Location: Conshohocken, PA
CIK: 0000855702 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 10, 2020
Total Value: $70.87M (89.3% shares, 10.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| EMLC | VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF | 353,693 | $10.91M | 15.4% | $30.84 | $33.69 | -8.5% | JP MORGAN MKTS | 92189H300 |
| AGNC | AGNC INVESTMENT CORP | 506,800 | $7.05M | 9.9% | $13.91 | $7.67 | — | COM | 00123Q104 |
| — | AIMMUNE THERAPEUTICS INC | 158,783 | $5.47M | 7.7% | $34.45 | $34.45 | — | COM | 00900T107 |
| — | FORTIVE CORP | 5,400,000 | $5.407M | 7.6% | $1.00 | $0.98 | — | NOTE | 34959JAK4 |
| — | DOUBLELINE YIELD OPPORTUNITIES FUND | 250,000 | $4.573M | 6.5% | $18.29 | $19.00 | — | COM | 25862D105 |
| — | WESTERN ASSET EMERGING MARKETS DEBT FUND INC | 349,101 | $4.301M | 6.1% | $12.32 | $13.57 | — | COM | 95766A101 |
| RITM | NEW RESIDENTIAL INVESTMENT CORP | 531,000 | $4.221M | 6.0% | $7.95 | $9.59 | — | COM | 64828T201 |
| T | AT&T INC | 142,700 | $4.068M | 5.7% | $28.51 * | $16.94 | -11.3% | COM | 00206R102 |
| — | NUVEEN PREFERRED & INCOME SECURITIES FUND | 418,033 | $3.683M | 5.2% | $8.81 | $7.26 | — | COM | 67072C105 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 86,940 | $3.188M | 4.5% | $36.67 | $38.42 | -4.6% | COM | 71722W107 |
| — | CAPSTEAD MORTGAGE CORP | 473,165 | $2.659M | 3.8% | $5.62 | $7.74 | — | COM | 14067E506 |
| — | PGIM GLOBAL HIGH YIELD FUND INC | 165,301 | $2.19M | 3.1% | $13.25 | $14.01 | — | COM | 69346J106 |
| — | TWO HARBORS INVESTMENT CORP | 315,000 | $1.603M | 2.3% | $5.09 | $4.37 | — | COM | 90187B408 |
| — | DENBURY INC | 88,798 | $1.563M | 2.2% | $17.60 | $17.60 | — | COM | 24790A101 |
| D | DOMINION ENERGY INC | 12,426 | $981K | 1.4% | $78.95 * | $50.99 | +23.3% | COM | 25746U109 |
| — | COLONY CAPITAL INC | 352,939 | $964K | 1.4% | $2.73 | $6.07 | — | COM | 19626G108 |
| — | BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 150,600 | $896K | 1.3% | $5.95 | $8.24 | — | SHS | 09257A108 |
| — | LIGAND PHARMACEUTICALS I 0.75 05/15/2023 | 615,000 | $555K | 0.8% | $0.90 | $0.90 | — | NOTE | 53220KAF5 |
| — | JAZZ INVESTMENTS I LTD 1.5 08/15/2024 | 515,000 | $518K | 0.7% | $1.01 | $1.01 | — | NOTE | 472145AD3 |
| ET | ENERGY TRANSFER LP | 95,500 | $518K | 0.7% | $5.42 | $13.02 | — | COM | 29273V100 |
| — | SUPERNUS PHARMACEUTICALS 0.625 04/01/2023 | 540,000 | $493K | 0.7% | $0.91 | $0.91 | — | NOTE | 868459AD0 |
| — | AVROBIO INC | 37,306 | $486K | 0.7% | $13.03 | $15.55 | — | COM | 05455M100 |
| — | CAMP 2 08/01/25 | 480,000 | $392K | 0.6% | $0.82 | $0.82 | — | NOTE | 128126AD1 |
| REPL | REPLIMUNE GROUP INC | 15,877 | $365K | 0.5% | $22.99 | $22.79 | +1.0% | COM | 76029N106 |
| MGPI | MGP INGREDIENTS INC | 5,385 | $212K | 0.3% | $39.37 | $37.30 | +6.5% | COM | 55303J106 |
| — | FLIR SYSTEMS INC | 5,895 | $210K | 0.3% | $35.62 | $35.62 | — | COM | 302445101 |
| VST | VISTRA CORP | 11,235 | $208K | 0.3% | $18.51 * | $16.72 | +0.7% | COM | 92840M102 |
| UGI | UGI CORP | 6,265 | $204K | 0.3% | $32.56 | $33.17 | -0.6% | COM | 902681105 |
| HII | HUNTINGTON INGALLS INDUSTRIE | 1,435 | $203K | 0.3% | $141.46 * | $142.15 | -12.1% | COM | 446413106 |
| NPK | NATIONAL PRESTO INDS INC | 2,455 | $199K | 0.3% | $81.06 | $87.32 | -6.3% | COM | 637215104 |
| — | TWITTER INC 1 09/15/2021 | 200,000 | $199K | 0.3% | $0.99 | $0.99 | — | NOTE | 90184LAD4 |
| MMM | 3M CO | 1,225 | $196K | 0.3% | $160.00 * | $110.37 | +0.1% | COM | 88579Y101 |
| GORO | GOLD RESOURCE CORP | 56,220 | $195K | 0.3% | $3.47 | $4.07 | -16.3% | COM | 38068T105 |
| BWXT | BWX TECHNOLOGOES INC | 3,210 | $184K | 0.3% | $57.32 * | $52.50 | +0.6% | COM | 05605H100 |
| RCKY | ROCKY BRANDS INC | 7,040 | $173K | 0.2% | $24.57 | $22.70 | +9.4% | COM | 774515100 |
| — | SHYFT GROUP INC/THE | 8,200 | $154K | 0.2% | $18.78 | $18.78 | — | COM | 825698103 |
| EOG | EOG RESOURCES INC | 4,060 | $147K | 0.2% | $36.21 * | $34.85 | -19.8% | COM | 26875P101 |
| SNA | SNAP-ON INC | 1,000 | $145K | 0.2% | $145.00 * | $126.29 | +1.7% | COM | 833034101 |
| — | NUSTAR ENERGY LP | 10,700 | $114K | 0.2% | $10.65 | $25.89 | — | COM | 67058H102 |
| STC | STEWART INFORMATION SERVICES | 2,400 | $105K | 0.1% | $43.75 | $40.41 | +8.2% | COM | 860372101 |
| — | MIX TELEMATICS LTD-SP ADR | 11,745 | $103K | 0.1% | $8.77 | $8.77 | — | SPONSORED ADR | 60688N102 |
| HIG | HARTFORD FINANCIAL SVCS GRP | 2,790 | $102K | 0.1% | $36.56 * | $35.51 | -7.1% | COM | 416515104 |
| KHC | KRAFT HEINZ CO/THE | 3,415 | $101K | 0.1% | $29.58 * | $25.88 | -9.4% | COM | 500754106 |
| OMC | OMNICOM GROUP | 2,040 | $100K | 0.1% | $49.02 * | $44.01 | -6.6% | COM | 681919106 |
| MYE | MYERS INDUSTRIES INC | 7,525 | $100K | 0.1% | $13.29 * | $12.60 | -10.7% | COM | 628464109 |
| KIM | KIMCO REALTY CORP | 8,755 | $99,000 | 0.1% | $11.31 * | $9.37 | -4.0% | COM | 49446R109 |
| CSCO | CISCO SYSTEMS INC | 2,496 | $97,000 | 0.1% | $38.86 * | $37.06 | -9.6% | COM | 17275R102 |
| FF | FUTUREFUEL CORP | 8,595 | $97,000 | 0.1% | $11.29 * | $5.96 | -8.6% | COM | 36116M106 |
| NWL | NEWELL BRANDS INC | 5,555 | $95,000 | 0.1% | $17.10 * | $13.14 | +3.8% | COM | 651229106 |
| ERIC | ERICSSON (LM) TEL-SP ADR | 7,200 | $78,000 | 0.1% | $10.83 | $11.04 | -1.4% | ADR B SEK 10 | 294821608 |