Location: Golden, CO
CIK: 0000820434 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 15, 2019
Total Value: $92.1M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 TRUST ETF (spy) | 26,558 | $7.882M | 8.6% | $296.77 | $250.67 | +18.4% | ETF | 78462F103 |
| — | CENTURYLINK INC (ctl) | 382,024 | $4.768M | 5.2% | $12.48 | $14.89 | — | COM | 156700106 |
| VOO | Vanguard Index S&P 500 (voo) | 15,409 | $4.2M | 4.6% | $272.60 | $208.16 | +31.0% | ETF | 922908363 |
| IVV | S&P 500 INDX (ivv) | 13,867 | $4.14M | 4.5% | $298.52 | $228.28 | +30.8% | ETF | 464287200 |
| — | ANNALY CAPITAL MANAGEMNT INC (nly) | 432,085 | $3.802M | 4.1% | $8.80 | $9.99 | — | COM | 035710409 |
| — | AT&T, Inc.(t) | 100,449 | $3.801M | 4.1% | $37.84 | $28.59 | — | COM | 00206r102 |
| NOK | Nokia Corp (nok) | 695,719 | $3.52M | 3.8% | $5.06 | $5.71 | -11.4% | ADR | 654902204 |
| — | ProShares TR UltraShort QQQ New (qid) | 87,610 | $2.631M | 2.9% | $30.03 | $30.03 | — | ETF | 74347B243 |
| — | FS KKR Capital Corp. (fsk) | 410,144 | $2.391M | 2.6% | $5.83 | $5.38 | — | COM | 302635107 |
| — | ROYAL DUTCH SHELL PLC SPONSORED (rds a) | 38,385 | $2.259M | 2.5% | $58.85 | $62.39 | — | ADR | 780259206 |
| CVS | CVS Health Corp (cvs) | 35,187 | $2.219M | 2.4% | $63.07 * | $58.69 | -12.1% | COM | 126650100 |
| — | ALPS ALERIAN MLP ETF (amlp) | 226,511 | $2.07M | 2.2% | $9.14 | $9.72 | — | ETF | 00162Q866 |
| — | ProShares UltraShort S&P 500 (sds) | 70,165 | $2.07M | 2.2% | $29.50 | $41.56 | — | ETF | 74347b383 |
| — | Sr. Housing Properties Trust (snh) | 199,538 | $1.847M | 2.0% | $9.26 | $10.08 | — | COM | 81721m109 |
| BMY | Bristol Myers-Squibb (bmy) | 35,981 | $1.825M | 2.0% | $50.71 * | $36.12 | +9.9% | COM | 110122108 |
| ORCL | ORACLE CORPORATION (orcl) | 31,794 | $1.75M | 1.9% | $55.03 * | $50.38 | -0.3% | COM | 68389X105 |
| — | DYNEX CAP INC COM (dx) | 114,201 | $1.688M | 1.8% | $14.78 | $15.97 | — | COM | 26817q886 |
| — | New York Mortgage Trust (nymt) | 275,180 | $1.676M | 1.8% | $6.09 | $6.09 | — | COM | 649604501 |
| TRGP | Targa Resources Corp. (trgp) | 40,490 | $1.626M | 1.8% | $40.17 * | $32.08 | +6.0% | COM | 87612G101 |
| BP | BP PLC SPONS ADR (bp) | 41,222 | $1.566M | 1.7% | $37.99 | $38.43 | -1.2% | ADR | 055622104 |
| XOM | Exxon Mobil Corporation (xom) | 21,695 | $1.532M | 1.7% | $70.61 * | $56.88 | -7.2% | COM | 30231G102 |
| — | Tremont Mortgage Trust (trmt) | 306,523 | $1.496M | 1.6% | $4.88 | $6.03 | — | COM | 894789106 |
| — | Cedar Realty Tr Com (cdr) | 460,155 | $1.38M | 1.5% | $3.00 | $3.00 | — | COM | 150602209 |
| — | WestRock Company (wrk) | 36,990 | $1.348M | 1.5% | $36.45 | $37.77 | — | COM | 96145D105 |
| IVW | ISHARES S&P 500 ETF GROWTH (ivw) | 6,793 | $1.223M | 1.3% | $180.03 * | $40.17 | +12.1% | ETF | 464287309 |
| IGV | ISHARES ETF NORTH AMERICAN TECH-SO (igv) | 5,705 | $1.209M | 1.3% | $211.88 * | $42.85 | -1.1% | ETF | 464287515 |
| KSS | KOHLS CORP (kss) | 23,307 | $1.157M | 1.3% | $49.66 | $56.23 | -11.7% | COM | 500255104 |
| M | MACY'S INC (m) | 66,732 | $1.037M | 1.1% | $15.54 | $22.41 | -30.7% | COM | 55616P104 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 24,269 | $1.036M | 1.1% | $42.68 | $38.43 | — | ADR | 37733W105 |
| C | CITIGROUP INC COM (c) | 13,186 | $911K | 1.0% | $69.08 * | $54.01 | +2.1% | COM | 172967424 |
| — | Service Properties Trust Reit (svc) | 34,940 | $901K | 1.0% | $25.79 | $25.79 | — | COM | 81761l102 |
| — | JUNIPER NETWORKS INC (jnpr) | 35,825 | $887K | 1.0% | $24.75 | $24.75 | — | COM | 48203R104 |
| FITB | FIFTH THIRD BANCORP (fitb) | 31,786 | $870K | 0.9% | $27.38 * | $21.25 | +0.7% | COM | 316773100 |
| — | NORDSTROM INC (jwn) | 25,460 | $857K | 0.9% | $33.67 | $31.84 | — | COM | 655664100 |
| — | PENNSYLVANIA REAL ESTATE INV TRUST (pei) | 149,475 | $855K | 0.9% | $5.72 | $5.72 | — | Com | 709102107 |
| — | Arlington Asset Investment (ai) | 152,965 | $840K | 0.9% | $5.49 | $7.24 | — | COM | 041356205 |
| — | Viacom Inc. Class A (via) | 31,005 | $814K | 0.9% | $26.26 | $26.26 | — | COM | 92553p102 |
| — | Viacom Inc. Class B (viab) | 33,315 | $801K | 0.9% | $24.03 | $24.03 | — | COM | 92553p201 |
| — | Medley Management Inc. (mdly) | 228,643 | $800K | 0.9% | $3.50 | $5.17 | — | COM | 58503T106 |
| DIS | The Walt Disney Company (dis) | 6,073 | $791K | 0.9% | $130.32 * | $103.10 | +22.8% | COM | 254687106 |
| — | Global X SuperDividend ETF (sdiv) | 46,632 | $791K | 0.9% | $16.97 | $17.19 | — | ETF | 37950E549 |
| — | TOTAL S.A. (tot) | 14,932 | $776K | 0.8% | $52.00 | $55.64 | — | ADR | 89151E109 |
| JNJ | JOHNSON & JOHNSON (jnj) | 5,703 | $738K | 0.8% | $129.38 * | $105.33 | +3.0% | COM | 478160104 |
| QCOM | QUALCOMM INC (qcom) | 8,342 | $636K | 0.7% | $76.28 * | $45.74 | +44.9% | COM | 747525103 |
| — | TARGET CORP (tgt) | 5,482 | $586K | 0.6% | $106.91 | $80.27 | — | COM | 87612e106 |
| — | Chardan Healthcare Acquisition Corp Unit | 47,665 | $571K | 0.6% | $11.97 | $10.06 | — | COM | 15957A207 |
| CCL | Carnival Corporation (ccl) | 12,340 | $539K | 0.6% | $43.71 * | $44.81 | -4.7% | UNIT | 143658300 |
| SLB | Schlumberger LTD (slb) | 13,017 | $445K | 0.5% | $34.17 * | $32.08 | -8.8% | COM | 806857108 |
| — | Pacer Trendpilot 100 ETF (ptnq) | 12,199 | $438K | 0.5% | $35.92 | $35.49 | — | ETF | 69374h303 |
| STT | STATE STREET CORP (stt) | 7,343 | $435K | 0.5% | $59.19 * | $45.01 | +7.7% | COM | 857477103 |
| OLN | Olin Corp. (oln) | 22,251 | $417K | 0.5% | $18.72 * | $18.53 | -14.6% | COM | 680665205 |
| IP | International Paper Company (ip) | 9,752 | $408K | 0.4% | $41.82 * | $36.24 | -17.4% | COM | 460146103 |
| — | Iron Mountain Inc. (irm) | 12,095 | $392K | 0.4% | $32.39 | $32.39 | — | COM | 46284v101 |
| FDX | FedEx Corp (fdx) | 2,676 | $390K | 0.4% | $145.57 * | $143.27 | -9.5% | COM | 31428X106 |
| GLW | CORNING INC (glw) | 13,387 | $382K | 0.4% | $28.52 * | $26.62 | -10.1% | COM | 219350105 |
| LOW | LOWES COMPANIES INC (low) | 3,433 | $377K | 0.4% | $109.96 * | $94.02 | +4.3% | COM | 548661107 |
| BAC | BANK OF AMERICA CORP (bac) | 12,850 | $375K | 0.4% | $29.17 * | $24.57 | +1.9% | COM | 060505104 |
| — | General Electric Company (ge) | 41,000 | $367K | 0.4% | $8.94 | $8.94 | — | COM | 369604103 |
| — | Accelerate Diagnostics Inc. (axdx) | 19,700 | $366K | 0.4% | $18.57 | $18.57 | — | COM | 00430H102 |
| IBM | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | 2,507 | $365K | 0.4% | $145.42 * | $102.47 | +3.6% | COM | 459200101 |
| — | RAYTHEON COMPANY (rtn) | 1,847 | $362K | 0.4% | $196.19 | $196.19 | — | COM | 755111507 |
| PFE | Pfizer Inc. (pfe) | 9,674 | $348K | 0.4% | $35.93 * | $27.02 | -5.9% | COM | 717081103 |
| ET | Energy Transfer LP (et) | 26,235 | $343K | 0.4% | $13.08 | $13.08 | — | COM | 29273V100 |
| SMH | Vaneck Vectors Semiconductor ETF (smh) | 2,607 | $311K | 0.3% | $119.13 * | $57.84 | +3.0% | ETF | 92189F676 |
| — | Athene Holding Ltd. (ath) | 6,442 | $271K | 0.3% | $42.06 | $42.06 | — | CL A | g0684d107 |
| CQP | Cheniere Energy Partners LP (cqp) | 5,688 | $259K | 0.3% | $45.48 | $45.48 | — | COM | 16411Q101 |
| — | ProShares Tr II Ultra Short Futures (uvxy) | 9,565 | $249K | 0.3% | $26.04 | $36.56 | — | ETF | 74347w148 |
| FV | First Tr Exchange FD Focus 5 ETF (fv) | 7,845 | $232K | 0.3% | $29.59 | $30.17 | -1.9% | ETF | 33738R605 |
| — | Proshares Tr Short Dow30 (dog) | 4,315 | $226K | 0.2% | $52.46 | $52.46 | — | ETF | 74347b235 |
| SBRA | Sabra Health Care Inc. (sbra) | 9,120 | $209K | 0.2% | $22.96 | $19.67 | — | COM | 78573L106 |
| NBIS | Yandex N.V. (yndx) | 5,930 | $208K | 0.2% | $35.01 | $35.01 | — | SHS | N97284108 |
| SACH | Sachem Capital Corp. (sach) | 40,000 | $189K | 0.2% | $4.72 | $4.72 | — | COM | 78590A109 |
| PFLT | PENNANTPARK FLOATING RATE CAPITAL (pflt) | 15,953 | $185K | 0.2% | $11.60 * | $5.67 | +1.3% | COM | 70806A106 |
| UBS | UBS AG-REG | 15,070 | $170K | 0.2% | $11.31 | $12.25 | -7.7% | SHS | H42097107 |
| — | Fortress Biotech Inc. (fbio) | 79,150 | $112K | 0.1% | $1.41 | $1.41 | — | COM | 34960q109 |
| PSEC | Prospect Capital Corp. (psec) | 13,730 | $90,480 | 0.1% | $6.59 * | $2.82 | +6.9% | COM | 74348T102 |
| PNNT | PENNANTPARK INVSTMNT CRP (pnnt) | 10,635 | $66,681 | 0.1% | $6.27 * | $2.87 | +0.5% | COM | 708062104 |
| — | Proteon Therapeutics Inc. (prto) | 10,000 | $2,600 | 0.0% | $0.26 | $0.26 | — | COM | 74371L109 |