CIK: 0001447578 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 25, 2019
Total Value ($000): $2,208,075
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NEW MTN FIN CORP | 5,000,000 | $524,660 | 23.8% | $103.58 | — | — | 647551AC4 |
| — | NUVEEN QUALITY MUNCP INCOME | 6,137,930 | $88,141 | 4.0% | $13.50 | — | — | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 5,312,382 | $76,020 | 3.4% | $13.54 | — | — | 670657105 |
| — | WESTERN ASSET HIGH INCM OPP | 12,243,578 | $61,830 | 2.8% | $5.00 | — | — | 95766K109 |
| — | EATON VANCE LTD DUR INCOME F | 4,335,212 | $54,190 | 2.5% | $13.27 | — | — | 27828H105 |
| — | WESTERN ASSET EMRG MKT DEBT | 3,300,703 | $45,847 | 2.1% | $15.00 | — | — | 95766A101 |
| — | HIGHLAND INCOME FUND HIGHLAND INCOME | 3,077,454 | $41,084 | 1.9% | $14.22 | — | — | 43010E404 |
| — | WESTERN ASSET GLB HI INCOME | 4,130,724 | $41,018 | 1.9% | $9.71 | — | — | 95766B109 |
| — | INVESCO DYNAMIC CR OPP FD | 3,576,846 | $39,345 | 1.8% | $11.28 | — | — | 46132R104 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 3,135,011 | $37,934 | 1.7% | $12.35 | — | — | 10537L104 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,932,040 | $36,892 | 1.7% | $8.76 | — | — | 67073D102 |
| — | VOYA PRIME RATE TR | 7,778,188 | $36,635 | 1.7% | $5.00 | — | — | 92913A100 |
| — | INVESCO SR INCOME TR | 8,657,652 | $36,276 | 1.6% | $4.16 | — | — | 46131H107 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 2,437,775 | $35,031 | 1.6% | $13.73 | — | — | 69346J106 |
| — | TEMPLETON GLOBAL INCOME FD | 5,504,809 | $33,800 | 1.5% | $6.97 | — | — | 880198106 |
| — | WESTERN AST INFL LKD OPP & I | 2,674,150 | $29,630 | 1.3% | $11.23 | — | — | 95766R104 |
| BBDC | BARINGS BDC INC | 2,728,984 | $27,699 | 1.3% | $5.23 | +1.9% | — | 06759L103 |
| — | BLACKROCK MUNIYIELD QLTY FD | 2,011,650 | $27,298 | 1.2% | $13.35 | — | — | 09254E103 |
| — | BLACKROCK CR ALLCTN INC TR | 1,931,687 | $26,310 | 1.2% | $12.97 | — | — | 092508100 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 1,503,641 | $20,239 | 0.9% | $12.59 | — | — | 670656107 |
| — | PUTNAM MUN OPPORTUNITIES TR | 1,487,333 | $19,439 | 0.9% | $12.00 | — | — | 746922103 |
| — | EATON VANCE MUN BD FD | 1,441,685 | $18,684 | 0.8% | $12.61 | — | — | 27827X101 |
| — | PGIM HIGH YIELD BOND FUND IN | 1,226,180 | $18,331 | 0.8% | $13.93 | — | — | 69346H100 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 2,174,846 | $18,138 | 0.8% | $8.34 | — | — | 00326L100 |
| — | NUVEEN MTG OPPORTUNITY TERM | 775,997 | $17,894 | 0.8% | $23.31 | — | — | 670735109 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,293,061 | $15,814 | 0.7% | $12.40 | — | — | 01883A107 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 1,107,723 | $15,641 | 0.7% | $13.58 | — | — | 09254L107 |
| — | INVESCO TR INVT GRADE MUNS | 1,174,529 | $15,116 | 0.7% | $12.85 | — | — | 46131M106 |
| — | FIRST TR HIGH INCOME L/S FD | 987,763 | $14,974 | 0.7% | $14.50 | — | — | 33738E109 |
| — | NUVEEN CA QUALTY MUN INCOME | 939,806 | $14,088 | 0.6% | $13.19 | — | — | 67066Y105 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 993,826 | $13,914 | 0.6% | $13.97 | — | — | 670972108 |
| — | BLACKROCK DEBT STRAT FD INC | 1,248,190 | $13,418 | 0.6% | $10.15 | — | — | 09255R202 |
| — | EATON VANCE FLTING RATE INC | 925,907 | $12,240 | 0.6% | $12.92 | — | — | 278279104 |
| — | WESTERN ASSET HIGH INCM FD I | 1,764,534 | $11,964 | 0.5% | $6.76 | — | — | 95766J102 |
| — | INVESCO MUN OPPORTUNITY TR | 939,353 | $11,751 | 0.5% | $11.04 | — | — | 46132C107 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 850,354 | $11,573 | 0.5% | $13.41 | — | — | 09255C106 |
| — | BLACKROCK MULTI-SECTOR INC T | 658,098 | $11,293 | 0.5% | $16.50 | — | — | 09258A107 |
| — | NEUBERGER BERMAN HGH YLD FD | 915,336 | $11,048 | 0.5% | $11.39 | — | — | 64128C106 |
| — | NUVEEN FLOATING RATE INCOME | 1,106,089 | $10,751 | 0.5% | $9.40 | — | — | 67072T108 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,174,797 | $10,738 | 0.5% | $11.38 | — | — | 18914E106 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 892,986 | $10,707 | 0.5% | $10.95 | — | — | 01879R106 |
| — | INVESCO HIGH INCOME TR II | 731,855 | $10,480 | 0.5% | $14.23 | — | — | 46131F101 |
| — | WESTERN ASSET HGH YLD DFNDFD | 689,265 | $10,449 | 0.5% | $15.81 | — | — | 95768B107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 762,626 | $10,437 | 0.5% | $12.80 | — | — | 09248E102 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 723,005 | $9,963 | 0.5% | $13.14 | — | — | 01864U106 |
| — | NUVEEN OHIO QLTY MUN INCOME | 625,742 | $9,874 | 0.4% | $14.97 | — | — | 670980101 |
| — | ADVENT CLAYMORE CV SECS & IN | 672,488 | $9,805 | 0.4% | $14.05 | — | — | 00764C109 |
| — | NUVEEN NORTH CAROLINA QLTY M | 716,751 | $9,683 | 0.4% | $13.09 | — | — | 67060P100 |
| — | EATON VANCE SR FLTNG RTE TR | 737,206 | $9,613 | 0.4% | $12.53 | — | — | 27828Q105 |
| — | BLACKROCK MUNICIPL INC QLTY | 665,983 | $9,424 | 0.4% | $13.48 | — | — | 092479104 |
| SPY | SPDR S&P 500 ETF TR TR | 31,196 | $9,259 | 0.4% | $270.54 | — | — | 78462F103 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 592,348 | $9,217 | 0.4% | $15.65 | — | — | 67075G103 |
| — | DELAWARE ENHANCED GBL DIV & | 911,362 | $8,986 | 0.4% | $11.31 | — | — | 246060107 |
| — | EATON VANCE FLTG RATE INCOM | 578,820 | $8,804 | 0.4% | $15.18 | — | — | 278284104 |
| — | BLACKROCK MUN 2030 TAR TERM | 363,854 | $8,609 | 0.4% | $22.81 | — | — | 09257P105 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 711,801 | $8,065 | 0.4% | $10.51 | — | — | 27828A100 |
| — | GARRISON CAP INC | 1,159,976 | $8,015 | 0.4% | $8.96 | — | — | 366554103 |
| — | ARES DYNAMIC CR ALLOCATION F | 534,193 | $7,959 | 0.4% | $14.45 | — | — | 04014F102 |
| — | INVESCO MUN TR | 620,726 | $7,840 | 0.4% | $12.51 | — | — | 46131J103 |
| XPHDX | PIONEER FLOATING RATE TR | 735,307 | $7,743 | 0.4% | $10.29 | — | — | 72369J102 |
| — | NUVEEN CONNECTICUT QLTY MUN | 575,998 | $7,730 | 0.4% | $12.69 | — | — | 67060D107 |
| — | BLACKROCK MUNIYIELD CALI QLT | 533,467 | $7,677 | 0.3% | $13.43 | — | — | 09254N103 |
| — | BLACKROCK FLOAT RATE OME STR | 588,598 | $7,428 | 0.3% | $11.95 | — | — | 09255X100 |
| — | EATON VANCE SR INCOME TR | 1,151,001 | $7,044 | 0.3% | $6.35 | — | — | 27826S103 |
| — | FS KKR CAPITAL CORP | 1,184,929 | $6,908 | 0.3% | $5.33 | — | — | 302635107 |
| PRF | INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 | 58,499 | $6,895 | 0.3% | $118.76 | — | — | 46137V613 |
| — | NUVEEN AMT FREE MUN CR INC F | 406,587 | $6,802 | 0.3% | $13.73 | — | — | 67071L106 |
| — | NUVEEN GEORGIA QLTY MUN INC | 509,373 | $6,321 | 0.3% | $12.31 | — | — | 67072B107 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 504,300 | $6,309 | 0.3% | $11.82 | — | — | 64124K102 |
| — | BLACKROCK NY MUNI INC QLTY T | 459,194 | $6,309 | 0.3% | $12.64 | — | — | 09249U105 |
| — | ABERDEEN EMRG MRKTS EQT INM | 872,439 | $6,072 | 0.3% | $6.84 | — | — | 00301W105 |
| — | BLACKROCK MUNIYIELD NY QLTY | 458,157 | $5,984 | 0.3% | $12.48 | — | — | 09255E102 |
| — | MORGAN STANLEY EMER MKTS DEB | 644,278 | $5,921 | 0.3% | $9.57 | — | — | 61744H105 |
| — | CORNERSTONE STRATEGIC VALUE | 512,405 | $5,821 | 0.3% | $13.36 | — | — | 21924B302 |
| — | NUVEEN MICHIGAN QLT MUN INC | 370,325 | $5,170 | 0.2% | $13.96 | — | — | 670979103 |
| — | NUVEEN NEW YORK QLT MUN INC | 360,906 | $5,147 | 0.2% | $13.66 | — | — | 67066X107 |
| — | FIRST TR SR FLG RTE INCM FD | 428,766 | $5,145 | 0.2% | $11.49 | — | — | 33733U108 |
| — | NUVEEN MARYLAND QLT MUN INC | 382,002 | $5,100 | 0.2% | $13.35 | — | — | 67061Q107 |
| — | FRANKLIN LTD DURATION INC TR COM | 544,303 | $5,067 | 0.2% | $9.10 | — | — | 35472T101 |
| — | TORTOISE MIDSTRM ENERGY FD I | 395,426 | $4,860 | 0.2% | $14.89 | — | — | 89148B101 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4,839 | 0.2% | $25.83 | — | — | 84741T302 |
| — | BLACKROCK FLOATING RATE INCO | 383,237 | $4,702 | 0.2% | $11.71 | — | — | 091941104 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 327,794 | $4,586 | 0.2% | $12.49 | — | — | 64123C101 |
| — | EATON VANCE TAX MNGD BUY WRI | 481,135 | $4,580 | 0.2% | $8.78 | — | — | 27829M103 |
| — | PUTNAM MANAGED MUN INCOM TR | 569,815 | $4,456 | 0.2% | $7.82 | — | — | 746823103 |
| — | WESTERN ASSET CORPORATE LN F | 461,197 | $4,377 | 0.2% | $9.03 | — | — | 95790J102 |
| — | SPECIAL OPPORTUNITIES FD INC | 306,732 | $4,368 | 0.2% | $13.20 | — | — | 84741T104 |
| — | NUVEEN TEXAS QLTY MUN INCME | 314,160 | $4,364 | 0.2% | $13.89 | — | — | 670983105 |
| XPMAX | PIONEER MUN HIGH INCOME ADV | 369,478 | $4,042 | 0.2% | $10.94 | — | — | 723762100 |
| — | TUSCAN HLDGS CORP II | 400,000 | $4,020 | 0.2% | $10.05 | — | — | 90070A202 |
| — | SWISS HELVETIA FD INC | 486,441 | $3,906 | 0.2% | $8.03 | — | — | 870875101 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 441,719 | $3,900 | 0.2% | $8.79 | — | — | 641876800 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 296,694 | $3,848 | 0.2% | $12.83 | — | — | 09254G108 |
| — | NUVEEN INTER DURATION MN TMF | 279,996 | $3,844 | 0.2% | $12.55 | — | — | 670671106 |
| — | SPROTT FOCUS TR INC | 569,056 | $3,835 | 0.2% | $6.79 | — | — | 85208J109 |
| — | ROYCE MICRO-CAP TR INC | 457,823 | $3,681 | 0.2% | $8.07 | — | — | 780915104 |
| — | NUVEEN INT DUR QUAL MUN TRM | 269,233 | $3,680 | 0.2% | $12.49 | — | — | 670677103 |
| PXH | INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG | 178,753 | $3,589 | 0.2% | $21.14 | — | — | 46138E727 |
| — | INVESCO VALUE MUN INCOME TR | 229,788 | $3,530 | 0.2% | $15.36 | — | — | 46132P108 |
| — | BLACKROCK CORPOR HI YLD FD I | 326,298 | $3,508 | 0.2% | $10.77 | — | — | 09255P107 |
| — | DTF TAX-FREE INCOME INC | 239,986 | $3,473 | 0.2% | $13.90 | — | — | 23334J107 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 354,387 | $3,381 | 0.2% | $9.76 | — | — | 6706EN100 |
| — | PROFICIENT ALPHA ACQUSTN COR | 325,000 | $3,250 | 0.1% | $10.05 | — | — | 74317H204 |
| — | CHURCHILL CAP CORP II | 300,000 | $3,153 | 0.1% | $10.15 | — | — | 17143G205 |
| — | ANDINA ACQUISITION CORP III | 300,000 | $3,150 | 0.1% | $10.10 | — | — | G04415116 |
| — | LEISURE ACQUISITION CORP | 306,594 | $3,140 | 0.1% | $9.68 | — | — | 52539T107 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 300,000 | $3,105 | 0.1% | $9.95 | — | — | 80821R208 |
| — | GRAF INDL CORP | 300,000 | $3,090 | 0.1% | $10.01 | — | — | 384278206 |
| — | TKK SYMPHONY ACQUISITION COR | 300,000 | $3,054 | 0.1% | $10.18 | — | — | G88950103 |
| — | DD3 ACQUISITION CORP | 300,000 | $3,045 | 0.1% | $10.15 | — | — | G2692M103 |
| — | KAYNE ANDERSN MLP MIDS INVT | 210,192 | $3,039 | 0.1% | $17.56 | — | — | 486606106 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 134,084 | $2,973 | 0.1% | $23.90 | — | — | 67074R100 |
| — | WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD | 348,463 | $2,871 | 0.1% | $7.89 | — | — | 94987B105 |
| — | TRINE ACQUISITION CORP | 275,000 | $2,846 | 0.1% | $10.02 | — | — | 89628U207 |
| — | BLACKROCK LTD DURATION INC T | 179,741 | $2,809 | 0.1% | $14.84 | — | — | 09249W101 |
| — | NUVEEN SR INCOME FD | 481,434 | $2,773 | 0.1% | $5.52 | — | — | 67067Y104 |
| — | WESTERN ASSET GLOBAL CP DEFI | 156,495 | $2,726 | 0.1% | $15.49 | — | — | 95790C107 |
| — | HIGHLAND GLOBAL ALLOCATION F | 264,533 | $2,711 | 0.1% | $10.65 | — | — | 43010T104 |
| — | TUSCAN HOLDINGS CORP | 250,000 | $2,673 | 0.1% | $10.42 | — | — | 90069K203 |
| — | DWS MUN INCOME TR | 225,166 | $2,610 | 0.1% | $11.03 | — | — | 233368109 |
| — | OPES ACQUISITION CORP | 250,000 | $2,591 | 0.1% | $9.70 | — | — | 68373P100 |
| — | HIGH INCOME SECS FD | 300,944 | $2,555 | 0.1% | $8.38 | — | — | 42968F108 |
| — | AGBA ACQUISITION LTD | 250,000 | $2,545 | 0.1% | $10.02 | — | — | G0120M133 |
| — | BIG ROCK PARTNERS ACQUISI CO | 239,998 | $2,539 | 0.1% | $9.94 | — | — | 089482103 |
| — | BLACKROCK TCP CAPITAL CORP | 2,500,000 | $2,506 | 0.1% | $1.01 | — | — | 87238QAB9 |
| — | TEMPLETON EMERG MKTS INCOME | 274,972 | $2,494 | 0.1% | $11.09 | — | — | 880192109 |
| — | SOURCE CAP INC | 67,780 | $2,475 | 0.1% | $36.53 | — | — | 836144105 |
| — | ALLIANZGI CON INCM 2024 TARG | 260,401 | $2,458 | 0.1% | $8.87 | — | — | 01883H102 |
| — | INVESCO QUALITY MUNI INC TRS | 192,141 | $2,457 | 0.1% | $11.85 | — | — | 46133G107 |
| — | CLOUGH GLOBAL EQUITY FD | 213,025 | $2,450 | 0.1% | $11.50 | — | — | 18914C100 |
| VWO | VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | 60,746 | $2,446 | 0.1% | $39.35 | — | — | 922042858 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 136,324 | $2,444 | 0.1% | $17.93 | — | — | 65340G205 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 167,365 | $2,427 | 0.1% | $14.38 | — | — | 723653101 |
| — | 8I ENTERPRISES ACQUISITIN CO | 240,000 | $2,398 | 0.1% | $9.99 | — | — | G2956M104 |
| — | WEALTHBRIDGE ACQUISITION LTD | 225,000 | $2,340 | 0.1% | $10.04 | — | — | G4887W102 |
| — | WESTERN ASST INFLTN LKD INM | 199,133 | $2,308 | 0.1% | $11.62 | — | — | 95766Q106 |
| — | ROYCE VALUE TR INC | 167,669 | $2,307 | 0.1% | $11.74 | — | — | 780910105 |
| — | PURE ACQUISITION CORP | 224,996 | $2,306 | 0.1% | $9.65 | — | — | 74621Q106 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $2,304 | 0.1% | $9.60 | — | — | G9145A107 |
| — | SOUTH MTN MERGER CORP | 214,000 | $2,247 | 0.1% | $10.00 | — | — | 838884203 |
| — | BLACKROCK RES & COMM STRAT T | 299,805 | $2,243 | 0.1% | $8.39 | — | — | 09257A108 |
| — | FELLAZO INC | 225,000 | $2,241 | 0.1% | $9.96 | — | — | G3362K104 |
| — | GX ACQUISITION CORP | 200,000 | $2,218 | 0.1% | $10.05 | — | — | 36251A206 |
| — | EATON VANCE CA MUNI INCOME T | 161,246 | $2,167 | 0.1% | $12.36 | — | — | 27826F101 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 159,987 | $2,165 | 0.1% | $13.53 | — | — | 09254P108 |
| — | OHA INVT CORP | 1,629,169 | $2,118 | 0.1% | $3.42 | — | — | 67091U102 |
| — | HENNESSY CAP ACQUSTION CORP | 200,000 | $2,110 | 0.1% | $10.08 | — | — | 42589C203 |
| — | ALBERTON ACQUISITION CORP | 200,000 | $2,110 | 0.1% | $10.09 | — | — | G35006116 |
| — | AMCI ACQUISITION CORP | 200,000 | $2,070 | 0.1% | $9.95 | — | — | 00165R200 |
| — | GIGCAPITAL2 INC | 200,000 | $2,060 | 0.1% | $10.03 | — | — | 375036209 |
| — | MUDRICK CAP ACQUISITION CORP | 200,000 | $2,056 | 0.1% | $9.64 | — | — | 624745105 |
| — | LEO HOLDINGS CORP | 200,000 | $2,048 | 0.1% | $10.27 | — | — | G5463L105 |
| — | LEGACY ACQUISITION CORP | 200,000 | $2,040 | 0.1% | $9.64 | — | — | 524643103 |
| — | CRESCENT ACQUISITION CORP | 200,000 | $2,032 | 0.1% | $10.00 | — | — | 22564L204 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 133,929 | $2,025 | 0.1% | $12.62 | — | — | 670651108 |
| — | NETFIN ACQUISITION CORP | 200,000 | $2,018 | 0.1% | $10.09 | — | — | G6455A123 |
| — | SILVER SPIKE ACQUISITION COR | 200,000 | $2,018 | 0.1% | $10.09 | — | — | G8136L122 |
| — | BOXWOOD MERGER CORP | 200,000 | $2,015 | 0.1% | $10.07 | — | — | 10319T101 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $1,832 | 0.1% | $9.73 | — | — | 382788107 |
| — | INDIA FD INC | 85,386 | $1,753 | 0.1% | $23.85 | — | — | 454089103 |
| — | FINTECH ACQUISITION CORP III | 150,000 | $1,602 | 0.1% | $9.96 | — | — | 31811A309 |
| — | ORISUN ACQUISITION CORP | 160,000 | $1,600 | 0.1% | $10.00 | — | — | 68632T208 |
| — | CF FIN ACQUISITION CORP | 150,000 | $1,588 | 0.1% | $10.00 | — | — | 12528N206 |
| — | MEGALITH FINL ACQUISITION CO | 150,000 | $1,569 | 0.1% | $10.10 | — | — | 58518F208 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $1,563 | 0.1% | $9.75 | — | — | 89615T106 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 120,812 | $1,543 | 0.1% | $12.77 | — | — | 09254C107 |
| RPLA/U | REPLAY ACQUISITION CORP | 150,000 | $1,539 | 0.1% | $10.02 | — | — | G75130123 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $1,531 | 0.1% | $9.58 | — | — | 92243N103 |
| — | B RILEY PRINCIPAL MERGER COR | 150,000 | $1,515 | 0.1% | $9.98 | — | — | 05586Y205 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 116,195 | $1,448 | 0.1% | $10.86 | — | — | 723763108 |
| — | LAZARD WORLD DIVID & INCOME | 153,458 | $1,433 | 0.1% | $9.81 | — | — | 521076109 |
| — | MEXICO EQUITY & INCOME FD | 133,273 | $1,402 | 0.1% | $10.62 | — | — | 592834105 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 33,904 | $1,393 | 0.1% | $41.26 | — | — | 921943858 |
| — | NEW PROVIDENCE ACQUISITIN CO | 135,000 | $1,362 | 0.1% | $10.09 | — | — | 64822P205 |
| — | NUVEEN MUNICIPAL CREDIT INC | 81,345 | $1,320 | 0.1% | $16.23 | — | — | 67070X101 |
| — | VOYA EMERGING MKTS HIGH DIVI | 183,999 | $1,319 | 0.1% | $7.51 | — | — | 92912P108 |
| — | TENZING ACQUISITION CORP | 125,000 | $1,310 | 0.1% | $10.06 | — | — | G8708A124 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $1,280 | 0.1% | $9.61 | — | — | 88633A107 |
| — | HL ACQUISITIONS CORP | 125,000 | $1,275 | 0.1% | $9.56 | — | — | G4603R106 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 118,000 | $1,214 | 0.1% | $9.70 | — | — | G8959N106 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 90,919 | $1,163 | 0.1% | $12.79 | — | — | 09254A101 |
| — | EATON VANCE MUNI INCOME TRUS | 84,679 | $1,091 | 0.0% | $12.88 | — | — | 27826U108 |
| — | HEALTH SCIENCES ACQUSTN CORP | 100,000 | $1,073 | 0.0% | $10.60 | — | — | 42227C201 |
| — | MFS CALIF MUN FD | 83,526 | $1,071 | 0.0% | $10.58 | — | — | 59318C106 |
| — | CHASERG TECHNLGY ACQUISITN C | 100,000 | $1,065 | 0.0% | $9.98 | — | — | 16166A202 |
| — | EATON VANCE NY MUNI INCOME T | 79,256 | $1,062 | 0.0% | $13.40 | — | — | 27826W104 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $1,057 | 0.0% | $10.24 | — | — | G56372108 |
| — | INSURANCE ACQUISITION CORP | 100,000 | $1,042 | 0.0% | $10.10 | — | — | 457867307 |
| — | ACT II GLOBAL ACQUISITION CO | 100,000 | $1,038 | 0.0% | $10.12 | — | — | G0080J112 |
| — | EDTECHX HLDGS ACQUISITION CO | 100,000 | $1,037 | 0.0% | $9.98 | — | — | 28138X202 |
| — | HAYMAKER ACQUISITION CORP II | 100,000 | $1,033 | 0.0% | $10.21 | — | — | 42087L200 |
| — | LF CAP ACQUISITION CORP | 100,000 | $1,026 | 0.0% | $9.60 | — | — | 50200K108 |
| — | PIVOTAL ACQUISITION CORP | 100,000 | $1,018 | 0.0% | $10.15 | — | — | 72583A101 |
| — | ALLEGRO MERGER CORP | 100,000 | $1,016 | 0.0% | $9.53 | — | — | 01749N103 |
| — | DUFF & PHELPS UTIL CORP BD T | 109,732 | $1,014 | 0.0% | $9.24 | — | — | 26432K108 |
| — | TRINITY MERGER CORP | 96,000 | $1,002 | 0.0% | $9.77 | — | — | 89653L106 |
| — | BLACKROCK MUNI N Y INTER DUR | 63,257 | $931 | 0.0% | $13.84 | — | — | 09255F109 |
| — | BLACKROCK NY MUN INCOME TR I | 61,553 | $881 | 0.0% | $12.81 | — | — | 09249R102 |
| — | FIRST TR SR FLOATING RATE 20 | 98,986 | $876 | 0.0% | $8.29 | — | — | 33740K101 |
| — | CORNERSTONE TOTAL RTRN FD IN | 75,427 | $829 | 0.0% | $12.77 | — | — | 21924U300 |
| — | MONOCLE ACQUISITION CORP | 75,000 | $783 | 0.0% | $10.04 | — | — | 609754205 |
| — | GREENLAND ACQUISITIN CORPORA | 75,000 | $776 | 0.0% | $9.67 | — | — | G40981139 |
| — | THUNDER BRDG ACQUISTION II L | 75,000 | $764 | 0.0% | $10.19 | — | — | G8857S124 |
| — | BLACKROCK ENHANCED INTL DIV | 134,102 | $725 | 0.0% | $5.41 | — | — | 092524107 |
| — | INVESCO ADVANTAGE MUNICIPAL | 57,411 | $645 | 0.0% | $11.23 | — | — | 46132E103 |
| — | APOLLO SR FLOATING RATE FD I | 38,574 | $572 | 0.0% | $14.52 | — | — | 037636107 |
| — | BLACKROCK NY MUNICIPAL BOND | 37,044 | $545 | 0.0% | $14.73 | — | — | 09249P106 |
| — | FAR PT ACQUISITION CORP | 49,995 | $511 | 0.0% | $9.68 | — | — | 30734W109 |
| — | APEX TECHNOLOGY ACQUISITN CO | 50,000 | $510 | 0.0% | $10.20 | — | — | 03768F201 |
| — | PIVOTAL INVT CORP II | 50,000 | $509 | 0.0% | $10.18 | — | — | 72582K209 |
| — | BLACKROCK ENHANCED GBL DIV T | 40,580 | $423 | 0.0% | $10.42 | — | — | 092501105 |
| — | PIMCO ENRGY TACTICAL CR OPP | 23,508 | $412 | 0.0% | $19.62 | — | — | 69346N107 |
| — | MORGAN STANLEY EM MKTS DM DE | 60,650 | $400 | 0.0% | $6.60 | — | — | 617477104 |
| XENWX | EATON VANCE NEW YORK MUN BD | 29,462 | $367 | 0.0% | $12.46 | — | — | 27827Y109 |
| — | VOYA GLBL EQTY DIV & PREM OP | 60,535 | $363 | 0.0% | $6.00 | — | — | 92912T100 |
| — | CHARDAN HEALTHCARE ACQUISITI | 30,000 | $305 | 0.0% | $10.17 | — | — | 15957A108 |
| SCPE/U | SC HEALTH CORP | 25,000 | $259 | 0.0% | $10.36 | — | — | G78516302 |
| — | GDL FUND | 27,411 | $252 | 0.0% | $9.22 | — | — | 361570104 |
| — | COLLIER CREEK HOLDINGS | 20,000 | $214 | 0.0% | $10.05 | — | — | G22707122 |
| XNYVX | NUVEEN NEW YORK MUN VALUE FD | 14,134 | $200 | 0.0% | $14.15 | — | — | 670706100 |
| — | COHEN & STEERS GLOBAL INC BL | 20,612 | $188 | 0.0% | $9.12 | — | — | 19248M103 |
| — | CHARDAN HEALTHCARE ACQUISITI | 200,000 | $158 | 0.0% | $0.79 | — | — | 15957A116 |
| — | BOXWOOD MERGER CORP | 200,000 | $140 | 0.0% | $0.70 | — | — | 10319T119 |
| — | PIVOTAL ACQUISITION CORP | 100,000 | $134 | 0.0% | $1.35 | — | — | 72583A119 |
| — | MUDRICK CAP ACQUISITION CORP | 200,000 | $126 | 0.0% | $0.64 | — | — | 624745113 |
| — | TRINITY MERGER CORP | 96,000 | $122 | 0.0% | $0.40 | — | — | 89653L114 |
| — | PURE ACQUISITION CORP | 112,498 | $118 | 0.0% | $1.28 | — | — | 74621Q114 |
| — | LEISURE ACQUISITION CORP | 153,297 | $115 | 0.0% | $0.81 | — | — | 52539T115 |
| — | PENSARE ACQUISITION CORP | 349,994 | $105 | 0.0% | $0.50 | — | — | 70957E121 |
| — | 8I ENTERPRISES ACQUISITIN CO | 240,000 | $105 | 0.0% | $0.44 | — | — | G2956M120 |
| — | DD3 ACQUISITION CORP | 300,000 | $102 | 0.0% | $0.34 | — | — | G2692M111 |
| — | 8I ENTERPRISES ACQUISITIN CO | 240,000 | $97 | 0.0% | $0.40 | — | — | G2956M112 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $83 | 0.0% | $0.42 | — | — | G9145A131 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $75 | 0.0% | $0.52 | — | — | 92243N111 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $74 | 0.0% | $0.56 | — | — | 88633A115 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $72 | 0.0% | $0.36 | — | — | G9145A115 |
| — | TKK SYMPHONY ACQUISITION COR | 300,000 | $72 | 0.0% | $0.24 | — | — | G88950137 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $70 | 0.0% | $0.56 | — | — | 382788115 |
| — | LEGACY ACQUISITION CORP | 200,000 | $70 | 0.0% | $0.44 | — | — | 524643111 |
| — | BIG ROCK PARTNERS ACQUISI CO | 239,998 | $53 | 0.0% | $0.46 | — | — | 089482129 |
| — | GREENLAND ACQUISITIN CORPORA | 75,000 | $45 | 0.0% | $0.36 | — | — | G40981113 |
| — | OPES ACQUISITION CORP | 250,000 | $45 | 0.0% | $0.36 | — | — | 68373P118 |
| — | KBL MERGER CORP IV | 230,000 | $41 | 0.0% | $0.29 | — | — | 48242A120 |
| — | AKAZOO SA | 52,523 | $40 | 0.0% | $0.76 | — | — | L0164E116 |
| — | PENSARE ACQUISITION CORP | 174,997 | $38 | 0.0% | $5.82 | — | — | 70957E113 |
| — | HL ACQUISITIONS CORP | 125,000 | $34 | 0.0% | $0.40 | — | — | G4603R130 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $34 | 0.0% | $0.37 | — | — | G8959N122 |
| — | HL ACQUISITIONS CORP | 125,000 | $33 | 0.0% | $0.36 | — | — | G4603R122 |
| — | LF CAP ACQUISITION CORP | 100,000 | $32 | 0.0% | $0.55 | — | — | 50200K116 |
| — | TKK SYMPHONY ACQUISITION COR | 300,000 | $27 | 0.0% | $0.09 | — | — | G88950129 |
| — | ALLEGRO MERGER CORP | 100,000 | $26 | 0.0% | $0.40 | — | — | 01749N129 |
| — | ALLEGRO MERGER CORP | 100,000 | $23 | 0.0% | $0.35 | — | — | 01749N111 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $23 | 0.0% | $0.32 | — | — | 89615T114 |
| — | KBL MERGER CORP IV | 230,000 | $21 | 0.0% | $0.20 | — | — | 48242A112 |
| — | BIG ROCK PARTNERS ACQUISI CO | 119,999 | $20 | 0.0% | $0.40 | — | — | 089482111 |
| — | FAR PT ACQUISITION CORP | 16,665 | $20 | 0.0% | $1.62 | — | — | 30734W117 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $20 | 0.0% | $0.20 | — | — | G8959N114 |
| — | GREENLAND ACQUISITIN CORPORA | 75,000 | $15 | 0.0% | $0.27 | — | — | G40981105 |