GENDELL JEFFREY L Diversified Active

CIK: 0001056581 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 9, 2013

Total Value ($000): $532,138 (100.0% shares, 0.0% debt)

Holdings (41)

PATK PATRICK INDS INC 14.9%

Value ($000) $79,198 Shares 3,809,430 Est. Cost $4.96 Unrealized 0.0%

— HEWLETT PACKARD CO 9.6%

Value ($000) $51,219 Shares 2,065,300 Est. Cost $24.80 Unrealized —

C CITIGROUP INC 7.5%

Value ($000) $39,812 Shares 829,915 Est. Cost $35.76 Unrealized 0.0%

— INTEGRATED ELECTRICAL SVC 7.1%

Value ($000) $37,983 Shares 8,554,493 Est. Cost $4.44 Unrealized —

BAC BANK OF AMERICA CORPORATION 5.5%

Value ($000) $29,285 Shares 2,277,219 Est. Cost $10.03 Unrealized 0.0%

JPM JPMORGAN CHASE & CO 5.1%

Value ($000) $27,134 Shares 514,000 Est. Cost $36.24 Unrealized 0.0%

FCX FREEPORT-MCMORAN COPPER & GO 4.8%

Value ($000) $25,594 Shares 927,000 Est. Cost $24.45 Unrealized 0.0%

FCX FREEPORT-MCMORAN COPPER & GO 4.6%

Value ($000) $24,574 Shares 890,026 Est. Cost $24.45 Unrealized 0.0%

— WESTMORELAND COAL CO 3.9%

Value ($000) $20,575 Shares 1,832,138 Est. Cost $11.23 Unrealized —

NEM NEWMONT MINING CORP 3.6%

Value ($000) $19,185 Shares 640,538 Est. Cost $25.34 Unrealized 0.0%

— WILLBROS GROUP INC DEL 2.4%

Value ($000) $12,754 Shares 2,077,214 Est. Cost $6.14 Unrealized —

C CITIGROUP INC 2.3%

Value ($000) $11,992 Shares 250,000 Est. Cost $35.76 Unrealized 0.0%

JPM JPMORGAN CHASE & CO 2.0%

Value ($000) $10,749 Shares 203,618 Est. Cost $36.24 Unrealized 0.0%

COF CAPITAL ONE FINL CORP 2.0%

Value ($000) $10,722 Shares 170,716 Est. Cost $47.00 Unrealized 0.0%

— NAVISTAR INTL CORP NEW 1.9%

Value ($000) $10,371 Shares 373,571 Est. Cost $27.76 Unrealized —

NEM NEWMONT MINING CORP 1.9%

Value ($000) $10,312 Shares 344,300 Est. Cost $25.34 Unrealized 0.0%

BAC BANK OF AMERICA CORPORATION 1.7%

Value ($000) $9,273 Shares 721,100 Est. Cost $10.03 Unrealized 0.0%

WGO WINNEBAGO INDS INC 1.6%

Value ($000) $8,505 Shares 405,160 Est. Cost $19.60 Unrealized 0.0%

LXU LSB INDS INC 1.5%

Value ($000) $8,211 Shares 270,014 Est. Cost $25.06 Unrealized 0.0%

— TIDEWATER INC 1.4%

Value ($000) $7,569 Shares 132,860 Est. Cost $56.97 Unrealized —

BWEN BROADWIND ENERGY INC 1.3%

Value ($000) $7,128 Shares 1,491,202 Est. Cost $4.37 Unrealized 0.0%

— HEWLETT PACKARD CO 1.3%

Value ($000) $6,990 Shares 281,870 Est. Cost $24.80 Unrealized —

PEBK PEOPLES BANCORP N C INC 1.2%

Value ($000) $6,553 Shares 507,965 Est. Cost $10.91 Unrealized 0.0%

IOSP INNOSPEC INC 1.1%

Value ($000) $5,816 Shares 144,759 Est. Cost $35.20 Unrealized 0.0%

MTRN MATERION CORP 1.0%

Value ($000) $5,454 Shares 201,320 Est. Cost $28.11 Unrealized 0.0%

— FIDELITY SOUTHERN CORP NEW 0.9%

Value ($000) $5,022 Shares 405,972 Est. Cost $12.37 Unrealized —

HWBK HAWTHORN BANCSHARES INC 0.9%

Value ($000) $4,934 Shares 394,693 Est. Cost $9.80 Unrealized 0.0%

NVDA NVIDIA CORP 0.9%

Value ($000) $4,587 Shares 326,683 Est. Cost $0.32 Unrealized 0.0%

— MUTUALFIRST FINL INC 0.7%

Value ($000) $3,982 Shares 282,258 Est. Cost $14.11 Unrealized —

— UNITED CMNTY FINL CORP OHIO 0.6%

Value ($000) $3,347 Shares 719,774 Est. Cost $4.65 Unrealized —

— AMERIANA BANCORP 0.6%

Value ($000) $2,930 Shares 279,056 Est. Cost $10.50 Unrealized —

KRO KRONOS WORLDWIDE INC 0.5%

Value ($000) $2,879 Shares 177,291 Est. Cost $8.24 Unrealized 0.0%

— OMNOVA SOLUTIONS INC 0.5%

Value ($000) $2,775 Shares 346,400 Est. Cost $8.01 Unrealized —

— CAMCO FINL CORP 0.5%

Value ($000) $2,668 Shares 813,546 Est. Cost $3.28 Unrealized —

— HMN FINL INC 0.5%

Value ($000) $2,515 Shares 353,706 Est. Cost $7.11 Unrealized —

HAL HALLIBURTON CO 0.5%

Value ($000) $2,510 Shares 60,152 Est. Cost $33.21 Unrealized 0.0%

DAN DANA HLDG CORP 0.4%

Value ($000) $2,121 Shares 110,100 Est. Cost $14.00 Unrealized 0.0%

UBOH UNITED BANCSHARES INC OHIO 0.4%

Value ($000) $2,040 Shares 168,446 Est. Cost $12.11 Unrealized —

— MORGAN STANLEY CHINA A SH FD 0.3%

Value ($000) $1,488 Shares 77,450 Est. Cost $19.21 Unrealized —

— FIRST DEFIANCE FINL CORP 0.1%

Value ($000) $761 Shares 33,763 Est. Cost $22.54 Unrealized —

— FIRST FED NORTHN MICH BANCOR 0.1%

Value ($000) $621 Shares 141,680 Est. Cost $4.38 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PATK	PATRICK INDS INC	3,809,430	$79,198	14.9%	$4.96	0.0%	COM	703343103
—	HEWLETT PACKARD CO	2,065,300	$51,219	9.6%	$24.80	—	Call	428236103
C	CITIGROUP INC	829,915	$39,812	7.5%	$35.76	0.0%	COM NEW	172967424
—	INTEGRATED ELECTRICAL SVC	8,554,493	$37,983	7.1%	$4.44	—	COM	45811E301
BAC	BANK OF AMERICA CORPORATION	2,277,219	$29,285	5.5%	$10.03	0.0%	COM	060505104
JPM	JPMORGAN CHASE & CO	514,000	$27,134	5.1%	$36.24	0.0%	Call	46625H100
FCX	FREEPORT-MCMORAN COPPER & GO	927,000	$25,594	4.8%	$24.45	0.0%	Call	35671D857
FCX	FREEPORT-MCMORAN COPPER & GO	890,026	$24,574	4.6%	$24.45	0.0%	COM	35671D857
—	WESTMORELAND COAL CO	1,832,138	$20,575	3.9%	$11.23	—	COM	960878106
NEM	NEWMONT MINING CORP	640,538	$19,185	3.6%	$25.34	0.0%	COM	651639106
—	WILLBROS GROUP INC DEL	2,077,214	$12,754	2.4%	$6.14	—	COM	969203108
C	CITIGROUP INC	250,000	$11,992	2.3%	$35.76	0.0%	Call	172967424
JPM	JPMORGAN CHASE & CO	203,618	$10,749	2.0%	$36.24	0.0%	COM	46625H100
COF	CAPITAL ONE FINL CORP	170,716	$10,722	2.0%	$47.00	0.0%	COM	14040H105
—	NAVISTAR INTL CORP NEW	373,571	$10,371	1.9%	$27.76	—	COM	63934E108
NEM	NEWMONT MINING CORP	344,300	$10,312	1.9%	$25.34	0.0%	Call	651639106
BAC	BANK OF AMERICA CORPORATION	721,100	$9,273	1.7%	$10.03	0.0%	Call	060505104
WGO	WINNEBAGO INDS INC	405,160	$8,505	1.6%	$19.60	0.0%	COM	974637100
LXU	LSB INDS INC	270,014	$8,211	1.5%	$25.06	0.0%	COM	502160104
—	TIDEWATER INC	132,860	$7,569	1.4%	$56.97	—	COM	886423102
BWEN	BROADWIND ENERGY INC	1,491,202	$7,128	1.3%	$4.37	0.0%	COM NEW	11161T207
—	HEWLETT PACKARD CO	281,870	$6,990	1.3%	$24.80	—	COM	428236103
PEBK	PEOPLES BANCORP N C INC	507,965	$6,553	1.2%	$10.91	0.0%	COM	710577107
IOSP	INNOSPEC INC	144,759	$5,816	1.1%	$35.20	0.0%	COM	45768S105
MTRN	MATERION CORP	201,320	$5,454	1.0%	$28.11	0.0%	COM	576690101
—	FIDELITY SOUTHERN CORP NEW	405,972	$5,022	0.9%	$12.37	—	COM	316394105
HWBK	HAWTHORN BANCSHARES INC	394,693	$4,934	0.9%	$9.80	0.0%	COM	420476103
NVDA	NVIDIA CORP	326,683	$4,587	0.9%	$0.32	0.0%	COM	67066G104
—	MUTUALFIRST FINL INC	282,258	$3,982	0.7%	$14.11	—	COM	62845B104
—	UNITED CMNTY FINL CORP OHIO	719,774	$3,347	0.6%	$4.65	—	COM	909839102
—	AMERIANA BANCORP	279,056	$2,930	0.6%	$10.50	—	COM	023613102
KRO	KRONOS WORLDWIDE INC	177,291	$2,879	0.5%	$8.24	0.0%	COM	50105F105
—	OMNOVA SOLUTIONS INC	346,400	$2,775	0.5%	$8.01	—	COM	682129101
—	CAMCO FINL CORP	813,546	$2,668	0.5%	$3.28	—	COM	132618109
—	HMN FINL INC	353,706	$2,515	0.5%	$7.11	—	COM	40424G108
HAL	HALLIBURTON CO	60,152	$2,510	0.5%	$33.21	0.0%	COM	406216101
DAN	DANA HLDG CORP	110,100	$2,121	0.4%	$14.00	0.0%	COM	235825205
UBOH	UNITED BANCSHARES INC OHIO	168,446	$2,040	0.4%	$12.11	—	COM	909458101
—	MORGAN STANLEY CHINA A SH FD	77,450	$1,488	0.3%	$19.21	—	COM	617468103
—	FIRST DEFIANCE FINL CORP	33,763	$761	0.1%	$22.54	—	COM	32006W106
—	FIRST FED NORTHN MICH BANCOR	141,680	$621	0.1%	$4.38	—	COM	32021X105