Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 13, 2018

Total Value ($000): $166,888 (100.0% shares, 0.0% debt)

Holdings (30)

CDNA CAREDX INC 16.7%

Value ($000) $27,866 Shares 965,894 Est. Cost $6.29 Unrealized +197.4%

— GENERAL FINANCE CORP 8.5%

Value ($000) $14,212 Shares 891,024 Est. Cost $4.50 Unrealized —

— RED HAT INC 5.2%

Value ($000) $8,697 Shares 63,818 Est. Cost $21.39 Unrealized —

AMRC AMERESCO INC 5.2%

Value ($000) $8,640 Shares 632,952 Est. Cost $9.00 Unrealized +51.8%

AL AIR LEASE CORPORATION 5.1%

Value ($000) $8,465 Shares 184,505 Est. Cost $26.24 Unrealized +48.6%

— NEW RELIC INC 4.5%

Value ($000) $7,575 Shares 80,392 Est. Cost $34.25 Unrealized —

— AMBER ROAD INC 3.9%

Value ($000) $6,457 Shares 671,219 Est. Cost $10.19 Unrealized —

— INSTRUCTURE INC 3.6%

Value ($000) $6,010 Shares 169,781 Est. Cost $31.97 Unrealized —

SU SUNCOR ENERGY INC 3.4%

Value ($000) $5,656 Shares 146,195 Est. Cost $20.23 Unrealized +50.6%

— WPX ENERGY INC 3.3%

Value ($000) $5,578 Shares 277,231 Est. Cost $10.02 Unrealized —

— EVERBRIDGE INC 3.1%

Value ($000) $5,237 Shares 90,858 Est. Cost $24.62 Unrealized —

— SECUREWORKS CORP 3.1%

Value ($000) $5,132 Shares 350,335 Est. Cost $12.38 Unrealized —

— LUMBER LIQUIDATORS HOLDINGS INC 2.9%

Value ($000) $4,852 Shares 313,243 Est. Cost $20.10 Unrealized —

NVGS NAVIGATOR HOLDINGS LTD 2.8%

Value ($000) $4,602 Shares 380,327 Est. Cost $10.84 Unrealized +9.5%

PSIX POWER SOLUTIONS INTERNATIONAL INC 2.7%

Value ($000) $4,567 Shares 388,648 Est. Cost $31.66 Unrealized -63.5%

— RUDOLPH TECHNOLOGIES INC 2.6%

Value ($000) $4,362 Shares 178,420 Est. Cost $11.28 Unrealized —

BL BLACKLINE INC COM 2.6%

Value ($000) $4,356 Shares 77,147 Est. Cost $49.80 Unrealized 0.0%

— FLEXION THERAPEUTICS INC 2.5%

Value ($000) $4,211 Shares 225,062 Est. Cost $24.74 Unrealized —

AOSL ALPHA & OMEGA SEMICONDUCTOR LTD 2.5%

Value ($000) $4,120 Shares 354,216 Est. Cost $11.48 Unrealized +19.6%

CELC CELCUITY INC 2.3%

Value ($000) $3,814 Shares 132,627 Est. Cost $13.40 Unrealized +88.2%

— CASTLIGHT HEALTH INC 2.2%

Value ($000) $3,738 Shares 1,384,600 Est. Cost $6.63 Unrealized —

FIVN FIVE9 INC 2.2%

Value ($000) $3,710 Shares 84,915 Est. Cost $10.38 Unrealized +297.2%

EQIX EQUINIX INC 2.1%

Value ($000) $3,477 Shares 8,032 Est. Cost $185.74 Unrealized +104.9%

— TALEND SA 2.1%

Value ($000) $3,471 Shares 49,773 Est. Cost $30.03 Unrealized —

— CHEMBIO DIAGNOSTICS INC 1.2%

Value ($000) $2,043 Shares 194,579 Est. Cost $9.04 Unrealized —

— APOLLO ENDOSURGERY INC 1.1%

Value ($000) $1,800 Shares 251,056 Est. Cost $6.98 Unrealized —

— GENERAL FINANCE CORP 0.8%

Value ($000) $1,360 Shares 13,329 Est. Cost $100.38 Unrealized —

— NEOVASC INC 0.8%

Value ($000) $1,252 Shares 460,326 Est. Cost $2.72 Unrealized —

— PROFOUND MEDICAL CORP 0.6%

Value ($000) $1,005 Shares 1,826,925 Est. Cost $0.85 Unrealized —

— PAN ORIENT ENERGY CORP 0.4%

Value ($000) $623 Shares 718,875 Est. Cost $1.34 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CDNA	CAREDX INC	965,894	$27,866	16.7%	$6.29	+197.4%	COM	14167L103
—	GENERAL FINANCE CORP	891,024	$14,212	8.5%	$4.50	—	COM	369822101
—	RED HAT INC	63,818	$8,697	5.2%	$21.39	—	COM	756577102
AMRC	AMERESCO INC	632,952	$8,640	5.2%	$9.00	+51.8%	CLA	02361E108
AL	AIR LEASE CORPORATION	184,505	$8,465	5.1%	$26.24	+48.6%	CL A	00912X302
—	NEW RELIC INC	80,392	$7,575	4.5%	$34.25	—	COM	64829B100
—	AMBER ROAD INC	671,219	$6,457	3.9%	$10.19	—	COM	02318Y108
—	INSTRUCTURE INC	169,781	$6,010	3.6%	$31.97	—	COM	45781U103
SU	SUNCOR ENERGY INC	146,195	$5,656	3.4%	$20.23	+50.6%	COM	867224107
—	WPX ENERGY INC	277,231	$5,578	3.3%	$10.02	—	COM	98212B103
—	EVERBRIDGE INC	90,858	$5,237	3.1%	$24.62	—	COM	29978A104
—	SECUREWORKS CORP	350,335	$5,132	3.1%	$12.38	—	CL A	81374A105
—	LUMBER LIQUIDATORS HOLDINGS INC	313,243	$4,852	2.9%	$20.10	—	SHS	55003T107
NVGS	NAVIGATOR HOLDINGS LTD	380,327	$4,602	2.8%	$10.84	+9.5%	SHS	Y62132108
PSIX	POWER SOLUTIONS INTERNATIONAL INC	388,648	$4,567	2.7%	$31.66	-63.5%	COM	73933G202
—	RUDOLPH TECHNOLOGIES INC	178,420	$4,362	2.6%	$11.28	—	COM	781270103
BL	BLACKLINE INC COM	77,147	$4,356	2.6%	$49.80	0.0%	COM	09239B109
—	FLEXION THERAPEUTICS INC	225,062	$4,211	2.5%	$24.74	—	CL A	33938J106
AOSL	ALPHA & OMEGA SEMICONDUCTOR LTD	354,216	$4,120	2.5%	$11.48	+19.6%	SHS	G6331P104
CELC	CELCUITY INC	132,627	$3,814	2.3%	$13.40	+88.2%	COM	15102K100
—	CASTLIGHT HEALTH INC	1,384,600	$3,738	2.2%	$6.63	—	CL B	14862Q100
FIVN	FIVE9 INC	84,915	$3,710	2.2%	$10.38	+297.2%	COM	338307101
EQIX	EQUINIX INC	8,032	$3,477	2.1%	$185.74	+104.9%	COM	29444U700
—	TALEND SA	49,773	$3,471	2.1%	$30.03	—	ADS	874224207
—	CHEMBIO DIAGNOSTICS INC	194,579	$2,043	1.2%	$9.04	—	COM NEW	163572209
—	APOLLO ENDOSURGERY INC	251,056	$1,800	1.1%	$6.98	—	COM	03767D108
—	GENERAL FINANCE CORP	13,329	$1,360	0.8%	$100.38	—	SERIES C PREFERRED	369822507
—	NEOVASC INC	460,326	$1,252	0.8%	$2.72	—	COM	64065J205
—	PROFOUND MEDICAL CORP	1,826,925	$1,005	0.6%	$0.85	—	COM	74319B106
—	PAN ORIENT ENERGY CORP	718,875	$623	0.4%	$1.34	—	COM	69806Y106