Gagnon Advisors, LLC Long-Term Concentrated

Location: New York, NY

CIK: 0001599466 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $127M (100.0% shares, 0.0% debt)

Holdings (28)

— RUDOLPH TECHNOLOGIES INC 8.9%

Value $11.31M Shares 637,573 Est. Cost $11.28 Unrealized —

AL AIR LEASE CORPORATION 7.2%

Value $9.063M Shares 317,122 Est. Cost $26.07 Unrealized -6.5%

AOSL ALPHA & OMEGA SEMICONDUCTOR LTD 7.0%

Value $8.926M Shares 410,949 Est. Cost $9.47 Unrealized +89.7%

— RED HAT INC 6.9%

Value $8.696M Shares 107,587 Est. Cost $19.87 Unrealized —

— GENERAL FINANCE CORP 6.6%

Value $8.389M Shares 1,864,280 Est. Cost $4.50 Unrealized —

— LUMBER LIQUIDATORS HOLDINGS INC 5.1%

Value $6.522M Shares 331,589 Est. Cost $16.76 Unrealized —

CVLT COMMVAULT SYSTEMS INC 5.1%

Value $6.495M Shares 122,241 Est. Cost $59.94 Unrealized -16.2%

— ATHENAHEALTH INC 4.9%

Value $6.266M Shares 49,684 Est. Cost $132.25 Unrealized —

FIVN FIVE9 INC 4.6%

Value $5.831M Shares 371,867 Est. Cost $9.87 Unrealized +38.3%

— AMBER ROAD INC 4.5%

Value $5.668M Shares 587,345 Est. Cost $10.51 Unrealized —

AMRC AMERESCO INC 4.4%

Value $5.554M Shares 1,055,979 Est. Cost $8.86 Unrealized -44.1%

SU SUNCOR ENERGY INC 3.5%

Value $4.428M Shares 159,408 Est. Cost $19.45 Unrealized +0.3%

EQIX EQUINIX INC 3.5%

Value $4.421M Shares 12,272 Est. Cost $167.46 Unrealized +84.8%

— NOVADAQ TECHNOLOGIES INC 3.1%

Value $3.94M Shares 340,560 Est. Cost $9.96 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONAL INC 3.0%

Value $3.769M Shares 367,695 Est. Cost $38.10 Unrealized -62.3%

— CASTLIGHT HEALTH INC 2.9%

Value $3.722M Shares 894,725 Est. Cost $8.28 Unrealized —

CDNA CAREDX INC 2.7%

Value $3.381M Shares 952,464 Est. Cost $7.07 Unrealized -35.1%

— CNINSURE INC 2.6%

Value $3.283M Shares 426,310 Est. Cost $6.66 Unrealized —

— WPX ENERGY INC 2.5%

Value $3.168M Shares 240,157 Est. Cost $9.31 Unrealized —

— NEW RELIC INC 2.1%

Value $2.661M Shares 69,451 Est. Cost $38.31 Unrealized —

— XACTLY CORPORATION 1.5%

Value $1.949M Shares 132,381 Est. Cost $14.72 Unrealized —

— CANADIAN ENERGY SVCS 1.5%

Value $1.848M Shares 468,010 Est. Cost $3.13 Unrealized —

— NAVIGATOR HOLDINGS LTD 1.4%

Value $1.746M Shares 242,788 Est. Cost $11.50 Unrealized —

— TALEND S.A. 1.3%

Value $1.685M Shares 64,430 Est. Cost $26.15 Unrealized —

— ENZYMOTEC LTD 1.1%

Value $1.331M Shares 190,176 Est. Cost $8.36 Unrealized —

CBKCQ CHRISTOPHER & BANKS CORP 0.9%

Value $1.098M Shares 757,072 Est. Cost $4.94 Unrealized -63.4%

— NEOVASC INC 0.7%

Value $848K Shares 1,609,573 Est. Cost $4.78 Unrealized —

— PROFOUND MEDICAL CORP 0.5%

Value $649K Shares 650,790 Est. Cost $0.97 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	RUDOLPH TECHNOLOGIES INC	637,573	$11.31M	8.9%	$11.28	—	COM	781270103
AL	AIR LEASE CORPORATION	317,122	$9.063M	7.2%	$26.07	-6.5%	CL A	00912X302
AOSL	ALPHA & OMEGA SEMICONDUCTOR LTD	410,949	$8.926M	7.0%	$9.47	+89.7%	SHS	G6331P104
—	RED HAT INC	107,587	$8.696M	6.9%	$19.87	—	COM	756577102
—	GENERAL FINANCE CORP	1,864,280	$8.389M	6.6%	$4.50	—	COM	369822101
—	LUMBER LIQUIDATORS HOLDINGS INC	331,589	$6.522M	5.1%	$16.76	—	COM	55003T107
CVLT	COMMVAULT SYSTEMS INC	122,241	$6.495M	5.1%	$59.94	-16.2%	COM	204166102
—	ATHENAHEALTH INC	49,684	$6.266M	4.9%	$132.25	—	COM	04685W103
FIVN	FIVE9 INC	371,867	$5.831M	4.6%	$9.87	+38.3%	COM	338307101
—	AMBER ROAD INC	587,345	$5.668M	4.5%	$10.51	—	COM	02318Y108
AMRC	AMERESCO INC	1,055,979	$5.554M	4.4%	$8.86	-44.1%	CL A	02361E108
SU	SUNCOR ENERGY INC	159,408	$4.428M	3.5%	$19.45	+0.3%	COM	867224107
EQIX	EQUINIX INC	12,272	$4.421M	3.5%	$167.46	+84.8%	COM	29444U700
—	NOVADAQ TECHNOLOGIES INC	340,560	$3.94M	3.1%	$9.96	—	COM	66987G102
PSIX	POWER SOLUTIONS INTERNATIONAL INC	367,695	$3.769M	3.0%	$38.10	-62.3%	COM NEW	73933G202
—	CASTLIGHT HEALTH INC	894,725	$3.722M	2.9%	$8.28	—	CL B	14862Q100
CDNA	CAREDX INC	952,464	$3.381M	2.7%	$7.07	-35.1%	COM	14167L103
—	CNINSURE INC	426,310	$3.283M	2.6%	$6.66	—	SPONSORED ADR	18976M103
—	WPX ENERGY INC	240,157	$3.168M	2.5%	$9.31	—	COM	98212B103
—	NEW RELIC INC	69,451	$2.661M	2.1%	$38.31	—	COM	64829B100
—	XACTLY CORPORATION	132,381	$1.949M	1.5%	$14.72	—	COM	98386L101
—	CANADIAN ENERGY SVCS	468,010	$1.848M	1.5%	$3.13	—	COM	13566W108
—	NAVIGATOR HOLDINGS LTD	242,788	$1.746M	1.4%	$11.50	—	SHS	y62132108
—	TALEND S.A.	64,430	$1.685M	1.3%	$26.15	—	ADS	874224207
—	ENZYMOTEC LTD	190,176	$1.331M	1.1%	$8.36	—	SHS	M4059L101
CBKCQ	CHRISTOPHER & BANKS CORP	757,072	$1.098M	0.9%	$4.94	-63.4%	COM	171046105
—	NEOVASC INC	1,609,573	$848K	0.7%	$4.78	—	COM	64065J106
—	PROFOUND MEDICAL CORP	650,790	$649K	0.5%	$0.97	—	COM	74319B106