Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $121,014 (100.0% shares, 0.0% debt)

Holdings (27)

AL AIR LEASE CORPORATION 9.0%

Value ($000) $10,887 Shares 317,122 Est. Cost $26.07 Unrealized +8.8%

— GENERAL FINANCE CORP 8.6%

Value ($000) $10,347 Shares 1,864,280 Est. Cost $4.50 Unrealized —

— RUDOLPH TECHNOLOGIES INC 7.5%

Value ($000) $9,022 Shares 386,366 Est. Cost $11.28 Unrealized —

— RED HAT INC 6.2%

Value ($000) $7,499 Shares 107,587 Est. Cost $19.87 Unrealized —

AOSL ALPHA & OMEGA SEMICONDUCTOR LTD 5.9%

Value ($000) $7,168 Shares 336,978 Est. Cost $9.47 Unrealized +128.1%

CVLT COMMVAULT SYSTEMS INC 5.2%

Value ($000) $6,283 Shares 122,241 Est. Cost $59.94 Unrealized -10.5%

FIVN FIVE9 INC 4.4%

Value ($000) $5,277 Shares 371,867 Est. Cost $9.87 Unrealized +46.1%

— ATHENAHEALTH INC 4.3%

Value ($000) $5,225 Shares 49,684 Est. Cost $132.25 Unrealized —

— LUMBER LIQUIDATORS HOLDINGS INC 4.3%

Value ($000) $5,219 Shares 331,589 Est. Cost $16.76 Unrealized —

AMRC AMERESCO INC 4.2%

Value ($000) $5,116 Shares 930,100 Est. Cost $8.86 Unrealized -37.2%

EQIX EQUINIX INC 4.2%

Value ($000) $5,029 Shares 14,071 Est. Cost $183.55 Unrealized +59.8%

— AMBER ROAD INC 4.2%

Value ($000) $5,027 Shares 553,625 Est. Cost $10.51 Unrealized —

— CASTLIGHT HEALTH INC 3.7%

Value ($000) $4,429 Shares 894,725 Est. Cost $8.28 Unrealized —

SU SUNCOR ENERGY INC 3.5%

Value ($000) $4,273 Shares 130,715 Est. Cost $19.45 Unrealized +13.2%

— NEW RELIC INC 3.2%

Value ($000) $3,867 Shares 136,879 Est. Cost $33.36 Unrealized —

— FANHUA INC 2.4%

Value ($000) $2,894 Shares 349,574 Est. Cost $8.28 Unrealized —

— WPX ENERGY INC 2.4%

Value ($000) $2,869 Shares 196,929 Est. Cost $9.31 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONAL INC 2.3%

Value ($000) $2,758 Shares 367,695 Est. Cost $38.10 Unrealized -71.2%

CDNA CAREDX INC 2.1%

Value ($000) $2,572 Shares 952,464 Est. Cost $7.07 Unrealized -51.0%

— XACTLY CORPORATION 2.0%

Value ($000) $2,423 Shares 220,266 Est. Cost $13.24 Unrealized —

— EVERBRIDGE INC 2.0%

Value ($000) $2,404 Shares 130,313 Est. Cost $8.36 Unrealized —

— NAVIGATOR HOLDINGS LTD 1.9%

Value ($000) $2,258 Shares 242,788 Est. Cost $11.50 Unrealized —

— NEOVASC INC 1.7%

Value ($000) $2,088 Shares 1,207,179 Est. Cost $4.78 Unrealized —

CBKCQ CHRISTOPHER & BANKS CORP 1.5%

Value ($000) $1,772 Shares 757,072 Est. Cost $4.94 Unrealized -65.3%

— CANADIAN ENERGY SVCS 1.4%

Value ($000) $1,735 Shares 303,768 Est. Cost $3.13 Unrealized —

— TALEND S.A. 1.3%

Value ($000) $1,530 Shares 68,909 Est. Cost $25.90 Unrealized —

— PROFOUND MEDICAL CORP 0.9%

Value ($000) $1,043 Shares 1,248,835 Est. Cost $0.90 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AL	AIR LEASE CORPORATION	317,122	$10,887	9.0%	$26.07	+8.8%	CL A	00912X302
—	GENERAL FINANCE CORP	1,864,280	$10,347	8.6%	$4.50	—	COM	369822101
—	RUDOLPH TECHNOLOGIES INC	386,366	$9,022	7.5%	$11.28	—	COM	781270103
—	RED HAT INC	107,587	$7,499	6.2%	$19.87	—	COM	756577102
AOSL	ALPHA & OMEGA SEMICONDUCTOR LTD	336,978	$7,168	5.9%	$9.47	+128.1%	SHS	G6331P104
CVLT	COMMVAULT SYSTEMS INC	122,241	$6,283	5.2%	$59.94	-10.5%	COM	204166102
FIVN	FIVE9 INC	371,867	$5,277	4.4%	$9.87	+46.1%	COM	338307101
—	ATHENAHEALTH INC	49,684	$5,225	4.3%	$132.25	—	COM	04685W103
—	LUMBER LIQUIDATORS HOLDINGS INC	331,589	$5,219	4.3%	$16.76	—	COM	55003T107
AMRC	AMERESCO INC	930,100	$5,116	4.2%	$8.86	-37.2%	CL A	02361E108
EQIX	EQUINIX INC	14,071	$5,029	4.2%	$183.55	+59.8%	COM	29444U700
—	AMBER ROAD INC	553,625	$5,027	4.2%	$10.51	—	COM	02318Y108
—	CASTLIGHT HEALTH INC	894,725	$4,429	3.7%	$8.28	—	CL B	14862Q100
SU	SUNCOR ENERGY INC	130,715	$4,273	3.5%	$19.45	+13.2%	COM	867224107
—	NEW RELIC INC	136,879	$3,867	3.2%	$33.36	—	COM	64829B100
—	FANHUA INC	349,574	$2,894	2.4%	$8.28	—	SPONSORED ADR	30712A103
—	WPX ENERGY INC	196,929	$2,869	2.4%	$9.31	—	COM	98212B103
PSIX	POWER SOLUTIONS INTERNATIONAL INC	367,695	$2,758	2.3%	$38.10	-71.2%	COM NEW	73933G202
CDNA	CAREDX INC	952,464	$2,572	2.1%	$7.07	-51.0%	COM	14167L103
—	XACTLY CORPORATION	220,266	$2,423	2.0%	$13.24	—	COM	98386L101
—	EVERBRIDGE INC	130,313	$2,404	2.0%	$8.36	—	COM	M4059L101
—	NAVIGATOR HOLDINGS LTD	242,788	$2,258	1.9%	$11.50	—	SHS	y62132108
—	NEOVASC INC	1,207,179	$2,088	1.7%	$4.78	—	COM	64065J106
CBKCQ	CHRISTOPHER & BANKS CORP	757,072	$1,772	1.5%	$4.94	-65.3%	COM	171046105
—	CANADIAN ENERGY SVCS	303,768	$1,735	1.4%	$3.13	—	COM	13566W108
—	TALEND S.A.	68,909	$1,530	1.3%	$25.90	—	ADS	874224207
—	PROFOUND MEDICAL CORP	1,248,835	$1,043	0.9%	$0.90	—	COM	74319B106