GENDELL JEFFREY L Diversified Active

Location: Greenwich, CT

CIK: 0001056581 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value: $673M (100.0% shares, 0.0% debt)

Holdings (46)

PATK PATRICK INDS INC 17.0%

Value $114M Shares 3,809,430 Est. Cost — Unrealized —

JPM JPMORGAN CHASE & CO 8.5%

Value $57.07M Shares 1,104,000 Est. Cost — Unrealized —

C CITIGROUP INC 8.0%

Value $53.7M Shares 1,107,015 Est. Cost — Unrealized —

— HEWLETT PACKARD CO 7.0%

Value $47.32M Shares 2,254,400 Est. Cost — Unrealized —

— INTEGRATED ELECTRICAL SVC 6.3%

Value $42.12M Shares 10,373,324 Est. Cost — Unrealized —

FCX FREEPORT-MCMORAN COPPER & GO 6.0%

Value $40.1M Shares 1,212,300 Est. Cost — Unrealized —

C CITIGROUP INC 4.9%

Value $32.99M Shares 680,000 Est. Cost — Unrealized —

BAC BANK OF AMERICA CORPORATION 4.4%

Value $29.65M Shares 2,148,419 Est. Cost — Unrealized —

FCX FREEPORT-MCMORAN COPPER & GO 3.3%

Value $21.94M Shares 663,164 Est. Cost — Unrealized —

— WILLBROS GROUP INC DEL 2.8%

Value $19M Shares 2,069,335 Est. Cost — Unrealized —

— WESTMORELAND COAL CO 2.7%

Value $18.02M Shares 1,367,395 Est. Cost — Unrealized —

— NAVISTAR INTL CORP NEW 2.6%

Value $17.56M Shares 481,390 Est. Cost — Unrealized —

NEM NEWMONT MINING CORP 2.4%

Value $15.83M Shares 563,441 Est. Cost — Unrealized —

BAC BANK OF AMERICA CORPORATION 2.2%

Value $15.04M Shares 1,089,800 Est. Cost — Unrealized —

DAN DANA HLDG CORP 2.2%

Value $15.04M Shares 658,456 Est. Cost — Unrealized —

JPM JPMORGAN CHASE & CO 2.2%

Value $14.53M Shares 281,049 Est. Cost — Unrealized —

LXU LSB INDS INC 1.9%

Value $13.1M Shares 390,630 Est. Cost — Unrealized —

BWEN BROADWIND ENERGY INC 1.7%

Value $11.71M Shares 1,491,202 Est. Cost — Unrealized —

COF CAPITAL ONE FINL CORP 1.5%

Value $10.36M Shares 150,716 Est. Cost — Unrealized —

NEM NEWMONT MINING CORP 1.4%

Value $9.675M Shares 344,300 Est. Cost — Unrealized —

— HEWLETT PACKARD CO 1.1%

Value $7.243M Shares 345,070 Est. Cost — Unrealized —

PEBK PEOPLES BANCORP N C INC 0.9%

Value $6.274M Shares 507,965 Est. Cost — Unrealized —

— TIDEWATER INC 0.9%

Value $5.997M Shares 101,027 Est. Cost — Unrealized —

OSG AMBAC FINL GROUP INC 0.8%

Value $5.549M Shares 305,897 Est. Cost — Unrealized —

HWBK HAWTHORN BANCSHARES INC 0.8%

Value $5.373M Shares 394,693 Est. Cost — Unrealized —

— FIDELITY SOUTHERN CORP NEW 0.7%

Value $4.971M Shares 324,056 Est. Cost — Unrealized —

MTRN MATERION CORP 0.7%

Value $4.847M Shares 151,185 Est. Cost — Unrealized —

— MUTUALFIRST FINL INC 0.7%

Value $4.452M Shares 290,420 Est. Cost — Unrealized —

— AMERIANA BANCORP 0.5%

Value $3.586M Shares 279,056 Est. Cost — Unrealized —

— CAMCO FINL CORP 0.5%

Value $3.279M Shares 813,546 Est. Cost — Unrealized —

— UNITED CMNTY FINL CORP OHIO 0.4%

Value $2.8M Shares 719,774 Est. Cost — Unrealized —

— HMN FINL INC 0.4%

Value $2.794M Shares 353,706 Est. Cost — Unrealized —

UBOH UNITED BANCSHARES INC OHIO 0.3%

Value $2.16M Shares 169,446 Est. Cost — Unrealized —

NVDA NVIDIA CORP 0.3%

Value $2.062M Shares 132,500 Est. Cost — Unrealized —

— OMNOVA SOLUTIONS INC 0.3%

Value $1.93M Shares 225,755 Est. Cost — Unrealized —

— MORGAN STANLEY CHINA A SH FD 0.3%

Value $1.926M Shares 87,163 Est. Cost — Unrealized —

— DEVRY INC DEL 0.3%

Value $1.707M Shares 55,852 Est. Cost — Unrealized —

KRO KRONOS WORLDWIDE INC 0.2%

Value $1.538M Shares 99,319 Est. Cost — Unrealized —

MPC MARATHON PETE CORP 0.2%

Value $1.505M Shares 23,400 Est. Cost — Unrealized —

HAL HALLIBURTON CO 0.1%

Value $884K Shares 18,367 Est. Cost — Unrealized —

— FIRST DEFIANCE FINL CORP 0.1%

Value $790K Shares 33,763 Est. Cost — Unrealized —

— ITT CORP NEW 0.1%

Value $672K Shares 21,676 Est. Cost — Unrealized —

— FIRST FED NORTHN MICH BANCOR 0.1%

Value $628K Shares 141,680 Est. Cost — Unrealized —

WGO WINNEBAGO INDS INC 0.1%

Value $546K Shares 21,039 Est. Cost — Unrealized —

— SUMMIT FINANCIAL GROUP INC 0.1%

Value $500K Shares 57,754 Est. Cost — Unrealized —

— JEFFERSON BANCSHARES INC TEN 0.0%

Value $71,000 Shares 12,224 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
PATK	PATRICK INDS INC	3,809,430	$114M	17.0%	—	—	COM	703343103
JPM	JPMORGAN CHASE & CO	1,104,000	$57.07M	8.5%	—	—	Call	46625H100
C	CITIGROUP INC	1,107,015	$53.7M	8.0%	—	—	COM NEW	172967424
—	HEWLETT PACKARD CO	2,254,400	$47.32M	7.0%	—	—	Call	428236103
—	INTEGRATED ELECTRICAL SVC	10,373,324	$42.12M	6.3%	—	—	COM	45811E301
FCX	FREEPORT-MCMORAN COPPER & GO	1,212,300	$40.1M	6.0%	—	—	Call	35671D857
C	CITIGROUP INC	680,000	$32.99M	4.9%	—	—	Call	172967424
BAC	BANK OF AMERICA CORPORATION	2,148,419	$29.65M	4.4%	—	—	COM	060505104
FCX	FREEPORT-MCMORAN COPPER & GO	663,164	$21.94M	3.3%	—	—	COM	35671D857
—	WILLBROS GROUP INC DEL	2,069,335	$19M	2.8%	—	—	COM	969203108
—	WESTMORELAND COAL CO	1,367,395	$18.02M	2.7%	—	—	COM	960878106
—	NAVISTAR INTL CORP NEW	481,390	$17.56M	2.6%	—	—	COM	63934E108
NEM	NEWMONT MINING CORP	563,441	$15.83M	2.4%	—	—	COM	651639106
BAC	BANK OF AMERICA CORPORATION	1,089,800	$15.04M	2.2%	—	—	Call	060505104
DAN	DANA HLDG CORP	658,456	$15.04M	2.2%	—	—	COM	235825205
JPM	JPMORGAN CHASE & CO	281,049	$14.53M	2.2%	—	—	COM	46625H100
LXU	LSB INDS INC	390,630	$13.1M	1.9%	—	—	COM	502160104
BWEN	BROADWIND ENERGY INC	1,491,202	$11.71M	1.7%	—	—	COM NEW	11161T207
COF	CAPITAL ONE FINL CORP	150,716	$10.36M	1.5%	—	—	COM	14040H105
NEM	NEWMONT MINING CORP	344,300	$9.675M	1.4%	—	—	Call	651639106
—	HEWLETT PACKARD CO	345,070	$7.243M	1.1%	—	—	COM	428236103
PEBK	PEOPLES BANCORP N C INC	507,965	$6.274M	0.9%	—	—	COM	710577107
—	TIDEWATER INC	101,027	$5.997M	0.9%	—	—	COM	886423102
OSG	AMBAC FINL GROUP INC	305,897	$5.549M	0.8%	—	—	COM NEW	023139884
HWBK	HAWTHORN BANCSHARES INC	394,693	$5.373M	0.8%	—	—	COM	420476103
—	FIDELITY SOUTHERN CORP NEW	324,056	$4.971M	0.7%	—	—	COM	316394105
MTRN	MATERION CORP	151,185	$4.847M	0.7%	—	—	COM	576690101
—	MUTUALFIRST FINL INC	290,420	$4.452M	0.7%	—	—	COM	62845B104
—	AMERIANA BANCORP	279,056	$3.586M	0.5%	—	—	COM	023613102
—	CAMCO FINL CORP	813,546	$3.279M	0.5%	—	—	COM	132618109
—	UNITED CMNTY FINL CORP OHIO	719,774	$2.8M	0.4%	—	—	COM	909839102
—	HMN FINL INC	353,706	$2.794M	0.4%	—	—	COM	40424G108
UBOH	UNITED BANCSHARES INC OHIO	169,446	$2.16M	0.3%	—	—	COM	909458101
NVDA	NVIDIA CORP	132,500	$2.062M	0.3%	—	—	COM	67066G104
—	OMNOVA SOLUTIONS INC	225,755	$1.93M	0.3%	—	—	COM	682129101
—	MORGAN STANLEY CHINA A SH FD	87,163	$1.926M	0.3%	—	—	COM	617468103
—	DEVRY INC DEL	55,852	$1.707M	0.3%	—	—	COM	251893103
KRO	KRONOS WORLDWIDE INC	99,319	$1.538M	0.2%	—	—	COM	50105F105
MPC	MARATHON PETE CORP	23,400	$1.505M	0.2%	—	—	COM	56585A102
HAL	HALLIBURTON CO	18,367	$884K	0.1%	—	—	COM	406216101
—	FIRST DEFIANCE FINL CORP	33,763	$790K	0.1%	—	—	COM	32006W106
—	ITT CORP NEW	21,676	$672K	0.1%	—	—	COM NEW	450911201
—	FIRST FED NORTHN MICH BANCOR	141,680	$628K	0.1%	—	—	COM	32021X105
WGO	WINNEBAGO INDS INC	21,039	$546K	0.1%	—	—	COM	974637100
—	SUMMIT FINANCIAL GROUP INC	57,754	$500K	0.1%	—	—	COM	86606G101
—	JEFFERSON BANCSHARES INC TEN	12,224	$71,000	0.0%	—	—	COM	472375104