RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	NUVEEN AMT FREE QLTY MUN INC	6,865,713	$95,433	5.4%	$13.71	—	COM	670657105
—	NUVEEN QUALITY MUNCP INCOME	6,623,517	$92,862	5.3%	$13.60	—	COM	67066V101
—	WESTERN AST INFL LKD OPP & I	4,785,804	$52,452	3.0%	$10.66	—	COM	95766R104
—	EATON VANCE LTD DURATION INC	4,254,399	$47,947	2.7%	$13.02	—	COM	27828H105
—	WESTERN ASSET GLOBAL HIGH IN	5,125,552	$47,411	2.7%	$9.20	—	COM	95766B109
—	VOYA PRIME RATE TR	11,156,108	$45,405	2.6%	$4.56	—	SH BEN INT	92913A100
—	WESTERN ASSET HIGH INCM OPP	8,615,668	$39,804	2.3%	$4.98	—	COM	95766K109
—	EATON VANCE MUN BD FD	2,990,420	$38,038	2.2%	$12.56	—	COM	27827X101
—	NUVEEN CA QUALTY MUN INCOME	2,342,264	$33,424	1.9%	$13.74	—	COM	67066Y105
BBDC	BARINGS BDC INC	4,162,712	$33,052	1.9%	$5.17	-21.9%	COM	06759L103
—	NEW MTN FIN CORP	34,390,000	$32,753	1.9%	$15.81	—	NOTE 5.750% 8/1	647551AC4
GBDC	GOLUB CAP BDC INC	2,726,517	$31,764	1.8%	$7.78	-17.3%	COM	38173M102
—	PGIM GLOBAL HIGH YIELD FD FO	2,455,992	$31,240	1.8%	$13.84	—	COM	69346J106
—	NUVEEN AMT FREE MUN CR INC F	2,012,416	$30,750	1.7%	$15.67	—	COM	67071L106
—	BLACKROCK CAP INVT CORP	29,867,000	$28,054	1.6%	$0.91	—	NOTE 5.000% 6/1	092533AC2
—	BRANDYWINEGBL GLBAL INM OPRT	2,384,937	$27,522	1.6%	$12.36	—	COM	10537L104
—	NUVEEN CR STRATEGIES INCOME	4,496,293	$26,258	1.5%	$8.54	—	COM SHS	67073D102
—	HIGHLAND INCOME FD	3,221,960	$25,937	1.5%	$13.30	—	HIGHLAND INCOME	43010E404
—	BLACKROCK TCP CAPITAL CORP	25,308,000	$25,055	1.4%	$0.93	—	NOTE 4.625% 3/0	87238QAD5
—	TEMPLETON GLOBAL INCOME FD	4,573,279	$24,559	1.4%	$6.77	—	COM	880198106
—	BLACKROCK MUNIYIELD QUALITY	1,863,986	$24,269	1.4%	$13.35	—	COM	09254E103
—	BLACKROCK DEBT STRATEGIES FD	2,540,540	$23,703	1.3%	$10.61	—	COM NEW	09255R202
NXDT	NEXPOINT STRATEGIC OPORTUNT	2,075,082	$21,830	1.2%	$13.47	—	COM NEW	65340G205
—	WESTERN ASSET EMERGING MKTS	1,519,741	$18,723	1.1%	$15.00	—	COM	95766A101
—	INVESCO SR INCOME TR	5,301,794	$18,344	1.0%	$3.92	—	COM	46131H107
—	INVESCO DYNAMIC CR OPPORTUNI	2,046,695	$18,216	1.0%	$11.02	—	COM	46132R104
—	INVESCO CALIF MUN INCOME TR	1,256,679	$18,159	1.0%	$14.31	—	COM	46132P108
—	INVESCO TR INVT GRADE MUNS	1,433,450	$17,259	1.0%	$12.70	—	COM	46131M106
—	NUVEEN NEW YORK AMT QLT MUNI	1,317,972	$16,975	1.0%	$12.67	—	COM	670656107
—	EATON VANCE FLTG RATE INCOM	1,199,580	$16,590	0.9%	$13.67	—	COM SHS BEN INT	278284104
—	PGIM HIGH YIELD BOND FUND IN	1,173,755	$15,529	0.9%	$13.83	—	COM	69346H100
—	ALLIANCEBERNSTEIN GLOBAL HIG	1,529,663	$15,450	0.9%	$10.13	—	COM	01879R106
—	WELLS FARGO INCOME OPPORTUNI	1,886,982	$13,247	0.8%	$6.61	—	WF INC OPPTY FD	94987B105
—	NUVEEN CALIFORNIA AMT QLT MU	882,572	$13,177	0.7%	$14.29	—	COM	670651108
—	OAKTREE SPECIALTY LENDING CO	2,946,908	$13,173	0.7%	$3.66	—	COM	67401P108
—	INVESCO MUN OPPORTUNITY TR	1,042,988	$12,370	0.7%	$11.27	—	COM	46132C107
XBFZX	BLACKROCK CALIF MUN INCOME T	938,589	$12,361	0.7%	$12.98	—	SH BEN INT	09248E102
—	EATON VANCE SR INCOME TR	2,306,984	$12,296	0.7%	$6.13	—	SH BEN INT	27826S103
—	NUVEEN MUNICIPAL CREDIT INC	797,090	$11,765	0.7%	$14.50	—	COM SH BEN INT	67070X101
—	BLACKROCK FLOATING RATE INCO	1,049,956	$11,739	0.7%	$11.16	—	COM	09255X100
—	WESTERN ASSET HIGH INCM FD I	1,892,412	$11,733	0.7%	$5.75	—	COM	95766J102
—	MORGAN STANLEY EMERGING MKTS	2,082,651	$11,704	0.7%	$5.39	—	COM	617477104
—	BLACKROCK MUNIHLDNGS CALI QL	784,678	$11,088	0.6%	$13.62	—	COM	09254L107
—	SOURCE CAP INC	333,364	$11,028	0.6%	$35.68	—	COM	836144105
—	BLACKROCK MUNIHLDGS NY QLTY	814,622	$10,818	0.6%	$13.40	—	COM	09255C106
BCSF	BAIN CAP SPECIALTY FIN INC	970,735	$10,756	0.6%	$5.44	0.0%	COM STK	05684B107
—	FIRST TR MLP & ENERGY INCOME	1,863,762	$10,456	0.6%	$5.61	—	COM	33739B104
—	FIRST TR HIGH INCOME L/S FD	716,639	$9,510	0.5%	$14.45	—	COM	33738E109
—	BLACKROCK MUN INCOME QUALITY	688,907	$9,438	0.5%	$13.51	—	COM	092479104
—	FIRST TR SR FLG RTE INCM FD	845,063	$9,203	0.5%	$11.62	—	COM	33733U108
—	NUVEEN GLOBAL HIGH INCOME FD	689,783	$9,140	0.5%	$15.24	—	SHS	67075G103
—	HIGHLAND GLOBAL ALLOCATION F	1,381,119	$8,894	0.5%	$8.26	—	COM	43010T104
—	ALLIANZGI DIVIDEND INT & PRM	783,676	$8,761	0.5%	$12.43	—	COM	01883A107
—	PIMCO ENRGY TACTICAL CR OPP	1,235,795	$8,725	0.5%	$15.31	—	COM SHS BEN INT	69346N107
—	BLACKROCK RES & COMMODITIES	1,401,061	$8,589	0.5%	$5.82	—	SHS	09257A108
—	ALLIANCEBERNSTEIN NATL MUNI	627,882	$8,382	0.5%	$13.16	—	COM	01864U106
XEVMX	EATON VANCE CALIF MUN BD FD	752,062	$8,370	0.5%	$10.74	—	COM	27828A100
—	CLOUGH GLOBAL OPPORTUNITIES	953,742	$8,307	0.5%	$8.71	—	SH BEN INT	18914E106
—	TEMPLETON EMERGING MKTS INCO	1,050,262	$8,203	0.5%	$8.12	—	COM	880192109
—	BLACKROCK NY MUNI INC QLTY T	616,079	$8,132	0.5%	$12.80	—	COM	09249U105
—	ABERDEEN TOTAL DYNAMIC DIVD	1,056,079	$8,132	0.5%	$8.36	—	COM SH BEN INT	00326L100
XMQTX	BLACKROCK MUNIYIELD QUALITY	627,805	$8,042	0.5%	$12.82	—	COM	09254G108
—	DTF TAX-FREE INCOME INC	539,248	$7,668	0.4%	$14.02	—	COM	23334J107
—	PUTNAM MUN OPPORTUNITIES TR	595,905	$7,616	0.4%	$12.00	—	SH BEN INT	746922103
—	NUVEEN PENNSYLVANIA QLT MUN	552,236	$7,494	0.4%	$13.97	—	COM	670972108
—	KAYNE ANDERSON MDSTM ENERGY	1,652,751	$7,487	0.4%	$3.99	—	COM	48661E108
—	INVESCO QUALITY MUN INCOME T	607,849	$7,270	0.4%	$11.98	—	COM	46133G107
—	NEUBERGER BERMAN HIGH YIELD	684,626	$7,086	0.4%	$10.20	—	COM	64128C106
—	ABERDEEN EMRG MRKTS EQT INM	1,134,464	$6,864	0.4%	$6.51	—	COM	00301W105
—	BLACKROCK MULTI-SECTOR INC T	474,415	$6,836	0.4%	$15.05	—	COM	09258A107
XPHDX	PIONEER FLOATING RATE TR	691,072	$6,572	0.4%	$9.56	—	COM	72369J102
—	VOYA GLBL EQTY DIV & PREM OP	1,315,018	$6,352	0.4%	$5.11	—	COM	92912T100
—	BLACKROCK MUN TARGET TERM TR	266,719	$6,337	0.4%	$23.55	—	COM SHS BEN IN	09257P105
—	NUVEEN GEORGIA QLTY MUN INC	518,848	$6,330	0.4%	$12.35	—	COM	67072B107
—	ADAM NAT RES FD INC	535,764	$6,086	0.3%	$11.03	—	COM	00548F105
—	EATON VANCE FLTING RATE INC	525,934	$5,996	0.3%	$12.73	—	COM	278279104
—	ARES DYNAMIC CR ALLOCATION F	499,111	$5,954	0.3%	$14.52	—	COM	04014F102
—	INVESCO MUN TR	501,888	$5,902	0.3%	$12.49	—	COM	46131J103
—	NUVEEN MICH QUALITY MUN INCO	427,220	$5,844	0.3%	$13.95	—	COM	670979103
—	HERCULES CAPITAL INC	6,000,000	$5,835	0.3%	$0.97	—	DBCV 4.375% 2/0	427096AF9
—	INVESCO ADVANTAGE MUN INCOME	544,029	$5,691	0.3%	$10.51	—	SH BEN INT	46132E103
—	ROYCE MICRO-CAP TR INC	784,803	$5,651	0.3%	$7.80	—	COM	780915104
—	EAGLE GRWTH & INCOME OPPTY F	405,170	$5,470	0.3%	$12.84	—	COM SHS BEN IN	26958J105
—	GOLDMAN SACHS BDC INC	5,422,000	$5,386	0.3%	$0.99	—	NOTE 4.500% 4/0	38147UAB3
—	WESTERN ASST INFLTN LKD INM	455,861	$5,370	0.3%	$11.78	—	COM SH BEN INT	95766Q106
—	NUVEEN MARYLAND QLT MUN INC	405,296	$5,220	0.3%	$13.37	—	COM	67061Q107
—	NUVEEN FLOATING RATE INCOME	659,150	$5,207	0.3%	$7.71	—	COM	67072T108
—	BLACKROCK MUNIYIELD N Y QUAL	398,744	$5,000	0.3%	$9.65	—	COM	09255E102
—	NIKOLA CORP	149,999	$4,980	0.3%	$33.20	—	*W EXP 06/03/202	654110113
—	BLACKROCK MUNIHOLDINGS QUALI	396,772	$4,916	0.3%	$12.54	—	COM	09254C107
—	INVESCO HIGH INCOME TR II	394,816	$4,718	0.3%	$14.23	—	COM	46131F101
—	BLACKROCK NY MUNICIPAL BOND	274,594	$4,314	0.2%	$14.43	—	COM	09249P106
—	LANDCADIA HLDGS II INC	244,829	$4,226	0.2%	$11.44	—	UNIT 05/09/2026	51476X204
—	VOYA NAT RES EQUITY INCOME F	1,646,739	$4,183	0.2%	$2.57	—	COM	92913C106
—	ADVENT CONVERTIBLE & INCOME	313,088	$4,095	0.2%	$14.05	—	COM	00764C109
—	SPECIAL OPPORTUNITIES FD INC	161,853	$4,072	0.2%	$25.83	—	PFD CONV SE B	84741T302
—	TUSCAN HLDGS CORP II	400,000	$4,040	0.2%	$10.05	—	UNIT 04/01/2026	90070A202
—	MERIDA MERGER CORP I	389,191	$3,810	0.2%	$9.74	—	COM	58953M106
—	CHURCHILL CAP CORP II	297,950	$3,629	0.2%	$10.15	—	UNIT 99/99/9999	17143G205
—	INTERPRIVATE ACQUISITION COR	350,000	$3,556	0.2%	$17.44	—	UNIT 10/29/2024	46064A202
—	SPROTT FOCUS TR INC	598,439	$3,531	0.2%	$6.69	—	COM	85208J109
—	BLACKROCK FLOATING RATE INCO	312,073	$3,427	0.2%	$11.29	—	COM	091941104
XMVFX	BLACKROCK MUNIVEST FD INC	406,102	$3,411	0.2%	$8.38	—	COM	09253R105
—	CLOUGH GLOBAL EQUITY FD	303,801	$3,235	0.2%	$11.18	—	COM	18914C100
—	NUVEEN FLTNG RTE INCM OPP FD	406,824	$3,194	0.2%	$9.14	—	COM SHS	6706EN100
—	CC NEUBERGER PRINCIPAL HLDNG	300,000	$3,180	0.2%	$10.60	—	UNIT 99/99/9999	G1992Y106
—	PIMCO DYNAMIC CR INCOME FD	169,299	$3,120	0.2%	$17.98	—	COM SHS	72202D106
—	SPECIAL OPPORTUNITIES FD INC	272,142	$3,067	0.2%	$13.14	—	COM	84741T104
—	ANDINA ACQUISITION CORP III	294,410	$3,021	0.2%	$10.26	—	SHS	G04415108
—	SCHULTZE SPL PURP ACQUSTN CO	294,494	$3,013	0.2%	$10.23	—	COM	80821R109
—	MORGAN STANLEY EMER MKTS DEB	352,744	$2,995	0.2%	$8.49	—	COM	61744H105
—	TRINE ACQUISITION CORP	269,282	$2,967	0.2%	$10.02	—	UNIT 03/31/2021	89628U207
—	CLEARBRIDGE MLP AND MIDSTRM	1,089,286	$2,952	0.2%	$2.67	—	COM	18469Q108
ALUS/U	ALUSSA ENERGY ACQUISITION CO	290,677	$2,927	0.2%	$10.08	—	UNIT 10/31/2026	G0232J127
—	LIV CAP ACQUISITION CORP	284,062	$2,912	0.2%	$10.06	—	UNIT 99/99/9999	G5510C124
GNRUQ	GREENROSE ACQUISITION CORP	289,496	$2,898	0.2%	$17.65	—	UNIT 02/28/2024	395392202
—	CF FIN ACQUISITION CORP	259,670	$2,817	0.2%	$10.85	—	COM CL A	12528N107
XNBOX	NEUBERGER BRMAN NY MUNI FD I	243,026	$2,814	0.2%	$11.82	—	COM	64124K102
—	NUVEEN NEW YORK QLT MUN INC	204,493	$2,759	0.2%	$13.51	—	COM	67066X107
—	GREENVISION ACQUISITION CORP	265,942	$2,752	0.2%	$10.09	—	UNIT 10/28/2024	39678G202
—	EATON VANCE MUNI INCOME TRUS	217,138	$2,712	0.2%	$11.98	—	SH BEN INT	27826U108
—	DMY TECHNOLOGY GROUP INC	250,000	$2,645	0.2%	$19.65	—	UNIT 99/99/9999	233253202
—	TUSCAN HOLDINGS CORP	245,968	$2,632	0.1%	$10.42	—	UNIT 99/99/9999	90069K203
—	BARINGS GLOBAL SHORT DURATIO	209,227	$2,630	0.1%	$12.57	—	COM	06760L100
—	FIRST TR ENERGY INCOME & GRW	237,038	$2,565	0.1%	$10.82	—	COM	33738G104
—	NOVUS CAP CORP	241,172	$2,532	0.1%	$10.50	—	UNIT 06/30/2027	67012U207
—	AGBA ACQUISITION LTD	250,000	$2,525	0.1%	$10.02	—	UNIT 05/10/2024	G0120M133
—	NETFIN ACQUISITION CORP	195,721	$2,464	0.1%	$10.09	—	UNIT 08/01/2024	G6455A123
—	GALILEO ACQUISITION CORP	235,000	$2,430	0.1%	$10.24	—	UNIT 99/99/9999	G3770A128
—	8I ENTERPRISES ACQUISITION C	235,496	$2,381	0.1%	$10.00	—	SHS	G2956M104
—	KAYNE ANDERSN MLP MIDS INVT	443,962	$2,344	0.1%	$14.38	—	COM	486606106
—	CHARDAN HEALTHCR ACQSTN 2 CO	222,500	$2,336	0.1%	$10.50	—	UNIT 99/99/9999	15957T206
—	FIDUCIARY CLAYMORE ENGRY INF	1,257,132	$2,326	0.1%	$1.85	—	COM	31647Q106
—	DELAWARE ENHANCED GBL DIV &	285,849	$2,310	0.1%	$11.26	—	COM	246060107
—	HENNESSY CAP ACQUSTION CORP	195,926	$2,253	0.1%	$10.08	—	UNIT 99/99/9999	42589C203
—	SOUTH MTN MERGER CORP	208,469	$2,210	0.1%	$10.00	—	UNIT 99/99/9999	838884203
—	BLACKSTONE GSO FLTING RTE FU	170,817	$2,197	0.1%	$12.86	—	COM	09256U105
—	GIGCAPITAL2 INC	200,000	$2,150	0.1%	$10.03	—	UNIT 02/28/2026	375036209
—	CRESCENT ACQUISITION CORP	196,256	$2,139	0.1%	$10.00	—	UNIT 99/99/9999	22564L204
—	LEO HOLDINGS CORP	200,000	$2,080	0.1%	$10.27	—	COM CL A	G5463L105
—	GX ACQUISITION CORP	200,000	$2,078	0.1%	$10.05	—	UNIT 05/24/2026	36251A206
—	SILVER SPIKE ACQUISITION COR	200,000	$2,056	0.1%	$10.09	—	UNIT 99/99/9999	G8136L122
PXH	INVESCO EXCH TRADED FD TR II	118,753	$2,053	0.1%	$21.14	—	FTSE RAFI EMNG	46138E727
—	OSPREY TECHNLGY AQUISTION CO	197,128	$2,040	0.1%	$10.18	—	UNIT 10/30/2024	68839R401
—	ROYCE VALUE TR INC	161,805	$2,029	0.1%	$11.77	—	COM	780910105
—	CIIG MERGER CORP	197,305	$2,022	0.1%	$10.20	—	UNIT 12/31/2026	12559C202
—	LONGVIEW ACQUISITION CORP	200,000	$2,020	0.1%	$10.10	—	UNIT 99/99/9999	543195200
—	SUSTAINABLE OPPORTNTS ACQ CO	200,000	$2,020	0.1%	$10.10	—	UNIT 99/99/9999	G8598Y125
—	GIGCAPITAL3 INC	200,000	$2,008	0.1%	$10.04	—	UNIT 99/99/9999	37519D206
—	LIVE OAK ACQUISITION CORP	200,000	$2,004	0.1%	$10.02	—	UNIT 99/99/9999	53804F202
—	WESTERN ASSET HIGH YIELD DEF	142,482	$1,990	0.1%	$12.33	—	COM	95768B107
—	PIVOTAL INVT CORP II	192,495	$1,983	0.1%	$10.20	—	UNIT 06/01/2025	72582K209
—	WESTERN ASSET MANAGED MUNS F	164,437	$1,975	0.1%	$11.97	—	COM	95766M105
—	AMPLITUDE HLTHCRE AQUSTIN CO	193,423	$1,973	0.1%	$10.07	—	UNIT 12/01/2026	03212A204
—	YUNHONG INTL	193,024	$1,940	0.1%	$22.65	—	UNIT 99/99/9999	G98882114
—	COLLECTIVE GROWTH CORP	200,000	$1,902	0.1%	$9.51	—	UNIT 04/29/2025	19424L200
XNYVX	NUVEEN NEW YORK MUN VALUE FD	136,597	$1,862	0.1%	$13.98	—	COM	670706100
—	FINTECH ACQUISITION CORP III	146,765	$1,845	0.1%	$9.96	—	UNIT 12/01/2023	31811A309
—	EAST STONE ACQUISITION CORP	165,000	$1,675	0.1%	$23.65	—	UNIT 12/31/2026	G2911D124
—	CLEARBRIDGE ENERGY MIDSTRM O	688,223	$1,624	0.1%	$2.36	—	COM	18469P100
—	CALAMOS LNG SHR EQT DYNAMIC	104,389	$1,616	0.1%	$14.61	—	COM	12812C106
—	ORISUN ACQUISITION CORP	160,000	$1,608	0.1%	$10.00	—	UNIT 99/99/9999	68632T208
VWO	VANGUARD INTL EQUITY INDEX F	40,000	$1,584	0.1%	$38.58	—	FTSE EMR MKT ETF	922042858
RPLA/U	REPLAY ACQUISITION CORP	145,910	$1,551	0.1%	$10.02	—	UNIT 03/01/2024	G75130123
—	UNION ACQUISITION CORP II	150,000	$1,535	0.1%	$10.19	—	UNIT 99/99/9999	G9402Q118
—	TPG SPECIALTY LENDING INC	1,500,000	$1,509	0.1%	$0.90	—	NOTE 4.500% 8/0	87265KAD4
—	NEWBORN ACQUISITION CORP	146,208	$1,509	0.1%	$24.65	—	UNIT 99/99/9999	G6463T130
—	INSURANCE ACQUISITION CORP	98,794	$1,482	0.1%	$10.10	—	UNIT 03/31/2024	457867307
XMUSX	BLACKROCK MUNIHOLDINGS QUALI	119,163	$1,447	0.1%	$12.74	—	COM	09254A101
—	NEW PROVIDENCE ACQUISITION	135,000	$1,424	0.1%	$10.09	—	UNIT 09/01/2024	64822P205
—	FLYING EAGLE ACQUISITION COR	120,000	$1,398	0.1%	$26.65	—	UNIT 99/99/9999	34407Y202
—	DWS MUN INCOME TR	125,699	$1,358	0.1%	$10.96	—	COM	233368109
—	CLEARBRIDGE MLP AND MIDSTRM	408,236	$1,302	0.1%	$3.19	—	COM	184692101
—	EATON VANCE NEW YORK MUN INC	98,686	$1,246	0.1%	$13.18	—	SH BEN INT	27826W104
MCI	BARINGS CORPORATE INVS	90,537	$1,217	0.1%	$13.23	—	COM	06759X107
—	NEUBERGER BERMAN MLP AND ENR	395,011	$1,161	0.1%	$2.94	—	COM	64129H104
—	FORTRESS VALUE ACQUISITION C	108,200	$1,114	0.1%	$10.30	—	UNIT 99/99/9999	34962V205
—	LIFESCI ACQUISITION CORP	100,000	$1,100	0.1%	$27.65	—	UNIT 03/31/2025	53228P208
—	LF CAP ACQUISITION CORP	100,000	$1,070	0.1%	$9.60	—	CL A	50200K108
—	HAYMAKER ACQUISITION CORP II	96,904	$1,061	0.1%	$10.21	—	UNIT 10/31/2026	42087L200
—	LGL SYS ACQUISITION CORP	100,000	$1,025	0.1%	$10.25	—	UNIT 10/24/2024	50201G205
—	PROPTECH ACQUISITION CORP	96,602	$1,024	0.1%	$10.25	—	UNIT 10/01/2026	74349F200
—	HIGH INCOME SECS FD	133,764	$1,021	0.1%	$8.38	—	SHS BEN INT	42968F108
—	EXPERIENCE INVT CORP	100,000	$1,020	0.1%	$10.20	—	UNIT 09/01/2026	30217C208
—	ROTH CH ACQUISITION I CO	100,000	$1,005	0.1%	$10.05	—	UNIT 01/28/2025	778675207
—	OPES ACQUISITION CORP	244,677	$1,003	0.1%	$0.36	—	*W EXP 03/13/202	68373P118
—	NUVEEN CALIF MUNICPAL VALUE	68,414	$987	0.1%	$14.49	—	COM	6706EB106
—	FIRST TR SR FLOATING RATE 20	111,655	$922	0.1%	$7.33	—	COM SHS	33740K101
—	MOUNTAIN CREST ACQUISITION C	85,000	$853	0.0%	$10.04	—	UNIT 03/19/2025	62401M205
—	KENSINGTON CAP ACQUISITION C	80,000	$802	0.0%	$10.03	—	UNIT 07/01/2027	490073202
—	THUNDER BRDG ACQUISTION II L	75,000	$788	0.0%	$10.19	—	UNIT 99/99/9999	G8857S124
—	RMG ACQUISITION CORP	75,000	$786	0.0%	$10.48	—	UNIT 99/99/9999	749641205
—	MONOCLE ACQUISITION CORP	73,609	$756	0.0%	$10.19	—	COM	609754106
—	STABLE RD ACQUISITION CORP	65,707	$673	0.0%	$10.30	—	UNIT 05/15/2026	85236Q208
—	GRAF INDL CORP	294,385	$671	0.0%	$2.28	—	*W EXP 12/31/202	384278115
—	BRILLIANT ACQUISITION CORP	60,000	$602	0.0%	$10.03	—	UNIT 12/31/2020	G1643W103
—	APEX TECHNOLOGY ACQUISITION	50,000	$574	0.0%	$10.20	—	UNIT 06/11/2026	03768F201
—	VOYA EMERGING MKTS HIGH DIVI	91,903	$571	0.0%	$7.57	—	COM	92912P108
—	HERZFELD CARIBBEAN BASIN FD	150,934	$558	0.0%	$5.63	—	COM	42804T106
XPMAX	PIONEER MUN HIGH INCOME ADVA	52,157	$548	0.0%	$10.51	—	COM	723762100
—	BLACKROCK MUNIYIELD CALIF FD	37,509	$523	0.0%	$13.94	—	COM	09254M105
—	HEALTHCARE MERGER CORP	48,653	$501	0.0%	$10.36	—	UNIT 12/17/2021	42227L201
—	FAR PT ACQUISITION CORP	47,727	$489	0.0%	$9.68	—	COM CL A	30734W109
—	VOYA INTL HIGH DIVID EQTY IN	111,065	$459	0.0%	$4.13	—	COM	92912Y109
—	BLACKROCK ENHANCED GLOBAL DI	47,118	$444	0.0%	$10.37	—	COM	092501105
—	BLACKROCK MUNIYIELD CALIF QU	31,782	$441	0.0%	$13.88	—	COM	09254N103
XMYDX	BLACKROCK MUNIYIELD FD INC	30,522	$415	0.0%	$13.60	—	COM	09253W104
—	FORUM MERGER II CORP	25,000	$411	0.0%	$16.44	—	CL A	34986F103
—	SCHULTZE SPL PURP ACQUSTN CO	294,494	$380	0.0%	$1.29	—	*W EXP 12/31/202	80821R117
MPV	BARINGS PARTN INVS	28,241	$360	0.0%	$12.75	—	SH BEN INT	06761A103
—	GORDON POINTE ACQUISITION CO	159,798	$348	0.0%	$0.56	—	*W EXP 07/30/202	382788115
—	BLACKROCK MUNIENHANCED FD IN	30,782	$337	0.0%	$10.95	—	COM	09253Y100
XMHIX	PIONEER MUN HIGH INCOME TR	28,953	$327	0.0%	$11.29	—	COM SHS	723763108
—	FST TR NEW OPPORT MLP & ENE	72,229	$311	0.0%	$4.31	—	COM	33739M100
—	APOLLO SR FLOATING RATE FD I	24,681	$307	0.0%	$12.44	—	COM	037636107
—	HANCOCK JOHN INVT TR	58,151	$305	0.0%	$6.92	—	TAX ADV GLB SH	41013P749
—	COLLIER CREEK HOLDINGS	20,000	$300	0.0%	$10.05	—	UNIT 99/99/9999	G22707122
—	DUFF & PHELPS UTIL CORP BD T	30,621	$286	0.0%	$8.49	—	COM	26432K108
—	HL ACQUISITIONS CORP	125,000	$283	0.0%	$0.36	—	*W EXP 06/21/202	G4603R122
—	FUSION ACQUISITION CORP	27,500	$279	0.0%	$10.15	—	UNIT 99/99/9999	36118H204
—	BLACKROCK MUN 2020 TERM TR	17,655	$265	0.0%	$14.67	—	COM SHS	09249X109
SCPE/U	SC HEALTH CORP	25,000	$260	0.0%	$10.36	—	UNIT 99/99/9999	G78516302
—	ROYCE GLOBAL VALUE TR INC	21,923	$254	0.0%	$8.04	—	COM	78081T104
—	HYCROFT MINING HOLDING CORP	191,189	$239	0.0%	$1.25	—	*W EXP 02/12/202	44862P117
—	WESTERN ASSET VAR RT STRG FD	13,648	$214	0.0%	$15.68	—	COM	957667108
—	NUVEEN REAL ESTATE INCOME FD	25,705	$192	0.0%	$7.47	—	COM	67071B108
—	INVESCO CALIF VALUE MUN INCO	15,000	$175	0.0%	$11.67	—	COM	46132H106
XENWX	EATON VANCE NEW YORK MUN BD	13,958	$163	0.0%	$11.59	—	COM	27827Y109
—	CF FIN ACQUISITION CORP	110,147	$149	0.0%	$1.35	—	*W EXP 04/30/202	12528N115
—	LEISURE ACQUISITION CORP	150,075	$140	0.0%	$0.81	—	*W EXP 12/05/201	52539T115
SNAXW	ANDINA ACQUISITION CORP III	294,410	$127	0.0%	$0.43	—	*W EXP 07/31/202	G04415124
—	MEGALITH FINL ACQUISITION CO	150,000	$126	0.0%	$0.84	—	*W EXP 08/26/202	58518F117
—	HL ACQUISITIONS CORP	125,000	$119	0.0%	$0.40	—	RIGHT 07/17/2023	G4603R130
—	ARYA SCIENCES ACQUISTION CO	10,000	$116	0.0%	$11.60	—	UNIT 06/09/2027	G31655114
—	AMCI ACQUISITION CORP	200,000	$110	0.0%	$0.55	—	*W EXP 05/20/202	00165R119
—	8I ENTERPRISES ACQUISITION C	235,496	$108	0.0%	$0.40	—	*W EXP 10/29/202	G2956M112
—	BROOGE ENERGY LTD	209,492	$103	0.0%	$0.74	—	*W EXP 12/20/202	G1611B115
—	MERIDA MERGER CORP I	194,593	$97	0.0%	$0.50	—	*W EXP 11/07/202	58953M114
—	BIOMX INC	195,843	$94	0.0%	$0.47	—	*W EXP 10/16/202	09090D111
—	LF CAP ACQUISITION CORP	100,000	$90	0.0%	$0.55	—	*W EXP 06/22/202	50200K116
—	LEGACY ACQUISITION CORP	175,677	$86	0.0%	$0.44	—	*W EXP 11/30/202	524643111
—	8I ENTERPRISES ACQUISITION C	235,496	$78	0.0%	$0.44	—	RIGHT 10/29/2020	G2956M120
—	GRID DYNAMICS HLDGS INC	48,123	$77	0.0%	$30.64	—	*W EXP 03/05/202	39813G117
—	ANDINA ACQUISITION CORP III	294,410	$74	0.0%	$0.25	—	RIGHT 07/31/2020	G04415132
—	TRIDENT ACQUISITIONS CORP	150,000	$69	0.0%	$0.32	—	*W EXP 05/09/202	89615T114
—	BIG ROCK PARTNERS ACQUISI CO	237,324	$66	0.0%	$0.46	—	RIGHT 12/01/2022	089482129
—	TENZING ACQUISITION CORP	125,000	$59	0.0%	$0.47	—	*W EXP 02/23/202	G8708A108
—	WHOLE EARTH BRANDS INC	48,739	$56	0.0%	$1.15	—	*W EXP 06/25/202	96684W126
—	METEN EDTECHX ED GROUP LTD	96,249	$54	0.0%	$0.56	—	*W EXP 03/31/202	G6055H106
—	BIG ROCK PARTNERS ACQUISI CO	118,662	$53	0.0%	$0.40	—	*W EXP 12/01/202	089482111
—	KBL MERGER CORP IV	208,800	$52	0.0%	$0.29	—	RIGHT 04/09/2020	48242A120
—	ALBERTON ACQUISITION CORP	194,596	$51	0.0%	$0.26	—	*W EXP 04/26/202	G35006124
—	ALBERTON ACQUISITION CORP	194,596	$51	0.0%	$0.26	—	RIGHT 10/04/2020	G35006132
—	MONOCLE ACQUISITION CORP	73,609	$48	0.0%	$0.75	—	*W EXP 12/06/202	609754114
—	ATLAS TECHNICAL CONSULTANTS	121,946	$48	0.0%	$21.65	—	*W EXP 11/26/202	049430119
—	INTL GNRL INSURANCE HLDNGS L	125,000	$43	0.0%	$25.65	—	*W EXP 03/17/202	G4809J114
—	KBL MERGER CORP IV	124,200	$39	0.0%	$0.20	—	*W EXP 01/15/202	48242A112
—	TOTTENHAM ACQUISITION I LTD	118,000	$35	0.0%	$0.37	—	RIGHT 11/06/2020	G8959N122
—	TOTTENHAM ACQUISITION I LTD	118,000	$24	0.0%	$0.20	—	*W EXP 05/06/202	G8959N114
—	LION GROUP HOLDING LTD	160,333	$24	0.0%	$0.15	—	*W EXP 06/17/202	53620U110
—	LONGEVITY ACQUISITION CORP	100,000	$20	0.0%	$0.20	—	*W EXP 07/31/202	G56372116
—	LONGEVITY ACQUISITION CORP	100,000	$20	0.0%	$0.20	—	RIGHT 07/31/2020	G56372124
—	FAR PT ACQUISITION CORP	15,909	$8	0.0%	$1.62	—	*W EXP 06/01/202	30734W117
—	CF FIN ACQUISITION CORP	10	$0	0.0%	$10.00	—	UNIT 04/30/2025	12528N206