Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 13, 2018

Total Value ($000): $136,423 (100.0% shares, 0.0% debt)

Holdings (30)

— GENERAL FINANCE CORP 9.3%

Value ($000) $12,677 Shares 1,864,280 Est. Cost $4.50 Unrealized —

AL AIR LEASE CORPORATION 6.5%

Value ($000) $8,885 Shares 184,761 Est. Cost $26.07 Unrealized +46.3%

FIVN FIVE9 INC 6.1%

Value ($000) $8,305 Shares 333,810 Est. Cost $9.87 Unrealized +149.9%

— RED HAT INC 5.6%

Value ($000) $7,696 Shares 64,084 Est. Cost $19.87 Unrealized —

CDNA CAREDX INC 5.1%

Value ($000) $7,015 Shares 955,758 Est. Cost $6.24 Unrealized -0.0%

— WPX ENERGY INC 4.9%

Value ($000) $6,631 Shares 471,321 Est. Cost $9.91 Unrealized —

— NEW RELIC INC 4.8%

Value ($000) $6,531 Shares 113,050 Est. Cost $33.36 Unrealized —

SU SUNCOR ENERGY INC 4.2%

Value ($000) $5,765 Shares 156,989 Est. Cost $20.09 Unrealized +27.5%

— LUMBER LIQUIDATORS HOLDINGS INC 4.0%

Value ($000) $5,407 Shares 172,268 Est. Cost $16.76 Unrealized —

EQIX EQUINIX INC 3.9%

Value ($000) $5,277 Shares 11,644 Est. Cost $183.55 Unrealized +115.7%

AMRC AMERESCO INC 3.8%

Value ($000) $5,197 Shares 604,324 Est. Cost $8.86 Unrealized -6.4%

— RUDOLPH TECHNOLOGIES INC 3.8%

Value ($000) $5,119 Shares 214,191 Est. Cost $11.28 Unrealized —

— INSTRUCTURE INC 3.7%

Value ($000) $5,022 Shares 151,717 Est. Cost $30.41 Unrealized —

— AMBER ROAD INC 3.6%

Value ($000) $4,862 Shares 662,366 Est. Cost $10.20 Unrealized —

— FLEXION THERAPEUTICS INC 3.5%

Value ($000) $4,819 Shares 192,438 Est. Cost $24.55 Unrealized —

— TALEND SA 3.1%

Value ($000) $4,210 Shares 112,326 Est. Cost $29.56 Unrealized —

— EVERBRIDGE INC 2.9%

Value ($000) $3,905 Shares 131,404 Est. Cost $24.36 Unrealized —

AOSL ALPHA & OMEGA SEMICONDUCTOR LTD 2.8%

Value ($000) $3,836 Shares 234,471 Est. Cost $9.47 Unrealized +84.8%

NVGS NAVIGATOR HOLDINGS LTD 2.6%

Value ($000) $3,488 Shares 354,123 Est. Cost $10.82 Unrealized -7.2%

— CASTLIGHT HEALTH INC 2.5%

Value ($000) $3,380 Shares 901,394 Est. Cost $8.28 Unrealized —

CESDF CES ENERGY SOLUTIONS CORP 2.3%

Value ($000) $3,193 Shares 612,717 Est. Cost $4.06 Unrealized +6.7%

CELC CELCUITY INC 1.8%

Value ($000) $2,473 Shares 130,510 Est. Cost $13.30 Unrealized +32.4%

— ATHENAHEALTH INC 1.7%

Value ($000) $2,251 Shares 16,923 Est. Cost $132.25 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONAL INC 1.6%

Value ($000) $2,221 Shares 296,107 Est. Cost $38.10 Unrealized -76.9%

CVLT COMMVAULT SYSTEMS INC 1.6%

Value ($000) $2,178 Shares 41,479 Est. Cost $59.94 Unrealized -7.7%

— SECUREWORKS CORP CL A 1.5%

Value ($000) $2,063 Shares 232,600 Est. Cost $12.35 Unrealized —

— GENERAL FINANCE CORP 1.0%

Value ($000) $1,338 Shares 13,329 Est. Cost $100.38 Unrealized —

— NEOVASC INC 0.8%

Value ($000) $1,098 Shares 1,829,482 Est. Cost $3.39 Unrealized —

— PROFOUND MEDICAL CORP 0.7%

Value ($000) $904 Shares 1,348,852 Est. Cost $0.89 Unrealized —

— PAN ORIENT ENERGY CORP 0.5%

Value ($000) $677 Shares 706,557 Est. Cost $1.35 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	GENERAL FINANCE CORP	1,864,280	$12,677	9.3%	$4.50	—	COM	369822101
AL	AIR LEASE CORPORATION	184,761	$8,885	6.5%	$26.07	+46.3%	CL A	00912X302
FIVN	FIVE9 INC	333,810	$8,305	6.1%	$9.87	+149.9%	COM	338307101
—	RED HAT INC	64,084	$7,696	5.6%	$19.87	—	COM	756577102
CDNA	CAREDX INC	955,758	$7,015	5.1%	$6.24	-0.0%	COM	14167L103
—	WPX ENERGY INC	471,321	$6,631	4.9%	$9.91	—	COM	98212B103
—	NEW RELIC INC	113,050	$6,531	4.8%	$33.36	—	COM NEW	64829B100
SU	SUNCOR ENERGY INC	156,989	$5,765	4.2%	$20.09	+27.5%	COM	867224107
—	LUMBER LIQUIDATORS HOLDINGS INC	172,268	$5,407	4.0%	$16.76	—	SHS	55003T107
EQIX	EQUINIX INC	11,644	$5,277	3.9%	$183.55	+115.7%	COM	29444U700
AMRC	AMERESCO INC	604,324	$5,197	3.8%	$8.86	-6.4%	CL A	02361E108
—	RUDOLPH TECHNOLOGIES INC	214,191	$5,119	3.8%	$11.28	—	COM	781270103
—	INSTRUCTURE INC	151,717	$5,022	3.7%	$30.41	—	COM	45781U103
—	AMBER ROAD INC	662,366	$4,862	3.6%	$10.20	—	COM	02318Y108
—	FLEXION THERAPEUTICS INC	192,438	$4,819	3.5%	$24.55	—	CL A	33938J106
—	TALEND SA	112,326	$4,210	3.1%	$29.56	—	ADS	874224207
—	EVERBRIDGE INC	131,404	$3,905	2.9%	$24.36	—	COM	29978A104
AOSL	ALPHA & OMEGA SEMICONDUCTOR LTD	234,471	$3,836	2.8%	$9.47	+84.8%	SHS	G6331P104
NVGS	NAVIGATOR HOLDINGS LTD	354,123	$3,488	2.6%	$10.82	-7.2%	SHS	Y62132108
—	CASTLIGHT HEALTH INC	901,394	$3,380	2.5%	$8.28	—	CL B	14862Q100
CESDF	CES ENERGY SOLUTIONS CORP	612,717	$3,193	2.3%	$4.06	+6.7%	CL B	15713J104
CELC	CELCUITY INC	130,510	$2,473	1.8%	$13.30	+32.4%	COM	15102K100
—	ATHENAHEALTH INC	16,923	$2,251	1.7%	$132.25	—	COM	04685W103
PSIX	POWER SOLUTIONS INTERNATIONAL INC	296,107	$2,221	1.6%	$38.10	-76.9%	COM NEW	73933G202
CVLT	COMMVAULT SYSTEMS INC	41,479	$2,178	1.6%	$59.94	-7.7%	COM	204166102
—	SECUREWORKS CORP CL A	232,600	$2,063	1.5%	$12.35	—	CL A	81374A105
—	GENERAL FINANCE CORP	13,329	$1,338	1.0%	$100.38	—	SERIES C PREFERRED	369822507
—	NEOVASC INC	1,829,482	$1,098	0.8%	$3.39	—	COM	64065J106
—	PROFOUND MEDICAL CORP	1,348,852	$904	0.7%	$0.89	—	COM	74319B106
—	PAN ORIENT ENERGY CORP	706,557	$677	0.5%	$1.35	—	COM	69806Y106