CIK: 0000855702 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 10, 2020
Total Value ($000): $70,872 (89.3% shares, 10.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EMLC | VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF | 353,693 | $10,908 | 15.4% | $33.53 | — | JP MORGAN MKTS | 92189H300 |
| AGNC | AGNC INVESTMENT CORP | 506,800 | $7,050 | 9.9% | $7.67 | — | COM | 00123Q104 |
| — | AIMMUNE THERAPEUTICS INC | 158,783 | $5,470 | 7.7% | $34.45 | — | COM | 00900T107 |
| — | FORTIVE CORP | 5,400,000 | $5,407 | 7.6% | $0.98 | — | NOTE | 34959JAK4 |
| — | DOUBLELINE YIELD OPPORTUNITIES FUND | 250,000 | $4,573 | 6.5% | $19.00 | — | COM | 25862D105 |
| — | WESTERN ASSET EMERGING MARKETS DEBT FUND INC | 349,101 | $4,301 | 6.1% | $13.57 | — | COM | 95766A101 |
| RITM | NEW RESIDENTIAL INVESTMENT CORP | 531,000 | $4,221 | 6.0% | $9.59 | — | COM | 64828T201 |
| T | AT&T INC | 142,700 | $4,068 | 5.7% | $16.94 | -8.1% | COM | 00206R102 |
| — | NUVEEN PREFERRED & INCOME SECURITIES FUND | 418,033 | $3,683 | 5.2% | $7.26 | — | COM | 67072C105 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 86,940 | $3,188 | 4.5% | $38.42 | -9.9% | COM | 71722W107 |
| — | CAPSTEAD MORTGAGE CORP | 473,165 | $2,659 | 3.8% | $7.74 | — | COM | 14067E506 |
| — | PGIM GLOBAL HIGH YIELD FUND INC | 165,301 | $2,190 | 3.1% | $14.01 | — | COM | 69346J106 |
| — | TWO HARBORS INVESTMENT CORP | 315,000 | $1,603 | 2.3% | $4.37 | — | COM | 90187B408 |
| — | DENBURY INC | 88,798 | $1,563 | 2.2% | $17.60 | — | COM | 24790A101 |
| D | DOMINION ENERGY INC | 12,426 | $981 | 1.4% | $50.99 | +21.7% | COM | 25746U109 |
| — | COLONY CAPITAL INC | 352,939 | $964 | 1.4% | $6.07 | — | COM | 19626G108 |
| — | BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 150,600 | $896 | 1.3% | $8.24 | — | SHS | 09257A108 |
| — | LIGAND PHARMACEUTICALS I 0.75 05/15/2023 | 615,000 | $555 | 0.8% | $0.90 | — | NOTE | 53220KAF5 |
| — | JAZZ INVESTMENTS I LTD 1.5 08/15/2024 | 515,000 | $518 | 0.7% | $1.01 | — | NOTE | 472145AD3 |
| ET | ENERGY TRANSFER LP | 95,500 | $518 | 0.7% | $13.02 | — | COM | 29273V100 |
| — | SUPERNUS PHARMACEUTICALS 0.625 04/01/2023 | 540,000 | $493 | 0.7% | $0.91 | — | NOTE | 868459AD0 |
| — | AVROBIO INC | 37,306 | $486 | 0.7% | $15.55 | — | COM | 05455M100 |
| — | CAMP 2 08/01/25 | 480,000 | $392 | 0.6% | $0.82 | — | NOTE | 128126AD1 |
| REPL | REPLIMUNE GROUP INC | 15,877 | $365 | 0.5% | $22.79 | 0.0% | COM | 76029N106 |
| MGPI | MGP INGREDIENTS INC | 5,385 | $212 | 0.3% | $37.30 | 0.0% | COM | 55303J106 |
| — | FLIR SYSTEMS INC | 5,895 | $210 | 0.3% | $35.62 | — | COM | 302445101 |
| VST | VISTRA CORP | 11,235 | $208 | 0.3% | $16.72 | 0.0% | COM | 92840M102 |
| UGI | UGI CORP | 6,265 | $204 | 0.3% | $33.17 | 0.0% | COM | 902681105 |
| HII | HUNTINGTON INGALLS INDUSTRIE | 1,435 | $203 | 0.3% | $142.15 | 0.0% | COM | 446413106 |
| NPK | NATIONAL PRESTO INDS INC | 2,455 | $199 | 0.3% | $87.32 | 0.0% | COM | 637215104 |
| — | TWITTER INC 1 09/15/2021 | 200,000 | $199 | 0.3% | $0.99 | — | NOTE | 90184LAD4 |
| MMM | 3M CO | 1,225 | $196 | 0.3% | $110.37 | 0.0% | COM | 88579Y101 |
| GORO | GOLD RESOURCE CORP | 56,220 | $195 | 0.3% | $4.07 | 0.0% | COM | 38068T105 |
| BWXT | BWX TECHNOLOGOES INC | 3,210 | $184 | 0.3% | $52.50 | 0.0% | COM | 05605H100 |
| RCKY | ROCKY BRANDS INC | 7,040 | $173 | 0.2% | $22.70 | 0.0% | COM | 774515100 |
| — | SHYFT GROUP INC/THE | 8,200 | $154 | 0.2% | $18.78 | — | COM | 825698103 |
| EOG | EOG RESOURCES INC | 4,060 | $147 | 0.2% | $34.85 | 0.0% | COM | 26875P101 |
| SNA | SNAP-ON INC | 1,000 | $145 | 0.2% | $126.29 | 0.0% | COM | 833034101 |
| — | NUSTAR ENERGY LP | 10,700 | $114 | 0.2% | $25.89 | — | COM | 67058H102 |
| STC | STEWART INFORMATION SERVICES | 2,400 | $105 | 0.1% | $40.41 | 0.0% | COM | 860372101 |
| — | MIX TELEMATICS LTD-SP ADR | 11,745 | $103 | 0.1% | $8.77 | — | SPONSORED ADR | 60688N102 |
| HIG | HARTFORD FINANCIAL SVCS GRP | 2,790 | $102 | 0.1% | $35.51 | 0.0% | COM | 416515104 |
| KHC | KRAFT HEINZ CO/THE | 3,415 | $101 | 0.1% | $25.88 | 0.0% | COM | 500754106 |
| OMC | OMNICOM GROUP | 2,040 | $100 | 0.1% | $44.01 | 0.0% | COM | 681919106 |
| MYE | MYERS INDUSTRIES INC | 7,525 | $100 | 0.1% | $12.60 | 0.0% | COM | 628464109 |
| KIM | KIMCO REALTY CORP | 8,755 | $99 | 0.1% | $9.37 | 0.0% | COM | 49446R109 |
| CSCO | CISCO SYSTEMS INC | 2,496 | $97 | 0.1% | $37.06 | 0.0% | COM | 17275R102 |
| FF | FUTUREFUEL CORP | 8,595 | $97 | 0.1% | $5.96 | 0.0% | COM | 36116M106 |
| NWL | NEWELL BRANDS INC | 5,555 | $95 | 0.1% | $13.14 | 0.0% | COM | 651229106 |
| ERIC | ERICSSON (LM) TEL-SP ADR | 7,200 | $78 | 0.1% | $10.83 | — | ADR B SEK 10 | 294821608 |