Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 18, 2020
Total Value: $1.493B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN QUALITY MUNCP INCOME | 5,499,636 | $75.56M | 5.1% | $13.52 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 4,184,226 | $56.65M | 3.8% | $13.59 | — | COM | 670657105 |
| — | WESTERN AST INFL LKD OPP & I | 4,903,585 | $46.88M | 3.1% | $10.66 | — | COM | 95766R104 |
| — | EATON VANCE LTD DUR INCOME F | 3,726,767 | $39.39M | 2.6% | $13.27 | — | COM | 27828H105 |
| — | WESTERN ASSET HIGH INCM OPP | 8,081,584 | $34.02M | 2.3% | $5.00 | — | COM | 95766K109 |
| — | EATON VANCE MUN BD FD | 2,704,527 | $33.75M | 2.3% | $12.54 | — | COM | 27827X101 |
| — | WESTERN ASSET GLB HI INCOME | 4,249,413 | $31.79M | 2.1% | $9.19 | — | COM | 95766B109 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 2,986,012 | $31.47M | 2.1% | $12.36 | — | COM | 10537L104 |
| BBDC | BARINGS BDC INC | 3,946,404 | $29.52M | 2.0% | $5.24 | -0.0% | COM | 06759L103 |
| — | PGIM GLOBAL HIGH YIELD FD INC | 2,482,017 | $27.45M | 1.8% | $13.84 | — | COM | 69346J106 |
| — | NUVEEN AMT FREE MUN CR INC F | 1,865,500 | $27.39M | 1.8% | $15.70 | — | COM | 67071L106 |
| — | VOYA PRIME RATE TR | 7,165,176 | $26.58M | 1.8% | $4.84 | — | COM | 92913A100 |
| — | BLACKROCK DEBT STRAT FD INC | 3,096,596 | $26.17M | 1.8% | $10.61 | — | COM | 09255R202 |
| — | HIGHLAND INCOME FUNDHIGHLAND INCOME | 2,932,617 | $25.02M | 1.7% | $13.82 | — | COM | 43010E404 |
| — | BLACKROCK MUNIYIELD QLTY FD | 1,897,474 | $24.25M | 1.6% | $13.35 | — | COM | 09254E103 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,169,593 | $23.64M | 1.6% | $8.75 | — | COM | 67073D102 |
| — | NUVEEN CA QUALTY MUN INCOME | 1,600,463 | $21.91M | 1.5% | $13.50 | — | COM | 67066Y105 |
| — | TEMPLETON GLOBAL INCOME FD | 3,996,268 | $21.38M | 1.4% | $6.97 | — | COM | 880198106 |
| — | INVESCO DYNAMIC CR OPP FD | 2,223,331 | $17.74M | 1.2% | $11.02 | — | COM | 46132R104 |
| — | NEW MTN FIN | 21,000,000 | $17.22M | 1.2% | $25.29 | — | CORPNOTE 5.750% 8/1 | 647551AC4 |
| — | DUFF & PHELPS UTIL CORP BD T | 2,028,860 | $16.98M | 1.1% | $8.49 | — | COM | 26432K108 |
| — | INVESCO TR INVT GRADE MUNS | 1,397,539 | $16.9M | 1.1% | $12.72 | — | COM | 46131M106 |
| GBDC | GOLUB CAP BDC INC | 1,330,677 | $16.71M | 1.1% | $9.19 | -0.2% | COM | 38173M102 |
| — | WESTERN ASSET EMRG MKT DEBT | 1,555,312 | $16.38M | 1.1% | $15.00 | — | COM | 95766A101 |
| — | BLACKROCK CR ALLCTN INC TR | 1,299,457 | $15.15M | 1.0% | $13.37 | — | COM | 092508100 |
| — | INVESCO SR INCOME TR | 4,491,902 | $14.46M | 1.0% | $4.00 | — | COM | 46131H107 |
| — | PGIM HIGH YIELD BOND FUND INC | 1,245,838 | $14.43M | 1.0% | $13.83 | — | COM | 69346H100 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 2,153,026 | $14.17M | 0.9% | $8.36 | — | COM | 00326L100 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 1,006,234 | $13.41M | 0.9% | $13.62 | — | COM | 09254L107 |
| — | BLACKROCK TCP CAPITAL | 15,000,000 | $13.21M | 0.9% | $0.88 | — | CORPNOTE 4.625% 3/0 | 87238QAD5 |
| ARCC | ARES CAP CORP | 1,211,881 | $13.06M | 0.9% | $9.57 | 0.0% | COM | 04010L103 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,356,378 | $13.04M | 0.9% | $12.43 | — | COM | 01883A107 |
| — | BLACKROCK MUNIYIELD NY QLTY | 1,463,473 | $12.41M | 0.8% | $9.65 | — | COM | 09255E102 |
| — | COHEN & STEERS QUALITY RLTY | 1,351,053 | $12.21M | 0.8% | $9.04 | — | COM | 19247L106 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 1,313,394 | $12.16M | 0.8% | $10.13 | — | COM | 01879R106 |
| — | EATON VANCE FLTG RATE INCOM | 1,045,193 | $12.16M | 0.8% | $13.65 | — | COM | 278284104 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 964,774 | $12.06M | 0.8% | $12.59 | — | COM | 670656107 |
| — | PIMCO ENRGY TACTICAL CR OPP | 2,169,354 | $11.65M | 0.8% | $15.31 | — | COM | 69346N107 |
| — | BLACKROCK CAPITAL | 12,600,000 | $10.57M | 0.7% | $0.87 | — | INVESTMENTNOTE 5.000% 6/1 | 092533AC2 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 1,257,555 | $10.39M | 0.7% | $15.39 | — | COM | 65340G205 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 800,996 | $10.09M | 0.7% | $13.41 | — | COM | 09255C106 |
| XPHDX | PIONEER FLOATING RATE TR | 1,313,124 | $10.04M | 0.7% | $9.56 | — | COM | 72369J102 |
| — | PUTNAM MUN OPPORTUNITIES TR | 797,557 | $9.515M | 0.6% | $12.00 | — | COM | 746922103 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 668,401 | $8.896M | 0.6% | $13.97 | — | COM | 670972108 |
| — | BLACKROCK MUNICIPL INC QLTY | 665,219 | $8.814M | 0.6% | $13.51 | — | COM | 092479104 |
| — | INVESCO MUN OPPORTUNITY TR | 745,484 | $8.536M | 0.6% | $11.04 | — | COM | 46132C107 |
| — | FIRST TR HIGH INCOME L/S FD | 687,031 | $8.361M | 0.6% | $14.50 | — | COM | 33738E109 |
| — | EATON VANCE SR INCOME TR | 1,768,225 | $8.152M | 0.5% | $6.37 | — | COM | 27826S103 |
| — | BLACKROCK NY MUNI INC QLTY T | 651,102 | $8.139M | 0.5% | $12.80 | — | COM | 09249U105 |
| — | SOURCE CAP INC | 263,148 | $8.076M | 0.5% | $36.38 | — | COM | 836144105 |
| — | INVESCO MUN TR | 679,913 | $7.955M | 0.5% | $12.49 | — | COM | 46131J103 |
| — | NUVEEN GEORGIA QLTY MUN INC | 667,231 | $7.927M | 0.5% | $12.35 | — | COM | 67072B107 |
| — | INVESCO VALUE MUN INCOME TR | 560,225 | $7.922M | 0.5% | $14.14 | — | COM | 46132P108 |
| — | WELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD | 1,214,449 | $7.748M | 0.5% | $6.38 | — | COM | 94987B105 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 600,719 | $7.659M | 0.5% | $13.16 | — | COM | 01864U106 |
| — | BLACKROCK RES & COMM STRAT T | 1,441,601 | $7.266M | 0.5% | $5.82 | — | COM | 09257A108 |
| — | VOYA GLBL EQTY DIV & PREM OP | 1,559,160 | $7.11M | 0.5% | $5.11 | — | COM | 92912T100 |
| — | NUVEEN GLOBAL HIGH IN | 610,577 | $6.826M | 0.5% | $15.49 | — | COM | 67075G103 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 470,730 | $6.666M | 0.4% | $13.72 | — | COM | 670651108 |
| — | FIRST TR SR FLG RTE INCM FD | 682,997 | $6.495M | 0.4% | $11.80 | — | COM | 33733U108 |
| — | ADAM NAT RES FD INC | 775,232 | $6.427M | 0.4% | $11.03 | — | COM | 00548F105 |
| — | ALLIANZGI ART INTEL & TECH | 394,363 | $6.31M | 0.4% | $16.00 | — | COM | 01883M101 |
| — | OAKTREE SPECIALTY LENDING CO | 1,938,535 | $6.281M | 0.4% | $3.24 | — | COM | 67401P108 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,190,056 | $6.2M | 0.4% | $5.21 | — | COM | 617477104 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 482,428 | $6.122M | 0.4% | $12.80 | — | COM | 09248E102 |
| — | ABERDEEN EMRG MRKTS EQT INM | 1,179,674 | $6.111M | 0.4% | $6.51 | — | COM | 00301W105 |
| — | NUVEEN MARYLAND QLT MUN INC | 478,094 | $6.038M | 0.4% | $13.37 | — | COM | 67061Q107 |
| — | WESTERN ASSET HIGH INCM FD I | 1,178,625 | $5.905M | 0.4% | $5.48 | — | COM | 95766J102 |
| — | ARES DYNAMIC CR ALLOCATION F | 544,939 | $5.88M | 0.4% | $14.52 | — | COM | 04014F102 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 503,408 | $5.824M | 0.4% | $11.82 | — | COM | 64124K102 |
| — | INTERPRIVATE ACQUISITION COR | 300,000 | $5.595M | 0.4% | $18.65 | — | COM | 46064A202 |
| — | SWISS HELVETIA FD INC | 789,381 | $5.486M | 0.4% | $8.20 | — | COM | 870875101 |
| — | DTF TAX-FREE INCOME INC | 387,640 | $5.408M | 0.4% | $13.94 | — | COM | 23334J107 |
| GNRUQ | GREENROSE ACQUISITION CORP | 300,000 | $5.295M | 0.4% | $17.65 | — | COM | 395392202 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 474,508 | $5.006M | 0.3% | $10.51 | — | COM | 27828A100 |
| — | ANDINA ACQUISITION CORP III | 300,000 | $4.995M | 0.3% | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| — | DMY TECHNOLOGY GROUP INC | 250,000 | $4.913M | 0.3% | $19.65 | — | COM | 233253202 |
| — | CLOUGH GLOBAL EQUITY FD | 545,289 | $4.826M | 0.3% | $11.18 | — | COM | 18914C100 |
| — | NUVEEN MICHIGAN QLT MUN INC | 351,817 | $4.721M | 0.3% | $14.00 | — | COM | 670979103 |
| — | EATON VANCE FLTING RATE INC | 457,859 | $4.693M | 0.3% | $12.92 | — | COM | 278279104 |
| — | TEMPLETON EMERG MKTS INCOME | 626,072 | $4.683M | 0.3% | $8.32 | — | COM | 880192109 |
| — | WEALTHBRIDGE ACQUISITION LTD | 225,000 | $4.646M | 0.3% | $10.14 | — | COM | G4887W110 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.625M | 0.3% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | Yunhong International | 200,000 | $4.53M | 0.3% | $22.65 | — | COM | G98882114 |
| — | NUVEEN OHIO QLTY MUN INCOME | 305,068 | $4.494M | 0.3% | $14.97 | — | COM | 670980101 |
| — | INVESCO HIGH INCOME TR II | 415,251 | $4.447M | 0.3% | $14.23 | — | COM | 46131F101 |
| — | ROYCE MICRO-CAP TR INC | 784,042 | $4.359M | 0.3% | $7.80 | — | COM | 780915104 |
| — | ATLAS TECHNICAL CONSULTANTS | 200,000 | $4.33M | 0.3% | $21.65 | — | COM | 049430119 |
| — | NUVEEN MUNICIPAL CREDIT INC | 303,735 | $4.274M | 0.3% | $14.07 | — | COM | 67070X101 |
| — | NUVEEN NEW YORK QLT MUN INC | 313,748 | $4.12M | 0.3% | $13.51 | — | COM | 67066X107 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 331,970 | $4.1M | 0.3% | $12.82 | — | COM | 09254G108 |
| — | HIGHLAND GLOBAL ALLOCATION F | 924,265 | $4.021M | 0.3% | $9.16 | — | COM | 43010T104 |
| — | TUSCAN HLDGS CORP II | 400,000 | $4M | 0.3% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | DELAWARE ENHANCED GBL DIV & | 524,184 | $3.905M | 0.3% | $11.26 | — | COM | 246060107 |
| — | East Stone Acquisition Corporation | 165,000 | $3.902M | 0.3% | $23.65 | — | COM | G2911D124 |
| — | MERIDA MERGER CORP I | 400,000 | $3.876M | 0.3% | $9.74 | — | COM | 58953M106 |
| — | BLACKROCK FLOAT RATE OME STR | 382,671 | $3.831M | 0.3% | $11.12 | — | COM | 09255X100 |
| — | ADVENT CONVERTIBLE & INCOME | 359,764 | $3.828M | 0.3% | $14.05 | — | COM | 00764C109 |
| — | BLACKROCK NY MUNICIPAL BOND | 268,183 | $3.763M | 0.3% | $14.40 | — | COM | 09249P106 |
| — | Newborn Acquisition Corp | 150,000 | $3.698M | 0.2% | $24.65 | — | COM | G6463T130 |
| — | KAYNE ANDERSN MLP MIDS INVT | 978,470 | $3.552M | 0.2% | $14.38 | — | COM | 486606106 |
| — | EATON VANCE MUNI INCOME TRUS | 292,220 | $3.501M | 0.2% | $11.98 | — | COM | 27826U108 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 468,233 | $3.479M | 0.2% | $9.14 | — | COM | 6706EN100 |
| — | PROFICIENT ALPHA ACQUSTN COR | 325,000 | $3.393M | 0.2% | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | Shaolin Capital Management Llc | 125,000 | $3.206M | 0.2% | $25.65 | — | COM | G4809J114 |
| — | FLYING EAGLE ACQUISITION CORP | 120,000 | $3.198M | 0.2% | $26.65 | — | COM | 34407Y202 |
| — | NUVEEN ENHANCED MUN VALUE FD | 244,245 | $3.185M | 0.2% | $13.04 | — | COM | 67074M101 |
| — | SPROTT FOCUS TR INC | 630,724 | $3.179M | 0.2% | $6.69 | — | COM | 85208J109 |
| — | CHURCHILL CAP CORP II | 300,000 | $3.135M | 0.2% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 300,000 | $3.093M | 0.2% | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | INVESCO QUALITY MUNI INC TRS | 260,293 | $3.048M | 0.2% | $12.01 | — | COM | 46133G107 |
| — | NUVEEN MUN VALUE FD INC | 310,373 | $3.029M | 0.2% | $9.76 | — | COM | 670928100 |
| — | PIMCO HIGH INCOME FD | 612,765 | $3.003M | 0.2% | $7.30 | — | COM | 722014107 |
| — | GRAF INDL CORP | 284,380 | $2.972M | 0.2% | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 300,000 | $2.97M | 0.2% | $10.08 | — | UNIT 10/31/2026 | G0232J127 |
| — | ROYCE GLOBAL VALUE TR INC | 363,724 | $2.924M | 0.2% | $8.04 | — | COM | 78081T104 |
| — | SPECIAL OPPORTUNITIES FD INC | 305,583 | $2.903M | 0.2% | $13.14 | — | COM | 84741T104 |
| — | LIV CAP ACQUISITION CORP | 294,940 | $2.89M | 0.2% | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 271,769 | $2.851M | 0.2% | $12.92 | — | COM | 723653101 |
| — | TRINE ACQUISITION CORP | 275,000 | $2.783M | 0.2% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | LifeSci Acquisition Corp | 100,000 | $2.765M | 0.2% | $27.65 | — | COM | 53228P208 |
| PXH | INVESCO EXCHNG TRADED FD TRFTSE RAFI EMNG | 178,753 | $2.758M | 0.2% | $21.14 | — | COM | 46138E727 |
| — | NEUBERGER BERMAN HGH YLD FD | 315,208 | $2.736M | 0.2% | $10.02 | — | COM | 64128C106 |
| — | GREENVISION ACQUISITION CORP | 275,000 | $2.736M | 0.2% | $10.09 | — | UNIT 10/28/2024 | 39678G202 |
| — | BLACKROCK MUNI N Y INTER DUR | 184,610 | $2.705M | 0.2% | $14.56 | — | COM | 09255F109 |
| — | NUVEEN FLOATING RATE INCOME | 354,427 | $2.676M | 0.2% | $7.55 | — | COM | 67072T108 |
| — | BLACKROCK MUN 2020 TERM TR | 179,567 | $2.634M | 0.2% | $14.67 | — | COM | 09249X109 |
| — | AGBA ACQUISITION LTD | 250,000 | $2.555M | 0.2% | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | WESTERN ASSET HGH YLD DFNDFD | 205,306 | $2.531M | 0.2% | $12.33 | — | COM | 95768B107 |
| — | TUSCAN HOLDINGS CORP | 250,000 | $2.528M | 0.2% | $10.42 | — | UNIT 99/99/9999 | 90069K203 |
| — | KAYNE ANDERSON MDSTM ENERGY | 747,082 | $2.488M | 0.2% | $3.33 | — | COM | 48661E108 |
| — | VOYA NAT RES EQUITY INCOME F | 1,122,345 | $2.424M | 0.2% | $2.59 | — | COM | 92913C106 |
| — | ABERDEEN ASIA PACIFIC INCOM | 715,694 | $2.419M | 0.2% | $3.38 | — | COM | 003009107 |
| — | BLACKROCK ENHANCED GBL DIV T | 288,832 | $2.394M | 0.2% | $10.37 | — | COM | 092501105 |
| VWO | VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF | 70,000 | $2.349M | 0.2% | $38.58 | — | COM | 922042858 |
| — | PURE ACQUISITION CORP | 224,996 | $2.338M | 0.2% | $9.65 | — | COM | 74621Q106 |
| — | FELLAZO INC | 225,000 | $2.284M | 0.2% | $9.96 | — | UNIT 99/99/9999 | G3362K104 |
| — | LEISURE ACQUISITION CORP | 207,923 | $2.268M | 0.2% | $9.68 | — | COM | 52539T107 |
| — | GALILEO ACQUISITION CORP | 235,000 | $2.256M | 0.2% | $10.24 | — | UNIT 99/99/9999 | G3770A128 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 186,603 | $2.239M | 0.2% | $12.71 | — | COM | 09254C107 |
| — | 8I ENTERPRISES ACQUISITIN CO | 216,128 | $2.161M | 0.1% | $9.99 | — | COM | G2956M104 |
| — | ALTA EQUIPMENT GROUP INC | 74,998 | $2.149M | 0.1% | $28.65 | — | COM | 02128L114 |
| — | SOUTH MTN MERGER CORP | 214,000 | $2.129M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | GIGCAPITAL2 INC | 200,000 | $2.084M | 0.1% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | LEO HOLDINGS CORP | 200,000 | $2.06M | 0.1% | $10.27 | — | COM | G5463L105 |
| — | AMCI ACQUISITION CORP | 200,000 | $2.06M | 0.1% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | HENNESSY CAP ACQUSTION CORP | 200,000 | $2.058M | 0.1% | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | CRESCENT ACQUISITION CORP | 200,000 | $2.05M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | GX ACQUISITION CORP | 200,000 | $2.02M | 0.1% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | NETFIN ACQUISITION CORP | 200,000 | $2.014M | 0.1% | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| — | BIG ROCK PARTNERS ACQUISI CO | 67,700 | $2.007M | 0.1% | $9.94 | — | COM | 089482103 |
| — | ALBERTON ACQUISITION CORP | 200,000 | $2.002M | 0.1% | $10.09 | — | UNIT 04/22/2020 | G35006116 |
| — | PIVOTAL INVT CORP II | 200,000 | $1.992M | 0.1% | $10.20 | — | UNIT 06/01/2025 | 72582K209 |
| — | SILVER SPIKE ACQUISITION COR | 200,000 | $1.99M | 0.1% | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| — | OSPREY TECHNLGY AQUISTION CO | 202,400 | $1.975M | 0.1% | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | LANDCADIA HLDGS II INC | 200,000 | $1.96M | 0.1% | $10.13 | — | UNIT 05/09/2026 | 51476X204 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 200,000 | $1.9M | 0.1% | $10.07 | — | UNIT 12/01/2026 | 03212A204 |
| — | BLACKROCK MULTI-SECTOR INC T | 144,743 | $1.747M | 0.1% | $16.50 | — | COM | 09258A107 |
| — | CF FIN ACQUISITION CORP | 150,000 | $1.641M | 0.1% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | ORISUN ACQUISITION CORP | 160,000 | $1.632M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| — | EAGLE GRWTH & INCOME OPPTY F | 152,537 | $1.617M | 0.1% | $11.74 | — | COM | 26958J105 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $1.596M | 0.1% | $9.58 | — | COM | 92243N103 |
| — | MEGALITH FINL ACQUISITION CO | 150,000 | $1.59M | 0.1% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | ROYCE VALUE TR INC | 161,805 | $1.565M | 0.1% | $11.77 | — | COM | 780910105 |
| — | FINTECH ACQUISITION CORP III | 150,000 | $1.535M | 0.1% | $9.96 | — | UNIT 12/01/2023 | 31811A309 |
| — | Mangrove Partners | 49,998 | $1.532M | 0.1% | $30.64 | — | COM | 39813G117 |
| XNYVX | NUVEEN NEW YORK MUN VALUE FD | 110,384 | $1.499M | 0.1% | $14.06 | — | COM | 670706100 |
| RPLA/U | REPLAY ACQUISITION CORP | 150,000 | $1.472M | 0.1% | $10.02 | — | UNIT 03/01/2024 | G75130123 |
| — | BLACKROCK CORPOR HI YLD FD I | 167,281 | $1.472M | 0.1% | $8.80 | — | COM | 09255P107 |
| — | UNION ACQUISITION CORP II | 150,000 | $1.464M | 0.1% | $10.19 | — | UNIT 99/99/9999 | G9402Q118 |
| — | PIMCO INCOME STRATEGY FUND I | 189,919 | $1.44M | 0.1% | $7.58 | — | COM | 72201J104 |
| — | EDTECHX HLDGS ACQUISITION CO | 83,894 | $1.426M | 0.1% | $10.27 | — | COM | 28138X103 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 119,163 | $1.424M | 0.1% | $12.74 | — | COM | 09254A101 |
| — | NEW PROVIDENCE ACQUISITIN CO | 135,000 | $1.387M | 0.1% | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | WESTERN ASST MNGD MUN FD INC | 114,155 | $1.365M | 0.1% | $11.96 | — | COM | 95766M105 |
| — | ARES CAP | 1,500,000 | $1.358M | 0.1% | $0.91 | — | CORPNOTE 3.750% 2/0 | 04010LAT0 |
| — | TPG SPECIALTY LENDING INC | 1,500,000 | $1.356M | 0.1% | $0.90 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | HIGH INCOME SECS FD | 198,409 | $1.296M | 0.1% | $8.38 | — | COM | 42968F108 |
| — | BLACKROCK FLOATING RATE INCO | 132,010 | $1.295M | 0.1% | $11.71 | — | COM | 091941104 |
| — | TENZING ACQUISITION CORP | 125,000 | $1.281M | 0.1% | $10.06 | — | UNIT 08/24/2024 | G8708A124 |
| — | BLACKROCK ENHANCED INTL DIV | 284,551 | $1.28M | 0.1% | $5.29 | — | COM | 092524107 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 86,980 | $1.256M | 0.1% | $14.44 | — | COM | 12812C106 |
| — | FIRST TR SR FLOATING RATE 20 | 169,112 | $1.24M | 0.1% | $7.33 | — | COM | 33740K101 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 118,000 | $1.239M | 0.1% | $9.70 | — | COM | G8959N106 |
| — | BLACKROCK MUN 2030 TAR TERM | 54,332 | $1.232M | 0.1% | $22.72 | — | COM | 09257P105 |
| — | HERZFELD CARIBBEAN BASIN FD | 352,854 | $1.226M | 0.1% | $5.63 | — | COM | 42804T106 |
| — | INVESCO ADVANTAGE MUNICIPAL | 118,037 | $1.212M | 0.1% | $10.71 | — | COM | 46132E103 |
| — | HANCOCK JOHN INV TRUSTTAX ADV | 237,404 | $1.189M | 0.1% | $6.92 | — | COM | 41013P749 |
| — | FIRST TR ABERDEEN GLBL OPP F | 130,671 | $1.15M | 0.1% | $8.80 | — | COM | 337319107 |
| — | TPG SPECIALTY LENDING INC | 79,844 | $1.111M | 0.1% | $13.91 | — | COM | 87265K102 |
| — | BLACKROCK LTD DURATION INC T | 85,914 | $1.084M | 0.1% | $12.62 | — | COM | 09249W101 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $1.07M | 0.1% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| TCPC | BLACKROCK TCP CAP CORP | 167,515 | $1.047M | 0.1% | $12.41 | 0.0% | COM | 09259E108 |
| — | NUVEEN INT DUR QUAL MUN TRM | 78,213 | $1.043M | 0.1% | $12.49 | — | COM | 670677103 |
| — | INSURANCE ACQUISITION CORP | 100,000 | $1.038M | 0.1% | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | EATON VANCE TAX MNGD BUY WRI | 135,717 | $1.038M | 0.1% | $8.78 | — | COM | 27829M103 |
| — | LF CAP ACQUISITION CORP | 100,000 | $1.035M | 0.1% | $9.60 | — | COM | 50200K108 |
| — | HAYMAKER ACQUISITION CORP II | 100,000 | $1.01M | 0.1% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | GORDON POINTE ACQUISITION CO | 99,163 | $1.007M | 0.1% | $9.73 | — | COM | 382788107 |
| — | INDIA FD INC | 73,606 | $1.003M | 0.1% | $23.85 | — | COM | 454089103 |
| — | PROPTECH ACQUISITION CORPORA | 100,000 | $994K | 0.1% | $10.25 | — | UNIT 10/01/2026 | 74349F200 |
| — | EATON VANCE NY MUNI INCOME | 80,051 | $993K | 0.1% | $13.31 | — | COM | 27826W104 |
| — | ACT II GLOBAL ACQUISITION CO | 99,996 | $987K | 0.1% | $10.11 | — | COM | G0080J104 |
| — | CIIG MERGER CORP | 100,000 | $980K | 0.1% | $10.16 | — | UNIT 12/31/2026 | 12559C202 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 72,214 | $950K | 0.1% | $12.49 | — | COM | 64123C101 |
| — | NUVEEN PFD & INCOME 2022 TER | 45,446 | $868K | 0.1% | $19.10 | — | COM | 67075T105 |
| — | ALLEGRO MERGER CORP | 75,351 | $850K | 0.1% | $9.53 | — | COM | 01749N103 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 60,721 | $794K | 0.1% | $13.49 | — | COM | 09254P108 |
| — | PIMCO DYNMIC CREDIT AND MRT | 46,928 | $789K | 0.1% | $16.81 | — | COM | 72202D106 |
| — | DWS MUN INCOME TR | 72,691 | $784K | 0.1% | $11.07 | — | COM | 233368109 |
| — | PIMCO INCOME OPPORTUNITY FD | 38,196 | $772K | 0.1% | $20.21 | — | COM | 72202B100 |
| — | THUNDER BRDG ACQUISTION II L | 75,000 | $764K | 0.1% | $10.19 | — | UNIT 99/99/9999 | G8857S124 |
| — | MONOCLE ACQUISITION CORP | 75,000 | $754K | 0.1% | $10.19 | — | COM | 609754106 |
| — | EATON VANCE HIGH INCOME 2021 | 83,907 | $739K | 0.0% | $8.81 | — | COM | 27829W101 |
| — | STABLE RD ACQUISITION CORP | 67,500 | $678K | 0.0% | $10.30 | — | UNIT 05/15/2026 | 85236Q208 |
| — | CORNERSTONE STRATEGIC VALUE | 80,057 | $650K | 0.0% | $13.36 | — | COM | 21924B302 |
| — | CORNERSTONE TOTAL RTRN FD IN | 81,449 | $648K | 0.0% | $9.01 | — | COM | 21924U300 |
| — | VOYA EMERGING MKTS HIGH DIVI | 107,003 | $624K | 0.0% | $7.57 | — | COM | 92912P108 |
| — | HEALTHCARE MERGER CORP | 50,000 | $515K | 0.0% | $10.36 | — | UNIT 12/17/2021 | 42227L201 |
| — | APEX TECHNOLOGY ACQUISITN CO | 50,000 | $508K | 0.0% | $10.20 | — | UNIT 06/11/2026 | 03768F201 |
| — | FAR PT ACQUISITION CORP | 49,995 | $506K | 0.0% | $9.68 | — | COM | 30734W109 |
| — | BLACKROCK SCIENCE & TECH TR | 24,107 | $402K | 0.0% | $20.50 | — | COM | 09260K101 |
| — | NUVEEN HIGH INCOME 2020 TARG | 44,284 | $391K | 0.0% | $8.83 | — | COM | 67075L102 |
| — | NUVEEN MUN 2021 TARGET TERM | 40,999 | $387K | 0.0% | $9.44 | — | COM | 670687102 |
| — | BLACKROCK FLA MUN 2020 TERM | 23,538 | $340K | 0.0% | $14.44 | — | COM | 09250M109 |
| — | TEMPLETON EMERGING MKTS FD I | 26,457 | $295K | 0.0% | $11.15 | — | COM | 880191101 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $292K | 0.0% | $0.52 | — | W EXP 05/11/202 | 92243N111 |
| — | PCM FUND INC | 34,461 | $274K | 0.0% | $7.95 | — | COM | 69323T101 |
| — | PIMCO INCOME STRATEGY FUND | 31,655 | $267K | 0.0% | $8.43 | — | COM | 72201H108 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 36,137 | $265K | 0.0% | $7.33 | — | COM | 00302M106 |
| SCPE/U | SC HEALTH CORP | 25,000 | $255K | 0.0% | $10.36 | — | UNIT 99/99/9999 | G78516302 |
| — | IMMUNOVANT INC | 100,000 | $240K | 0.0% | $2.00 | — | W EXP 12/18/202 | 45258J110 |
| — | NUVEEN CALIF MUNICPAL VALU F | 16,133 | $237K | 0.0% | $14.69 | — | COM | 6706EB106 |
| — | COLLIER CREEK HOLDINGS | 20,000 | $204K | 0.0% | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 21,699 | $176K | 0.0% | $8.11 | — | COM | 09253R105 |
| — | BROOGE HLDGS LTD | 212,900 | $170K | 0.0% | $0.74 | — | W EXP 12/20/202 | G1611B115 |
| — | NUVEEN AMT-FREE MUN VALUE FD | 10,500 | $164K | 0.0% | $15.62 | — | COM | 670695105 |
| XENWX | EATON VANCE NEW YORK MUN BD | 12,526 | $145K | 0.0% | $11.58 | — | COM | 27827Y109 |
| MCI | BARINGS CORPORATE INVS | 10,750 | $125K | 0.0% | $11.63 | — | COM | 06759X107 |
| — | BIOMX INC | 200,000 | $120K | 0.0% | $0.47 | — | W EXP 10/16/202 | 09090D111 |
| — | TORTOISE ENERGY INDEPENDENC | 101,251 | $116K | 0.0% | $4.34 | — | COM | 89148K101 |
| — | WEALTHBRIDGE ACQUISITION LTD | 225,000 | $104K | 0.0% | $0.33 | — | RIGHT 11/02/2023 | G4887W136 |
| — | 8I ENTERPRISES ACQUISITIN CO | 240,000 | $101K | 0.0% | $0.40 | — | W EXP 10/29/202 | G2956M112 |
| — | MERIDA MERGER CORP I | 199,997 | $100K | 0.0% | $0.50 | — | W EXP 11/07/202 | 58953M114 |
| — | 8I ENTERPRISES ACQUISITIN CO | 240,000 | $94,000 | 0.0% | $0.44 | — | RIGHT 10/29/2020 | G2956M120 |
| — | PURE ACQUISITION CORP | 75,112 | $74,000 | 0.0% | $1.28 | — | W EXP 04/17/202 | 74621Q114 |
| — | MUDRICK CAP ACQUISITION CORP | 200,000 | $70,000 | 0.0% | $0.64 | — | W EXP 02/12/202 | 624745113 |
| — | THL CREDIT INC | 25,805 | $68,000 | 0.0% | $2.64 | — | COM | 872438106 |
| — | PENSARE ACQUISITION CORP | 349,994 | $49,000 | 0.0% | $0.50 | — | RIGHT 99/99/9999 | 70957E121 |
| — | EDTECHX HLDGS ACQUISITION CO | 80,510 | $47,000 | 0.0% | $0.36 | — | W EXP 12/31/202 | 28138X111 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 33,070 | $46,000 | 0.0% | $1.39 | — | COM | 18469Q108 |
| — | LEGACY ACQUISITION CORP | 177,900 | $44,000 | 0.0% | $0.44 | — | W EXP 11/30/202 | 524643111 |
| — | ACT II GLOBAL ACQUISITION CO | 49,998 | $35,000 | 0.0% | $1.00 | — | W EXP 04/30/202 | G0080J120 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $32,000 | 0.0% | $0.56 | — | W EXP 07/30/202 | 382788115 |
| — | KBL MERGER CORP IV | 208,800 | $31,000 | 0.0% | $0.29 | — | RIGHT 04/09/2020 | 48242A120 |
| — | BIG ROCK PARTNERS ACQUISI CO | 239,998 | $31,000 | 0.0% | $0.46 | — | RIGHT 12/01/2022 | 089482129 |
| — | WEALTHBRIDGE ACQUISITION LTD | 225,000 | $29,000 | 0.0% | $0.08 | — | W EXP 01/31/202 | G4887W128 |
| — | LEISURE ACQUISITION CORP | 153,297 | $26,000 | 0.0% | $0.81 | — | W EXP 12/05/201 | 52539T115 |
| — | LF CAP ACQUISITION CORP | 100,000 | $26,000 | 0.0% | $0.55 | — | W EXP 06/22/202 | 50200K116 |
| — | MONOCLE ACQUISITION CORP | 75,000 | $23,000 | 0.0% | $0.75 | — | W EXP 12/06/202 | 609754114 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $14,000 | 0.0% | $0.32 | — | W EXP 05/09/202 | 89615T114 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $13,000 | 0.0% | $0.37 | — | RIGHT 06/05/2020 | G8959N122 |
| — | OPES ACQUISITION CORP | 250,000 | $13,000 | 0.0% | $0.36 | — | W EXP 03/13/202 | 68373P118 |
| — | HL ACQUISITIONS CORP | 125,000 | $10,000 | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | PENSARE ACQUISITION CORP | 174,897 | $9,000 | 0.0% | $5.82 | — | W EXP 07/27/202 | 70957E113 |
| — | KBL MERGER CORP IV | 124,200 | $9,000 | 0.0% | $0.20 | — | W EXP 01/15/202 | 48242A112 |
| — | FAR PT ACQUISITION CORP | 16,665 | $9,000 | 0.0% | $1.62 | — | W EXP 06/01/202 | 30734W117 |
| — | ALLEGRO MERGER CORP | 100,000 | $9,000 | 0.0% | $0.40 | — | RIGHT 12/31/2023 | 01749N129 |
| — | BIG ROCK PARTNERS ACQUISI CO | 119,999 | $8,000 | 0.0% | $0.40 | — | W EXP 12/01/202 | 089482111 |
| — | HL ACQUISITIONS CORP | 125,000 | $6,000 | 0.0% | $0.36 | — | W EXP 06/21/202 | G4603R122 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $5,000 | 0.0% | $0.20 | — | W EXP 05/06/202 | G8959N114 |
| — | ALLEGRO MERGER CORP | 100,000 | $5,000 | 0.0% | $0.35 | — | W EXP 01/06/202 | 01749N111 |