Location: Conshohocken, PA
CIK: 0000855702 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 13, 2023
Total Value: $107M (92.3% shares, 7.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | WELLS FARGO CO NEW | 6,000 | $6.69M | 6.3% | $1115.00 | $1204.00 | — | PERP PFD CNV A | 949746804 |
| PKE | PARK AEROSPACE CORP | 313,658 | $4.871M | 4.6% | $15.53 | $13.97 | +11.1% | COM | 70014A104 |
| FF | FUTUREFUEL CORP | 631,694 | $4.529M | 4.2% | $7.17 * | $4.89 | -9.4% | COM | 36116M106 |
| — | BLACKROCK RES & COMMODITIES | 485,111 | $4.468M | 4.2% | $9.21 | $9.82 | — | SHS | 09257A108 |
| — | MORGAN STANLEY EMERGING MKTS | 963,819 | $4.106M | 3.9% | $4.26 | $6.20 | — | COM | 617477104 |
| EPM | EVOLUTION PETE CORP | 595,754 | $4.075M | 3.8% | $6.84 * | $5.49 | +1.4% | COM | 30049A107 |
| — | ABRDN ASIA PACIFIC INCOME FU | 1,503,855 | $3.684M | 3.5% | $2.45 | $3.86 | — | COM | 003009107 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 851,500 | $3.508M | 3.3% | $4.12 | $3.57 | +15.3% | COM | G65773106 |
| UTMD | UTAH MED PRODS INC | 36,283 | $3.12M | 2.9% | $86.00 | $92.98 | -7.5% | COM | 917488108 |
| RELL | RICHARDSON ELECTRS LTD | 274,126 | $2.996M | 2.8% | $10.93 * | $15.44 | -33.1% | COM | 763165107 |
| — | MIX TELEMATICS LTD | 535,219 | $2.954M | 2.8% | $5.52 | $7.15 | — | SPONSORED ADR | 60688N102 |
| — | DOUBLELINE YIELD OPPORTUNITI | 199,841 | $2.944M | 2.8% | $14.73 | $18.80 | — | COM | 25862D105 |
| OHI | OMEGA HEALTHCARE INVS INC | 81,100 | $2.689M | 2.5% | $33.16 | $30.23 | — | COM | 681936100 |
| AGX | ARGAN INC | 57,877 | $2.635M | 2.5% | $45.52 * | $35.62 | +23.4% | COM | 04010E109 |
| — | IONIS PHARMACEUTICALS INC | 2,756,000 | $2.622M | 2.5% | $0.95 | $0.91 | — | NOTE 0.125%12/1 | 462222AB6 |
| FBRT | FRANKLIN BSP RLTY TR INC | 183,156 | $2.425M | 2.3% | $13.24 | $13.65 | — | COMMON STOCK | 35243J101 |
| NSA | NATIONAL STORAGE AFFILIATES | 75,500 | $2.396M | 2.2% | $31.74 | $39.30 | — | COM SHS BEN IN | 637870106 |
| PFF | ISHARES TR | 74,300 | $2.24M | 2.1% | $30.15 | $31.11 | -3.1% | PFD AND INCM SEC | 464288687 |
| MMM | 3M CO | 23,000 | $2.153M | 2.0% | $93.62 * | $84.88 | -13.9% | COM | 88579Y101 |
| T | AT&T INC | 142,700 | $2.143M | 2.0% | $15.02 * | $14.80 | -10.2% | COM | 00206R102 |
| — | WALGREENS BOOTS ALLIANCE INC | 91,000 | $2.024M | 1.9% | $22.24 | $25.33 | — | COM | 931427108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 14,130 | $1.982M | 1.9% | $140.30 * | $118.49 | +10.1% | COM | 459200101 |
| ET | ENERGY TRANSFER L P | 133,500 | $1.873M | 1.8% | $14.03 | $11.55 | — | COM UT LTD PTN | 29273V100 |
| — | BARRICK GOLD CORP | 116,500 | $1.695M | 1.6% | $14.55 | $21.40 | — | COM | 067901108 |
| PAA | PLAINS ALL AMERN PIPELINE L | 109,500 | $1.678M | 1.6% | $15.32 | $9.89 | — | UNIT LTD PARTN | 726503105 |
| MPLX | MPLX LP | 44,857 | $1.596M | 1.5% | $35.57 | $33.30 | — | COM UNIT REP LTD | 55336V100 |
| SPOK | SPOK HLDGS INC | 110,025 | $1.57M | 1.5% | $14.27 | $8.12 | +75.7% | COM | 84863T106 |
| VZ | VERIZON COMMUNICATIONS INC | 47,000 | $1.523M | 1.4% | $32.41 * | $31.20 | -10.8% | COM | 92343V104 |
| — | HALOZYME THERAPEUTICS INC | 1,555,000 | $1.312M | 1.2% | $0.84 | $0.87 | — | NOTE 0.250% 3/0 | 40637HAD1 |
| EPD | ENTERPRISE PRODS PARTNERS L | 47,663 | $1.305M | 1.2% | $27.37 | $25.04 | — | COM | 293792107 |
| SNY | SANOFI | 23,000 | $1.234M | 1.2% | $53.64 | $43.89 | +22.2% | SPONSORED ADR | 80105N105 |
| — | JAZZ INVESTMENTS I LTD | 1,265,000 | $1.219M | 1.1% | $0.96 | $0.99 | — | NOTE 1.500% 8/1 | 472145AD3 |
| GAP | GAP INC | 113,186 | $1.203M | 1.1% | $10.63 * | $9.43 | +4.2% | COM | 364760108 |
| — | TURNING PT BRANDS INC | 1,250,000 | $1.189M | 1.1% | $0.95 | $0.90 | — | NOTE 2.500% 7/1 | 90041LAE5 |
| EMLC | VANECK ETF TRUST | 48,943 | $1.168M | 1.1% | $23.87 | $27.88 | -14.4% | JP MRGAN EM LOC | 92189H300 |
| NPK | NATIONAL PRESTO INDS INC | 15,850 | $1.148M | 1.1% | $72.46 | $73.54 | -1.5% | COM | 637215104 |
| EBF | ENNIS INC | 50,629 | $1.074M | 1.0% | $21.22 * | $15.73 | +6.6% | COM | 293389102 |
| AEM | AGNICO EAGLE MINES LTD | 22,750 | $1.034M | 1.0% | $45.45 * | $51.06 | -14.8% | COM | 008474108 |
| — | CRACKER BARREL OLD CTRY STOR | 1,250,000 | $1.03M | 1.0% | $0.82 | $0.82 | — | NOTE 0.625% 6/1 | 22410JAB2 |
| LYTS | LSI INDS INC OHIO | 63,107 | $1.002M | 0.9% | $15.88 | $10.31 | +54.0% | COM | 50216C108 |
| — | WESTERN ASSET EMERGING MKTS | 114,079 | $947K | 0.9% | $8.30 | $10.73 | — | COM | 95766A101 |
| DVN | DEVON ENERGY CORP NEW | 17,550 | $837K | 0.8% | $47.70 * | $45.45 | -3.1% | COM | 25179M103 |
| OGN | ORGANON & CO | 40,500 | $703K | 0.7% | $17.36 * | $18.55 | -16.2% | COMMON STOCK | 68622V106 |
| HCSG | HEALTHCARE SVCS GROUP INC | 66,770 | $696K | 0.7% | $10.43 | $15.62 | -33.2% | COM | 421906108 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 62,802 | $651K | 0.6% | $10.37 | $16.15 | -35.8% | COM | 71722W107 |
| D | DOMINION ENERGY INC | 12,426 | $555K | 0.5% | $44.67 * | $50.99 | -21.6% | COM | 25746U109 |
| BRC | BRADY CORP | 8,960 | $492K | 0.5% | $54.92 * | $45.40 | +16.7% | CL A | 104674106 |
| — | HAYNES INTL INC | 9,785 | $455K | 0.4% | $46.52 | $50.34 | — | COM NEW | 420877201 |
| — | JOHN BEAN TECHNOLOGIES CORP | 500,000 | $449K | 0.4% | $0.90 | $0.83 | — | NOTE 0.250% 5/1 | 477839AB0 |
| NVS | NOVARTIS AG | 4,120 | $420K | 0.4% | $101.86 | $82.89 | +22.9% | SPONSORED ADR | 66987V109 |
| VLGEA | VILLAGE SUPER MKT INC | 18,377 | $416K | 0.4% | $22.64 | $22.91 | -1.2% | CL A NEW | 927107409 |
| VST | VISTRA CORP | 12,505 | $415K | 0.4% | $33.18 * | $22.37 | +45.2% | COM | 92840M102 |
| — | PERFICIENT INC | 500,000 | $401K | 0.4% | $0.80 | $0.80 | — | NOTE 0.125%11/1 | 71375UAF8 |
| HII | HUNTINGTON INGALLS INDS INC | 1,910 | $391K | 0.4% | $204.58 * | $195.75 | -0.6% | COM | 446413106 |
| VALE | VALE S A | 28,953 | $388K | 0.4% | $13.40 | $17.31 | -22.6% | SPONSORED ADS | 91912E105 |
| TOST | TOAST INC | 19,684 | $369K | 0.3% | $18.73 | $20.79 | -9.9% | CL A | 888787108 |
| BWXT | BWX TECHNOLOGIES INC | 4,200 | $315K | 0.3% | $74.98 | $63.73 | +15.3% | COM | 05605H100 |
| ALSN | ALLISON TRANSMISSION HLDGS I | 4,750 | $281K | 0.3% | $59.06 * | $47.57 | +20.8% | COM | 01973R101 |
| HAS | HASBRO INC | 3,750 | $248K | 0.2% | $66.14 * | $52.00 | +14.9% | COM | 418056107 |
| TAP | MOLSON COORS BEVERAGE CO | 3,850 | $245K | 0.2% | $63.59 * | $56.78 | +4.0% | CL B | 60871R209 |
| JEF | JEFFERIES FINL GROUP INC | 6,650 | $244K | 0.2% | $36.63 * | $28.77 | +18.9% | COM | 47233W109 |
| RXST | RXSIGHT INC | 8,264 | $230K | 0.2% | $27.89 | $29.82 | -6.5% | COM | 78349D107 |
| NTIC | NORTHERN TECHNOLOGIES INTL C | 16,950 | $227K | 0.2% | $13.37 * | $12.14 | +6.2% | COM | 665809109 |
| DUK | DUKE ENERGY CORP NEW | 2,400 | $212K | 0.2% | $88.26 * | $85.15 | -5.0% | COM NEW | 26441C204 |
| BK | BANK NEW YORK MELLON CORP | 4,950 | $211K | 0.2% | $42.65 * | $40.73 | -1.4% | COM | 064058100 |
| MTB | M & T BK CORP | 1,600 | $202K | 0.2% | $126.45 * | $120.47 | -2.4% | COM | 55261F104 |
| — | H & E EQUIPMENT SERVICES INC | 4,650 | $201K | 0.2% | $43.19 | $43.19 | — | COM | 404030108 |
| — | NUSTAR ENERGY LP | 10,700 | $187K | 0.2% | $17.44 | $25.89 | — | UNIT COM | 67058H102 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 13,152 | $142K | 0.1% | $10.78 | $14.01 | — | COM | 69346J106 |