 |
| — | HIGHER ONE HLDGS INC | 48,500 | $120K | 0.1% | $2.47 | — | COM | 42983D104 |
| CRNT | CERAGON NETWORKS LTD | 50,000 | $119K | 0.1% | $2.32 | 0.0% | ORD | M22013102 |
| — | SKULLCANDY INC | 15,000 | $117K | 0.1% | $7.80 | — | COM | 83083J104 |
| — | MELLANOX TECHNOLOGIES LTD | 2,500 | $112K | 0.1% | $44.80 | — | SHS | M51363113 |
| — | S&W SEED CO | 24,247 | $103K | 0.1% | $4.25 | — | COM | 785135104 |
| AMPH | AMPHASTAR PHARMACEUTICALS IN | 8,428 | $98,000 | 0.1% | $10.42 | 0.0% | COM | 03209R103 |
| — | ALMOST FAMILY INC | 3,598 | $98,000 | 0.1% | $27.24 | — | COM | 020409108 |
| — | RENEWABLE ENERGY GROUP INC | 9,600 | $97,000 | 0.1% | $10.10 | — | COM NEW | 75972A301 |
| — | WEB COM GROUP INC | 90,000 | $82,000 | 0.0% | $0.91 | — | NOTE 1.000% 8/1 | 94733AAA2 |
| TLYS | TILLYS INC | 10,000 | $75,000 | 0.0% | $5.01 | 0.0% | CL A | 886885102 |
| — | CITIGROUP INC | 1,855,032 | $65,000 | 0.0% | $0.03 | — | *W EXP 10/28/201 | 172967234 |
| SRPT | SAREPTA THERAPEUTICS INC | 2,500 | $53,000 | 0.0% | $22.57 | 0.0% | COM | 803607100 |
| — | LIPOSCIENCE INC | 8,701 | $45,000 | 0.0% | $4.25 | — | COM | 53630M108 |
| — | GALENA BIOPHARMA INC | 20,000 | $41,000 | 0.0% | — | — | Call | 363256108 |
| — | CONATUS PHARMACEUTICALS INC | 6,287 | $38,000 | 0.0% | $6.55 | — | COM | 20600T108 |
| — | PENNEY J C INC | 3,600 | $36,000 | 0.0% | $9.06 | — | COM | 708160106 |
| — | MAST THERAPEUTICS INC | 56,200 | $31,000 | 0.0% | — | — | Put | 576314108 |
| — | APOLLO INVT CORP | 30,000 | $31,000 | 0.0% | $1.06 | — | NOTE 5.750% 1/1 | 03761UAE6 |
| — | REVANCE THERAPEUTICS INC | 1,546 | $30,000 | 0.0% | $19.40 | — | COM | 761330109 |
| MMSI | MERIT MED SYS INC | 2,362 | $28,000 | 0.0% | $13.26 | 0.0% | COM | 589889104 |
| — | SEATTLE GENETICS INC | 732 | $27,000 | 0.0% | $36.89 | — | COM | 812578102 |
| FIVE | FIVE BELOW INC | 680 | $27,000 | 0.0% | $38.83 | 0.0% | COM | 33829M101 |
| — | MANNKIND CORP | 3,100 | $18,000 | 0.0% | $5.81 | — | COM | 56400P201 |
| AAOI | APPLIED OPTOELECTRONICS INC | 1,055 | $17,000 | 0.0% | $19.81 | +0.1% | COM | 03823U102 |
| — | DIGITAL RIV INC | 14,000 | $14,000 | 0.0% | $1.00 | — | NOTE 2.000%11/0 | 25388BAD6 |
| — | ALLIANT TECHSYSTEMS INC | 94 | $12,000 | 0.0% | $127.66 | — | COM | 018804104 |
| VNDA | VANDA PHARMACEUTICALS INC | 1,000 | $10,000 | 0.0% | $13.32 | -1.6% | COM | 921659108 |
| — | HEMISPHERX BIOPHARMA INC | 26,776 | $9,000 | 0.0% | $0.34 | — | COM | 42366C103 |
| — | ORBITAL SCIENCES CORP | 208 | $6,000 | 0.0% | $28.85 | — | COM | 685564106 |
| XLY | SELECT SECTOR SPDR TR | 89 | $6,000 | 0.0% | $67.42 | — | SBI CONS DISCR | 81369Y407 |
| — | ROCKWELL COLLINS INC | 54 | $4,000 | 0.0% | $74.07 | — | COM | 774341101 |
| — | DREAMWORKS ANIMATION SKG INC | 100 | $3,000 | 0.0% | $30.00 | — | CL A | 26153C103 |
| BIP | BROOKFIELD INFRAST PARTNERS | 46 | $2,000 | 0.0% | $43.48 | — | LP INT UNIT | G16252101 |
| CRM | SALESFORCE COM INC | 22 | $1,000 | 0.0% | $55.64 | 0.0% | COM | 79466L302 |
| — | ST JUDE MED INC | 2 | $0 | 0.0% | — | — | COM | 790849103 |