Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $1.666B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN AMT FREE QLTY MUN INC | 5,605,557 | $80.61M | 4.8% | $13.59 | — | COM | 670657105 |
| — | NUVEEN QUALITY MUNCP INCOME | 5,214,707 | $76.14M | 4.6% | $13.50 | — | COM | 67066V101 |
| — | EATON VANCE LTD DUR INCOME F | 4,935,575 | $65.4M | 3.9% | $13.27 | — | COM | 27828H105 |
| — | WESTERN ASSET HIGH INCM OPP | 9,680,707 | $49.08M | 2.9% | $5.00 | — | COM | 95766K109 |
| — | BLACKROCK CR ALLCTN INC TR | 3,225,326 | $45.09M | 2.7% | $13.37 | — | COM | 092508100 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 3,205,494 | $40.48M | 2.4% | $12.36 | — | COM | 10537L104 |
| — | PGIM GLOBAL HIGH YIELD FD INCOM | 2,666,271 | $40.05M | 2.4% | $13.84 | — | COM | 69346J106 |
| — | WESTERN ASSET EMRG MKT DEBT | 2,771,600 | $39.55M | 2.4% | $15.00 | — | COM | 95766A101 |
| — | NUVEEN CR STRATEGIES INCM FD | 5,008,350 | $38.41M | 2.3% | $8.75 | — | COM | 67073D102 |
| — | WESTERN AST INFL LKD OPP & I | 3,156,612 | $36.43M | 2.2% | $11.27 | — | COM | 95766R104 |
| — | HIGHLAND INCOME FUNDHIGHLAND INCOME | 2,726,491 | $33.89M | 2.0% | $14.22 | — | COM | 43010E404 |
| — | TEMPLETON GLOBAL INCOME FD | 5,444,227 | $33.37M | 2.0% | $6.97 | — | COM | 880198106 |
| — | BLACKROCK DEBT STRAT FD INC | 2,911,397 | $32.61M | 2.0% | $10.75 | — | COM | 09255R202 |
| — | WESTERN ASSET GLB HI INCOME | 3,246,243 | $32.53M | 2.0% | $9.71 | — | COM | 95766B109 |
| — | PIMCO ENRGY TACTICAL CR OPP | 1,931,669 | $31.87M | 1.9% | $16.54 | — | COM | 69346N107 |
| — | VOYA PRIME RATE TR | 6,258,680 | $31.36M | 1.9% | $5.00 | — | COM | 92913A100 |
| BBDC | BARINGS BDC INC | 2,815,252 | $28.94M | 1.7% | $5.24 | +6.6% | COM | 06759L103 |
| — | BLACKROCK MUNIYIELD QLTY FD | 1,976,701 | $26.68M | 1.6% | $13.35 | — | COM | 09254E103 |
| — | NUVEEN AMT FREE MUN CR INC FC | 1,555,548 | $25.93M | 1.6% | $15.90 | — | COM | 67071L106 |
| — | KAYNE ANDERSN MLP MIDS INVT | 1,709,656 | $23.82M | 1.4% | $14.38 | — | COM | 486606106 |
| — | INVESCO DYNAMIC CR OPP FD | 2,046,157 | $23.22M | 1.4% | $11.28 | — | COM | 46132R104 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 2,247,624 | $20.12M | 1.2% | $8.36 | — | COM | 00326L100 |
| — | PGIM HIGH YIELD BOND FUND IN | 1,197,054 | $18.43M | 1.1% | $13.93 | — | COM | 69346H100 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 1,296,781 | $17.6M | 1.1% | $12.59 | — | COM | 670656107 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,344,756 | $17.48M | 1.0% | $12.43 | — | COM | 01883A107 |
| — | PUTNAM MUN OPPORTUNITIES TR | 1,313,738 | $17.28M | 1.0% | $12.00 | — | COM | 746922103 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 1,216,685 | $17.02M | 1.0% | $13.62 | — | COM | 09254L107 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 946,216 | $16.76M | 1.0% | $17.74 | — | COM | 65340G205 |
| — | EATON VANCE MUN BD FD | 1,263,838 | $16.28M | 1.0% | $12.61 | — | COM | 27827X101 |
| — | INVESCO SR INCOME TR | 3,718,389 | $15.95M | 1.0% | $4.16 | — | COM | 46131H107 |
| — | INVESCO TR INVT GRADE MUNS | 1,159,555 | $14.9M | 0.9% | $12.85 | — | COM | 46131M106 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 945,848 | $13.38M | 0.8% | $13.97 | — | COM | 670972108 |
| — | FIRST TR HIGH INCOME L/S FD | 790,514 | $12.45M | 0.7% | $14.50 | — | COM | 33738E109 |
| — | EATON VANCE SR INCOME TR | 1,889,129 | $12.11M | 0.7% | $6.37 | — | COM | 27826S103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,217,947 | $11.5M | 0.7% | $11.31 | — | COM | 18914E106 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 800,425 | $10.91M | 0.7% | $13.41 | — | COM | 09255C106 |
| — | EATON VANCE FLTING RATE INC | 753,572 | $10.34M | 0.6% | $12.92 | — | COM | 278279104 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 737,868 | $10.31M | 0.6% | $13.16 | — | COM | 01864U106 |
| — | DELAWARE ENHANCED GBL DIV & | 968,107 | $10.07M | 0.6% | $11.26 | — | COM | 246060107 |
| XPHDX | PIONEER FLOATING RATE TR | 907,088 | $9.951M | 0.6% | $10.42 | — | COM | 72369J102 |
| — | COHEN & STEERS INFRASTRUCTUR | 374,909 | $9.823M | 0.6% | $26.20 | — | COM | 19248A109 |
| — | INVESCO MUN OPPORTUNITY TR | 786,826 | $9.725M | 0.6% | $11.04 | — | COM | 46132C107 |
| — | BLACKROCK MUNICIPL INC QLTY | 691,579 | $9.717M | 0.6% | $13.51 | — | COM | 092479104 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 588,778 | $9.644M | 0.6% | $15.65 | — | COM | 67075G103 |
| — | EATON VANCE FLTG RATE INCOM | 591,577 | $9.465M | 0.6% | $15.19 | — | COM | 278284104 |
| — | NUVEEN CA QUALTY MUN INCOME | 626,369 | $9.327M | 0.6% | $13.19 | — | COM | 67066Y105 |
| — | ARES DYNAMIC CR ALLOCATION F | 578,556 | $8.881M | 0.5% | $14.52 | — | COM | 04014F102 |
| — | INVESCO MUN TR | 717,505 | $8.868M | 0.5% | $12.49 | — | COM | 46131J103 |
| — | EATON VANCE SR FLTNG RTE TR | 641,239 | $8.689M | 0.5% | $12.53 | — | COM | 27828Q105 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 637,485 | $8.644M | 0.5% | $12.80 | — | COM | 09248E102 |
| — | FIRST TR SR FLG RTE INCM FD | 663,979 | $8.333M | 0.5% | $11.86 | — | COM | 33733U108 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 678,306 | $8.228M | 0.5% | $10.95 | — | COM | 01879R106 |
| — | NUVEEN GEORGIA QLTY MUN INC | 643,966 | $8.12M | 0.5% | $12.37 | — | COM | 67072B107 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 708,848 | $7.975M | 0.5% | $10.51 | — | COM | 27828A100 |
| — | SOURCE CAP INC | 205,409 | $7.947M | 0.5% | $37.98 | — | COM | 836144105 |
| — | BLACKROCK NY MUNI INC QLTY T | 564,651 | $7.764M | 0.5% | $12.85 | — | COM | 09249U105 |
| — | HIGHLAND GLOBAL ALLOCATION F | 820,945 | $7.668M | 0.5% | $9.76 | — | COM | 43010T104 |
| — | NUVEEN OHIO QLTY MUN INCOME | 489,137 | $7.545M | 0.5% | $14.97 | — | COM | 670980101 |
| — | ADVENT CONVERTIBLE & INCOME | 483,297 | $7.515M | 0.5% | $14.05 | — | COM | 00764C109 |
| — | BLACKROCK MUNIYIELD CALI QLT | 523,651 | $7.441M | 0.4% | $13.43 | — | COM | 09254N103 |
| — | SWISS HELVETIA FD INC | 881,134 | $7.41M | 0.4% | $8.20 | — | COM | 870875101 |
| — | ABERDEEN EMRG MRKTS EQT INM | 923,911 | $7.04M | 0.4% | $6.88 | — | COM | 00301W105 |
| — | NUVEEN MICHIGAN QLT MUN INC | 487,055 | $6.887M | 0.4% | $14.00 | — | COM | 670979103 |
| — | NUVEEN MARYLAND QLT MUN INC | 493,242 | $6.634M | 0.4% | $13.37 | — | COM | 67061Q107 |
| XPMAX | PIONEER MUN HIGH INCOME ADV | 577,458 | $6.242M | 0.4% | $10.89 | — | COM | 723762100 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 497,582 | $6.2M | 0.4% | $11.82 | — | COM | 64124K102 |
| — | INVESCO HIGH INCOME TR II | 426,744 | $6.094M | 0.4% | $14.23 | — | COM | 46131F101 |
| — | ROYCE MICRO-CAP TR INC | 661,495 | $5.649M | 0.3% | $8.22 | — | COM | 780915104 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 616,787 | $5.631M | 0.3% | $8.89 | — | COM | 641876800 |
| — | BLACKROCK MUNIYIELD NY QLTY | 426,838 | $5.587M | 0.3% | $12.48 | — | COM | 09255E102 |
| PRF | INVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 | 42,200 | $5.347M | 0.3% | $118.76 | — | COM | 46137V613 |
| — | NEW MTN FIN CORP | 5,000,000 | $5.255M | 0.3% | $103.58 | — | NOTE 5.750% 8/1 | 647551AC4 |
| — | CLOUGH GLOBAL EQUITY FD | 431,737 | $5.211M | 0.3% | $11.79 | — | COM | 18914C100 |
| — | NUVEEN TEXAS QLTY MUN INCME | 361,727 | $5.184M | 0.3% | $13.95 | — | COM | 670983105 |
| — | BLACKROCK MULTI-SECTOR INC T | 319,462 | $5.163M | 0.3% | $16.50 | — | COM | 09258A107 |
| SPY | SPDR S&P 500 ETF TR | 16,000 | $5.15M | 0.3% | $270.54 | — | TR UNIT | 78462F103 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.889M | 0.3% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | TORTOISE ENERGY INFRA CORP | 252,483 | $4.527M | 0.3% | $17.93 | — | COM | 89147L100 |
| — | SPECIAL OPPORTUNITIES FD INC | 300,085 | $4.42M | 0.3% | $13.20 | — | COM | 84741T104 |
| — | SPROTT FOCUS TR INC | 587,935 | $4.327M | 0.3% | $6.81 | — | COM | 85208J109 |
| — | ADAM NAT RES FD INC | 260,462 | $4.287M | 0.3% | $16.46 | — | COM | 00548F105 |
| — | PIMCO HIGH INCOME FD | 564,322 | $4.238M | 0.3% | $7.51 | — | COM | 722014107 |
| — | EATON VANCE TAX MNGD BUY WRI | 413,653 | $4.236M | 0.3% | $8.78 | — | COM | 27829M103 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 318,215 | $4.137M | 0.2% | $12.84 | — | COM | 09254G108 |
| — | TUSCAN HLDGS CORP II | 400,000 | $4.036M | 0.2% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| PXH | INVESCO EXCHNG TRADED FD TRFTSE RAFI EMNG | 178,753 | $3.986M | 0.2% | $21.14 | — | COM | 46138E727 |
| — | MERIDA MERGER CORP I | 400,000 | $3.896M | 0.2% | $9.74 | — | COM | 58953M106 |
| — | BLACKROCK FLOATING RATE INCO | 277,815 | $3.575M | 0.2% | $11.71 | — | COM | 091941104 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 344,762 | $3.444M | 0.2% | $9.76 | — | COM | 6706EN100 |
| — | PROFICIENT ALPHA ACQUSTN COR | 325,000 | $3.348M | 0.2% | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | VOYA GLBL EQTY DIV & PREM OP | 535,546 | $3.315M | 0.2% | $6.17 | — | COM | 92912T100 |
| — | ABERDEEN INCOME CR STRATEGIE | 285,663 | $3.288M | 0.2% | $11.51 | — | COM | 003057106 |
| — | CHURCHILL CAP CORP II | 300,000 | $3.234M | 0.2% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | NUVEEN NEW YORK QLT MUN INC | 225,652 | $3.204M | 0.2% | $13.66 | — | COM | 67066X107 |
| — | GRAF INDL CORP | 300,000 | $3.195M | 0.2% | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| — | LEISURE ACQUISITION CORP | 306,594 | $3.195M | 0.2% | $9.68 | — | COM | 52539T107 |
| — | ANDINA ACQUISITION CORP III | 300,000 | $3.168M | 0.2% | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| — | INVESCO QUALITY MUNI INC TRS | 251,593 | $3.165M | 0.2% | $12.02 | — | COM | 46133G107 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 300,000 | $3.15M | 0.2% | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | TKK SYMPHONY ACQUISITION COR | 300,000 | $3.072M | 0.2% | $10.18 | — | COM | G88950103 |
| — | DD3 ACQUISITION CORP | 300,000 | $3.066M | 0.2% | $10.15 | — | COM | G2692M103 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 300,000 | $3.024M | 0.2% | $10.08 | — | UNIT 10/31/2026 | G0232J127 |
| — | LIV CAP ACQUISITION CORP | 294,940 | $2.968M | 0.2% | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| — | DWS MUN INCOME TR | 260,682 | $2.954M | 0.2% | $11.07 | — | COM | 233368109 |
| — | BLACKROCK FLOAT RATE OME STR | 217,606 | $2.925M | 0.2% | $11.95 | — | COM | 09255X100 |
| — | MEXICO EQUITY & INCOME FD | 250,521 | $2.906M | 0.2% | $11.08 | — | COM | 592834105 |
| — | TRINE ACQUISITION CORP | 275,000 | $2.874M | 0.2% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 205,755 | $2.87M | 0.2% | $12.49 | — | COM | 64123C101 |
| — | GREENVISION ACQUISITION CORP | 275,000 | $2.775M | 0.2% | $10.09 | — | UNIT 10/28/2024 | 39678G202 |
| — | DUFF & PHELPS UTIL CORP BD T | 301,460 | $2.755M | 0.2% | $9.18 | — | COM | 26432K108 |
| — | BLACKROCK RES & COMM STRAT T | 337,804 | $2.726M | 0.2% | $8.35 | — | COM | 09257A108 |
| VWO | VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF | 60,746 | $2.701M | 0.2% | $39.35 | — | COM | 922042858 |
| — | PUTNAM MANAGED MUN INCOM TR | 337,932 | $2.7M | 0.2% | $7.82 | — | COM | 746823103 |
| — | OPES ACQUISITION CORP | 250,000 | $2.633M | 0.2% | $9.70 | — | COM | 68373P100 |
| — | TUSCAN HOLDINGS CORP | 250,000 | $2.625M | 0.2% | $10.42 | — | UNIT 99/99/9999 | 90069K203 |
| — | AGBA ACQUISITION LTD | 250,000 | $2.573M | 0.2% | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | BIG ROCK PARTNERS ACQUISI CO | 239,998 | $2.544M | 0.2% | $9.94 | — | COM | 089482103 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 191,394 | $2.544M | 0.2% | $13.49 | — | COM | 09254P108 |
| — | BLACKROCK ENHANCED GBL DIV T | 231,171 | $2.541M | 0.2% | $10.89 | — | COM | 092501105 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 169,970 | $2.529M | 0.2% | $14.38 | — | COM | 723653101 |
| — | ROYCE VALUE TR INC | 169,543 | $2.504M | 0.2% | $11.77 | — | COM | 780910105 |
| — | GALILEO ACQUISITION CORP | 235,000 | $2.406M | 0.1% | $10.24 | — | UNIT 99/99/9999 | G3770A128 |
| — | 8I ENTERPRISES ACQUISITIN CO | 240,000 | $2.405M | 0.1% | $9.99 | — | COM | G2956M104 |
| — | BLACKROCK SCIENCE & TECH TR | 114,423 | $2.346M | 0.1% | $20.50 | — | COM | 09260K101 |
| — | PURE ACQUISITION CORP | 224,996 | $2.333M | 0.1% | $9.65 | — | COM | 74621Q106 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 184,103 | $2.322M | 0.1% | $12.72 | — | COM | 09254C107 |
| — | BLACKROCK CAPITAL INVESTMENT | 2,300,000 | $2.301M | 0.1% | $1.00 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | WEALTHBRIDGE ACQUISITION LTD | 225,000 | $2.282M | 0.1% | $10.14 | — | COM | G4887W110 |
| — | FELLAZO INC | 225,000 | $2.273M | 0.1% | $9.96 | — | UNIT 99/99/9999 | G3362K104 |
| — | MORGAN STANLEY EMER MKTS DEB | 234,044 | $2.266M | 0.1% | $9.57 | — | COM | 61744H105 |
| — | SOUTH MTN MERGER CORP | 214,000 | $2.228M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | HENNESSY CAP ACQUSTION CORP | 200,000 | $2.182M | 0.1% | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | HIGH INCOME SECS FD | 241,231 | $2.161M | 0.1% | $8.38 | — | COM | 42968F108 |
| — | WESTERN ASSET HIGH INCM FD I | 318,995 | $2.15M | 0.1% | $6.76 | — | COM | 95766J102 |
| — | ALBERTON ACQUISITION CORP | 200,000 | $2.13M | 0.1% | $10.09 | — | UNIT 04/22/2020 | G35006116 |
| — | NUVEEN INT DUR QUAL MUN TRM | 153,262 | $2.127M | 0.1% | $12.49 | — | COM | 670677103 |
| — | ALLIANZGI CONV INCOME FD | 366,517 | $2.107M | 0.1% | $5.75 | — | COM | 018828103 |
| — | GIGCAPITAL2 INC | 200,000 | $2.08M | 0.1% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | AMCI ACQUISITION CORP | 200,000 | $2.078M | 0.1% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | GX ACQUISITION CORP | 200,000 | $2.074M | 0.1% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | LEO HOLDINGS CORP | 200,000 | $2.068M | 0.1% | $10.27 | — | COM | G5463L105 |
| — | MUDRICK CAP ACQUISITION CORP | 200,000 | $2.067M | 0.1% | $9.64 | — | COM | 624745105 |
| — | CRESCENT ACQUISITION CORP | 200,000 | $2.06M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | OSPREY TECHNLGY AQUISTION CO | 202,400 | $2.06M | 0.1% | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 134,300 | $2.043M | 0.1% | $12.62 | — | COM | 670651108 |
| — | PIVOTAL INVT CORP II | 200,000 | $2.04M | 0.1% | $10.20 | — | UNIT 06/01/2025 | 72582K209 |
| — | NETFIN ACQUISITION CORP | 200,000 | $2.038M | 0.1% | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| — | SILVER SPIKE ACQUISITION COR | 200,000 | $2.034M | 0.1% | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| — | BOXWOOD MERGER CORP | 200,000 | $2.032M | 0.1% | $10.07 | — | COM | 10319T101 |
| — | LANDCADIA HLDGS II INC | 200,000 | $2.026M | 0.1% | $10.13 | — | UNIT 05/09/2026 | 51476X204 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 200,000 | $2.014M | 0.1% | $10.07 | — | UNIT 12/01/2026 | 03212A204 |
| — | NEUBERGER BERMAN HGH YLD FD | 155,686 | $1.923M | 0.1% | $11.39 | — | COM | 64128C106 |
| — | CORNERSTONE STRATEGIC VALUE | 170,780 | $1.914M | 0.1% | $13.36 | — | COM | 21924B302 |
| — | GABELLI DIVD & INCOME TR | 84,837 | $1.862M | 0.1% | $21.95 | — | COM | 36242H104 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $1.853M | 0.1% | $9.73 | — | COM | 382788107 |
| — | BLACKROCK MUNI N Y INTER DUR | 114,805 | $1.759M | 0.1% | $14.50 | — | COM | 09255F109 |
| — | VOYA EMERGING MKTS HIGH DIVI | 207,959 | $1.662M | 0.1% | $7.57 | — | COM | 92912P108 |
| — | CF FIN ACQUISITION CORP | 150,000 | $1.628M | 0.1% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | ORISUN ACQUISITION CORP | 160,000 | $1.624M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| — | INDIA FD INC | 80,678 | $1.624M | 0.1% | $23.85 | — | COM | 454089103 |
| — | FINTECH ACQUISITION CORP III | 150,000 | $1.62M | 0.1% | $9.96 | — | UNIT 12/01/2023 | 31811A309 |
| — | XAI OCTAGON FLOATNG RATE ALT | 199,781 | $1.616M | 0.1% | $8.09 | — | COM | 98400T106 |
| — | BROOKFIELD REAL ASSETS IN | 75,103 | $1.603M | 0.1% | $21.34 | — | COM | 112830104 |
| — | HERZFELD CARIBBEAN BASIN FD | 241,690 | $1.6M | 0.1% | $6.62 | — | COM | 42804T106 |
| — | BLACKROCK NY MUNICIPAL BOND | 105,008 | $1.587M | 0.1% | $14.98 | — | COM | 09249P106 |
| — | MEGALITH FINL ACQUISITION CO | 150,000 | $1.577M | 0.1% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | HANCOCK JOHN INV TRUSTTAX ADV GLB | 220,355 | $1.558M | 0.1% | $7.07 | — | COM | 41013P749 |
| RPLA/U | REPLAY ACQUISITION CORP | 150,000 | $1.556M | 0.1% | $10.02 | — | UNIT 03/01/2024 | G75130123 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $1.548M | 0.1% | $9.58 | — | COM | 92243N103 |
| — | UNION ACQUISITION CORP II | 150,000 | $1.529M | 0.1% | $10.19 | — | UNIT 99/99/9999 | G9402Q118 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 121,070 | $1.522M | 0.1% | $12.74 | — | COM | 09254A101 |
| — | B RILEY PRINCIPAL MERGER COR | 149,999 | $1.501M | 0.1% | $10.01 | — | COM | 05586Y106 |
| VEA | VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF | 33,904 | $1.494M | 0.1% | $41.26 | — | COM | 921943858 |
| — | NEW PROVIDENCE ACQUISITIN CO | 135,000 | $1.388M | 0.1% | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 162,879 | $1.37M | 0.1% | $8.41 | — | COM | 18469P100 |
| — | FIRST TR INTER DUR PFD & IN | 58,023 | $1.369M | 0.1% | $23.59 | — | COM | 33718W103 |
| — | TEMPLETON EMERG MKTS INCOME | 146,398 | $1.345M | 0.1% | $11.09 | — | COM | 880192109 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $1.313M | 0.1% | $9.61 | — | COM | 88633A107 |
| — | HL ACQUISITIONS CORP | 125,000 | $1.291M | 0.1% | $9.56 | — | COM | G4603R106 |
| — | TENZING ACQUISITION CORP | 125,000 | $1.288M | 0.1% | $10.06 | — | UNIT 08/24/2024 | G8708A124 |
| — | DTF TAX-FREE INCOME INC | 85,533 | $1.266M | 0.1% | $13.90 | — | COM | 23334J107 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 118,000 | $1.237M | 0.1% | $9.70 | — | COM | G8959N106 |
| — | BLACKROCK ENHANCED INTL DIV | 208,165 | $1.226M | 0.1% | $5.58 | — | COM | 092524107 |
| — | ALLIANZGI CONV INCOME FD II | 219,032 | $1.121M | 0.1% | $5.12 | — | COM | 018825109 |
| GBDC | GOLUB CAP BDC INC | 60,515 | $1.117M | 0.1% | $9.64 | 0.0% | COM | 38173M102 |
| XNYVX | NUVEEN NEW YORK MUN VALUE FD | 77,241 | $1.104M | 0.1% | $14.27 | — | COM | 670706100 |
| — | CHASERG TECHNLGY ACQUISITN C | 99,997 | $1.085M | 0.1% | $10.85 | — | COM | 16166A103 |
| — | INSURANCE ACQUISITION CORP | 100,000 | $1.06M | 0.1% | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | HAYMAKER ACQUISITION CORP II | 100,000 | $1.05M | 0.1% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | LF CAP ACQUISITION CORP | 100,000 | $1.036M | 0.1% | $9.60 | — | COM | 50200K108 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $1.036M | 0.1% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | EDTECHX HLDGS ACQUISITION CO | 100,000 | $1.027M | 0.1% | $10.27 | — | COM | 28138X103 |
| — | PROPTECH ACQUISITION CORPORA | 100,000 | $1.025M | 0.1% | $10.25 | — | UNIT 10/01/2026 | 74349F200 |
| — | ALLEGRO MERGER CORP | 100,000 | $1.022M | 0.1% | $9.53 | — | COM | 01749N103 |
| — | CIIG MERGER CORP | 100,000 | $1.016M | 0.1% | $10.16 | — | UNIT 12/31/2026 | 12559C202 |
| — | VOYA NAT RES EQUITY INCOME F | 244,379 | $1.007M | 0.1% | $4.12 | — | COM | 92913C106 |
| — | ACT II GLOBAL ACQUISITION CO | 97,158 | $983K | 0.1% | $10.12 | — | COM | G0080J104 |
| — | EATON VANCE NY MUNI INCOME T | 73,096 | $979K | 0.1% | $13.40 | — | COM | 27826W104 |
| — | LAZARD GLB TTL RET&INCM FD I | 56,916 | $942K | 0.1% | $16.55 | — | COM | 52106W103 |
| — | THUNDER BRDG ACQUISTION II L | 75,000 | $784K | 0.0% | $10.19 | — | UNIT 99/99/9999 | G8857S124 |
| — | MONOCLE ACQUISITION CORP | 75,000 | $764K | 0.0% | $10.19 | — | COM | 609754106 |
| — | GDL FUND | 81,782 | $761K | 0.0% | $9.28 | — | COM | 361570104 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 62,125 | $750K | 0.0% | $10.86 | — | COM | 723763108 |
| — | NEUBERGER BERMAN MLP AND ENR | 110,170 | $745K | 0.0% | $6.76 | — | COM | 64129H104 |
| — | STABLE RD ACQUISITION CORP | 67,500 | $695K | 0.0% | $10.30 | — | UNIT 05/15/2026 | 85236Q208 |
| — | INVESCO ADVANTAGE MUNICIPAL | 53,699 | $600K | 0.0% | $11.23 | — | COM | 46132E103 |
| — | APEX TECHNOLOGY ACQUISITN CO | 50,000 | $524K | 0.0% | $10.20 | — | UNIT 06/11/2026 | 03768F201 |
| — | HEALTHCARE MERGER CORP | 50,000 | $518K | 0.0% | $10.36 | — | UNIT 12/17/2021 | 42227L201 |
| — | FAR PT ACQUISITION CORP | 49,995 | $516K | 0.0% | $9.68 | — | COM | 30734W109 |
| — | EATON VANCE CA MUNI INCOME T | 37,054 | $499K | 0.0% | $12.36 | — | COM | 27826F101 |
| — | TORTOISE ENERGY INDEPENDENC | 114,146 | $495K | 0.0% | $4.34 | — | COM | 89148K101 |
| — | BARINGS GLOBAL SHORT DURATIO | 27,215 | $477K | 0.0% | $17.53 | — | COM | 06760L100 |
| — | EAGLE GRWTH & INCOME OPPTY F | 27,061 | $461K | 0.0% | $17.04 | — | COM | 26958J105 |
| — | BLACKROCK MUN 2030 TAR TERM | 17,960 | $434K | 0.0% | $22.81 | — | COM | 09257P105 |
| — | TORTOISE ESSENTIAL ASSETS IN | 19,399 | $318K | 0.0% | $16.39 | — | COM | 89148A103 |
| — | PORTMAN RIDGE FIN CORP | 148,132 | $314K | 0.0% | $2.12 | — | COM | 73688F102 |
| SCPE/U | SC HEALTH CORP | 25,000 | $259K | 0.0% | $10.36 | — | UNIT 99/99/9999 | G78516302 |
| — | TORTOISE MIDSTRM ENERGY FD I | 21,359 | $234K | 0.0% | $14.89 | — | COM | 89148B101 |
| — | COLLIER CREEK HOLDINGS | 20,000 | $215K | 0.0% | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | GOLDMAN SACHS MLP ENERGY REN | 47,674 | $205K | 0.0% | $4.30 | — | COM | 38148G107 |
| — | IMMUNOVANT INC | 100,000 | $200K | 0.0% | $2.00 | — | W EXP 12/18/202 | 45258J110 |
| BROGF | BROOGE HLDGS LTD | 22,497 | $199K | 0.0% | $8.85 | — | COM | G1611B107 |
| — | CORNERSTONE TOTAL RTRN FD IN | 17,750 | $195K | 0.0% | $12.77 | — | COM | 21924U300 |
| — | BROOGE HLDGS LTD | 212,900 | $158K | 0.0% | $0.74 | — | W EXP 12/20/202 | G1611B115 |
| — | LEISURE ACQUISITION CORP | 153,297 | $158K | 0.0% | $0.81 | — | W EXP 12/05/201 | 52539T115 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $143K | 0.0% | $0.56 | — | W EXP 02/28/202 | 88633A115 |
| — | DD3 ACQUISITION CORP | 298,600 | $131K | 0.0% | $0.34 | — | W EXP 10/20/202 | G2692M111 |
| — | BOXWOOD MERGER CORP | 200,000 | $124K | 0.0% | $0.70 | — | W EXP 11/26/202 | 10319T119 |
| — | PURE ACQUISITION CORP | 112,498 | $111K | 0.0% | $1.28 | — | W EXP 04/17/202 | 74621Q114 |
| — | CHASERG TECHNLGY ACQUISITN C | 49,998 | $110K | 0.0% | $2.20 | — | W EXP 04/10/202 | 16166A111 |
| — | PENSARE ACQUISITION CORP | 349,994 | $101K | 0.0% | $0.50 | — | RIGHT 99/99/9999 | 70957E121 |
| — | MERIDA MERGER CORP I | 199,997 | $100K | 0.0% | $0.50 | — | W EXP 11/07/202 | 58953M114 |
| — | MUDRICK CAP ACQUISITION CORP | 200,000 | $98,000 | 0.0% | $0.64 | — | W EXP 02/12/202 | 624745113 |
| — | LEGACY ACQUISITION CORP | 177,900 | $96,000 | 0.0% | $0.44 | — | W EXP 11/30/202 | 524643111 |
| — | BIOMX INC | 200,000 | $94,000 | 0.0% | $0.47 | — | W EXP 10/16/202 | 09090D111 |
| — | 8I ENTERPRISES ACQUISITIN CO | 240,000 | $91,000 | 0.0% | $0.44 | — | RIGHT 10/29/2020 | G2956M120 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $88,000 | 0.0% | $0.52 | — | W EXP 05/11/202 | 92243N111 |
| — | 8I ENTERPRISES ACQUISITIN CO | 240,000 | $84,000 | 0.0% | $0.40 | — | W EXP 10/29/202 | G2956M112 |
| — | TKK SYMPHONY ACQUISITION COR | 300,000 | $75,000 | 0.0% | $0.24 | — | RIGHT 02/20/2020 | G88950137 |
| — | WEALTHBRIDGE ACQUISITION LTD | 225,000 | $74,000 | 0.0% | $0.33 | — | RIGHT 11/02/2023 | G4887W136 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $63,000 | 0.0% | $0.56 | — | W EXP 07/30/202 | 382788115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 239,998 | $62,000 | 0.0% | $0.46 | — | RIGHT 12/01/2022 | 089482129 |
| — | B RILEY PRINCIPAL MERGER COR | 74,998 | $61,000 | 0.0% | $0.81 | — | W EXP 04/08/202 | 05586Y114 |
| — | PIVOTAL ACQUISITION CORP | 100,000 | $60,000 | 0.0% | $1.35 | — | W EXP 12/01/202 | 72583A119 |
| — | PENSARE ACQUISITION CORP | 174,897 | $58,000 | 0.0% | $5.82 | — | W EXP 07/27/202 | 70957E113 |
| — | MONOCLE ACQUISITION CORP | 75,000 | $56,000 | 0.0% | $0.75 | — | W EXP 12/06/202 | 609754114 |
| — | ACT II GLOBAL ACQUISITION CO | 48,579 | $49,000 | 0.0% | $1.01 | — | W EXP 04/30/202 | G0080J120 |
| — | LF CAP ACQUISITION CORP | 100,000 | $45,000 | 0.0% | $0.55 | — | W EXP 06/22/202 | 50200K116 |
| — | OPES ACQUISITION CORP | 250,000 | $45,000 | 0.0% | $0.36 | — | W EXP 03/13/202 | 68373P118 |
| — | HL ACQUISITIONS CORP | 125,000 | $44,000 | 0.0% | $0.36 | — | W EXP 06/21/202 | G4603R122 |
| — | EDTECHX HLDGS ACQUISITION CO | 100,000 | $36,000 | 0.0% | $0.36 | — | W EXP 12/31/202 | 28138X111 |
| — | HL ACQUISITIONS CORP | 125,000 | $32,000 | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | KBL MERGER CORP IV | 208,800 | $32,000 | 0.0% | $0.29 | — | RIGHT 04/09/2020 | 48242A120 |
| — | ALLEGRO MERGER CORP | 100,000 | $32,000 | 0.0% | $0.40 | — | RIGHT 12/31/2023 | 01749N129 |
| — | BIG ROCK PARTNERS ACQUISI CO | 119,999 | $21,000 | 0.0% | $0.40 | — | W EXP 12/01/202 | 089482111 |
| — | FAR PT ACQUISITION CORP | 16,665 | $21,000 | 0.0% | $1.62 | — | W EXP 06/01/202 | 30734W117 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $19,000 | 0.0% | $0.37 | — | RIGHT 06/05/2020 | G8959N122 |
| — | WEALTHBRIDGE ACQUISITION LTD | 225,000 | $18,000 | 0.0% | $0.08 | — | W EXP 01/31/202 | G4887W128 |
| — | TKK SYMPHONY ACQUISITION COR | 292,400 | $18,000 | 0.0% | $0.09 | — | W EXP 02/20/202 | G88950129 |
| — | ALLEGRO MERGER CORP | 100,000 | $18,000 | 0.0% | $0.35 | — | W EXP 01/06/202 | 01749N111 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $15,000 | 0.0% | $0.32 | — | W EXP 05/09/202 | 89615T114 |
| — | KBL MERGER CORP IV | 124,200 | $10,000 | 0.0% | $0.20 | — | W EXP 01/15/202 | 48242A112 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $7,000 | 0.0% | $0.20 | — | W EXP 05/06/202 | G8959N114 |