RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	NUVEEN AMT FREE QLTY MUN INC	5,605,557	$80,608	4.8%	$13.59	—	COM	670657105
—	NUVEEN QUALITY MUNCP INCOME	5,214,707	$76,135	4.6%	$13.50	—	COM	67066V101
—	EATON VANCE LTD DUR INCOME F	4,935,575	$65,396	3.9%	$13.27	—	COM	27828H105
—	WESTERN ASSET HIGH INCM OPP	9,680,707	$49,081	2.9%	$5.00	—	COM	95766K109
—	BLACKROCK CR ALLCTN INC TR	3,225,326	$45,090	2.7%	$13.37	—	COM	092508100
—	BRANDYWINEGBL GLBAL INM OPRT	3,205,494	$40,485	2.4%	$12.36	—	COM	10537L104
—	PGIM GLOBAL HIGH YIELD FD INCOM	2,666,271	$40,047	2.4%	$13.84	—	COM	69346J106
—	WESTERN ASSET EMRG MKT DEBT	2,771,600	$39,551	2.4%	$15.00	—	COM	95766A101
—	NUVEEN CR STRATEGIES INCM FD	5,008,350	$38,414	2.3%	$8.75	—	COM	67073D102
—	WESTERN AST INFL LKD OPP & I	3,156,612	$36,427	2.2%	$11.27	—	COM	95766R104
—	HIGHLAND INCOME FUNDHIGHLAND INCOME	2,726,491	$33,890	2.0%	$14.22	—	COM	43010E404
—	TEMPLETON GLOBAL INCOME FD	5,444,227	$33,373	2.0%	$6.97	—	COM	880198106
—	BLACKROCK DEBT STRAT FD INC	2,911,397	$32,608	2.0%	$10.75	—	COM	09255R202
—	WESTERN ASSET GLB HI INCOME	3,246,243	$32,527	2.0%	$9.71	—	COM	95766B109
—	PIMCO ENRGY TACTICAL CR OPP	1,931,669	$31,873	1.9%	$16.54	—	COM	69346N107
—	VOYA PRIME RATE TR	6,258,680	$31,356	1.9%	$5.00	—	COM	92913A100
BBDC	BARINGS BDC INC	2,815,252	$28,941	1.7%	$5.24	+6.6%	COM	06759L103
—	BLACKROCK MUNIYIELD QLTY FD	1,976,701	$26,685	1.6%	$13.35	—	COM	09254E103
—	NUVEEN AMT FREE MUN CR INC FC	1,555,548	$25,931	1.6%	$15.90	—	COM	67071L106
—	KAYNE ANDERSN MLP MIDS INVT	1,709,656	$23,816	1.4%	$14.38	—	COM	486606106
—	INVESCO DYNAMIC CR OPP FD	2,046,157	$23,224	1.4%	$11.28	—	COM	46132R104
—	ABERDEEN TOTAL DYNAMIC DIVD	2,247,624	$20,116	1.2%	$8.36	—	COM	00326L100
—	PGIM HIGH YIELD BOND FUND IN	1,197,054	$18,435	1.1%	$13.93	—	COM	69346H100
—	NUVEEN NEW YORK AMT QLT MUNI	1,296,781	$17,597	1.1%	$12.59	—	COM	670656107
—	ALLIANZGI NFJ DIVID INT & PR	1,344,756	$17,482	1.0%	$12.43	—	COM	01883A107
—	PUTNAM MUN OPPORTUNITIES TR	1,313,738	$17,276	1.0%	$12.00	—	COM	746922103
—	BLACKROCK MUNIHLDNGS CALI QL	1,216,685	$17,021	1.0%	$13.62	—	COM	09254L107
NXDT	NEXPOINT STRATEGIC OPORTUNT	946,216	$16,757	1.0%	$17.74	—	COM	65340G205
—	EATON VANCE MUN BD FD	1,263,838	$16,278	1.0%	$12.61	—	COM	27827X101
—	INVESCO SR INCOME TR	3,718,389	$15,952	1.0%	$4.16	—	COM	46131H107
—	INVESCO TR INVT GRADE MUNS	1,159,555	$14,900	0.9%	$12.85	—	COM	46131M106
—	NUVEEN PENNSYLVANIA QLT MUN	945,848	$13,384	0.8%	$13.97	—	COM	670972108
—	FIRST TR HIGH INCOME L/S FD	790,514	$12,451	0.7%	$14.50	—	COM	33738E109
—	EATON VANCE SR INCOME TR	1,889,129	$12,109	0.7%	$6.37	—	COM	27826S103
—	CLOUGH GLOBAL OPPORTUNITIES	1,217,947	$11,497	0.7%	$11.31	—	COM	18914E106
—	BLACKROCK MUNIHLDGS NY QLTY	800,425	$10,910	0.7%	$13.41	—	COM	09255C106
—	EATON VANCE FLTING RATE INC	753,572	$10,339	0.6%	$12.92	—	COM	278279104
—	ALLIANCEBERNSTEIN NATL MUNI	737,868	$10,315	0.6%	$13.16	—	COM	01864U106
—	DELAWARE ENHANCED GBL DIV &	968,107	$10,068	0.6%	$11.26	—	COM	246060107
XPHDX	PIONEER FLOATING RATE TR	907,088	$9,951	0.6%	$10.42	—	COM	72369J102
—	COHEN & STEERS INFRASTRUCTUR	374,909	$9,823	0.6%	$26.20	—	COM	19248A109
—	INVESCO MUN OPPORTUNITY TR	786,826	$9,725	0.6%	$11.04	—	COM	46132C107
—	BLACKROCK MUNICIPL INC QLTY	691,579	$9,717	0.6%	$13.51	—	COM	092479104
—	NUVEEN GLOBAL HIGH INCOME FD	588,778	$9,644	0.6%	$15.65	—	COM	67075G103
—	EATON VANCE FLTG RATE INCOM	591,577	$9,465	0.6%	$15.19	—	COM	278284104
—	NUVEEN CA QUALTY MUN INCOME	626,369	$9,327	0.6%	$13.19	—	COM	67066Y105
—	ARES DYNAMIC CR ALLOCATION F	578,556	$8,881	0.5%	$14.52	—	COM	04014F102
—	INVESCO MUN TR	717,505	$8,868	0.5%	$12.49	—	COM	46131J103
—	EATON VANCE SR FLTNG RTE TR	641,239	$8,689	0.5%	$12.53	—	COM	27828Q105
XBFZX	BLACKROCK CALIF MUN INCOME T	637,485	$8,644	0.5%	$12.80	—	COM	09248E102
—	FIRST TR SR FLG RTE INCM FD	663,979	$8,333	0.5%	$11.86	—	COM	33733U108
—	ALLIANCEBERNSTEIN GBL HGH IN	678,306	$8,228	0.5%	$10.95	—	COM	01879R106
—	NUVEEN GEORGIA QLTY MUN INC	643,966	$8,120	0.5%	$12.37	—	COM	67072B107
XEVMX	EATON VANCE CALIF MUN BD FD	708,848	$7,975	0.5%	$10.51	—	COM	27828A100
—	SOURCE CAP INC	205,409	$7,947	0.5%	$37.98	—	COM	836144105
—	BLACKROCK NY MUNI INC QLTY T	564,651	$7,764	0.5%	$12.85	—	COM	09249U105
—	HIGHLAND GLOBAL ALLOCATION F	820,945	$7,668	0.5%	$9.76	—	COM	43010T104
—	NUVEEN OHIO QLTY MUN INCOME	489,137	$7,545	0.5%	$14.97	—	COM	670980101
—	ADVENT CONVERTIBLE & INCOME	483,297	$7,515	0.5%	$14.05	—	COM	00764C109
—	BLACKROCK MUNIYIELD CALI QLT	523,651	$7,441	0.4%	$13.43	—	COM	09254N103
—	SWISS HELVETIA FD INC	881,134	$7,410	0.4%	$8.20	—	COM	870875101
—	ABERDEEN EMRG MRKTS EQT INM	923,911	$7,040	0.4%	$6.88	—	COM	00301W105
—	NUVEEN MICHIGAN QLT MUN INC	487,055	$6,887	0.4%	$14.00	—	COM	670979103
—	NUVEEN MARYLAND QLT MUN INC	493,242	$6,634	0.4%	$13.37	—	COM	67061Q107
XPMAX	PIONEER MUN HIGH INCOME ADV	577,458	$6,242	0.4%	$10.89	—	COM	723762100
XNBOX	NEUBERGER BRMAN NY MUNI FD I	497,582	$6,200	0.4%	$11.82	—	COM	64124K102
—	INVESCO HIGH INCOME TR II	426,744	$6,094	0.4%	$14.23	—	COM	46131F101
—	ROYCE MICRO-CAP TR INC	661,495	$5,649	0.3%	$8.22	—	COM	780915104
XXHYBXX	NEW AMER HIGH INCOME FD INC	616,787	$5,631	0.3%	$8.89	—	COM	641876800
—	BLACKROCK MUNIYIELD NY QLTY	426,838	$5,587	0.3%	$12.48	—	COM	09255E102
PRF	INVESCO EXCHANGE TRADED FD TFTSE RAFI 1000	42,200	$5,347	0.3%	$118.76	—	COM	46137V613
—	NEW MTN FIN CORP	5,000,000	$5,255	0.3%	$103.58	—	NOTE 5.750% 8/1	647551AC4
—	CLOUGH GLOBAL EQUITY FD	431,737	$5,211	0.3%	$11.79	—	COM	18914C100
—	NUVEEN TEXAS QLTY MUN INCME	361,727	$5,184	0.3%	$13.95	—	COM	670983105
—	BLACKROCK MULTI-SECTOR INC T	319,462	$5,163	0.3%	$16.50	—	COM	09258A107
SPY	SPDR S&P 500 ETF TR	16,000	$5,150	0.3%	$270.54	—	TR UNIT	78462F103
—	SPECIAL OPPORTUNITIES FD INC	191,280	$4,889	0.3%	$25.83	—	PFD CONV SE B	84741T302
—	TORTOISE ENERGY INFRA CORP	252,483	$4,527	0.3%	$17.93	—	COM	89147L100
—	SPECIAL OPPORTUNITIES FD INC	300,085	$4,420	0.3%	$13.20	—	COM	84741T104
—	SPROTT FOCUS TR INC	587,935	$4,327	0.3%	$6.81	—	COM	85208J109
—	ADAM NAT RES FD INC	260,462	$4,287	0.3%	$16.46	—	COM	00548F105
—	PIMCO HIGH INCOME FD	564,322	$4,238	0.3%	$7.51	—	COM	722014107
—	EATON VANCE TAX MNGD BUY WRI	413,653	$4,236	0.3%	$8.78	—	COM	27829M103
XMQTX	BLACKROCK MUNIY QUALITY FD I	318,215	$4,137	0.2%	$12.84	—	COM	09254G108
—	TUSCAN HLDGS CORP II	400,000	$4,036	0.2%	$10.05	—	UNIT 04/01/2026	90070A202
PXH	INVESCO EXCHNG TRADED FD TRFTSE RAFI EMNG	178,753	$3,986	0.2%	$21.14	—	COM	46138E727
—	MERIDA MERGER CORP I	400,000	$3,896	0.2%	$9.74	—	COM	58953M106
—	BLACKROCK FLOATING RATE INCO	277,815	$3,575	0.2%	$11.71	—	COM	091941104
—	NUVEEN FLTNG RTE INCM OPP FD	344,762	$3,444	0.2%	$9.76	—	COM	6706EN100
—	PROFICIENT ALPHA ACQUSTN COR	325,000	$3,348	0.2%	$10.05	—	UNIT 04/30/2026	74317H204
—	VOYA GLBL EQTY DIV & PREM OP	535,546	$3,315	0.2%	$6.17	—	COM	92912T100
—	ABERDEEN INCOME CR STRATEGIE	285,663	$3,288	0.2%	$11.51	—	COM	003057106
—	CHURCHILL CAP CORP II	300,000	$3,234	0.2%	$10.15	—	UNIT 99/99/9999	17143G205
—	NUVEEN NEW YORK QLT MUN INC	225,652	$3,204	0.2%	$13.66	—	COM	67066X107
—	GRAF INDL CORP	300,000	$3,195	0.2%	$10.01	—	UNIT 12/31/2025	384278206
—	LEISURE ACQUISITION CORP	306,594	$3,195	0.2%	$9.68	—	COM	52539T107
—	ANDINA ACQUISITION CORP III	300,000	$3,168	0.2%	$10.10	—	UNIT 09/24/2020	G04415116
—	INVESCO QUALITY MUNI INC TRS	251,593	$3,165	0.2%	$12.02	—	COM	46133G107
—	SCHULTZE SPL PURP ACQUSTN CO	300,000	$3,150	0.2%	$9.95	—	UNIT 12/31/2023	80821R208
—	TKK SYMPHONY ACQUISITION COR	300,000	$3,072	0.2%	$10.18	—	COM	G88950103
—	DD3 ACQUISITION CORP	300,000	$3,066	0.2%	$10.15	—	COM	G2692M103
ALUS/U	ALUSSA ENERGY ACQUISITION CO	300,000	$3,024	0.2%	$10.08	—	UNIT 10/31/2026	G0232J127
—	LIV CAP ACQUISITION CORP	294,940	$2,968	0.2%	$10.06	—	UNIT 99/99/9999	G5510C124
—	DWS MUN INCOME TR	260,682	$2,954	0.2%	$11.07	—	COM	233368109
—	BLACKROCK FLOAT RATE OME STR	217,606	$2,925	0.2%	$11.95	—	COM	09255X100
—	MEXICO EQUITY & INCOME FD	250,521	$2,906	0.2%	$11.08	—	COM	592834105
—	TRINE ACQUISITION CORP	275,000	$2,874	0.2%	$10.02	—	UNIT 03/31/2021	89628U207
—	NEUBERGER BRMAN CLIFRN MUNI	205,755	$2,870	0.2%	$12.49	—	COM	64123C101
—	GREENVISION ACQUISITION CORP	275,000	$2,775	0.2%	$10.09	—	UNIT 10/28/2024	39678G202
—	DUFF & PHELPS UTIL CORP BD T	301,460	$2,755	0.2%	$9.18	—	COM	26432K108
—	BLACKROCK RES & COMM STRAT T	337,804	$2,726	0.2%	$8.35	—	COM	09257A108
VWO	VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF	60,746	$2,701	0.2%	$39.35	—	COM	922042858
—	PUTNAM MANAGED MUN INCOM TR	337,932	$2,700	0.2%	$7.82	—	COM	746823103
—	OPES ACQUISITION CORP	250,000	$2,633	0.2%	$9.70	—	COM	68373P100
—	TUSCAN HOLDINGS CORP	250,000	$2,625	0.2%	$10.42	—	UNIT 99/99/9999	90069K203
—	AGBA ACQUISITION LTD	250,000	$2,573	0.2%	$10.02	—	UNIT 05/10/2024	G0120M133
—	BIG ROCK PARTNERS ACQUISI CO	239,998	$2,544	0.2%	$9.94	—	COM	089482103
—	BLACKROCK MUNIHLDS INVSTM QL	191,394	$2,544	0.2%	$13.49	—	COM	09254P108
—	BLACKROCK ENHANCED GBL DIV T	231,171	$2,541	0.2%	$10.89	—	COM	092501105
XHNWX	PIONEER DIV HIGH INCOME TRUS	169,970	$2,529	0.2%	$14.38	—	COM	723653101
—	ROYCE VALUE TR INC	169,543	$2,504	0.2%	$11.77	—	COM	780910105
—	GALILEO ACQUISITION CORP	235,000	$2,406	0.1%	$10.24	—	UNIT 99/99/9999	G3770A128
—	8I ENTERPRISES ACQUISITIN CO	240,000	$2,405	0.1%	$9.99	—	COM	G2956M104
—	BLACKROCK SCIENCE & TECH TR	114,423	$2,346	0.1%	$20.50	—	COM	09260K101
—	PURE ACQUISITION CORP	224,996	$2,333	0.1%	$9.65	—	COM	74621Q106
—	BLACKROCK MUNIHLDNGS QLTY II	184,103	$2,322	0.1%	$12.72	—	COM	09254C107
—	BLACKROCK CAPITAL INVESTMENT	2,300,000	$2,301	0.1%	$1.00	—	NOTE 5.000% 6/1	092533AC2
—	WEALTHBRIDGE ACQUISITION LTD	225,000	$2,282	0.1%	$10.14	—	COM	G4887W110
—	FELLAZO INC	225,000	$2,273	0.1%	$9.96	—	UNIT 99/99/9999	G3362K104
—	MORGAN STANLEY EMER MKTS DEB	234,044	$2,266	0.1%	$9.57	—	COM	61744H105
—	SOUTH MTN MERGER CORP	214,000	$2,228	0.1%	$10.00	—	UNIT 99/99/9999	838884203
—	HENNESSY CAP ACQUSTION CORP	200,000	$2,182	0.1%	$10.08	—	UNIT 99/99/9999	42589C203
—	HIGH INCOME SECS FD	241,231	$2,161	0.1%	$8.38	—	COM	42968F108
—	WESTERN ASSET HIGH INCM FD I	318,995	$2,150	0.1%	$6.76	—	COM	95766J102
—	ALBERTON ACQUISITION CORP	200,000	$2,130	0.1%	$10.09	—	UNIT 04/22/2020	G35006116
—	NUVEEN INT DUR QUAL MUN TRM	153,262	$2,127	0.1%	$12.49	—	COM	670677103
—	ALLIANZGI CONV INCOME FD	366,517	$2,107	0.1%	$5.75	—	COM	018828103
—	GIGCAPITAL2 INC	200,000	$2,080	0.1%	$10.03	—	UNIT 02/28/2026	375036209
—	AMCI ACQUISITION CORP	200,000	$2,078	0.1%	$9.95	—	UNIT 01/07/2019	00165R200
—	GX ACQUISITION CORP	200,000	$2,074	0.1%	$10.05	—	UNIT 05/24/2026	36251A206
—	LEO HOLDINGS CORP	200,000	$2,068	0.1%	$10.27	—	COM	G5463L105
—	MUDRICK CAP ACQUISITION CORP	200,000	$2,067	0.1%	$9.64	—	COM	624745105
—	CRESCENT ACQUISITION CORP	200,000	$2,060	0.1%	$10.00	—	UNIT 99/99/9999	22564L204
—	OSPREY TECHNLGY AQUISTION CO	202,400	$2,060	0.1%	$10.18	—	UNIT 10/30/2024	68839R401
—	NUVEEN CALIFORNIA AMT QLT MU	134,300	$2,043	0.1%	$12.62	—	COM	670651108
—	PIVOTAL INVT CORP II	200,000	$2,040	0.1%	$10.20	—	UNIT 06/01/2025	72582K209
—	NETFIN ACQUISITION CORP	200,000	$2,038	0.1%	$10.09	—	UNIT 08/01/2024	G6455A123
—	SILVER SPIKE ACQUISITION COR	200,000	$2,034	0.1%	$10.09	—	UNIT 99/99/9999	G8136L122
—	BOXWOOD MERGER CORP	200,000	$2,032	0.1%	$10.07	—	COM	10319T101
—	LANDCADIA HLDGS II INC	200,000	$2,026	0.1%	$10.13	—	UNIT 05/09/2026	51476X204
—	AMPLITUDE HLTHCRE AQUSTIN CO	200,000	$2,014	0.1%	$10.07	—	UNIT 12/01/2026	03212A204
—	NEUBERGER BERMAN HGH YLD FD	155,686	$1,923	0.1%	$11.39	—	COM	64128C106
—	CORNERSTONE STRATEGIC VALUE	170,780	$1,914	0.1%	$13.36	—	COM	21924B302
—	GABELLI DIVD & INCOME TR	84,837	$1,862	0.1%	$21.95	—	COM	36242H104
—	GORDON POINTE ACQUISITION CO	175,000	$1,853	0.1%	$9.73	—	COM	382788107
—	BLACKROCK MUNI N Y INTER DUR	114,805	$1,759	0.1%	$14.50	—	COM	09255F109
—	VOYA EMERGING MKTS HIGH DIVI	207,959	$1,662	0.1%	$7.57	—	COM	92912P108
—	CF FIN ACQUISITION CORP	150,000	$1,628	0.1%	$10.00	—	UNIT 04/30/2025	12528N206
—	ORISUN ACQUISITION CORP	160,000	$1,624	0.1%	$10.00	—	UNIT 99/99/9999	68632T208
—	INDIA FD INC	80,678	$1,624	0.1%	$23.85	—	COM	454089103
—	FINTECH ACQUISITION CORP III	150,000	$1,620	0.1%	$9.96	—	UNIT 12/01/2023	31811A309
—	XAI OCTAGON FLOATNG RATE ALT	199,781	$1,616	0.1%	$8.09	—	COM	98400T106
—	BROOKFIELD REAL ASSETS IN	75,103	$1,603	0.1%	$21.34	—	COM	112830104
—	HERZFELD CARIBBEAN BASIN FD	241,690	$1,600	0.1%	$6.62	—	COM	42804T106
—	BLACKROCK NY MUNICIPAL BOND	105,008	$1,587	0.1%	$14.98	—	COM	09249P106
—	MEGALITH FINL ACQUISITION CO	150,000	$1,577	0.1%	$10.10	—	UNIT 09/30/2025	58518F208
—	HANCOCK JOHN INV TRUSTTAX ADV GLB	220,355	$1,558	0.1%	$7.07	—	COM	41013P749
RPLA/U	REPLAY ACQUISITION CORP	150,000	$1,556	0.1%	$10.02	—	UNIT 03/01/2024	G75130123
—	VECTOIQ ACQUISITION CORP	149,999	$1,548	0.1%	$9.58	—	COM	92243N103
—	UNION ACQUISITION CORP II	150,000	$1,529	0.1%	$10.19	—	UNIT 99/99/9999	G9402Q118
XMUSX	BLACKROCK MUNIHOLDNGS QLTY I	121,070	$1,522	0.1%	$12.74	—	COM	09254A101
—	B RILEY PRINCIPAL MERGER COR	149,999	$1,501	0.1%	$10.01	—	COM	05586Y106
VEA	VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF	33,904	$1,494	0.1%	$41.26	—	COM	921943858
—	NEW PROVIDENCE ACQUISITIN CO	135,000	$1,388	0.1%	$10.09	—	UNIT 09/01/2024	64822P205
—	CLEARBRIDGE ENERGY MIDSTRM O	162,879	$1,370	0.1%	$8.41	—	COM	18469P100
—	FIRST TR INTER DUR PFD & IN	58,023	$1,369	0.1%	$23.59	—	COM	33718W103
—	TEMPLETON EMERG MKTS INCOME	146,398	$1,345	0.1%	$11.09	—	COM	880192109
—	TIBERIUS ACQUISITION CORP	125,000	$1,313	0.1%	$9.61	—	COM	88633A107
—	HL ACQUISITIONS CORP	125,000	$1,291	0.1%	$9.56	—	COM	G4603R106
—	TENZING ACQUISITION CORP	125,000	$1,288	0.1%	$10.06	—	UNIT 08/24/2024	G8708A124
—	DTF TAX-FREE INCOME INC	85,533	$1,266	0.1%	$13.90	—	COM	23334J107
TOTA	TOTTENHAM ACQUISITION I LTD	118,000	$1,237	0.1%	$9.70	—	COM	G8959N106
—	BLACKROCK ENHANCED INTL DIV	208,165	$1,226	0.1%	$5.58	—	COM	092524107
—	ALLIANZGI CONV INCOME FD II	219,032	$1,121	0.1%	$5.12	—	COM	018825109
GBDC	GOLUB CAP BDC INC	60,515	$1,117	0.1%	$9.64	0.0%	COM	38173M102
XNYVX	NUVEEN NEW YORK MUN VALUE FD	77,241	$1,104	0.1%	$14.27	—	COM	670706100
—	CHASERG TECHNLGY ACQUISITN C	99,997	$1,085	0.1%	$10.85	—	COM	16166A103
—	INSURANCE ACQUISITION CORP	100,000	$1,060	0.1%	$10.10	—	UNIT 03/31/2024	457867307
—	HAYMAKER ACQUISITION CORP II	100,000	$1,050	0.1%	$10.21	—	UNIT 10/31/2026	42087L200
—	LF CAP ACQUISITION CORP	100,000	$1,036	0.1%	$9.60	—	COM	50200K108
—	LONGEVITY ACQUISITION CORP	100,000	$1,036	0.1%	$10.24	—	UNIT 08/29/2024	G56372108
—	EDTECHX HLDGS ACQUISITION CO	100,000	$1,027	0.1%	$10.27	—	COM	28138X103
—	PROPTECH ACQUISITION CORPORA	100,000	$1,025	0.1%	$10.25	—	UNIT 10/01/2026	74349F200
—	ALLEGRO MERGER CORP	100,000	$1,022	0.1%	$9.53	—	COM	01749N103
—	CIIG MERGER CORP	100,000	$1,016	0.1%	$10.16	—	UNIT 12/31/2026	12559C202
—	VOYA NAT RES EQUITY INCOME F	244,379	$1,007	0.1%	$4.12	—	COM	92913C106
—	ACT II GLOBAL ACQUISITION CO	97,158	$983	0.1%	$10.12	—	COM	G0080J104
—	EATON VANCE NY MUNI INCOME T	73,096	$979	0.1%	$13.40	—	COM	27826W104
—	LAZARD GLB TTL RET&INCM FD I	56,916	$942	0.1%	$16.55	—	COM	52106W103
—	THUNDER BRDG ACQUISTION II L	75,000	$784	0.0%	$10.19	—	UNIT 99/99/9999	G8857S124
—	MONOCLE ACQUISITION CORP	75,000	$764	0.0%	$10.19	—	COM	609754106
—	GDL FUND	81,782	$761	0.0%	$9.28	—	COM	361570104
XMHIX	PIONEER MUN HIGH INCOME TR	62,125	$750	0.0%	$10.86	—	COM	723763108
—	NEUBERGER BERMAN MLP AND ENR	110,170	$745	0.0%	$6.76	—	COM	64129H104
—	STABLE RD ACQUISITION CORP	67,500	$695	0.0%	$10.30	—	UNIT 05/15/2026	85236Q208
—	INVESCO ADVANTAGE MUNICIPAL	53,699	$600	0.0%	$11.23	—	COM	46132E103
—	APEX TECHNOLOGY ACQUISITN CO	50,000	$524	0.0%	$10.20	—	UNIT 06/11/2026	03768F201
—	HEALTHCARE MERGER CORP	50,000	$518	0.0%	$10.36	—	UNIT 12/17/2021	42227L201
—	FAR PT ACQUISITION CORP	49,995	$516	0.0%	$9.68	—	COM	30734W109
—	EATON VANCE CA MUNI INCOME T	37,054	$499	0.0%	$12.36	—	COM	27826F101
—	TORTOISE ENERGY INDEPENDENC	114,146	$495	0.0%	$4.34	—	COM	89148K101
—	BARINGS GLOBAL SHORT DURATIO	27,215	$477	0.0%	$17.53	—	COM	06760L100
—	EAGLE GRWTH & INCOME OPPTY F	27,061	$461	0.0%	$17.04	—	COM	26958J105
—	BLACKROCK MUN 2030 TAR TERM	17,960	$434	0.0%	$22.81	—	COM	09257P105
—	TORTOISE ESSENTIAL ASSETS IN	19,399	$318	0.0%	$16.39	—	COM	89148A103
—	PORTMAN RIDGE FIN CORP	148,132	$314	0.0%	$2.12	—	COM	73688F102
SCPE/U	SC HEALTH CORP	25,000	$259	0.0%	$10.36	—	UNIT 99/99/9999	G78516302
—	TORTOISE MIDSTRM ENERGY FD I	21,359	$234	0.0%	$14.89	—	COM	89148B101
—	COLLIER CREEK HOLDINGS	20,000	$215	0.0%	$10.05	—	UNIT 99/99/9999	G22707122
—	GOLDMAN SACHS MLP ENERGY REN	47,674	$205	0.0%	$4.30	—	COM	38148G107
—	IMMUNOVANT INC	100,000	$200	0.0%	$2.00	—	W EXP 12/18/202	45258J110
BROGF	BROOGE HLDGS LTD	22,497	$199	0.0%	$8.85	—	COM	G1611B107
—	CORNERSTONE TOTAL RTRN FD IN	17,750	$195	0.0%	$12.77	—	COM	21924U300
—	LEISURE ACQUISITION CORP	153,297	$158	0.0%	$0.81	—	W EXP 12/05/201	52539T115
—	BROOGE HLDGS LTD	212,900	$158	0.0%	$0.74	—	W EXP 12/20/202	G1611B115
—	TIBERIUS ACQUISITION CORP	125,000	$143	0.0%	$0.56	—	W EXP 02/28/202	88633A115
—	DD3 ACQUISITION CORP	298,600	$131	0.0%	$0.34	—	W EXP 10/20/202	G2692M111
—	BOXWOOD MERGER CORP	200,000	$124	0.0%	$0.70	—	W EXP 11/26/202	10319T119
—	PURE ACQUISITION CORP	112,498	$111	0.0%	$1.28	—	W EXP 04/17/202	74621Q114
—	CHASERG TECHNLGY ACQUISITN C	49,998	$110	0.0%	$2.20	—	W EXP 04/10/202	16166A111
—	PENSARE ACQUISITION CORP	349,994	$101	0.0%	$0.50	—	RIGHT 99/99/9999	70957E121
—	MERIDA MERGER CORP I	199,997	$100	0.0%	$0.50	—	W EXP 11/07/202	58953M114
—	MUDRICK CAP ACQUISITION CORP	200,000	$98	0.0%	$0.64	—	W EXP 02/12/202	624745113
—	LEGACY ACQUISITION CORP	177,900	$96	0.0%	$0.44	—	W EXP 11/30/202	524643111
—	BIOMX INC	200,000	$94	0.0%	$0.47	—	W EXP 10/16/202	09090D111
—	8I ENTERPRISES ACQUISITIN CO	240,000	$91	0.0%	$0.44	—	RIGHT 10/29/2020	G2956M120
—	VECTOIQ ACQUISITION CORP	149,999	$88	0.0%	$0.52	—	W EXP 05/11/202	92243N111
—	8I ENTERPRISES ACQUISITIN CO	240,000	$84	0.0%	$0.40	—	W EXP 10/29/202	G2956M112
—	TKK SYMPHONY ACQUISITION COR	300,000	$75	0.0%	$0.24	—	RIGHT 02/20/2020	G88950137
—	WEALTHBRIDGE ACQUISITION LTD	225,000	$74	0.0%	$0.33	—	RIGHT 11/02/2023	G4887W136
—	GORDON POINTE ACQUISITION CO	175,000	$63	0.0%	$0.56	—	W EXP 07/30/202	382788115
—	BIG ROCK PARTNERS ACQUISI CO	239,998	$62	0.0%	$0.46	—	RIGHT 12/01/2022	089482129
—	B RILEY PRINCIPAL MERGER COR	74,998	$61	0.0%	$0.81	—	W EXP 04/08/202	05586Y114
—	PIVOTAL ACQUISITION CORP	100,000	$60	0.0%	$1.35	—	W EXP 12/01/202	72583A119
—	PENSARE ACQUISITION CORP	174,897	$58	0.0%	$5.82	—	W EXP 07/27/202	70957E113
—	MONOCLE ACQUISITION CORP	75,000	$56	0.0%	$0.75	—	W EXP 12/06/202	609754114
—	ACT II GLOBAL ACQUISITION CO	48,579	$49	0.0%	$1.01	—	W EXP 04/30/202	G0080J120
—	LF CAP ACQUISITION CORP	100,000	$45	0.0%	$0.55	—	W EXP 06/22/202	50200K116
—	OPES ACQUISITION CORP	250,000	$45	0.0%	$0.36	—	W EXP 03/13/202	68373P118
—	HL ACQUISITIONS CORP	125,000	$44	0.0%	$0.36	—	W EXP 06/21/202	G4603R122
—	EDTECHX HLDGS ACQUISITION CO	100,000	$36	0.0%	$0.36	—	W EXP 12/31/202	28138X111
—	KBL MERGER CORP IV	208,800	$32	0.0%	$0.29	—	RIGHT 04/09/2020	48242A120
—	ALLEGRO MERGER CORP	100,000	$32	0.0%	$0.40	—	RIGHT 12/31/2023	01749N129
—	HL ACQUISITIONS CORP	125,000	$32	0.0%	$0.40	—	RIGHT 07/17/2023	G4603R130
—	BIG ROCK PARTNERS ACQUISI CO	119,999	$21	0.0%	$0.40	—	W EXP 12/01/202	089482111
—	FAR PT ACQUISITION CORP	16,665	$21	0.0%	$1.62	—	W EXP 06/01/202	30734W117
—	TOTTENHAM ACQUISITION I LTD	118,000	$19	0.0%	$0.37	—	RIGHT 06/05/2020	G8959N122
—	ALLEGRO MERGER CORP	100,000	$18	0.0%	$0.35	—	W EXP 01/06/202	01749N111
—	WEALTHBRIDGE ACQUISITION LTD	225,000	$18	0.0%	$0.08	—	W EXP 01/31/202	G4887W128
—	TKK SYMPHONY ACQUISITION COR	292,400	$18	0.0%	$0.09	—	W EXP 02/20/202	G88950129
—	TRIDENT ACQUISITIONS CORP	150,000	$15	0.0%	$0.32	—	W EXP 05/09/202	89615T114
—	KBL MERGER CORP IV	124,200	$10	0.0%	$0.20	—	W EXP 01/15/202	48242A112
—	TOTTENHAM ACQUISITION I LTD	118,000	$7	0.0%	$0.20	—	W EXP 05/06/202	G8959N114