Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 14, 2020
Total Value: $1.759B (94.4% shares, 5.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN AMT FREE QLTY MUN INC | 6,865,713 | $95.43M | 5.4% | $13.71 | — | COM | 670657105 |
| — | NUVEEN QUALITY MUNCP INCOME | 6,623,517 | $92.86M | 5.3% | $13.60 | — | COM | 67066V101 |
| — | WESTERN AST INFL LKD OPP & I | 4,785,804 | $52.45M | 3.0% | $10.66 | — | COM | 95766R104 |
| — | EATON VANCE LTD DURATION INC | 4,254,399 | $47.95M | 2.7% | $13.02 | — | COM | 27828H105 |
| — | WESTERN ASSET GLOBAL HIGH IN | 5,125,552 | $47.41M | 2.7% | $9.20 | — | COM | 95766B109 |
| — | VOYA PRIME RATE TR | 11,156,108 | $45.41M | 2.6% | $4.56 | — | SH BEN INT | 92913A100 |
| — | WESTERN ASSET HIGH INCM OPP | 8,615,668 | $39.8M | 2.3% | $4.98 | — | COM | 95766K109 |
| — | EATON VANCE MUN BD FD | 2,990,420 | $38.04M | 2.2% | $12.56 | — | COM | 27827X101 |
| — | NUVEEN CA QUALTY MUN INCOME | 2,342,264 | $33.42M | 1.9% | $13.74 | — | COM | 67066Y105 |
| BBDC | BARINGS BDC INC | 4,162,712 | $33.05M | 1.9% | $5.17 | -21.9% | COM | 06759L103 |
| — | NEW MTN FIN CORP | 34,390,000 | $32.75M | 1.9% | $15.81 | — | NOTE 5.750% 8/1 | 647551AC4 |
| GBDC | GOLUB CAP BDC INC | 2,726,517 | $31.76M | 1.8% | $7.78 | -17.3% | COM | 38173M102 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 2,455,992 | $31.24M | 1.8% | $13.84 | — | COM | 69346J106 |
| — | NUVEEN AMT FREE MUN CR INC F | 2,012,416 | $30.75M | 1.7% | $15.67 | — | COM | 67071L106 |
| — | BLACKROCK CAP INVT CORP | 29,867,000 | $28.05M | 1.6% | $0.91 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 2,384,937 | $27.52M | 1.6% | $12.36 | — | COM | 10537L104 |
| — | NUVEEN CR STRATEGIES INCOME | 4,496,293 | $26.26M | 1.5% | $8.54 | — | COM SHS | 67073D102 |
| — | HIGHLAND INCOME FD | 3,221,960 | $25.94M | 1.5% | $13.30 | — | HIGHLAND INCOME | 43010E404 |
| — | BLACKROCK TCP CAPITAL CORP | 25,308,000 | $25.05M | 1.4% | $0.93 | — | NOTE 4.625% 3/0 | 87238QAD5 |
| — | TEMPLETON GLOBAL INCOME FD | 4,573,279 | $24.56M | 1.4% | $6.77 | — | COM | 880198106 |
| — | BLACKROCK MUNIYIELD QUALITY | 1,863,986 | $24.27M | 1.4% | $13.35 | — | COM | 09254E103 |
| — | BLACKROCK DEBT STRATEGIES FD | 2,540,540 | $23.7M | 1.3% | $10.61 | — | COM NEW | 09255R202 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 2,075,082 | $21.83M | 1.2% | $13.47 | — | COM NEW | 65340G205 |
| — | WESTERN ASSET EMERGING MKTS | 1,519,741 | $18.72M | 1.1% | $15.00 | — | COM | 95766A101 |
| — | INVESCO SR INCOME TR | 5,301,794 | $18.34M | 1.0% | $3.92 | — | COM | 46131H107 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 2,046,695 | $18.22M | 1.0% | $11.02 | — | COM | 46132R104 |
| — | INVESCO CALIF MUN INCOME TR | 1,256,679 | $18.16M | 1.0% | $14.31 | — | COM | 46132P108 |
| — | INVESCO TR INVT GRADE MUNS | 1,433,450 | $17.26M | 1.0% | $12.70 | — | COM | 46131M106 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 1,317,972 | $16.98M | 1.0% | $12.67 | — | COM | 670656107 |
| — | EATON VANCE FLTG RATE INCOM | 1,199,580 | $16.59M | 0.9% | $13.67 | — | COM SHS BEN INT | 278284104 |
| — | PGIM HIGH YIELD BOND FUND IN | 1,173,755 | $15.53M | 0.9% | $13.83 | — | COM | 69346H100 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 1,529,663 | $15.45M | 0.9% | $10.13 | — | COM | 01879R106 |
| — | WELLS FARGO INCOME OPPORTUNI | 1,886,982 | $13.25M | 0.8% | $6.61 | — | WF INC OPPTY FD | 94987B105 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 882,572 | $13.18M | 0.7% | $14.29 | — | COM | 670651108 |
| — | OAKTREE SPECIALTY LENDING CO | 2,946,908 | $13.17M | 0.7% | $3.66 | — | COM | 67401P108 |
| — | INVESCO MUN OPPORTUNITY TR | 1,042,988 | $12.37M | 0.7% | $11.27 | — | COM | 46132C107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 938,589 | $12.36M | 0.7% | $12.98 | — | SH BEN INT | 09248E102 |
| — | EATON VANCE SR INCOME TR | 2,306,984 | $12.3M | 0.7% | $6.13 | — | SH BEN INT | 27826S103 |
| — | NUVEEN MUNICIPAL CREDIT INC | 797,090 | $11.77M | 0.7% | $14.50 | — | COM SH BEN INT | 67070X101 |
| — | BLACKROCK FLOATING RATE INCO | 1,049,956 | $11.74M | 0.7% | $11.16 | — | COM | 09255X100 |
| — | WESTERN ASSET HIGH INCM FD I | 1,892,412 | $11.73M | 0.7% | $5.75 | — | COM | 95766J102 |
| — | MORGAN STANLEY EMERGING MKTS | 2,082,651 | $11.7M | 0.7% | $5.39 | — | COM | 617477104 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 784,678 | $11.09M | 0.6% | $13.62 | — | COM | 09254L107 |
| — | SOURCE CAP INC | 333,364 | $11.03M | 0.6% | $35.68 | — | COM | 836144105 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 814,622 | $10.82M | 0.6% | $13.40 | — | COM | 09255C106 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 970,735 | $10.76M | 0.6% | $5.44 | 0.0% | COM STK | 05684B107 |
| — | FIRST TR MLP & ENERGY INCOME | 1,863,762 | $10.46M | 0.6% | $5.61 | — | COM | 33739B104 |
| — | FIRST TR HIGH INCOME L/S FD | 716,639 | $9.51M | 0.5% | $14.45 | — | COM | 33738E109 |
| — | BLACKROCK MUN INCOME QUALITY | 688,907 | $9.438M | 0.5% | $13.51 | — | COM | 092479104 |
| — | FIRST TR SR FLG RTE INCM FD | 845,063 | $9.203M | 0.5% | $11.62 | — | COM | 33733U108 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 689,783 | $9.14M | 0.5% | $15.24 | — | SHS | 67075G103 |
| — | HIGHLAND GLOBAL ALLOCATION F | 1,381,119 | $8.894M | 0.5% | $8.26 | — | COM | 43010T104 |
| — | ALLIANZGI DIVIDEND INT & PRM | 783,676 | $8.761M | 0.5% | $12.43 | — | COM | 01883A107 |
| — | PIMCO ENRGY TACTICAL CR OPP | 1,235,795 | $8.725M | 0.5% | $15.31 | — | COM SHS BEN INT | 69346N107 |
| — | BLACKROCK RES & COMMODITIES | 1,401,061 | $8.589M | 0.5% | $5.82 | — | SHS | 09257A108 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 627,882 | $8.382M | 0.5% | $13.16 | — | COM | 01864U106 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 752,062 | $8.37M | 0.5% | $10.74 | — | COM | 27828A100 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 953,742 | $8.307M | 0.5% | $8.71 | — | SH BEN INT | 18914E106 |
| — | TEMPLETON EMERGING MKTS INCO | 1,050,262 | $8.203M | 0.5% | $8.12 | — | COM | 880192109 |
| — | BLACKROCK NY MUNI INC QLTY T | 616,079 | $8.132M | 0.5% | $12.80 | — | COM | 09249U105 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 1,056,079 | $8.132M | 0.5% | $8.36 | — | COM SH BEN INT | 00326L100 |
| XMQTX | BLACKROCK MUNIYIELD QUALITY | 627,805 | $8.042M | 0.5% | $12.82 | — | COM | 09254G108 |
| — | DTF TAX-FREE INCOME INC | 539,248 | $7.668M | 0.4% | $14.02 | — | COM | 23334J107 |
| — | PUTNAM MUN OPPORTUNITIES TR | 595,905 | $7.616M | 0.4% | $12.00 | — | SH BEN INT | 746922103 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 552,236 | $7.494M | 0.4% | $13.97 | — | COM | 670972108 |
| — | KAYNE ANDERSON MDSTM ENERGY | 1,652,751 | $7.487M | 0.4% | $3.99 | — | COM | 48661E108 |
| — | INVESCO QUALITY MUN INCOME T | 607,849 | $7.27M | 0.4% | $11.98 | — | COM | 46133G107 |
| — | NEUBERGER BERMAN HIGH YIELD | 684,626 | $7.086M | 0.4% | $10.20 | — | COM | 64128C106 |
| — | ABERDEEN EMRG MRKTS EQT INM | 1,134,464 | $6.864M | 0.4% | $6.51 | — | COM | 00301W105 |
| — | BLACKROCK MULTI-SECTOR INC T | 474,415 | $6.836M | 0.4% | $15.05 | — | COM | 09258A107 |
| XPHDX | PIONEER FLOATING RATE TR | 691,072 | $6.572M | 0.4% | $9.56 | — | COM | 72369J102 |
| — | VOYA GLBL EQTY DIV & PREM OP | 1,315,018 | $6.352M | 0.4% | $5.11 | — | COM | 92912T100 |
| — | BLACKROCK MUN TARGET TERM TR | 266,719 | $6.337M | 0.4% | $23.55 | — | COM SHS BEN IN | 09257P105 |
| — | NUVEEN GEORGIA QLTY MUN INC | 518,848 | $6.33M | 0.4% | $12.35 | — | COM | 67072B107 |
| — | ADAM NAT RES FD INC | 535,764 | $6.086M | 0.3% | $11.03 | — | COM | 00548F105 |
| — | EATON VANCE FLTING RATE INC | 525,934 | $5.996M | 0.3% | $12.73 | — | COM | 278279104 |
| — | ARES DYNAMIC CR ALLOCATION F | 499,111 | $5.954M | 0.3% | $14.52 | — | COM | 04014F102 |
| — | INVESCO MUN TR | 501,888 | $5.902M | 0.3% | $12.49 | — | COM | 46131J103 |
| — | NUVEEN MICH QUALITY MUN INCO | 427,220 | $5.844M | 0.3% | $13.95 | — | COM | 670979103 |
| — | HERCULES CAPITAL INC | 6,000,000 | $5.835M | 0.3% | $0.97 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | INVESCO ADVANTAGE MUN INCOME | 544,029 | $5.691M | 0.3% | $10.51 | — | SH BEN INT | 46132E103 |
| — | ROYCE MICRO-CAP TR INC | 784,803 | $5.651M | 0.3% | $7.80 | — | COM | 780915104 |
| — | EAGLE GRWTH & INCOME OPPTY F | 405,170 | $5.47M | 0.3% | $12.84 | — | COM SHS BEN IN | 26958J105 |
| — | GOLDMAN SACHS BDC INC | 5,422,000 | $5.386M | 0.3% | $0.99 | — | NOTE 4.500% 4/0 | 38147UAB3 |
| — | WESTERN ASST INFLTN LKD INM | 455,861 | $5.37M | 0.3% | $11.78 | — | COM SH BEN INT | 95766Q106 |
| — | NUVEEN MARYLAND QLT MUN INC | 405,296 | $5.22M | 0.3% | $13.37 | — | COM | 67061Q107 |
| — | NUVEEN FLOATING RATE INCOME | 659,150 | $5.207M | 0.3% | $7.71 | — | COM | 67072T108 |
| — | BLACKROCK MUNIYIELD N Y QUAL | 398,744 | $5M | 0.3% | $9.65 | — | COM | 09255E102 |
| — | NIKOLA CORP | 149,999 | $4.98M | 0.3% | $33.20 | — | *W EXP 06/03/202 | 654110113 |
| — | BLACKROCK MUNIHOLDINGS QUALI | 396,772 | $4.916M | 0.3% | $12.54 | — | COM | 09254C107 |
| — | INVESCO HIGH INCOME TR II | 394,816 | $4.718M | 0.3% | $14.23 | — | COM | 46131F101 |
| — | BLACKROCK NY MUNICIPAL BOND | 274,594 | $4.314M | 0.2% | $14.43 | — | COM | 09249P106 |
| — | LANDCADIA HLDGS II INC | 244,829 | $4.226M | 0.2% | $11.44 | — | UNIT 05/09/2026 | 51476X204 |
| — | VOYA NAT RES EQUITY INCOME F | 1,646,739 | $4.183M | 0.2% | $2.57 | — | COM | 92913C106 |
| — | ADVENT CONVERTIBLE & INCOME | 313,088 | $4.095M | 0.2% | $14.05 | — | COM | 00764C109 |
| — | SPECIAL OPPORTUNITIES FD INC | 161,853 | $4.072M | 0.2% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | TUSCAN HLDGS CORP II | 400,000 | $4.04M | 0.2% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | MERIDA MERGER CORP I | 389,191 | $3.81M | 0.2% | $9.74 | — | COM | 58953M106 |
| — | CHURCHILL CAP CORP II | 297,950 | $3.629M | 0.2% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | INTERPRIVATE ACQUISITION COR | 350,000 | $3.556M | 0.2% | $17.44 | — | UNIT 10/29/2024 | 46064A202 |
| — | SPROTT FOCUS TR INC | 598,439 | $3.531M | 0.2% | $6.69 | — | COM | 85208J109 |
| — | BLACKROCK FLOATING RATE INCO | 312,073 | $3.427M | 0.2% | $11.29 | — | COM | 091941104 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 406,102 | $3.411M | 0.2% | $8.38 | — | COM | 09253R105 |
| — | CLOUGH GLOBAL EQUITY FD | 303,801 | $3.235M | 0.2% | $11.18 | — | COM | 18914C100 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 406,824 | $3.194M | 0.2% | $9.14 | — | COM SHS | 6706EN100 |
| — | CC NEUBERGER PRINCIPAL HLDNG | 300,000 | $3.18M | 0.2% | $10.60 | — | UNIT 99/99/9999 | G1992Y106 |
| — | PIMCO DYNAMIC CR INCOME FD | 169,299 | $3.12M | 0.2% | $17.98 | — | COM SHS | 72202D106 |
| — | SPECIAL OPPORTUNITIES FD INC | 272,142 | $3.067M | 0.2% | $13.14 | — | COM | 84741T104 |
| — | ANDINA ACQUISITION CORP III | 294,410 | $3.021M | 0.2% | $10.26 | — | SHS | G04415108 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 294,494 | $3.013M | 0.2% | $10.23 | — | COM | 80821R109 |
| — | MORGAN STANLEY EMER MKTS DEB | 352,744 | $2.995M | 0.2% | $8.49 | — | COM | 61744H105 |
| — | TRINE ACQUISITION CORP | 269,282 | $2.967M | 0.2% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 1,089,286 | $2.952M | 0.2% | $2.67 | — | COM | 18469Q108 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 290,677 | $2.927M | 0.2% | $10.08 | — | UNIT 10/31/2026 | G0232J127 |
| — | LIV CAP ACQUISITION CORP | 284,062 | $2.912M | 0.2% | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| GNRUQ | GREENROSE ACQUISITION CORP | 289,496 | $2.898M | 0.2% | $17.65 | — | UNIT 02/28/2024 | 395392202 |
| — | CF FIN ACQUISITION CORP | 259,670 | $2.817M | 0.2% | $10.85 | — | COM CL A | 12528N107 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 243,026 | $2.814M | 0.2% | $11.82 | — | COM | 64124K102 |
| — | NUVEEN NEW YORK QLT MUN INC | 204,493 | $2.759M | 0.2% | $13.51 | — | COM | 67066X107 |
| — | GREENVISION ACQUISITION CORP | 265,942 | $2.752M | 0.2% | $10.09 | — | UNIT 10/28/2024 | 39678G202 |
| — | EATON VANCE MUNI INCOME TRUS | 217,138 | $2.712M | 0.2% | $11.98 | — | SH BEN INT | 27826U108 |
| — | DMY TECHNOLOGY GROUP INC | 250,000 | $2.645M | 0.2% | $19.65 | — | UNIT 99/99/9999 | 233253202 |
| — | TUSCAN HOLDINGS CORP | 245,968 | $2.632M | 0.1% | $10.42 | — | UNIT 99/99/9999 | 90069K203 |
| — | BARINGS GLOBAL SHORT DURATIO | 209,227 | $2.63M | 0.1% | $12.57 | — | COM | 06760L100 |
| — | FIRST TR ENERGY INCOME & GRW | 237,038 | $2.565M | 0.1% | $10.82 | — | COM | 33738G104 |
| — | NOVUS CAP CORP | 241,172 | $2.532M | 0.1% | $10.50 | — | UNIT 06/30/2027 | 67012U207 |
| — | AGBA ACQUISITION LTD | 250,000 | $2.525M | 0.1% | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | NETFIN ACQUISITION CORP | 195,721 | $2.464M | 0.1% | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| — | GALILEO ACQUISITION CORP | 235,000 | $2.43M | 0.1% | $10.24 | — | UNIT 99/99/9999 | G3770A128 |
| — | 8I ENTERPRISES ACQUISITION C | 235,496 | $2.381M | 0.1% | $10.00 | — | SHS | G2956M104 |
| — | KAYNE ANDERSN MLP MIDS INVT | 443,962 | $2.344M | 0.1% | $14.38 | — | COM | 486606106 |
| — | CHARDAN HEALTHCR ACQSTN 2 CO | 222,500 | $2.336M | 0.1% | $10.50 | — | UNIT 99/99/9999 | 15957T206 |
| — | FIDUCIARY CLAYMORE ENGRY INF | 1,257,132 | $2.326M | 0.1% | $1.85 | — | COM | 31647Q106 |
| — | DELAWARE ENHANCED GBL DIV & | 285,849 | $2.31M | 0.1% | $11.26 | — | COM | 246060107 |
| — | HENNESSY CAP ACQUSTION CORP | 195,926 | $2.253M | 0.1% | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | SOUTH MTN MERGER CORP | 208,469 | $2.21M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | BLACKSTONE GSO FLTING RTE FU | 170,817 | $2.197M | 0.1% | $12.86 | — | COM | 09256U105 |
| — | GIGCAPITAL2 INC | 200,000 | $2.15M | 0.1% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | CRESCENT ACQUISITION CORP | 196,256 | $2.139M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | LEO HOLDINGS CORP | 200,000 | $2.08M | 0.1% | $10.27 | — | COM CL A | G5463L105 |
| — | GX ACQUISITION CORP | 200,000 | $2.078M | 0.1% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | SILVER SPIKE ACQUISITION COR | 200,000 | $2.056M | 0.1% | $10.09 | — | UNIT 99/99/9999 | G8136L122 |
| PXH | INVESCO EXCH TRADED FD TR II | 118,753 | $2.053M | 0.1% | $21.14 | — | FTSE RAFI EMNG | 46138E727 |
| — | OSPREY TECHNLGY AQUISTION CO | 197,128 | $2.04M | 0.1% | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | ROYCE VALUE TR INC | 161,805 | $2.029M | 0.1% | $11.77 | — | COM | 780910105 |
| — | CIIG MERGER CORP | 197,305 | $2.022M | 0.1% | $10.20 | — | UNIT 12/31/2026 | 12559C202 |
| — | SUSTAINABLE OPPORTNTS ACQ CO | 200,000 | $2.02M | 0.1% | $10.10 | — | UNIT 99/99/9999 | G8598Y125 |
| — | LONGVIEW ACQUISITION CORP | 200,000 | $2.02M | 0.1% | $10.10 | — | UNIT 99/99/9999 | 543195200 |
| — | GIGCAPITAL3 INC | 200,000 | $2.008M | 0.1% | $10.04 | — | UNIT 99/99/9999 | 37519D206 |
| — | LIVE OAK ACQUISITION CORP | 200,000 | $2.004M | 0.1% | $10.02 | — | UNIT 99/99/9999 | 53804F202 |
| — | WESTERN ASSET HIGH YIELD DEF | 142,482 | $1.99M | 0.1% | $12.33 | — | COM | 95768B107 |
| — | PIVOTAL INVT CORP II | 192,495 | $1.983M | 0.1% | $10.20 | — | UNIT 06/01/2025 | 72582K209 |
| — | WESTERN ASSET MANAGED MUNS F | 164,437 | $1.975M | 0.1% | $11.97 | — | COM | 95766M105 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 193,423 | $1.973M | 0.1% | $10.07 | — | UNIT 12/01/2026 | 03212A204 |
| — | YUNHONG INTL | 193,024 | $1.94M | 0.1% | $22.65 | — | UNIT 99/99/9999 | G98882114 |
| — | COLLECTIVE GROWTH CORP | 200,000 | $1.902M | 0.1% | $9.51 | — | UNIT 04/29/2025 | 19424L200 |
| XNYVX | NUVEEN NEW YORK MUN VALUE FD | 136,597 | $1.862M | 0.1% | $13.98 | — | COM | 670706100 |
| — | FINTECH ACQUISITION CORP III | 146,765 | $1.845M | 0.1% | $9.96 | — | UNIT 12/01/2023 | 31811A309 |
| — | EAST STONE ACQUISITION CORP | 165,000 | $1.675M | 0.1% | $23.65 | — | UNIT 12/31/2026 | G2911D124 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 688,223 | $1.624M | 0.1% | $2.36 | — | COM | 18469P100 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 104,389 | $1.616M | 0.1% | $14.61 | — | COM | 12812C106 |
| — | ORISUN ACQUISITION CORP | 160,000 | $1.608M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| VWO | VANGUARD INTL EQUITY INDEX F | 40,000 | $1.584M | 0.1% | $38.58 | — | FTSE EMR MKT ETF | 922042858 |
| RPLA/U | REPLAY ACQUISITION CORP | 145,910 | $1.551M | 0.1% | $10.02 | — | UNIT 03/01/2024 | G75130123 |
| — | UNION ACQUISITION CORP II | 150,000 | $1.535M | 0.1% | $10.19 | — | UNIT 99/99/9999 | G9402Q118 |
| — | TPG SPECIALTY LENDING INC | 1,500,000 | $1.509M | 0.1% | $0.90 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | NEWBORN ACQUISITION CORP | 146,208 | $1.509M | 0.1% | $24.65 | — | UNIT 99/99/9999 | G6463T130 |
| — | INSURANCE ACQUISITION CORP | 98,794 | $1.482M | 0.1% | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| XMUSX | BLACKROCK MUNIHOLDINGS QUALI | 119,163 | $1.447M | 0.1% | $12.74 | — | COM | 09254A101 |
| — | NEW PROVIDENCE ACQUISITION | 135,000 | $1.424M | 0.1% | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | FLYING EAGLE ACQUISITION COR | 120,000 | $1.398M | 0.1% | $26.65 | — | UNIT 99/99/9999 | 34407Y202 |
| — | DWS MUN INCOME TR | 125,699 | $1.358M | 0.1% | $10.96 | — | COM | 233368109 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 408,236 | $1.302M | 0.1% | $3.19 | — | COM | 184692101 |
| — | EATON VANCE NEW YORK MUN INC | 98,686 | $1.246M | 0.1% | $13.18 | — | SH BEN INT | 27826W104 |
| MCI | BARINGS CORPORATE INVS | 90,537 | $1.217M | 0.1% | $13.23 | — | COM | 06759X107 |
| — | NEUBERGER BERMAN MLP AND ENR | 395,011 | $1.161M | 0.1% | $2.94 | — | COM | 64129H104 |
| — | FORTRESS VALUE ACQUISITION C | 108,200 | $1.114M | 0.1% | $10.30 | — | UNIT 99/99/9999 | 34962V205 |
| — | LIFESCI ACQUISITION CORP | 100,000 | $1.1M | 0.1% | $27.65 | — | UNIT 03/31/2025 | 53228P208 |
| — | LF CAP ACQUISITION CORP | 100,000 | $1.07M | 0.1% | $9.60 | — | CL A | 50200K108 |
| — | HAYMAKER ACQUISITION CORP II | 96,904 | $1.061M | 0.1% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | LGL SYS ACQUISITION CORP | 100,000 | $1.025M | 0.1% | $10.25 | — | UNIT 10/24/2024 | 50201G205 |
| — | PROPTECH ACQUISITION CORP | 96,602 | $1.024M | 0.1% | $10.25 | — | UNIT 10/01/2026 | 74349F200 |
| — | HIGH INCOME SECS FD | 133,764 | $1.021M | 0.1% | $8.38 | — | SHS BEN INT | 42968F108 |
| — | EXPERIENCE INVT CORP | 100,000 | $1.02M | 0.1% | $10.20 | — | UNIT 09/01/2026 | 30217C208 |
| — | ROTH CH ACQUISITION I CO | 100,000 | $1.005M | 0.1% | $10.05 | — | UNIT 01/28/2025 | 778675207 |
| — | OPES ACQUISITION CORP | 244,677 | $1.003M | 0.1% | $0.36 | — | *W EXP 03/13/202 | 68373P118 |
| — | NUVEEN CALIF MUNICPAL VALUE | 68,414 | $987K | 0.1% | $14.49 | — | COM | 6706EB106 |
| — | FIRST TR SR FLOATING RATE 20 | 111,655 | $922K | 0.1% | $7.33 | — | COM SHS | 33740K101 |
| — | MOUNTAIN CREST ACQUISITION C | 85,000 | $853K | 0.0% | $10.04 | — | UNIT 03/19/2025 | 62401M205 |
| — | KENSINGTON CAP ACQUISITION C | 80,000 | $802K | 0.0% | $10.03 | — | UNIT 07/01/2027 | 490073202 |
| — | THUNDER BRDG ACQUISTION II L | 75,000 | $788K | 0.0% | $10.19 | — | UNIT 99/99/9999 | G8857S124 |
| — | RMG ACQUISITION CORP | 75,000 | $786K | 0.0% | $10.48 | — | UNIT 99/99/9999 | 749641205 |
| — | MONOCLE ACQUISITION CORP | 73,609 | $756K | 0.0% | $10.19 | — | COM | 609754106 |
| — | STABLE RD ACQUISITION CORP | 65,707 | $673K | 0.0% | $10.30 | — | UNIT 05/15/2026 | 85236Q208 |
| — | GRAF INDL CORP | 294,385 | $671K | 0.0% | $2.28 | — | *W EXP 12/31/202 | 384278115 |
| — | BRILLIANT ACQUISITION CORP | 60,000 | $602K | 0.0% | $10.03 | — | UNIT 12/31/2020 | G1643W103 |
| — | APEX TECHNOLOGY ACQUISITION | 50,000 | $574K | 0.0% | $10.20 | — | UNIT 06/11/2026 | 03768F201 |
| — | VOYA EMERGING MKTS HIGH DIVI | 91,903 | $571K | 0.0% | $7.57 | — | COM | 92912P108 |
| — | HERZFELD CARIBBEAN BASIN FD | 150,934 | $558K | 0.0% | $5.63 | — | COM | 42804T106 |
| XPMAX | PIONEER MUN HIGH INCOME ADVA | 52,157 | $548K | 0.0% | $10.51 | — | COM | 723762100 |
| — | BLACKROCK MUNIYIELD CALIF FD | 37,509 | $523K | 0.0% | $13.94 | — | COM | 09254M105 |
| — | HEALTHCARE MERGER CORP | 48,653 | $501K | 0.0% | $10.36 | — | UNIT 12/17/2021 | 42227L201 |
| — | FAR PT ACQUISITION CORP | 47,727 | $489K | 0.0% | $9.68 | — | COM CL A | 30734W109 |
| — | VOYA INTL HIGH DIVID EQTY IN | 111,065 | $459K | 0.0% | $4.13 | — | COM | 92912Y109 |
| — | BLACKROCK ENHANCED GLOBAL DI | 47,118 | $444K | 0.0% | $10.37 | — | COM | 092501105 |
| — | BLACKROCK MUNIYIELD CALIF QU | 31,782 | $441K | 0.0% | $13.88 | — | COM | 09254N103 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 30,522 | $415K | 0.0% | $13.60 | — | COM | 09253W104 |
| — | FORUM MERGER II CORP | 25,000 | $411K | 0.0% | $16.44 | — | CL A | 34986F103 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 294,494 | $380K | 0.0% | $1.29 | — | *W EXP 12/31/202 | 80821R117 |
| MPV | BARINGS PARTN INVS | 28,241 | $360K | 0.0% | $12.75 | — | SH BEN INT | 06761A103 |
| — | GORDON POINTE ACQUISITION CO | 159,798 | $348K | 0.0% | $0.56 | — | *W EXP 07/30/202 | 382788115 |
| — | BLACKROCK MUNIENHANCED FD IN | 30,782 | $337K | 0.0% | $10.95 | — | COM | 09253Y100 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 28,953 | $327K | 0.0% | $11.29 | — | COM SHS | 723763108 |
| — | FST TR NEW OPPORT MLP & ENE | 72,229 | $311K | 0.0% | $4.31 | — | COM | 33739M100 |
| — | APOLLO SR FLOATING RATE FD I | 24,681 | $307K | 0.0% | $12.44 | — | COM | 037636107 |
| — | HANCOCK JOHN INVT TR | 58,151 | $305K | 0.0% | $6.92 | — | TAX ADV GLB SH | 41013P749 |
| — | COLLIER CREEK HOLDINGS | 20,000 | $300K | 0.0% | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | DUFF & PHELPS UTIL CORP BD T | 30,621 | $286K | 0.0% | $8.49 | — | COM | 26432K108 |
| — | HL ACQUISITIONS CORP | 125,000 | $283K | 0.0% | $0.36 | — | *W EXP 06/21/202 | G4603R122 |
| — | FUSION ACQUISITION CORP | 27,500 | $279K | 0.0% | $10.15 | — | UNIT 99/99/9999 | 36118H204 |
| — | BLACKROCK MUN 2020 TERM TR | 17,655 | $265K | 0.0% | $14.67 | — | COM SHS | 09249X109 |
| SCPE/U | SC HEALTH CORP | 25,000 | $260K | 0.0% | $10.36 | — | UNIT 99/99/9999 | G78516302 |
| — | ROYCE GLOBAL VALUE TR INC | 21,923 | $254K | 0.0% | $8.04 | — | COM | 78081T104 |
| — | HYCROFT MINING HOLDING CORP | 191,189 | $239K | 0.0% | $1.25 | — | *W EXP 02/12/202 | 44862P117 |
| — | WESTERN ASSET VAR RT STRG FD | 13,648 | $214K | 0.0% | $15.68 | — | COM | 957667108 |
| — | NUVEEN REAL ESTATE INCOME FD | 25,705 | $192K | 0.0% | $7.47 | — | COM | 67071B108 |
| — | INVESCO CALIF VALUE MUN INCO | 15,000 | $175K | 0.0% | $11.67 | — | COM | 46132H106 |
| XENWX | EATON VANCE NEW YORK MUN BD | 13,958 | $163K | 0.0% | $11.59 | — | COM | 27827Y109 |
| — | CF FIN ACQUISITION CORP | 110,147 | $149K | 0.0% | $1.35 | — | *W EXP 04/30/202 | 12528N115 |
| — | LEISURE ACQUISITION CORP | 150,075 | $140K | 0.0% | $0.81 | — | *W EXP 12/05/201 | 52539T115 |
| SNAXW | ANDINA ACQUISITION CORP III | 294,410 | $127K | 0.0% | $0.43 | — | *W EXP 07/31/202 | G04415124 |
| — | MEGALITH FINL ACQUISITION CO | 150,000 | $126K | 0.0% | $0.84 | — | *W EXP 08/26/202 | 58518F117 |
| — | HL ACQUISITIONS CORP | 125,000 | $119K | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | ARYA SCIENCES ACQUISTION CO | 10,000 | $116K | 0.0% | $11.60 | — | UNIT 06/09/2027 | G31655114 |
| — | AMCI ACQUISITION CORP | 200,000 | $110K | 0.0% | $0.55 | — | *W EXP 05/20/202 | 00165R119 |
| — | 8I ENTERPRISES ACQUISITION C | 235,496 | $108K | 0.0% | $0.40 | — | *W EXP 10/29/202 | G2956M112 |
| — | BROOGE ENERGY LTD | 209,492 | $103K | 0.0% | $0.74 | — | *W EXP 12/20/202 | G1611B115 |
| — | MERIDA MERGER CORP I | 194,593 | $97,000 | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | BIOMX INC | 195,843 | $94,000 | 0.0% | $0.47 | — | *W EXP 10/16/202 | 09090D111 |
| — | LF CAP ACQUISITION CORP | 100,000 | $90,000 | 0.0% | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | LEGACY ACQUISITION CORP | 175,677 | $86,000 | 0.0% | $0.44 | — | *W EXP 11/30/202 | 524643111 |
| — | 8I ENTERPRISES ACQUISITION C | 235,496 | $78,000 | 0.0% | $0.44 | — | RIGHT 10/29/2020 | G2956M120 |
| — | GRID DYNAMICS HLDGS INC | 48,123 | $77,000 | 0.0% | $30.64 | — | *W EXP 03/05/202 | 39813G117 |
| — | ANDINA ACQUISITION CORP III | 294,410 | $74,000 | 0.0% | $0.25 | — | RIGHT 07/31/2020 | G04415132 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $69,000 | 0.0% | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | BIG ROCK PARTNERS ACQUISI CO | 237,324 | $66,000 | 0.0% | $0.46 | — | RIGHT 12/01/2022 | 089482129 |
| — | TENZING ACQUISITION CORP | 125,000 | $59,000 | 0.0% | $0.47 | — | *W EXP 02/23/202 | G8708A108 |
| — | WHOLE EARTH BRANDS INC | 48,739 | $56,000 | 0.0% | $1.15 | — | *W EXP 06/25/202 | 96684W126 |
| — | METEN EDTECHX ED GROUP LTD | 96,249 | $54,000 | 0.0% | $0.56 | — | *W EXP 03/31/202 | G6055H106 |
| — | BIG ROCK PARTNERS ACQUISI CO | 118,662 | $53,000 | 0.0% | $0.40 | — | *W EXP 12/01/202 | 089482111 |
| — | KBL MERGER CORP IV | 208,800 | $52,000 | 0.0% | $0.29 | — | RIGHT 04/09/2020 | 48242A120 |
| — | ALBERTON ACQUISITION CORP | 194,596 | $51,000 | 0.0% | $0.26 | — | RIGHT 10/04/2020 | G35006132 |
| — | ALBERTON ACQUISITION CORP | 194,596 | $51,000 | 0.0% | $0.26 | — | *W EXP 04/26/202 | G35006124 |
| — | MONOCLE ACQUISITION CORP | 73,609 | $48,000 | 0.0% | $0.75 | — | *W EXP 12/06/202 | 609754114 |
| — | ATLAS TECHNICAL CONSULTANTS | 121,946 | $48,000 | 0.0% | $21.65 | — | *W EXP 11/26/202 | 049430119 |
| — | INTL GNRL INSURANCE HLDNGS L | 125,000 | $43,000 | 0.0% | $25.65 | — | *W EXP 03/17/202 | G4809J114 |
| — | KBL MERGER CORP IV | 124,200 | $39,000 | 0.0% | $0.20 | — | *W EXP 01/15/202 | 48242A112 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $35,000 | 0.0% | $0.37 | — | RIGHT 11/06/2020 | G8959N122 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $24,000 | 0.0% | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | LION GROUP HOLDING LTD | 160,333 | $24,000 | 0.0% | $0.15 | — | *W EXP 06/17/202 | 53620U110 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $20,000 | 0.0% | $0.20 | — | RIGHT 07/31/2020 | G56372124 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $20,000 | 0.0% | $0.20 | — | *W EXP 07/31/202 | G56372116 |
| — | FAR PT ACQUISITION CORP | 15,909 | $8,000 | 0.0% | $1.62 | — | *W EXP 06/01/202 | 30734W117 |
| — | CF FIN ACQUISITION CORP | 10 | $0 | 0.0% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |