Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 18, 2019

Total Value ($000): $142,288 (100.0% shares, 0.0% debt)

Holdings (31)

CDNA CAREDX INC 8.8%

Value ($000) $12,486 Shares 496,655 Est. Cost $6.29 Unrealized +308.3%

— RED HAT INC 7.9%

Value ($000) $11,209 Shares 63,818 Est. Cost $21.39 Unrealized —

— GENERAL FIN CORP DEL 6.3%

Value ($000) $9,008 Shares 891,024 Est. Cost $4.50 Unrealized —

AMRC AMERESCO INC 6.3%

Value ($000) $8,925 Shares 632,952 Est. Cost $9.00 Unrealized +56.7%

AL AIR LEASE CORP 5.4%

Value ($000) $7,702 Shares 254,950 Est. Cost $28.22 Unrealized +18.4%

— EVERBRIDGE INC 5.0%

Value ($000) $7,044 Shares 124,100 Est. Cost $33.23 Unrealized —

— NEW RELIC INC 4.6%

Value ($000) $6,509 Shares 80,392 Est. Cost $34.25 Unrealized —

— INSTRUCTURE INC 4.5%

Value ($000) $6,368 Shares 169,781 Est. Cost $31.97 Unrealized —

— SECUREWORKS CORP 4.2%

Value ($000) $5,917 Shares 350,335 Est. Cost $12.38 Unrealized —

— RUDOLPH TECH INC 3.9%

Value ($000) $5,528 Shares 270,070 Est. Cost $14.40 Unrealized —

— AMBER ROAD INC 3.9%

Value ($000) $5,524 Shares 671,219 Est. Cost $10.19 Unrealized —

AOSL ALPHA & OMEGA SEMICONDUCTOR 3.8%

Value ($000) $5,388 Shares 528,784 Est. Cost $11.09 Unrealized -7.1%

NVGS NAVIGATOR HOLDINGS LTD 3.5%

Value ($000) $5,007 Shares 532,674 Est. Cost $10.93 Unrealized +1.9%

BL BLACKLINE INC 3.5%

Value ($000) $4,931 Shares 120,419 Est. Cost $47.18 Unrealized -9.9%

SU SUNCOR ENERGY 2.9%

Value ($000) $4,089 Shares 146,195 Est. Cost $20.23 Unrealized +23.9%

PSIX POWER SOLUTIONS INTL INC 2.8%

Value ($000) $4,020 Shares 434,630 Est. Cost $29.45 Unrealized -63.4%

— WPX ENERGY INC 2.8%

Value ($000) $3,929 Shares 346,144 Est. Cost $10.28 Unrealized —

FIVN FIVE9 INC 2.6%

Value ($000) $3,712 Shares 84,915 Est. Cost $10.38 Unrealized +287.5%

CELC CELCUITY INC 2.2%

Value ($000) $3,182 Shares 132,627 Est. Cost $13.40 Unrealized +94.0%

— LUMBER LIQUIDATORS HLDGSINC 2.1%

Value ($000) $2,982 Shares 313,243 Est. Cost $20.10 Unrealized —

EQIX EQUINIX INC 2.0%

Value ($000) $2,832 Shares 8,032 Est. Cost $185.74 Unrealized +83.5%

— CASTLIGHT HEALTH INC 1.8%

Value ($000) $2,537 Shares 1,169,056 Est. Cost $6.63 Unrealized —

— FLEXION THERAPEUTICS INC 1.7%

Value ($000) $2,397 Shares 211,788 Est. Cost $24.74 Unrealized —

— ZUORA INC 1.5%

Value ($000) $2,150 Shares 118,500 Est. Cost $18.14 Unrealized —

— TALEND SA 1.3%

Value ($000) $1,846 Shares 49,773 Est. Cost $30.03 Unrealized —

— APOLLO ENDOSURGERY INC 1.3%

Value ($000) $1,793 Shares 519,846 Est. Cost $5.15 Unrealized —

— CHEMBIO DIAGNOSTICS INC 1.0%

Value ($000) $1,410 Shares 249,082 Est. Cost $8.30 Unrealized —

— GENERAL FIN CORP DEL 0.9%

Value ($000) $1,326 Shares 13,329 Est. Cost $100.38 Unrealized —

— CNFINANCE HOLDINGS LIMITED 0.7%

Value ($000) $1,001 Shares 181,633 Est. Cost $5.51 Unrealized —

— PAN ORIENT ENERGY CORP 0.6%

Value ($000) $800 Shares 718,875 Est. Cost $1.34 Unrealized —

— PROFOUND MED CORP 0.5%

Value ($000) $736 Shares 1,826,925 Est. Cost $0.85 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CDNA	CAREDX INC	496,655	$12,486	8.8%	$6.29	+308.3%	COM	14167L103
—	RED HAT INC	63,818	$11,209	7.9%	$21.39	—	COM	756577102
—	GENERAL FIN CORP DEL	891,024	$9,008	6.3%	$4.50	—	COM	369822101
AMRC	AMERESCO INC	632,952	$8,925	6.3%	$9.00	+56.7%	CLA	02361E108
AL	AIR LEASE CORP	254,950	$7,702	5.4%	$28.22	+18.4%	CL A	00912X302
—	EVERBRIDGE INC	124,100	$7,044	5.0%	$33.23	—	COM	29978A104
—	NEW RELIC INC	80,392	$6,509	4.6%	$34.25	—	COM	64829B100
—	INSTRUCTURE INC	169,781	$6,368	4.5%	$31.97	—	COM	45781U103
—	SECUREWORKS CORP	350,335	$5,917	4.2%	$12.38	—	CL A	81374A105
—	RUDOLPH TECH INC	270,070	$5,528	3.9%	$14.40	—	COM	781270103
—	AMBER ROAD INC	671,219	$5,524	3.9%	$10.19	—	COM	02318Y108
AOSL	ALPHA & OMEGA SEMICONDUCTOR	528,784	$5,388	3.8%	$11.09	-7.1%	SHS	G6331P104
NVGS	NAVIGATOR HOLDINGS LTD	532,674	$5,007	3.5%	$10.93	+1.9%	SHS	Y62132108
BL	BLACKLINE INC	120,419	$4,931	3.5%	$47.18	-9.9%	COM	09239B109
SU	SUNCOR ENERGY	146,195	$4,089	2.9%	$20.23	+23.9%	COM	867224107
PSIX	POWER SOLUTIONS INTL INC	434,630	$4,020	2.8%	$29.45	-63.4%	COM	73933G202
—	WPX ENERGY INC	346,144	$3,929	2.8%	$10.28	—	COM	98212B103
FIVN	FIVE9 INC	84,915	$3,712	2.6%	$10.38	+287.5%	COM	338307101
CELC	CELCUITY INC	132,627	$3,182	2.2%	$13.40	+94.0%	COM	15102K100
—	LUMBER LIQUIDATORS HLDGSINC	313,243	$2,982	2.1%	$20.10	—	COM	55003T107
EQIX	EQUINIX INC	8,032	$2,832	2.0%	$185.74	+83.5%	COM PAR $0.001	29444U700
—	CASTLIGHT HEALTH INC	1,169,056	$2,537	1.8%	$6.63	—	CL B	14862Q100
—	FLEXION THERAPEUTICS INC	211,788	$2,397	1.7%	$24.74	—	COM	33938J106
—	ZUORA INC	118,500	$2,150	1.5%	$18.14	—	COM CL A	98983V106
—	TALEND SA	49,773	$1,846	1.3%	$30.03	—	ADS	874224207
—	APOLLO ENDOSURGERY INC	519,846	$1,793	1.3%	$5.15	—	COM	03767D108
—	CHEMBIO DIAGNOSTICS INC	249,082	$1,410	1.0%	$8.30	—	COM NEW	163572209
—	GENERAL FIN CORP DEL	13,329	$1,326	0.9%	$100.38	—	SERIES C PREFERRED	369822507
—	CNFINANCE HOLDINGS LIMITED	181,633	$1,001	0.7%	$5.51	—	SPON ADS	18979T105
—	PAN ORIENT ENERGY CORP	718,875	$800	0.6%	$1.34	—	COM	69806Y106
—	PROFOUND MED CORP	1,826,925	$736	0.5%	$0.85	—	COM	74319B106