Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $178,379 (100.0% shares, 0.0% debt)

Holdings (32)

AL AIR LEASE CORP 6.8%

Value ($000) $12,115 Shares 254,950 Est. Cost $28.22 Unrealized +41.3%

AMRC AMERESCO INC 6.2%

Value ($000) $11,077 Shares 632,952 Est. Cost $9.00 Unrealized +74.9%

— GENERAL FIN CORP DEL 5.5%

Value ($000) $9,864 Shares 891,024 Est. Cost $4.50 Unrealized —

— EVERBRIDGE INC 5.4%

Value ($000) $9,690 Shares 124,100 Est. Cost $33.23 Unrealized —

NVGS NAVIGATOR HOLDINGS LTD 5.3%

Value ($000) $9,427 Shares 699,871 Est. Cost $10.73 Unrealized +6.7%

— FLEXION THERAPEUTICS INC 5.0%

Value ($000) $8,928 Shares 431,306 Est. Cost $18.59 Unrealized —

EQIX EQUINIX INC 5.0%

Value ($000) $8,898 Shares 15,244 Est. Cost $267.23 Unrealized +87.6%

PCRX PACIRA BIOSCIENCES 4.9%

Value ($000) $8,782 Shares 193,860 Est. Cost $41.32 Unrealized +2.8%

FIVN FIVE9 INC 4.5%

Value ($000) $8,016 Shares 122,233 Est. Cost $22.98 Unrealized +166.3%

ONTO ONTO INNOVATION INC 4.4%

Value ($000) $7,936 Shares 217,190 Est. Cost $34.27 Unrealized 0.0%

AOSL ALPHA & OMEGA SEMICONDUCTOR 4.0%

Value ($000) $7,202 Shares 528,784 Est. Cost $11.09 Unrealized +14.0%

SU SUNCOR ENERGY INC NEW 3.9%

Value ($000) $6,883 Shares 209,861 Est. Cost $21.62 Unrealized +13.3%

— INSTRUCTURE INC 3.6%

Value ($000) $6,408 Shares 132,921 Est. Cost $31.97 Unrealized —

BL BLACKLINE INC 3.6%

Value ($000) $6,385 Shares 123,843 Est. Cost $47.25 Unrealized +5.6%

CDNA CAREDX INC 3.6%

Value ($000) $6,337 Shares 293,785 Est. Cost $6.29 Unrealized +264.6%

— NEW RELIC INC 3.5%

Value ($000) $6,249 Shares 95,098 Est. Cost $38.82 Unrealized —

— SECUREWORKS CORP 3.3%

Value ($000) $5,837 Shares 350,335 Est. Cost $12.38 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 2.7%

Value ($000) $4,817 Shares 171,051 Est. Cost $29.10 Unrealized —

— WPX ENERGY INC 2.7%

Value ($000) $4,756 Shares 346,144 Est. Cost $10.28 Unrealized —

YEXT YEXT INC 2.6%

Value ($000) $4,579 Shares 317,529 Est. Cost $18.72 Unrealized -17.1%

— ZUORA INC 2.4%

Value ($000) $4,292 Shares 299,526 Est. Cost $17.05 Unrealized —

PSIX POWER SOLUTIONS INTL INC 2.3%

Value ($000) $4,053 Shares 513,000 Est. Cost $26.26 Unrealized -78.1%

— PROFOUND MED CORP 1.4%

Value ($000) $2,548 Shares 232,692 Est. Cost $0.84 Unrealized —

— CASTLIGHT HEALTH INC 1.4%

Value ($000) $2,540 Shares 1,909,825 Est. Cost $5.52 Unrealized —

— TALEND SA 1.1%

Value ($000) $1,947 Shares 49,773 Est. Cost $30.03 Unrealized —

— LUMBER LIQUIDATORS HLDGS INC 1.0%

Value ($000) $1,788 Shares 183,003 Est. Cost $20.10 Unrealized —

— APOLLO ENDOSURGERY INC 0.8%

Value ($000) $1,482 Shares 519,846 Est. Cost $5.15 Unrealized —

CELC CELCUITY INC 0.8%

Value ($000) $1,411 Shares 132,627 Est. Cost $13.40 Unrealized -2.3%

— GENERAL FIN CORP DEL 0.8%

Value ($000) $1,398 Shares 13,329 Est. Cost $100.38 Unrealized —

— CHEMBIO DIAGNOSTICS INC 0.6%

Value ($000) $1,136 Shares 249,082 Est. Cost $8.30 Unrealized —

— PAN ORIENT ENERGY CORP 0.5%

Value ($000) $871 Shares 1,055,022 Est. Cost $1.44 Unrealized —

— CNFINANCE HLDGS LTD 0.4%

Value ($000) $727 Shares 181,633 Est. Cost $5.51 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AL	AIR LEASE CORP	254,950	$12,115	6.8%	$28.22	+41.3%	CL A	00912X302
AMRC	AMERESCO INC	632,952	$11,077	6.2%	$9.00	+74.9%	CLA	02361E108
—	GENERAL FIN CORP DEL	891,024	$9,864	5.5%	$4.50	—	COM	369822101
—	EVERBRIDGE INC	124,100	$9,690	5.4%	$33.23	—	COM	29978A104
NVGS	NAVIGATOR HOLDINGS LTD	699,871	$9,427	5.3%	$10.73	+6.7%	SHS	Y62132108
—	FLEXION THERAPEUTICS INC	431,306	$8,928	5.0%	$18.59	—	COM	33938J106
EQIX	EQUINIX INC	15,244	$8,898	5.0%	$267.23	+87.6%	COM	29444U700
PCRX	PACIRA BIOSCIENCES	193,860	$8,782	4.9%	$41.32	+2.8%	COM	695127100
FIVN	FIVE9 INC	122,233	$8,016	4.5%	$22.98	+166.3%	COM	338307101
ONTO	ONTO INNOVATION INC	217,190	$7,936	4.4%	$34.27	0.0%	COM	683344105
AOSL	ALPHA & OMEGA SEMICONDUCTOR	528,784	$7,202	4.0%	$11.09	+14.0%	SHS	G6331P104
SU	SUNCOR ENERGY INC NEW	209,861	$6,883	3.9%	$21.62	+13.3%	COM	867224107
—	INSTRUCTURE INC	132,921	$6,408	3.6%	$31.97	—	COM	45781U103
BL	BLACKLINE INC	123,843	$6,385	3.6%	$47.25	+5.6%	COM	09239B109
CDNA	CAREDX INC	293,785	$6,337	3.6%	$6.29	+264.6%	COM	14167L103
—	NEW RELIC INC	95,098	$6,249	3.5%	$38.82	—	COM	64829B100
—	SECUREWORKS CORP	350,335	$5,837	3.3%	$12.38	—	CL A	81374A105
EPD	ENTERPRISE PRODS PARTNERS L	171,051	$4,817	2.7%	$29.10	—	COM	293792107
—	WPX ENERGY INC	346,144	$4,756	2.7%	$10.28	—	COM	98212B103
YEXT	YEXT INC	317,529	$4,579	2.6%	$18.72	-17.1%	COM	98585N106
—	ZUORA INC	299,526	$4,292	2.4%	$17.05	—	COM CL A	98983V106
PSIX	POWER SOLUTIONS INTL INC	513,000	$4,053	2.3%	$26.26	-78.1%	COM NEW	73933G202
—	PROFOUND MED CORP	232,692	$2,548	1.4%	$0.84	—	COM	74319B106
—	CASTLIGHT HEALTH INC	1,909,825	$2,540	1.4%	$5.52	—	CL B	14862Q100
—	TALEND SA	49,773	$1,947	1.1%	$30.03	—	ADS	874224207
—	LUMBER LIQUIDATORS HLDGS INC	183,003	$1,788	1.0%	$20.10	—	COM	55003T107
—	APOLLO ENDOSURGERY INC	519,846	$1,482	0.8%	$5.15	—	COM	03767D108
CELC	CELCUITY INC	132,627	$1,411	0.8%	$13.40	-2.3%	COM	15102K100
—	GENERAL FIN CORP DEL	13,329	$1,398	0.8%	$100.38	—	SERIES C PREFERRED	369822507
—	CHEMBIO DIAGNOSTICS INC	249,082	$1,136	0.6%	$8.30	—	COM NEW	163572209
—	PAN ORIENT ENERGY CORP	1,055,022	$871	0.5%	$1.44	—	COM	69806Y106
—	CNFINANCE HLDGS LTD	181,633	$727	0.4%	$5.51	—	SPONS ADS	18979T105