Location: Minneapolis, MN
CIK: 0000944361 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 17, 2014
Total Value: $468M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SCHG | Schwab US Large Cap Growth ETF | 1,539,957 | $75.73M | 16.2% | $49.18 * | $5.46 | +12.5% | US LRG CAP ETF | 808524300 |
| SCHV | Schwab US Large Cap Value ETF | 1,690,839 | $72.1M | 15.4% | $42.64 * | $13.21 | +7.6% | US LCAP VA ETF | 808524409 |
| VEA | Vanguard FTSE Developed Market | 808,637 | $32.14M | 6.9% | $39.75 | $39.42 | +0.8% | FTSE DEV MKT ETF | 921943858 |
| — | Guggenheim Multi Asset Income | 1,244,987 | $30.29M | 6.5% | $24.33 | $24.40 | — | GUG MULTI ASSET | 18383M506 |
| SDY | SPDR S&P Dividend | 390,785 | $29.29M | 6.3% | $74.94 | $68.95 | +8.7% | S&P DIVID ETF | 78464A763 |
| SCHF | Schwab FTSE Developed ex US | 600,962 | $18.64M | 4.0% | $31.02 * | $15.13 | +2.5% | INTL EQTY ETF | 808524805 |
| — | Powershares RAFI Emerging Mark | 721,903 | $14.61M | 3.1% | $20.24 | $20.27 | — | EMER MRKT PORT | 73936T763 |
| — | PowerShares FTSE US 1500 Small | 135,233 | $12.72M | 2.7% | $94.03 | $93.25 | — | SENIOR LN PORT | 73935X567 |
| FGD | First Trust DJ Gbl Sel Divd In | 459,903 | $12.24M | 2.6% | $26.61 | $24.69 | +7.8% | DJ GLBL DIVID | 33734X200 |
| — | Morgan Stanley Emerging Market | 1,011,054 | $11.94M | 2.6% | $11.81 | $13.16 | — | COM | 617477104 |
| — | SPDR Nuveen Barclys Capital Sh | 358,905 | $8.759M | 1.9% | $24.40 | $24.40 | — | NUVN BR SHT MUNI | 78464a425 |
| IVW | Ishare SP500 Bar Growth | 77,746 | $8.305M | 1.8% | $106.82 * | $22.15 | +20.5% | S&P 500 GRWT ETF | 464287309 |
| IVE | Ishare SP500 Bar Value | 89,059 | $8.022M | 1.7% | $90.08 | $79.35 | +13.5% | S&P 500 VAL ETF | 464287408 |
| — | Flexshares IBoxx 3 Yr TGT Dura | 306,827 | $7.582M | 1.6% | $24.71 | $24.92 | — | IBOXX 3R TARGT | 33939l506 |
| VEU | Vanguard FTSE All-World ETF | 144,747 | $7.127M | 1.5% | $49.24 | $46.92 | +4.9% | ALLWRLD EX US | 922042775 |
| USB | US Bank Corp | 145,408 | $6.082M | 1.3% | $41.83 * | $24.34 | +16.2% | COM NEW | 902973304 |
| IWD | iShares Russell 1000 Value | 59,681 | $5.973M | 1.3% | $100.08 | $87.18 | +14.8% | RUS 1000 VAL ETF | 464287598 |
| IWF | iShares Russell 1000 Growth | 62,113 | $5.691M | 1.2% | $91.62 * | $19.41 | +18.0% | RUS 1000 GRW ETF | 464287614 |
| VWO | Vanguard FTSE Emerging Markets | 133,793 | $5.581M | 1.2% | $41.71 | $39.73 | +5.0% | FTSE EMR MKT ETF | 922042858 |
| EFA | iShares MSCI EAFE | 81,266 | $5.211M | 1.1% | $64.12 | $61.83 | +3.7% | MSCI EAFE ETF | 464287465 |
| — | Nuveen Performance Plus Muni F | 343,751 | $4.984M | 1.1% | $14.50 | $13.52 | — | COM | 67062P108 |
| MINT | PIMCO Enhanced Short Maturity | 47,998 | $4.865M | 1.0% | $101.36 | $101.34 | +0.0% | ENHAN SHRT MAT | 72201R833 |
| IJH | Ishare S&P MidCap 400 Index | 34,237 | $4.682M | 1.0% | $136.75 * | $24.10 | +13.5% | CORP S&P MCP ETF | 464287507 |
| LQD | Ishares GS $ Investop Corp. Bo | 34,742 | $4.107M | 0.9% | $118.21 | $113.13 | +4.5% | IBOXX INV CP ETF | 464287242 |
| — | Nuveen Muni High Inc Opp Commo | 313,837 | $4.092M | 0.9% | $13.04 | $11.77 | — | COM | 670682103 |
| DON | Wisdom Tree Mid Cap Dividend F | 51,679 | $4.045M | 0.9% | $78.27 * | $22.92 | +13.9% | MIDCAP DIVI FD | 97717W505 |
| IJR | iShares Tr S&P Mid Cap 600 Idx | 38,289 | $3.994M | 0.9% | $104.31 * | $47.42 | +10.0% | CORE S&P SCP ETF | 464287804 |
| XMHIX | Pioneer Muni Hi Income Trust | 189,754 | $2.894M | 0.6% | $15.25 | $13.91 | — | COM | 723763108 |
| SCHX | Schwab U.S. Large-Cap ETF | 59,716 | $2.806M | 0.6% | $46.99 * | $6.61 | +18.4% | US LRG CAP ETF | 808524201 |
| — | FlexShares Morningstar Global | 79,913 | $2.749M | 0.6% | $34.40 | $34.31 | — | MORNSTAR UPSTR | 33939l407 |
| VUG | Vanguard Growth ETF | 26,730 | $2.664M | 0.6% | $99.66 * | $13.90 | +19.5% | GROWTH ETF | 922908736 |
| HYG | I Shares IBoxx High Yield Corp | 26,628 | $2.448M | 0.5% | $91.93 | $91.73 | +0.2% | IBOXX HI YD ETF | 464288513 |
| BSV | Vanguard Short Term Bond ETF | 28,209 | $2.259M | 0.5% | $80.08 | $80.12 | -0.1% | SHORT TRM BOND | 921937827 |
| IWV | Russell 3000 Index I Shares | 19,211 | $2.244M | 0.5% | $116.81 | $100.21 | +16.5% | RUSSELL 3000 ETF | 464287689 |
| VTV | Vanguard Value ETF | 27,144 | $2.204M | 0.5% | $81.20 | $70.56 | +15.1% | VALUE ETF | 922908744 |
| IEI | I Shares Barclays 3-7 | 17,682 | $2.145M | 0.5% | $121.31 | $120.44 | +0.7% | 3-7 YR TR BD ETF | 464288661 |
| RWX | SPDR DJ Wilshire International | 43,743 | $1.811M | 0.4% | $41.40 | $41.42 | -0.0% | DJ INTL RL ETF | 78463X863 |
| XPMAX | Pioneer Muni Hi Inc | 119,423 | $1.81M | 0.4% | $15.16 | $13.10 | — | TOTL RETN ETF | 723762100 |
| SCHC | Schwab Int'l Small-Cap Equity | 55,725 | $1.746M | 0.4% | $31.33 | $33.13 | -5.4% | INTL SCEQT ETF | 808524888 |
| ELD | Wisdom Tree Emerging Markets L | 38,792 | $1.73M | 0.4% | $44.60 | $48.32 | -7.7% | EM LCL DEBT FD | 97717X867 |
| — | Nuveen Divd Adv Muni Fd | 115,742 | $1.602M | 0.3% | $13.84 | $12.86 | — | COM | 67066V101 |
| IWM | iShares Russell 2000 | 14,390 | $1.574M | 0.3% | $109.38 | $106.50 | +2.7% | RUSSELL 2000 ETF | 464287655 |
| — | SPDR DB Internationl Govt Infl | 24,991 | $1.468M | 0.3% | $58.74 | $58.74 | — | DB INTL GVT ETF | 78464a490 |
| VTIP | Vanguard Shrt-Term Infl-Prot S | 27,992 | $1.382M | 0.3% | $49.37 | $49.35 | +0.0% | STRM INFPROIDX | 922020805 |
| MCD | McDonalds Corp | 14,151 | $1.342M | 0.3% | $94.83 * | $70.01 | +1.7% | COM | 580135101 |
| VSS | Vanguard FTSE ETF World Ex Sma | 12,665 | $1.293M | 0.3% | $102.09 | $95.50 | +6.9% | FTSE SMCAP ETF | 922042718 |
| — | Guggenheim ETF Trust 2 Timber | 51,553 | $1.212M | 0.3% | $23.51 | $23.65 | — | GUGG TIMBER ETF | 18383Q879 |
| — | Midsouth Bank | 64,212 | $1.201M | 0.3% | $18.70 | $15.50 | — | COM | 598039105 |
| EEM | I Shares MSCI Emerging Markets | 28,142 | $1.17M | 0.3% | $41.57 | $40.86 | +1.7% | MSCI EMG MKT ETF | 464287234 |
| — | SPDR Barclays Cptl Shrt Term C | 37,360 | $1.147M | 0.2% | $30.70 | $30.70 | — | BARC SHT TR CP | 78464a474 |
| — | Powershares ETF Senior Loan Po | 46,729 | $1.135M | 0.2% | $24.29 | $24.72 | — | COM SHS | 73936Q769 |
| — | Medtronic Inc. | 16,626 | $1.03M | 0.2% | $61.95 | $53.56 | — | COM | 585055106 |
| — | Ishares Comex Gold Trust | 84,806 | $992K | 0.2% | $11.70 | $12.89 | — | ISHARES | 464285105 |
| VPL | Vanguard Pacific ETF | 16,294 | $966K | 0.2% | $59.29 | $58.52 | +1.3% | MEGA CAP GRO ETF | 922042866 |
| XOM | Exxon Mobil Corp | 10,228 | $962K | 0.2% | $94.06 * | $55.94 | +4.1% | COM | 30231G102 |
| — | Market Vectors ETF Trust | 39,929 | $952K | 0.2% | $23.84 | $23.84 | — | MTG REIT ETF | 57060U324 |
| ORCL | Oracle Corp | 20,239 | $775K | 0.2% | $38.29 * | $27.30 | +18.5% | COM | 68389X105 |
| VGK | Vanguard European ETF | 13,967 | $771K | 0.2% | $55.20 | $53.45 | +3.3% | FTSE EUROPE ETF | 922042874 |
| USCI | US Commodity Index Fund | 13,787 | $760K | 0.2% | $55.12 | $55.79 | -1.2% | COMM IDX FND | 911717106 |
| — | Nuveen PA Investment Quality M | 54,382 | $741K | 0.2% | $13.63 | $13.32 | — | COM | 670972108 |
| — | Invesco Value Municipal Income | 48,346 | $734K | 0.2% | $15.18 | $14.19 | — | COM | 46132P108 |
| — | Express Scripts Holding Compan | 10,283 | $726K | 0.2% | $70.60 | $70.60 | — | COM | 302182100 |
| — | Nuveen Real Estate Inc Fund | 67,445 | $709K | 0.2% | $10.51 | $10.71 | — | COM | 67071B108 |
| — | General Growth Pptys Inc | 29,415 | $693K | 0.1% | $23.56 | $19.30 | — | COM | 370023103 |
| CBSH | Commerce Bancshares Inc Missouri | 14,028 | $626K | 0.1% | $44.63 * | $23.29 | +6.8% | COM | 200525103 |
| EZU | iShares MSCI EMU Index | 14,481 | $558K | 0.1% | $38.53 | $35.63 | +8.0% | EMI ETF | 464286608 |
| HRL | Hormel Foods Corp. | 10,494 | $539K | 0.1% | $51.36 * | $15.84 | +24.5% | COM | 440452100 |
| — | Nuveen Mun Value Fd | 53,309 | $502K | 0.1% | $9.42 | $9.04 | — | COM | 670928100 |
| — | Nuveen Municipal Opportunity F | 34,211 | $488K | 0.1% | $14.26 | $13.77 | — | COM | 670984103 |
| T | AT&T Corp | 12,283 | $433K | 0.1% | $35.25 * | $10.98 | +8.6% | COM | 00206R102 |
| — | General Electric Co. | 14,998 | $384K | 0.1% | $25.60 | $27.60 | — | COM | 369604103 |
| INTC | Intel Corp. | 11,040 | $384K | 0.1% | $34.78 * | $18.12 | +46.5% | COM | 458140100 |
| PFE | Pfizer Inc. | 12,023 | $356K | 0.1% | $29.61 * | $17.62 | -0.8% | COM | 717081103 |