Location: Conshohocken, PA
CIK: 0000855702 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 13, 2024
Total Value: $130M (91.3% shares, 8.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WELLS FARGO CO NEW | 6,000 | $7.174M | 5.5% | $1204.00 | — | PERP PFD CNV A | 949746804 |
| — | IONIS PHARMACEUTICALS INC | 5,512,000 | $5.275M | 4.1% | $0.93 | — | NOTE 0.125%12/1 | 462222AB6 |
| — | MORGAN STANLEY EMERGING MKTS | 963,819 | $4.491M | 3.5% | $6.20 | — | COM | 617477104 |
| UTMD | UTAH MED PRODS INC | 53,093 | $4.471M | 3.4% | $89.80 | -7.6% | COM | 917488108 |
| — | BLACKROCK RES & COMMODITIES | 485,111 | $4.308M | 3.3% | $9.82 | — | SHS | 09257A108 |
| PKE | PARK AEROSPACE CORP | 290,703 | $4.273M | 3.3% | $13.97 | +7.1% | COM | 70014A104 |
| — | WALGREENS BOOTS ALLIANCE INC | 160,850 | $4.2M | 3.2% | $25.67 | — | COM | 931427108 |
| — | MIX TELEMATICS LTD | 482,417 | $4.154M | 3.2% | $7.15 | — | SPONSORED ADR | 60688N102 |
| — | ABRDN ASIA PACIFIC INCOME FU | 1,503,855 | $4.075M | 3.1% | $3.86 | — | COM | 003009107 |
| EPM | EVOLUTION PETE CORP | 700,053 | $4.067M | 3.1% | $5.42 | -7.7% | COM | 30049A107 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 951,500 | $3.996M | 3.1% | $3.65 | +16.7% | COM | G65773106 |
| FF | FUTUREFUEL CORP | 650,493 | $3.955M | 3.0% | $4.86 | -18.6% | COM | 36116M106 |
| RELL | RICHARDSON ELECTRS LTD | 293,919 | $3.924M | 3.0% | $15.17 | -25.2% | COM | 763165107 |
| NSA | NATIONAL STORAGE AFFILIATES | 75,500 | $3.131M | 2.4% | $39.30 | — | COM SHS BEN IN | 637870106 |
| MMM | 3M CO | 28,000 | $3.061M | 2.4% | $83.21 | -9.2% | COM | 88579Y101 |
| PFF | ISHARES TR | 97,300 | $3.035M | 2.3% | $30.69 | — | PFD AND INCM SEC | 464288687 |
| — | DOUBLELINE YIELD OPPORTUNITI | 199,841 | $2.972M | 2.3% | $18.80 | — | COM | 25862D105 |
| CMTL | COMTECH TELECOMMUNICATIONS C | 343,789 | $2.898M | 2.2% | $10.43 | 0.0% | COM NEW | 205826209 |
| OHI | OMEGA HEALTHCARE INVS INC | 81,100 | $2.487M | 1.9% | $30.23 | — | COM | 681936100 |
| T | AT&T INC | 142,700 | $2.395M | 1.8% | $14.80 | -4.0% | COM | 00206R102 |
| CVS | CVS HEALTH CORP | 29,930 | $2.363M | 1.8% | $65.40 | 0.0% | COM | 126650100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 14,130 | $2.311M | 1.8% | $118.49 | +19.4% | COM | 459200101 |
| AGX | ARGAN INC | 47,747 | $2.234M | 1.7% | $35.62 | +24.3% | COM | 04010E109 |
| NPK | NATIONAL PRESTO INDS INC | 27,344 | $2.195M | 1.7% | $74.93 | +2.6% | COM | 637215104 |
| — | BARRICK GOLD CORP | 119,100 | $2.155M | 1.7% | $21.33 | — | COM | 067901108 |
| KHC | KRAFT HEINZ CO | 56,000 | $2.071M | 1.6% | $30.38 | 0.0% | COM | 500754106 |
| — | ATRION CORP | 5,145 | $1.949M | 1.5% | $378.79 | — | COM | 049904105 |
| OGN | ORGANON & CO | 132,000 | $1.903M | 1.5% | $14.23 | -13.4% | COMMON STOCK | 68622V106 |
| CPB | CAMPBELL SOUP CO | 43,000 | $1.859M | 1.4% | $38.09 | 0.0% | COM | 134429109 |
| ET | ENERGY TRANSFER L P | 133,500 | $1.842M | 1.4% | $11.55 | — | COM UT LTD PTN | 29273V100 |
| FBRT | FRANKLIN BSP RLTY TR INC | 133,156 | $1.799M | 1.4% | $13.65 | — | COMMON STOCK | 35243J101 |
| VZ | VERIZON COMMUNICATIONS INC | 47,000 | $1.772M | 1.4% | $31.20 | -0.7% | COM | 92343V104 |
| PAA | PLAINS ALL AMERN PIPELINE L | 109,500 | $1.659M | 1.3% | $9.89 | — | UNIT LTD PARTN | 726503105 |
| MPLX | MPLX LP | 44,857 | $1.647M | 1.3% | $33.30 | — | COM UNIT REP LTD | 55336V100 |
| AEM | AGNICO EAGLE MINES LTD | 26,150 | $1.434M | 1.1% | $50.65 | -5.3% | COM | 008474108 |
| — | HALOZYME THERAPEUTICS INC | 1,555,000 | $1.345M | 1.0% | $0.87 | — | NOTE 0.250% 3/0 | 40637HAD1 |
| EPD | ENTERPRISE PRODS PARTNERS L | 47,663 | $1.256M | 1.0% | $25.04 | — | COM | 293792107 |
| EMLC | VANECK ETF TRUST | 48,943 | $1.241M | 1.0% | $26.99 | — | JP MRGAN EM LOC | 92189H300 |
| — | JAZZ INVESTMENTS I LTD | 1,265,000 | $1.235M | 1.0% | $0.99 | — | NOTE 1.500% 8/1 | 472145AD3 |
| — | TURNING PT BRANDS INC | 1,250,000 | $1.22M | 0.9% | $0.90 | — | NOTE 2.500% 7/1 | 90041LAE5 |
| — | CRACKER BARREL OLD CTRY STOR | 1,250,000 | $1.08M | 0.8% | $0.82 | — | NOTE 0.625% 6/1 | 22410JAB2 |
| — | WESTERN ASSET EMERGING MKTS | 114,079 | $1.051M | 0.8% | $10.73 | — | COM | 95766A101 |
| DVN | DEVON ENERGY CORP NEW | 21,950 | $994K | 0.8% | $44.84 | -5.4% | COM | 25179M103 |
| AGNC | AGNC INVT CORP | 100,000 | $981K | 0.8% | $9.81 | — | COM | 00123Q104 |
| NLY | ANNALY CAPITAL MANAGEMENT IN | 50,000 | $969K | 0.7% | $19.37 | — | COM NEW | 035710839 |
| — | EURONET WORLDWIDE INC | 734,000 | $688K | 0.5% | $0.94 | — | NOTE 0.750% 3/1 | 298736AL3 |
| OPRA | OPERA LTD | 50,000 | $662K | 0.5% | $13.23 | — | SPONSORED ADS | 68373M107 |
| D | DOMINION ENERGY INC | 12,426 | $584K | 0.5% | $50.99 | -21.2% | COM | 25746U109 |
| BRZE | BRAZE INC | 10,839 | $576K | 0.4% | $49.44 | 0.0% | COM CL A | 10576N102 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 62,802 | $573K | 0.4% | $16.15 | -46.7% | COM | 71722W107 |
| VALE | VALE S A | 28,953 | $459K | 0.4% | $20.00 | — | SPONSORED ADS | 91912E105 |
| HII | HUNTINGTON INGALLS INDS INC | 1,760 | $457K | 0.4% | $195.75 | +13.6% | COM | 446413106 |
| BRC | BRADY CORP | 7,660 | $450K | 0.3% | $45.40 | +17.7% | CL A | 104674106 |
| — | HAYNES INTL INC | 7,585 | $433K | 0.3% | $50.34 | — | COM NEW | 420877201 |
| MTB | M & T BK CORP | 3,125 | $428K | 0.3% | $118.92 | -1.4% | COM | 55261F104 |
| — | PERFICIENT INC | 500,000 | $414K | 0.3% | $0.80 | — | NOTE 0.125%11/1 | 71375UAF8 |
| IDCC | INTERDIGITAL INC | 3,000 | $326K | 0.3% | $92.54 | 0.0% | COM | 45867G101 |
| TAP | MOLSON COORS BEVERAGE CO | 5,150 | $315K | 0.2% | $56.57 | -1.1% | CL B | 60871R209 |
| NVS | NOVARTIS AG | 3,120 | $315K | 0.2% | $75.97 | — | SPONSORED ADR | 66987V109 |
| ARCO | ARCOS DORADOS HOLDINGS INC | 23,000 | $292K | 0.2% | $10.06 | 0.0% | SHS CLASS -A - | G0457F107 |
| NTIC | NORTHERN TECHNOLOGIES INTL C | 23,860 | $281K | 0.2% | $11.95 | -3.9% | COM | 665809109 |
| AAP | ADVANCE AUTO PARTS INC | 4,000 | $244K | 0.2% | $52.23 | 0.0% | COM | 00751Y106 |
| — | H & E EQUIPMENT SERVICES INC | 4,650 | $243K | 0.2% | $43.19 | — | COM | 404030108 |
| DUK | DUKE ENERGY CORP NEW | 2,400 | $233K | 0.2% | $85.15 | -1.5% | COM NEW | 26441C204 |
| SJM | SMUCKER J M CO | 1,825 | $231K | 0.2% | $106.81 | 0.0% | COM NEW | 832696405 |
| VFC | V F CORP | 12,000 | $226K | 0.2% | $17.16 | 0.0% | COM | 918204108 |
| — | PREMIER INC | 10,000 | $224K | 0.2% | $22.36 | — | CL A | 74051N102 |
| MDT | MEDTRONIC PLC | 2,700 | $222K | 0.2% | $71.45 | 0.0% | SHS | G5960L103 |
| PRGO | PERRIGO CO PLC | 6,900 | $222K | 0.2% | $29.89 | 0.0% | SHS | G97822103 |
| FE | FIRSTENERGY CORP | 5,760 | $211K | 0.2% | $33.15 | 0.0% | COM | 337932107 |
| BWXT | BWX TECHNOLOGIES INC | 2,735 | $210K | 0.2% | $63.73 | +18.4% | COM | 05605H100 |
| — | MARKETWISE INC | 75,960 | $207K | 0.2% | $2.73 | — | COM CL A | 57064P107 |
| FRO | FRONTLINE PLC | 10,100 | $203K | 0.2% | $18.20 | 0.0% | COM | M46528101 |
| TRAK | REPOSITRAK INC | 20,166 | $202K | 0.2% | $9.81 | 0.0% | COM NEW | 700215304 |
| — | NUSTAR ENERGY LP | 10,700 | $200K | 0.2% | $25.89 | — | UNIT COM | 67058H102 |
| HCSG | HEALTHCARE SVCS GROUP INC | 16,770 | $174K | 0.1% | $15.62 | -36.1% | COM | 421906108 |
| ACVA | ACV AUCTIONS INC | 10,127 | $153K | 0.1% | $14.65 | 0.0% | COM CL A | 00091G104 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 13,152 | $149K | 0.1% | $14.01 | — | COM | 69346J106 |