CIK: 0001517666 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value ($000): $85,945 (96.1% shares, 3.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | POWERSHARES DB US DOL IND BU | 424,100 | $10,191 | 11.9% | $25.14 | — | DOLL INDX BULL | 73936D107 |
| — | KAYNE ANDERSON ACQUISITION | 791,363 | $7,684 | 8.9% | $9.72 | — | COM | 48661U102 |
| OFS | OFS CAPITAL CORP | 498,774 | $5,935 | 6.9% | $13.64 | -8.3% | COM | 67103B100 |
| — | MARLIN BUSINESS SERVICES INC | 189,252 | $4,239 | 4.9% | $21.41 | — | COM | 571157106 |
| — | SILVER RUN ACQUISITION COR-A | 426,415 | $4,226 | 4.9% | $9.91 | — | COM CL A | 82812A103 |
| — | ENBRIDGE ENERGY PARTNERS LP | 272,717 | $3,766 | 4.4% | $15.99 | — | COM | 29250R106 |
| — | ENBRIDGE ENERGY MANAGEMENT LLC | 234,100 | $3,135 | 3.6% | $13.39 | — | SHS UNIT LLI | 29250X103 |
| MCS | MARCUS CORPORATION | 108,031 | $2,955 | 3.4% | $27.36 | +0.7% | COM | 566330106 |
| — | VANTAGE ENERGY ACQUISITION | 289,480 | $2,814 | 3.3% | $9.73 | — | CL A | 92211L105 |
| — | PLAYA HOTELS & RESORTS NV | 228,205 | $2,462 | 2.9% | $10.61 | — | SHS | N70544106 |
| HUNTF | HUNTER MARITIME ACQUISITION | 240,229 | $2,345 | 2.7% | $9.80 | -0.1% | CL A | Y37828111 |
| — | LORAL SPACE & COMMUNICATIONS | 51,391 | $2,264 | 2.6% | $41.16 | — | COM | 543881106 |
| — | JAMBA INC | 272,649 | $2,198 | 2.6% | $8.26 | — | COM | 47023A309 |
| — | RLJ LODGING TR | 76,153 | $2,057 | 2.4% | $27.01 | — | CUM CONV PFD A ADDED | 74965L200 |
| — | FIESTA RESTAURANT GROUP | 101,051 | $1,920 | 2.2% | $23.51 | — | COM | 31660B101 |
| MSTR | MICROSTRATEGY INC | 14,125 | $1,855 | 2.2% | $13.83 | -2.9% | CL A NEW | 594972408 |
| — | VEREIT INC | 222,073 | $1,730 | 2.0% | $8.14 | — | COM | 92339V100 |
| — | EQUITY COMMONWEALTH | 50,912 | $1,553 | 1.8% | $30.50 | — | COM SH BEN INT | 294628102 |
| — | FOREST CITY REALTY TRUST | 60,195 | $1,451 | 1.7% | $20.84 | — | COM CL A | 345605109 |
| — | POAGE BANKSHARES INC | 62,774 | $1,318 | 1.5% | $18.88 | — | COM | 730206109 |
| — | SABAN CAPITAL ACQUISITION CORP | 127,964 | $1,271 | 1.5% | $9.93 | — | COM CL A | 78516C106 |
| — | HERBALIFE LTD | 1,250,000 | $1,256 | 1.5% | $1.00 | — | NOTE 2.000% 8/19 | 42703MAB9 |
| — | SOCIAL CAPITAL HEDOSOPHIA HO | 121,300 | $1,224 | 1.4% | $10.09 | — | CL A | G8250R103 |
| C | CITIGROUP INC | 16,350 | $1,217 | 1.4% | $43.73 | +29.1% | COM | 172967424 |
| — | CINER RESOURCES LP | 47,111 | $1,183 | 1.4% | $25.08 | — | COM UNIT LTD | 172464109 |
| AER | AERCAP HOLDINGS NV | 21,600 | $1,136 | 1.3% | $50.35 | +1.8% | SHS | N00985106 |
| — | LANDCADIA HOLDINGS INC | 100,000 | $994 | 1.2% | $10.00 | — | CL A | 51476W107 |
| FNWB | FIRST NORTHWEST BANCORP | 58,799 | $958 | 1.1% | $14.11 | +7.9% | COM | 335834107 |
| WFC | WELLS FARGO & CO | 15,015 | $911 | 1.1% | $42.74 | +5.5% | COM | 949746101 |
| — | GORES HOLDINGS II INC | 90,000 | $895 | 1.0% | $9.94 | — | COM CL A | 382867109 |
| — | OSPREY ENERGY ACQUISITION CO | 89,047 | $855 | 1.0% | $9.60 | — | CL A COM | 688397108 |
| — | GTY TECHNOLOGY HOLDINGS INC | 80,300 | $797 | 0.9% | $9.97 | — | CL A | G4182A102 |
| — | CAREER EDUCATION CORP | 66,004 | $797 | 0.9% | $9.66 | — | COM | 141665109 |
| JPM | JPMORGAN CHASE & CO | 7,300 | $781 | 0.9% | $68.54 | +18.7% | COM | 46625H100 |
| PCG | PG&E CORP | 16,500 | $740 | 0.9% | $55.37 | 0.0% | COM | 69331C108 |
| — | HOPFED BANCORP INC | 50,233 | $708 | 0.8% | $14.34 | — | COM | 439734104 |
| — | NICHOLAS FINANCIAL INC | 71,256 | $627 | 0.7% | $8.98 | — | COM NEW | 65373J209 |
| LPLA | LPL FINANCIAL HOLDINGS INC | 10,800 | $617 | 0.7% | $46.02 | +14.4% | COM | 50212V100 |
| — | ATLANTIC POWER CORP | 250,726 | $589 | 0.7% | $2.45 | — | COM NEW | 04878Q863 |
| SFBC | SOUND FINANCIAL BANCORP INC | 12,560 | $427 | 0.5% | $22.06 | +29.6% | COM | 83607A100 |
| — | WESTMORELAND COAL CO | 309,035 | $374 | 0.4% | $2.60 | — | COM | 960878106 |
| FUNC | FIRST UNITED CORP | 18,617 | $324 | 0.4% | $11.47 | +17.3% | COM | 33741H107 |
| NODK | NI HOLDINGS INC | 18,500 | $314 | 0.4% | $17.26 | +1.5% | COM | 65342T106 |
| WCFB | WCF BANCORP INC | 31,700 | $302 | 0.4% | $9.95 | — | COM | 92940L103 |
| — | XERIUM TECHNOLOGIES INC | 52,400 | $223 | 0.3% | $4.26 | — | COM | 98416J118 |
| BXC | BLUELINX HOLDINGS INC | 15,071 | $147 | 0.2% | $9.36 | 0.0% | COM NEW | 09624H208 |
| RDI | READING INTERNATIONAL INC | 8,312 | $139 | 0.2% | $15.71 | 0.0% | CL A | 755408101 |
| — | LINCOLN NATIONAL | 3,350 | $41 | 0.0% | — | — | Put | 534187959 |