Location: Conshohocken, PA
CIK: 0000855702 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 9, 2021
Total Value: $113M (91.7% shares, 8.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ANNALY CAPITAL MANAGEMENT INC | 1,494,800 | $12.63M | 11.2% | $8.45 | $8.45 | — | COM | 035710409 |
| EMLC | VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF | 353,693 | $11.77M | 10.4% | $33.27 | $33.69 | -1.2% | COM | 92189H300 |
| — | ABERDEEN ASIA-PACIFIC INCOME FUND INC | 2,418,083 | $10.76M | 9.5% | $4.45 | $4.45 | — | COM | 003009107 |
| AGNC | AGNC INVESTMENT CORP | 506,800 | $7.906M | 7.0% | $15.60 | $7.67 | — | COM | 00123Q104 |
| — | MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC | 1,016,241 | $6.392M | 5.6% | $6.29 | $6.29 | — | COM | 617477104 |
| — | FORTIVE CORPORATION 0.875 02/15/2022 | 5,400,000 | $5.555M | 4.9% | $1.03 | $0.98 | — | NOTE | 34959JAK4 |
| RITM | NEW RESIDENTIAL INVESTMENT CORP | 531,000 | $5.278M | 4.7% | $9.94 | $9.59 | — | COM | 64828T201 |
| — | WESTERN ASSET EMERGING MARKETS DEBT FUND INC | 349,101 | $4.853M | 4.3% | $13.90 | $13.57 | — | COM | 95766A101 |
| — | DOUBLELINE YIELD OPPORTUNITIES FUND | 250,000 | $4.628M | 4.1% | $18.51 | $19.00 | — | COM | 25862D105 |
| T | AT&T INC | 142,700 | $4.104M | 3.6% | $28.76 * | $16.94 | -8.4% | COM | 00206R102 |
| — | NUVEEN PREFERRED & INCOME SECURITIES FUND | 418,033 | $4.067M | 3.6% | $9.73 | $7.26 | — | COM | 67072C105 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 86,940 | $2.888M | 2.6% | $33.22 | $38.42 | -13.5% | COM | 71722W107 |
| — | CAPSTEAD MORTGAGE CORP | 473,165 | $2.749M | 2.4% | $5.81 | $7.74 | — | COM | 14067E506 |
| SPG | SIMON PROPERTY GROUP INC | 31,000 | $2.644M | 2.3% | $85.29 * | $57.65 | +13.4% | COM | 828806109 |
| — | PGIM GLOBAL HIGH YIELD FUND INC | 165,301 | $2.402M | 2.1% | $14.53 | $14.01 | — | COM | 69346J106 |
| WFC | WELLS FARGO & CO | 67,000 | $2.022M | 1.8% | $30.18 * | $23.04 | +16.8% | COM | 949746101 |
| — | TWO HARBORS INVESTMENT CORP | 315,000 | $2.007M | 1.8% | $6.37 | $4.37 | — | COM | 90187B408 |
| — | BARRICK GOLD CORP COM | 75,000 | $1.709M | 1.5% | $22.79 | $22.79 | — | COM | 067901108 |
| — | COLONY CAPITAL INC | 352,939 | $1.698M | 1.5% | $4.81 | $6.07 | — | COM | 19626G108 |
| — | GENERATION BIO CO | 40,545 | $1.149M | 1.0% | $28.34 | $28.34 | — | COM | 37148K100 |
| — | BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 150,600 | $1.116M | 1.0% | $7.41 | $8.24 | — | SHS | 09257A108 |
| D | DOMINION ENERGY INC | 12,426 | $934K | 0.8% | $75.16 * | $50.99 | +18.4% | COM | 25746U109 |
| — | DENBURY INC | 29,946 | $769K | 0.7% | $25.68 | $17.60 | — | COM | 24790A101 |
| — | SUPERNUS PHARMACEUTICALS 0.625 04/01/2023 | 675,000 | $640K | 0.6% | $0.95 | $0.92 | — | NOTE | 868459AD0 |
| — | LIGAND PHARMACEUTICALS I 0.75 05/15/2023 | 665,000 | $626K | 0.6% | $0.94 | $0.91 | — | NOTE | 53220KAF5 |
| — | CAMP 2 08/01/25 | 680,000 | $602K | 0.5% | $0.89 | $0.84 | — | NOTE | 128126AD1 |
| ET | ENERGY TRANSFER LP | 95,500 | $590K | 0.5% | $6.18 | $13.02 | — | COM | 29273V100 |
| — | JAZZ INVESTMENTS I LTD 1.5 08/15/2024 | 515,000 | $547K | 0.5% | $1.06 | $1.01 | — | NOTE | 472145AD3 |
| — | AVROBIO INC | 37,306 | $520K | 0.5% | $13.94 | $15.55 | — | COM | 05455M100 |
| VALE | VALE SA | 28,953 | $485K | 0.4% | $16.75 | $13.33 | +25.8% | COM | 91912E105 |
| — | 89BIO INC | 16,190 | $395K | 0.3% | $24.40 | $24.40 | — | COM | 282559103 |
| — | IONS 0 1/8 12/15/24 | 356,000 | $363K | 0.3% | $1.02 | $1.02 | — | NOTE | 462222AB6 |
| PAA | PLAINS ALL AMERICAN PIPELINE LP | 39,500 | $325K | 0.3% | $8.23 | $8.23 | — | COM | 726503105 |
| — | BROOKFIELD REAL ASSETS INCOME FUND INC | 17,256 | $308K | 0.3% | $17.85 | $17.85 | — | COM | 112830104 |
| ANAB | ANAPTYSBIO INC | 12,911 | $278K | 0.2% | $21.53 | $24.28 | -11.5% | COM | 032724106 |
| — | CHENIERE ENERGY INC 4.25 03/15/2045 | 327,000 | $255K | 0.2% | $0.78 | $0.78 | — | NOTE | 16411RAG4 |
| PCVX | VAXCYTE INC | 9,240 | $246K | 0.2% | $26.62 | $37.18 | -28.5% | COM | 92243G108 |
| IMKTA | INGLES MARKETS INC-CLASS A | 5,735 | $245K | 0.2% | $42.72 * | $36.78 | +10.5% | COM | 457030104 |
| HIG | HARTFORD FINANCIAL SVCS GRP | 4,890 | $240K | 0.2% | $49.08 * | $36.89 | +19.7% | COM | 416515104 |
| MGPI | MGP INGREDIENTS INC | 5,085 | $239K | 0.2% | $47.00 | $37.30 | +26.2% | COM | 55303J106 |
| HII | HUNTINGTON INGALLS INDUSTRIE | 1,375 | $234K | 0.2% | $170.18 * | $142.15 | +7.1% | COM | 446413106 |
| VST | VISTRA CORP | 11,875 | $233K | 0.2% | $19.62 * | $16.72 | +5.7% | COM | 92840M102 |
| KHC | KRAFT HEINZ CO/THE | 6,565 | $228K | 0.2% | $34.73 * | $25.72 | +6.8% | COM | 500754106 |
| — | FLIR SYSTEMS INC | 5,180 | $227K | 0.2% | $43.82 | $35.62 | — | COM | 302445101 |
| MMM | 3M CO | 1,280 | $224K | 0.2% | $175.00 * | $110.68 | +9.8% | COM | 88579Y101 |
| NPK | NATIONAL PRESTO INDS INC | 2,525 | $223K | 0.2% | $88.32 | $87.28 | +1.3% | COM | 637215104 |
| UGI | UGI CORP | 6,365 | $223K | 0.2% | $35.04 | $33.20 | +5.3% | COM | 902681105 |
| — | SHYFT GROUP INC/THE | 7,620 | $216K | 0.2% | $28.35 | $18.78 | — | COM | 825698103 |
| NWL | NEWELL BRANDS INC | 9,995 | $212K | 0.2% | $21.21 * | $14.22 | +20.0% | COM | 651229106 |
| — | ALTABANCORP | 7,520 | $210K | 0.2% | $27.93 | $27.93 | — | COM | 021347109 |
| BWXT | BWX TECHNOLOGIES INC | 3,425 | $206K | 0.2% | $60.15 * | $52.60 | +7.8% | COM | 05605H100 |
| OMC | OMNICOM GROUP | 3,285 | $205K | 0.2% | $62.40 * | $45.36 | +15.4% | COM | 681919106 |
| — | TWITTER INC 1 09/15/2021 | 200,000 | $204K | 0.2% | $1.02 | $0.99 | — | NOTE | 90184LAD4 |
| EOG | EOG RESOURCES INC | 4,095 | $204K | 0.2% | $49.82 * | $34.85 | +12.4% | COM | 26875P101 |
| EPC | EDGEWELL PERSONAL CARE CO | 5,770 | $200K | 0.2% | $34.66 * | $29.63 | +6.9% | COM | 28035Q102 |
| BAC | BANK OF AMERICA CORP | 6,560 | $199K | 0.2% | $30.34 * | $23.66 | +13.5% | COM | 060505104 |
| MYE | MYERS INDUSTRIES INC | 9,525 | $198K | 0.2% | $20.79 * | $12.94 | +37.7% | COM | 628464109 |
| SWBI | SMITH & WESSON BRANDS INC | 11,115 | $197K | 0.2% | $17.72 | $16.54 | +7.3% | COM | 831754106 |
| GORO | GOLD RESOURCE CORP | 67,645 | $197K | 0.2% | $2.91 | $3.91 | -25.6% | COM | 38068T105 |
| — | WALGREENS BOOTS ALLIANCE INC | 4,840 | $193K | 0.2% | $39.88 | $39.88 | — | COM | 931427108 |
| STC | STEWART INFORMATION SERVICES | 3,985 | $193K | 0.2% | $48.43 | $42.48 | +13.9% | COM | 860372101 |
| SNA | SNAP-ON INC | 1,100 | $188K | 0.2% | $170.91 * | $128.12 | +17.4% | COM | 833034101 |
| RCKY | ROCKY BRANDS INC | 6,590 | $185K | 0.2% | $28.07 | $22.70 | +23.7% | COM | 774515100 |
| — | AMERICAN EQUITY INVT LIFE HL | 6,285 | $174K | 0.2% | $27.68 | $27.68 | — | COM | 025676206 |
| ERIC | ERICSSON (LM) TEL-SP ADR | 13,425 | $160K | 0.1% | $11.92 | $11.35 | +5.2% | COM | 294821608 |
| — | NUSTAR ENERGY LP | 10,700 | $154K | 0.1% | $14.39 | $25.89 | — | COM | 67058H102 |
| — | MIX TELEMATICS LTD-SP ADR | 11,895 | $150K | 0.1% | $12.61 | $8.82 | — | SPONSORED ADR | 60688N102 |
| FF | FUTUREFUEL CORP | 10,910 | $139K | 0.1% | $12.74 * | $5.93 | +3.2% | COM | 36116M106 |
| — | ENERGIZER HOLDINGS INC | 1,500 | $134K | 0.1% | $89.33 | $89.33 | — | COM | 29272W208 |
| CSCO | CISCO SYSTEMS INC | 2,496 | $112K | 0.1% | $44.87 * | $37.06 | +3.6% | COM | 17275R102 |
| MOS | MOSAIC CO/THE | 4,730 | $109K | 0.1% | $23.04 * | $18.10 | +14.5% | COM | 61945C103 |
| KIM | KIMCO REALTY CORP | 7,085 | $106K | 0.1% | $14.96 * | $9.37 | +29.3% | COM | 49446R109 |
| — | FEDERAL REALTY INVS TRUST | 1,165 | $99,000 | 0.1% | $84.98 | $84.98 | — | COM | 313747206 |
| LEMB | ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF | 2,109 | $95,000 | 0.1% | $45.05 | $43.35 | +4.4% | COM | 464286517 |
| DVN | DEVON ENERGY CORP | 1,675 | $26,000 | 0.0% | $15.52 * | $9.51 | +28.2% | COM | 25179M103 |