GENDELL JEFFREY L Diversified Active

CIK: 0001056581 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $673,294 (100.0% shares, 0.0% debt)

Holdings (46)

PATK PATRICK INDS INC 17.0%

Value ($000) $114,474 Shares 3,809,430 Est. Cost $4.96 Unrealized +35.6%

JPM JPMORGAN CHASE & CO 8.5%

Value ($000) $57,066 Shares 1,104,000 Est. Cost $36.87 Unrealized +4.5%

C CITIGROUP INC 8.0%

Value ($000) $53,702 Shares 1,107,015 Est. Cost $36.23 Unrealized +3.8%

— HEWLETT PACKARD CO 7.0%

Value ($000) $47,320 Shares 2,254,400 Est. Cost $24.10 Unrealized —

— INTEGRATED ELECTRICAL SVC 6.3%

Value ($000) $42,116 Shares 10,373,324 Est. Cost $4.37 Unrealized —

FCX FREEPORT-MCMORAN COPPER & GO 6.0%

Value ($000) $40,103 Shares 1,212,300 Est. Cost $24.45 Unrealized +5.0%

C CITIGROUP INC 4.9%

Value ($000) $32,987 Shares 680,000 Est. Cost $36.23 Unrealized +3.8%

BAC BANK OF AMERICA CORPORATION 4.4%

Value ($000) $29,648 Shares 2,148,419 Est. Cost $10.03 Unrealized +12.0%

FCX FREEPORT-MCMORAN COPPER & GO 3.3%

Value ($000) $21,938 Shares 663,164 Est. Cost $24.45 Unrealized +5.0%

— WILLBROS GROUP INC DEL 2.8%

Value ($000) $18,996 Shares 2,069,335 Est. Cost $6.14 Unrealized —

— WESTMORELAND COAL CO 2.7%

Value ($000) $18,022 Shares 1,367,395 Est. Cost $11.23 Unrealized —

— NAVISTAR INTL CORP NEW 2.6%

Value ($000) $17,561 Shares 481,390 Est. Cost $29.71 Unrealized —

NEM NEWMONT MINING CORP 2.4%

Value ($000) $15,832 Shares 563,441 Est. Cost $25.34 Unrealized -10.8%

BAC BANK OF AMERICA CORPORATION 2.2%

Value ($000) $15,039 Shares 1,089,800 Est. Cost $10.03 Unrealized +12.0%

DAN DANA HLDG CORP 2.2%

Value ($000) $15,039 Shares 658,456 Est. Cost $16.65 Unrealized +3.2%

JPM JPMORGAN CHASE & CO 2.2%

Value ($000) $14,528 Shares 281,049 Est. Cost $36.87 Unrealized +4.5%

LXU LSB INDS INC 1.9%

Value ($000) $13,097 Shares 390,630 Est. Cost $24.99 Unrealized -0.6%

BWEN BROADWIND ENERGY INC 1.7%

Value ($000) $11,706 Shares 1,491,202 Est. Cost $4.37 Unrealized +32.3%

COF CAPITAL ONE FINL CORP 1.5%

Value ($000) $10,361 Shares 150,716 Est. Cost $47.00 Unrealized +14.8%

NEM NEWMONT MINING CORP 1.4%

Value ($000) $9,675 Shares 344,300 Est. Cost $25.34 Unrealized -10.8%

— HEWLETT PACKARD CO 1.1%

Value ($000) $7,243 Shares 345,070 Est. Cost $24.10 Unrealized —

PEBK PEOPLES BANCORP N C INC 0.9%

Value ($000) $6,274 Shares 507,965 Est. Cost $10.91 Unrealized +9.3%

— TIDEWATER INC 0.9%

Value ($000) $5,997 Shares 101,027 Est. Cost $56.97 Unrealized —

OSG AMBAC FINL GROUP INC 0.8%

Value ($000) $5,549 Shares 305,897 Est. Cost $22.78 Unrealized 0.0%

HWBK HAWTHORN BANCSHARES INC 0.8%

Value ($000) $5,373 Shares 394,693 Est. Cost $9.80 Unrealized +18.1%

— FIDELITY SOUTHERN CORP NEW 0.7%

Value ($000) $4,971 Shares 324,056 Est. Cost $12.37 Unrealized —

MTRN MATERION CORP 0.7%

Value ($000) $4,847 Shares 151,185 Est. Cost $28.11 Unrealized +8.7%

— MUTUALFIRST FINL INC 0.7%

Value ($000) $4,452 Shares 290,420 Est. Cost $14.14 Unrealized —

— AMERIANA BANCORP 0.5%

Value ($000) $3,586 Shares 279,056 Est. Cost $10.50 Unrealized —

— CAMCO FINL CORP 0.5%

Value ($000) $3,279 Shares 813,546 Est. Cost $3.28 Unrealized —

— UNITED CMNTY FINL CORP OHIO 0.4%

Value ($000) $2,800 Shares 719,774 Est. Cost $4.65 Unrealized —

— HMN FINL INC 0.4%

Value ($000) $2,794 Shares 353,706 Est. Cost $7.11 Unrealized —

UBOH UNITED BANCSHARES INC OHIO 0.3%

Value ($000) $2,160 Shares 169,446 Est. Cost $12.11 Unrealized —

NVDA NVIDIA CORP 0.3%

Value ($000) $2,062 Shares 132,500 Est. Cost $0.32 Unrealized +8.2%

— OMNOVA SOLUTIONS INC 0.3%

Value ($000) $1,930 Shares 225,755 Est. Cost $8.01 Unrealized —

— MORGAN STANLEY CHINA A SH FD 0.3%

Value ($000) $1,926 Shares 87,163 Est. Cost $19.53 Unrealized —

— DEVRY INC DEL 0.3%

Value ($000) $1,707 Shares 55,852 Est. Cost $30.56 Unrealized —

KRO KRONOS WORLDWIDE INC 0.2%

Value ($000) $1,538 Shares 99,319 Est. Cost $8.24 Unrealized -1.0%

MPC MARATHON PETE CORP 0.2%

Value ($000) $1,505 Shares 23,400 Est. Cost $24.39 Unrealized 0.0%

HAL HALLIBURTON CO 0.1%

Value ($000) $884 Shares 18,367 Est. Cost $33.21 Unrealized +12.4%

— FIRST DEFIANCE FINL CORP 0.1%

Value ($000) $790 Shares 33,763 Est. Cost $22.54 Unrealized —

— ITT CORP NEW 0.1%

Value ($000) $672 Shares 21,676 Est. Cost $31.00 Unrealized —

— FIRST FED NORTHN MICH BANCOR 0.1%

Value ($000) $628 Shares 141,680 Est. Cost $4.38 Unrealized —

WGO WINNEBAGO INDS INC 0.1%

Value ($000) $546 Shares 21,039 Est. Cost $19.60 Unrealized +20.5%

— SUMMIT FINANCIAL GROUP INC 0.1%

Value ($000) $500 Shares 57,754 Est. Cost $8.66 Unrealized —

— JEFFERSON BANCSHARES INC TEN 0.0%

Value ($000) $71 Shares 12,224 Est. Cost $5.81 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PATK	PATRICK INDS INC	3,809,430	$114,474	17.0%	$4.96	+35.6%	COM	703343103
JPM	JPMORGAN CHASE & CO	1,104,000	$57,066	8.5%	$36.87	+4.5%	Call	46625H100
C	CITIGROUP INC	1,107,015	$53,702	8.0%	$36.23	+3.8%	COM NEW	172967424
—	HEWLETT PACKARD CO	2,254,400	$47,320	7.0%	$24.10	—	Call	428236103
—	INTEGRATED ELECTRICAL SVC	10,373,324	$42,116	6.3%	$4.37	—	COM	45811E301
FCX	FREEPORT-MCMORAN COPPER & GO	1,212,300	$40,103	6.0%	$24.45	+5.0%	Call	35671D857
C	CITIGROUP INC	680,000	$32,987	4.9%	$36.23	+3.8%	Call	172967424
BAC	BANK OF AMERICA CORPORATION	2,148,419	$29,648	4.4%	$10.03	+12.0%	COM	060505104
FCX	FREEPORT-MCMORAN COPPER & GO	663,164	$21,938	3.3%	$24.45	+5.0%	COM	35671D857
—	WILLBROS GROUP INC DEL	2,069,335	$18,996	2.8%	$6.14	—	COM	969203108
—	WESTMORELAND COAL CO	1,367,395	$18,022	2.7%	$11.23	—	COM	960878106
—	NAVISTAR INTL CORP NEW	481,390	$17,561	2.6%	$29.71	—	COM	63934E108
NEM	NEWMONT MINING CORP	563,441	$15,832	2.4%	$25.34	-10.8%	COM	651639106
BAC	BANK OF AMERICA CORPORATION	1,089,800	$15,039	2.2%	$10.03	+12.0%	Call	060505104
DAN	DANA HLDG CORP	658,456	$15,039	2.2%	$16.65	+3.2%	COM	235825205
JPM	JPMORGAN CHASE & CO	281,049	$14,528	2.2%	$36.87	+4.5%	COM	46625H100
LXU	LSB INDS INC	390,630	$13,097	1.9%	$24.99	-0.6%	COM	502160104
BWEN	BROADWIND ENERGY INC	1,491,202	$11,706	1.7%	$4.37	+32.3%	COM NEW	11161T207
COF	CAPITAL ONE FINL CORP	150,716	$10,361	1.5%	$47.00	+14.8%	COM	14040H105
NEM	NEWMONT MINING CORP	344,300	$9,675	1.4%	$25.34	-10.8%	Call	651639106
—	HEWLETT PACKARD CO	345,070	$7,243	1.1%	$24.10	—	COM	428236103
PEBK	PEOPLES BANCORP N C INC	507,965	$6,274	0.9%	$10.91	+9.3%	COM	710577107
—	TIDEWATER INC	101,027	$5,997	0.9%	$56.97	—	COM	886423102
OSG	AMBAC FINL GROUP INC	305,897	$5,549	0.8%	$22.78	0.0%	COM NEW	023139884
HWBK	HAWTHORN BANCSHARES INC	394,693	$5,373	0.8%	$9.80	+18.1%	COM	420476103
—	FIDELITY SOUTHERN CORP NEW	324,056	$4,971	0.7%	$12.37	—	COM	316394105
MTRN	MATERION CORP	151,185	$4,847	0.7%	$28.11	+8.7%	COM	576690101
—	MUTUALFIRST FINL INC	290,420	$4,452	0.7%	$14.14	—	COM	62845B104
—	AMERIANA BANCORP	279,056	$3,586	0.5%	$10.50	—	COM	023613102
—	CAMCO FINL CORP	813,546	$3,279	0.5%	$3.28	—	COM	132618109
—	UNITED CMNTY FINL CORP OHIO	719,774	$2,800	0.4%	$4.65	—	COM	909839102
—	HMN FINL INC	353,706	$2,794	0.4%	$7.11	—	COM	40424G108
UBOH	UNITED BANCSHARES INC OHIO	169,446	$2,160	0.3%	$12.11	—	COM	909458101
NVDA	NVIDIA CORP	132,500	$2,062	0.3%	$0.32	+8.2%	COM	67066G104
—	OMNOVA SOLUTIONS INC	225,755	$1,930	0.3%	$8.01	—	COM	682129101
—	MORGAN STANLEY CHINA A SH FD	87,163	$1,926	0.3%	$19.53	—	COM	617468103
—	DEVRY INC DEL	55,852	$1,707	0.3%	$30.56	—	COM	251893103
KRO	KRONOS WORLDWIDE INC	99,319	$1,538	0.2%	$8.24	-1.0%	COM	50105F105
MPC	MARATHON PETE CORP	23,400	$1,505	0.2%	$24.39	0.0%	COM	56585A102
HAL	HALLIBURTON CO	18,367	$884	0.1%	$33.21	+12.4%	COM	406216101
—	FIRST DEFIANCE FINL CORP	33,763	$790	0.1%	$22.54	—	COM	32006W106
—	ITT CORP NEW	21,676	$672	0.1%	$31.00	—	COM NEW	450911201
—	FIRST FED NORTHN MICH BANCOR	141,680	$628	0.1%	$4.38	—	COM	32021X105
WGO	WINNEBAGO INDS INC	21,039	$546	0.1%	$19.60	+20.5%	COM	974637100
—	SUMMIT FINANCIAL GROUP INC	57,754	$500	0.1%	$8.66	—	COM	86606G101
—	JEFFERSON BANCSHARES INC TEN	12,224	$71	0.0%	$5.81	—	COM	472375104