CIK: 0001048703 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 15, 2019
Total Value ($000): $2,419,081 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD INDEX FDS S&P 500 ETF SH | 1,304,002 | $299,673 | 12.4% | $197.66 | — | COM | 922908363 |
| — | NUVEEN AMT-FREE MUN INCOME FD COM | 13,533,956 | $166,603 | 6.9% | $12.89 | — | COM | 670657105 |
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 9,070,911 | $113,749 | 4.7% | $13.64 | — | COM | 67066V101 |
| — | EATON VANCE MUN BD FD COM | 8,376,828 | $94,574 | 3.9% | $12.19 | — | COM | 27827X101 |
| — | ABERDEEN TOTAL DYNAMIC DIVID | 663,327 | $92,001 | 3.8% | $138.70 | — | COM | 00326l100 |
| — | NUVEEN NY AMT FREE MUN INCOME COM | 7,046,390 | $82,090 | 3.4% | $12.35 | — | COM | 670656107 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 1,603,381 | $77,956 | 3.2% | $54.03 | — | COM | 922042874 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 587,067 | $77,487 | 3.2% | $112.60 | — | COM | 922908751 |
| IVV | ISHARES CORE S&P500 ETF | 256,200 | $64,462 | 2.7% | $254.51 | — | COM | 464287200 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 243,109 | $60,758 | 2.5% | $266.86 | — | COM | 78462F103 |
| — | BLACKROCK INCOME TR INC COM | 10,399,630 | $58,654 | 2.4% | $6.38 | — | COM | 09247F100 |
| — | BLACKROCK MUNIYIELD INSURED | 4,542,922 | $54,742 | 2.3% | $12.14 | — | COM | 09254e103 |
| VTI | VANGUARD INDEX FDS TOTAL STK MKT | 412,980 | $52,709 | 2.2% | $115.36 | — | COM | 922908769 |
| — | BLACKROCK CR ALLCTN INC TR COM | 3,415,211 | $38,182 | 1.6% | $12.93 | — | COM | 092508100 |
| VPL | VANGUARD FTSE PACIFIC ETF | 596,085 | $36,141 | 1.5% | $58.25 | — | COM | 922042866 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 4,026,191 | $33,095 | 1.4% | $8.65 | — | COM | 26432k108 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | 786,772 | $29,976 | 1.2% | $40.19 | — | COM | 922042858 |
| — | EATON VANCE MUN BD FD II COM | 2,501,709 | $27,544 | 1.1% | $12.03 | — | COM | 27827K109 |
| — | CORNERSTONE STRATEGIC VALUE | 2,199,564 | $24,591 | 1.0% | $13.50 | — | COM | 21924b302 |
| — | BLACKROCK MUNICIPAL TARGET | 1,165,228 | $23,899 | 1.0% | $20.51 | — | COM | 09257P105 |
| VEU | VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | 506,666 | $23,094 | 1.0% | $47.28 | — | COM | 922042775 |
| — | ADAMS DIVERSIFIED EQUITY FD COM | 1,711,106 | $21,594 | 0.9% | $12.42 | — | COM | 006212104 |
| — | INVESCO TR INVT GRADE MUNS COM | 1,854,112 | $21,285 | 0.9% | $11.56 | — | COM | 46131M106 |
| — | BLACKROCK MUNIHOLDINGS NY INSURED FD | 1,694,722 | $20,303 | 0.8% | $12.01 | — | COM | 09255c106 |
| EWJ | ISHARES MSCI JAPAN ETF | 387,075 | $19,621 | 0.8% | $51.47 | — | COM | 46434G822 |
| LII | LENNOX INTL INC COM | 85,400 | $18,691 | 0.8% | $54.01 | +258.4% | COM | 526107107 |
| — | BLACKROCK INS MUNI INCOME TR | 1,453,790 | $18,143 | 0.7% | $12.81 | — | COM | 092479104 |
| — | NUVEEN NY DIVID ADVNTG MUN FD COM | 1,446,969 | $17,725 | 0.7% | $12.36 | — | COM | 67066X107 |
| EWC | ISHARES MSCI CDA ETF | 662,858 | $15,882 | 0.7% | $25.83 | — | COM | 464286509 |
| — | FIRST TR ABERDEEN GLBL OPP FD COM SHS | 1,585,519 | $14,872 | 0.6% | $10.22 | — | COM | 337319107 |
| — | MFS INTER INCOME TR SH BEN INT | 3,997,660 | $14,671 | 0.6% | $4.15 | — | COM | 55273C107 |
| — | NUVEEN ENHANCED AMT FREE MUNI COM | 989,579 | $13,834 | 0.6% | $13.98 | — | COM | 67071L106 |
| IEUR | ISHARES TR CORE MSCI EURO | 334,339 | $13,818 | 0.6% | $41.42 | — | COM | 46434V738 |
| — | DWS MUNICIPAL INCOME TRUST | 1,306,658 | $13,459 | 0.6% | $10.30 | — | COM | 233368109 |
| — | BLACKROCK MUNIYIELD NY INSUR | 1,112,253 | $12,813 | 0.5% | $11.61 | — | COM | 09255E102 |
| — | NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD | 999,977 | $12,750 | 0.5% | $12.78 | — | COM | 67066Y105 |
| — | BLACKROCK CORE BD TR SHS BEN INT | 1,037,418 | $12,656 | 0.5% | $13.04 | — | COM | 09249E101 |
| XEVMX | EATON VANCE CALIF MUN BD FD COM | 1,236,646 | $12,243 | 0.5% | $9.99 | — | COM | 27828A100 |
| — | DREYFUS MUNICIPAL INCOME INC | 1,592,753 | $12,137 | 0.5% | $7.80 | — | COM | 26201R102 |
| XENWX | EATON VANCE NEW YORK MUN BD FD COM | 1,061,998 | $11,682 | 0.5% | $11.33 | — | COM | 27827Y109 |
| — | BLACKROCK MUNIYIELD CA INSUR | 920,945 | $11,641 | 0.5% | $12.94 | — | COM | 09254N103 |
| — | ASIA PAC FD INC COM | 985,064 | $11,252 | 0.5% | $11.24 | — | COM | 044901106 |
| — | NUVEEN OHIO QUALITY INCOME MUN COM | 841,585 | $11,185 | 0.5% | $14.37 | — | COM | 670980101 |
| — | PUTNAM HIGH INCOME SECURITIE | 1,219,000 | $10,849 | 0.4% | $9.43 | — | COM | 42968F108 |
| — | WESTERN ASSET INFLATION-LINKED OPP & INC FD | 1,036,481 | $10,520 | 0.4% | $11.72 | — | COM | 95766R104 |
| — | FORUM MERGER II ACQ CORP; TNT ACT DT: 2/3/2020; CASH $10.00 | 1,084,499 | $10,465 | 0.4% | $9.55 | — | COM | 34986f103 |
| — | MFS INVT GRADE MUN TR SH BEN INT | 1,180,967 | $10,369 | 0.4% | $9.26 | — | COM | 59318b108 |
| — | GABELLI HLTHCARE & WELLNESS TR SHS | 1,101,798 | $10,192 | 0.4% | $10.75 | — | COM | 36246K103 |
| XMQTX | BLACKROCK MUNIYIELD QUAL II | 869,417 | $9,937 | 0.4% | $11.59 | — | COM | 09254G108 |
| — | GIGCAPITAL, INC ACQ CORP; TNT ACT DT: 3/8/2019; CASH: $10.00 | 964,085 | $9,737 | 0.4% | $9.77 | — | COM | 37518n106 |
| — | BLACKROCK MUNIYIELD QUALITY | 721,253 | $9,362 | 0.4% | $13.05 | — | COM | 09254f100 |
| — | INSIGHT SELECT INCOME FUND | 529,575 | $9,225 | 0.4% | $18.41 | — | COM | 45781w109 |
| — | LAZARD WORLD DIVID & INCOME FD COM | 1,063,414 | $9,060 | 0.4% | $10.00 | — | COM | 521076109 |
| — | WESTERN ASSET MUN HI INCM FD COM | 1,275,318 | $8,838 | 0.4% | $7.11 | — | COM | 95766N103 |
| — | JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD | 1,320,075 | $8,765 | 0.4% | $7.01 | — | COM | 41013p749 |
| — | NEW GERMANY FD INC COM | 745,291 | $8,720 | 0.4% | $15.05 | — | COM | 644465106 |
| — | NUVEEN MUNI 2021 TGT TRM FD | 924,369 | $8,652 | 0.4% | $9.42 | — | COM | 670687102 |
| — | JAPAN SMALLER CAPTLZTN FD INC COM | 1,031,217 | $8,580 | 0.4% | $9.58 | — | COM | 47109U104 |
| — | UNION ACQ CORP; TNT ACT DT: 12/1/2019; CASH: $10.10 | 842,217 | $8,481 | 0.4% | $9.58 | — | COM | g9366w101 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | 705,920 | $8,450 | 0.3% | $12.17 | — | COM | 09248E102 |
| — | PENSARE ACQ CORP; TNT ACQ DT: 1/27/2019; CASH: $10.00 | 833,625 | $8,445 | 0.3% | $9.66 | — | COM | 70957e105 |
| — | BLACKROCK MUNIHLDNGS CALI QLTY COM | 682,752 | $8,418 | 0.3% | $12.35 | — | COM | 09254L107 |
| — | INVESCO MUN TR COM | 732,999 | $8,166 | 0.3% | $11.17 | — | COM | 46131J103 |
| — | TEKLA HEALTHCARE OPPORTUNIT FD SHS | 474,414 | $7,961 | 0.3% | $17.20 | — | COM | 879105104 |
| XHNWX | PIONEER DIVERSIFIED HIGH INCOME TRUST | 608,174 | $7,906 | 0.3% | $13.03 | — | COM | 723653101 |
| — | INVESCO VALUE MUN INCOME TR COM | 578,840 | $7,826 | 0.3% | $14.92 | — | COM | 46132P108 |
| — | VECTOIQ ACQ CORP; TNT ACQ DT: 5/17/2020; CASH: $10.10 | 799,550 | $7,756 | 0.3% | $9.57 | — | COM | 92243n103 |
| — | CORNERSTONE TOTAL RETURN FND | 697,259 | $7,747 | 0.3% | $13.38 | — | COM | 21924U300 |
| BND | VANGUARD BD INDEX FD INC TOTAL BND MRKT | 95,182 | $7,539 | 0.3% | $82.64 | — | COM | 921937835 |
| — | MODERN MEDIA ACQ CORP; TNT ACQ DT: 2/12/2019; CASH: $10.10 | 727,089 | $7,416 | 0.3% | $9.77 | — | COM | 60765P103 |
| — | KAYNE ANDERSON MIDSTREAM/ENE | 753,351 | $7,270 | 0.3% | $9.65 | — | COM | 48661e108 |
| — | ALLEGRO MERGER ACQ CORP; TNT ACQ DT: 1/3/202, CASH: $10.00 | 732,314 | $7,140 | 0.3% | $9.53 | — | COM | 01749n103 |
| — | BLACKROCK MUNIYLD MICH QLTY FD COM | 561,485 | $6,974 | 0.3% | $13.26 | — | COM | 09254V105 |
| — | ALLIANZGI EQUITY & CONVERTIB | 371,952 | $6,896 | 0.3% | $18.54 | — | COM | 018829101 |
| — | LEGACY ACQ CORP; TNT ACT DT: 11/17/19; CASH: $10.00 | 700,325 | $6,877 | 0.3% | $9.61 | — | COM | 524643103 |
| — | NUVEEN REAL ESTATE INCOME FD | 785,901 | $6,649 | 0.3% | $8.46 | — | COM | 67071b108 |
| — | TRINITY MERGER ACQ CORP; TNT ACT DATE: 11/15/2019; CASH: $10.20 | 656,725 | $6,561 | 0.3% | $9.83 | — | COM | 89653l106 |
| — | NUVEEN BUILD AMER BD FD COM | 316,191 | $6,121 | 0.3% | $21.55 | — | COM | 67074C103 |
| XXCHNXX | CHINA FD INC COM | 361,457 | $6,105 | 0.3% | $20.53 | — | COM | 169373107 |
| — | TEKLA HEATHCARE INVESTORS | 335,227 | $6,017 | 0.2% | $19.39 | — | COM | 87911J103 |
| — | INVESCO PA VALUE MUN INCOME TR COM | 509,475 | $5,915 | 0.2% | $12.28 | — | COM | 46132K109 |
| — | BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST | 628,955 | $5,893 | 0.2% | $9.37 | — | COM | 092501105 |
| — | BLACKROCK INVT QUALITY MUNI | 441,496 | $5,832 | 0.2% | $13.72 | — | COM | 09247d105 |
| — | WESTERN ASST MN PRT FD INC COM | 414,693 | $5,764 | 0.2% | $13.92 | — | COM | 95766P108 |
| — | NUVEEN CALIFORNIA AMT-FREE | 447,908 | $5,679 | 0.2% | $12.74 | — | COM | 670651108 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 862,441 | $5,597 | 0.2% | $7.46 | — | COM | 00306J109 |
| — | BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST | 1,117,512 | $5,565 | 0.2% | $4.98 | — | COM | 092524107 |
| — | BLACKROCK NEW YORK MUNI INC | 451,636 | $5,528 | 0.2% | $12.29 | — | COM | 09248l106 |
| — | ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC | 855,684 | $5,434 | 0.2% | $7.56 | — | COM | 00301w105 |
| — | BISON CAPITAL ACQ CORP; TNT ACQ DT: 03/31/2019; CASH: $10.25 | 515,100 | $5,357 | 0.2% | $9.87 | — | COM | g1142p104 |
| — | KBL MERGER CORP. IV; TNT ACQ DT: 3/1/2019; CASH: $10.10 | 512,040 | $5,223 | 0.2% | $9.70 | — | COM | 48242A104 |
| — | TRIDENT ACQ CORP; TNT ACQ DATE: 11/30/19; CASH $10.20 | 506,175 | $5,047 | 0.2% | $9.82 | — | COM | 89615t106 |
| — | EATON VANCE CA MUNI INC TRST | 453,161 | $5,016 | 0.2% | $11.23 | — | COM | 27826F101 |
| — | MADISON CVRED CALL & EQ STR FD COM | 812,835 | $5,007 | 0.2% | $7.66 | — | COM | 557437100 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 59,800 | $4,698 | 0.2% | $80.20 | — | COM | 921937827 |
| — | FEDERATED PREMIER MUNI INC | 382,732 | $4,696 | 0.2% | $13.20 | — | COM | 31423P108 |
| XMUSX | BLACKROCK MUNIHOLDINGS INSUR | 403,988 | $4,573 | 0.2% | $11.36 | — | COM | 09254A101 |
| — | INVESCO QUALITY MUNI INC TRST COM | 400,233 | $4,491 | 0.2% | $12.51 | — | COM | 46133G107 |
| — | TUNDER BRIDGE ACQ CORP; TNT ACQ DT: 12/19/2019; CASH: $10.14 | 431,500 | $4,272 | 0.2% | $9.71 | — | COM | g8857r100 |
| — | INVESCO MUN OPPORTUNITY TR COM | 373,676 | $4,178 | 0.2% | $11.99 | — | COM | 46132C107 |
| — | BLACKROCK MUNIHOLDINGS IN II | 349,654 | $4,011 | 0.2% | $11.54 | — | COM | 09254C107 |
| — | BLACKROCK MUNIHOLDINGS FL INVESTMENT QUALITY FUND | 308,466 | $3,930 | 0.2% | $12.56 | — | COM | 09254P108 |
| — | BLACK RIDGE ACQ CORP; TNT ACQ DT: 7/5/2019; CASH: $10.05 | 389,040 | $3,906 | 0.2% | $9.68 | — | COM | 09216t107 |
| EEM | ISHARES TR MSCI EMG MKT ETF | 98,510 | $3,848 | 0.2% | $39.83 | — | COM | 464287234 |
| — | EATON VANCE MUNICIPAL INCOME | 330,176 | $3,734 | 0.2% | $11.31 | — | COM | 27826U108 |
| — | MORGAN STANLEY INDIA INVS FD COM | 182,617 | $3,661 | 0.2% | $24.13 | — | COM | 61745C105 |
| ACWX | ISHARES TR MSCI ACWI EX US | 85,912 | $3,605 | 0.1% | $39.33 | — | COM | 464288240 |
| — | TOTTENHAM ACQ CORP; TNT ACQ DT: 8/2/2019; CASH: $10.00 | 365,525 | $3,582 | 0.1% | $9.74 | — | COM | g8959n106 |
| — | HANCOCK JOHN INCOME SECS TR COM | 280,749 | $3,571 | 0.1% | $13.42 | — | COM | 410123103 |
| — | ISHARES MSCI CHINA ETF | 65,850 | $3,465 | 0.1% | $52.62 | — | COM | 46429b671 |
| — | MORGAN STANLEY EMER MKTS FD COM | 213,773 | $3,444 | 0.1% | $16.01 | — | COM | 61744G107 |
| — | BLACKROCK ENH CAP & INC FD INC COM | 234,335 | $3,299 | 0.1% | $14.08 | — | COM | 09256A109 |
| SHM | SPDR SER TR NUVN BR SHT MUNI | 67,037 | $3,222 | 0.1% | $48.58 | — | COM | 78468R739 |
| — | EAGLE GROWTH & INCOME FUND | 255,194 | $3,221 | 0.1% | $13.77 | — | COM | 26958j105 |
| — | EATON VANCE TX ADV GLBL DIV FD COM | 235,153 | $3,184 | 0.1% | $13.54 | — | COM | 27828s101 |
| — | INVESCO BD FD COM | 185,185 | $3,109 | 0.1% | $17.69 | — | COM | 46132L107 |
| — | ALLIANCEBERNSTEIN NATL MUNI IN COM | 249,441 | $3,026 | 0.1% | $13.37 | — | COM | 01864u106 |
| — | INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT | 300,198 | $2,963 | 0.1% | $9.87 | — | COM | 46132E103 |
| — | BLACKROCK NEW YORK MUN II | 236,200 | $2,929 | 0.1% | $12.54 | — | COM | 09249R102 |
| — | TWELVE SEAS ACQ CORP; TNT ACQ DT: 12/20/2019; CASH: $10.00 | 291,525 | $2,863 | 0.1% | $9.57 | — | COM | G9145a107 |
| — | MEGALITH FINANCIAL ACQ CORP; TNT ACT DT: 5/24/20; CASH: $10.10 | 286,550 | $2,780 | 0.1% | $9.60 | — | COM | 58518F109 |
| — | BLACKROCK MUNIHOLDINGS FD II | 209,941 | $2,721 | 0.1% | $12.96 | — | COM | 09253p109 |
| — | PURE ACQ CORP; TNT ACT DT: 10/15/2019; CASH: $10.00 | 260,775 | $2,566 | 0.1% | $9.84 | — | COM | 74621Q106 |
| — | BLACKROCK ENHANCED EQT DIV TR COM | 314,215 | $2,441 | 0.1% | $7.77 | — | COM | 09251A104 |
| — | GREENLAND ACQ CORP; TNT ACT DT: 7/25/2019; CASH: $10.00 | 241,030 | $2,386 | 0.1% | $9.67 | — | COM | G40981139 |
| — | GORDON POINTE ACQ CORP; TNT ACT DT: 7/25/2019; CASH $10.10 | 222,550 | $2,226 | 0.1% | $9.72 | — | COM | 382788107 |
| XNYVX | NUVEEN NY MUNI VALUE FUND 2 | 167,154 | $2,192 | 0.1% | $13.41 | — | COM | 670706100 |
| — | BIG ROCK PART ACQ CORP; TNT ACQ DT: 11/20/2018; CASH: $10.00 | 209,117 | $2,133 | 0.1% | $9.78 | — | COM | 089482103 |
| — | EATON VANCE ENHANCED EQ INC FD COM | 162,204 | $2,101 | 0.1% | $12.95 | — | COM | 278274105 |
| — | TAIWAN FD INC COM | 133,688 | $2,027 | 0.1% | $20.04 | — | COM | 874036106 |
| — | CLEARBRIDGE ENERGY MLP FUND | 193,634 | $2,016 | 0.1% | $10.41 | — | COM | 184692101 |
| — | EUROPEAN EQUITY FUND COM | 256,902 | $1,986 | 0.1% | $7.43 | — | COM | 298768102 |
| — | TEMPLETON EMERGING MKTS FD INC COM | 150,194 | $1,983 | 0.1% | $14.20 | — | COM | 880191101 |
| — | EATON VANCE TAX-MANAGED BUY-WRITE INCOME | 145,815 | $1,961 | 0.1% | $13.45 | — | COM | 27828x100 |
| — | DTF TAX-FREE INCOME INC COM | 152,970 | $1,894 | 0.1% | $13.22 | — | COM | 23334J107 |
| — | NUVEEN SELECT TAX FREE INCM PT SH BEN INT | 125,516 | $1,683 | 0.1% | $13.51 | — | COM | 67063C106 |
| — | WESTERN ASSET PREMIER BOND | 129,978 | $1,571 | 0.1% | $12.81 | — | COM | 957664105 |
| — | PUTNAM MUN OPPORTUNITIES TR SH BEN INT | 135,317 | $1,520 | 0.1% | $11.56 | — | COM | 746922103 |
| — | MORGAN STANLEY ASIA PAC FD INC COM | 86,554 | $1,424 | 0.1% | $15.45 | — | COM | 61744U106 |
| — | BLACKROCK FL MUNI 2020 TERM | 96,311 | $1,352 | 0.1% | $14.10 | — | COM | 09250m109 |
| IEV | ISHARES TR EUROPE ETF | 32,505 | $1,272 | 0.1% | $39.12 | — | COM | 464287861 |
| — | WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | 118,750 | $1,258 | 0.1% | $11.59 | — | COM | 95766Q106 |
| — | BLACKROCK NY MUNICIPAL BOND TR COM | 95,789 | $1,225 | 0.1% | $12.86 | — | COM | 09249P106 |
| — | BLACKROCK NY MUNI INC QLTY TR COM | 100,779 | $1,217 | 0.1% | $13.01 | — | COM | 09249U105 |
| — | NUVEEN ENHANCED MUN CREDIT OPP COM SH BEN INT | 90,366 | $1,213 | 0.1% | $13.42 | — | COM | 67070X101 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC COM | 91,119 | $1,153 | 0.0% | $13.90 | — | COM | 09253X102 |
| — | NUVEEN INTER DURATION MN TMFD COM | 91,488 | $1,133 | 0.0% | $12.38 | — | COM | 670671106 |
| SUB | ISHARES SHORT TERM NATIONAL MUNI BOND | 10,100 | $1,065 | 0.0% | $105.11 | — | COM | 464288158 |
| — | OPES ACQ CORP; TNT ACQ DT: 9/4/2019; CASH: $10.10 | 106,000 | $1,053 | 0.0% | $9.79 | — | COM | 68373p100 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT M | 59,543 | $1,030 | 0.0% | $17.24 | — | COM | 92189f528 |
| — | EATON VANCE OH MUNI INCOME TR SH BEN INT | 83,986 | $1,020 | 0.0% | $12.76 | — | COM | 27826G109 |
| — | LMP CAPITAL AND INCOME FUND INC | 80,437 | $859 | 0.0% | $10.68 | — | COM | 50208a102 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 21,178 | $786 | 0.0% | $36.53 | — | COM | 921943858 |
| — | NUVEEN INT DUR QUAL MUN TRM FD COM | 61,400 | $758 | 0.0% | $12.35 | — | COM | 670677103 |
| — | WESTERN ASSET HIGH INCOME OP | 165,988 | $727 | 0.0% | $4.38 | — | COM | 95766k109 |
| XOM | EXXON MOBIL CORP COM | 10,242 | $698 | 0.0% | $56.19 | +0.4% | COM | 30231G102 |
| — | EATON VANCE PA MUNI INCOME TR SH BEN INT | 62,457 | $695 | 0.0% | $11.78 | — | COM | 27826T101 |
| STZ | CONSTELLATION BRANDS INC CL A | 4,240 | $682 | 0.0% | $135.96 | +30.1% | COM | 21036P108 |
| — | NUVEEN CORE EQUITY ALPHA FUND COM | 56,146 | $675 | 0.0% | $12.02 | — | COM | 67090X107 |
| — | VOYA ASIA PAC DIVID EQUITY IN COM | 76,724 | $654 | 0.0% | $10.33 | — | COM | 92912J102 |
| — | BLACKROCK MUNIENHANCED FUND | 62,474 | $618 | 0.0% | $9.89 | — | COM | 09253y100 |
| — | JOHN HAN BK & THRIFT OPP FD | 21,480 | $600 | 0.0% | $27.93 | — | COM | 409735206 |
| — | VOYA GLOBAL ADVANTAGE AND PREMIUM OPP | 64,613 | $594 | 0.0% | $9.19 | — | COM | 92912R104 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 48,295 | $583 | 0.0% | $12.07 | — | COM | 6706ER101 |
| — | VOYA GLBL EQTY DIV & PREM OPP COM | 98,350 | $576 | 0.0% | $5.86 | — | COM | 92912T100 |
| — | NUVEEN CALIFORNIA SELECT TAX-FREE INC | 42,242 | $562 | 0.0% | $13.30 | — | COM | 67063r103 |
| — | COHEN & STEERS GLOBAL INC BLDR COM | 70,885 | $528 | 0.0% | $7.45 | — | COM | 19248M103 |
| — | BLACKROCK MUNI NY INT DUR FD | 41,467 | $515 | 0.0% | $13.59 | — | COM | 09255F109 |
| — | VAN KAMPEN DYNAMIC CREDIT OPPORTUNITIES FD | 48,085 | $494 | 0.0% | $10.27 | — | COM | 46132r104 |
| MSFT | MICROSOFT CORP COM | 4,456 | $453 | 0.0% | $77.87 | +28.4% | COM | 594918104 |
| — | MANNING & NAPIER, INC. | 254,942 | $449 | 0.0% | $1.76 | — | COM | 56382q102 |
| BLV | VANGUARD BD INDEX FD INC LONG TERM BOND | 4,985 | $436 | 0.0% | $93.62 | — | COM | 921937793 |
| — | PETROLEUM & RESOURCES CORP | 29,771 | $434 | 0.0% | $19.90 | — | COM | 00548f105 |
| — | CONSTELLATION BRANDS INC CL B | 2,696 | $433 | 0.0% | $227.37 | — | COM | 21036p207 |
| IWM | ISHARES RUSSELL 2000 | 3,160 | $423 | 0.0% | $133.86 | — | COM | 464287655 |
| — | EATON VANCE NY MUNICIPAL INC | 34,834 | $400 | 0.0% | $12.63 | — | COM | 27826w104 |
| — | AON PLC | 2,626 | $382 | 0.0% | $142.42 | — | COM | g0408v102 |
| — | INVESCO VRDO TAX-FREE WEEKLY ETF | 15,000 | $374 | 0.0% | $24.88 | — | COM | 46138g862 |
| — | NUVEEN SELECT TAX FREE INCM 3 SH BEN INT | 25,938 | $371 | 0.0% | $14.22 | — | COM | 67063X100 |
| — | NUVEEN PA INVT QUALITY MUN FD COM | 29,500 | $360 | 0.0% | $12.20 | — | COM | 670972108 |
| KMB | KIMBERLY CLARK CORP COM | 3,152 | $359 | 0.0% | $91.06 | -5.1% | COM | 494368103 |
| — | SWISS HELVETIA FD INC COM | 50,717 | $350 | 0.0% | $12.53 | — | COM | 870875101 |
| — | NUVEEN SELECT TAX FREE INCM PT SH BEN INT | 24,194 | $340 | 0.0% | $14.24 | — | COM | 67062F100 |
| — | BLACKROCK MUNI BOND TRUST | 24,765 | $331 | 0.0% | $13.37 | — | COM | 09249h104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 1,605 | $328 | 0.0% | $172.78 | +20.9% | COM | 084670702 |
| — | PIONEER HIGH INCOME TRUST | 40,825 | $325 | 0.0% | $9.27 | — | COM | 72369h106 |
| HD | HOME DEPOT INC COM | 1,800 | $309 | 0.0% | $141.67 | +6.2% | COM | 437076102 |
| PAYX | PAYCHEX INC COM | 4,644 | $303 | 0.0% | $46.69 | +17.9% | COM | 704326107 |
| — | ALLIANCE CALIF MUN INCOME FD COM | 20,875 | $286 | 0.0% | $13.48 | — | COM | 018546101 |
| DIS | DISNEY WALT CO COM DISNEY | 2,515 | $276 | 0.0% | $97.28 | +12.2% | COM | 254687106 |
| JNJ | JOHNSON & JOHNSON COM | 2,060 | $266 | 0.0% | $106.29 | +7.4% | COM | 478160104 |
| — | GABELLI EQUITY TRUST | 50,685 | $258 | 0.0% | $6.18 | — | COM | 362397101 |
| WPC | W P CAREY INC COM | 3,889 | $254 | 0.0% | $62.23 | — | COM | 92936U109 |
| — | SOCIAL CAPITAL HEDOSOPHIA ACQ CORP; TNT ACQ DT: 9/15/2019; CASH: $10.00 | 25,000 | $250 | 0.0% | $9.92 | — | COM | g8250r103 |
| — | WESTERN ASSET HIGH YIELD DEFINE | 18,117 | $238 | 0.0% | $14.72 | — | COM | 95768b107 |
| NOVT | NOVANTA INC | 3,485 | $220 | 0.0% | $61.14 | +5.4% | COM | 67000B104 |
| — | VOYA INFRASTRUCTURE INDUSTRIALS | 19,780 | $219 | 0.0% | $11.07 | — | COM | 92912X101 |
| — | BLACKROCK STRATEGIC MUNICIPL | 18,260 | $217 | 0.0% | $12.71 | — | COM | 09248t109 |
| SRE | SEMPRA ENERGY COM | 2,000 | $216 | 0.0% | $44.55 | +1.5% | COM | 816851109 |
| NUE | NUCOR CORP COM | 4,168 | $216 | 0.0% | $50.16 | +1.1% | COM | 670346105 |
| JPM | JPMORGAN CHASE & CO COM | 2,109 | $206 | 0.0% | $81.57 | +7.3% | COM | 46625H100 |
| — | EATON VANCE INSD OH MU BD | 11,500 | $131 | 0.0% | $11.58 | — | COM | 27828L106 |
| — | DWS STRATEGIC MUNI INCOME TR | 11,390 | $118 | 0.0% | $10.62 | — | COM | 23342Q101 |
| — | NUVEEN SELECT MAT MUNI FD | 12,202 | $117 | 0.0% | $9.73 | — | COM | 67061t101 |
| — | WESTERN ASSET GLOBAL HIGH INC | 14,000 | $116 | 0.0% | $8.29 | — | COM | 95766b109 |
| — | MORGAN STANLEY EMERGING MARK | 15,650 | $95 | 0.0% | $6.07 | — | COM | 617477104 |
| — | NUVEEN CR STRATEGIES INCM FD COM SHS | 12,550 | $93 | 0.0% | $7.41 | — | COM | 67073D102 |
| — | INVESCO VAN KAMPEN SENIOR INCOME TR | 23,500 | $92 | 0.0% | $3.91 | — | COM | 46131h107 |
| — | EATON VANCE SENIOR INCOME TR | 14,600 | $88 | 0.0% | $6.03 | — | COM | 27826S103 |
| — | WESTERN ASSET HIGH INC FD II | 11,800 | $68 | 0.0% | $5.76 | — | COM | 95766j102 |
| — | NUVEEN SENIOR INCOME FUND | 11,500 | $63 | 0.0% | $6.17 | — | COM | 67067y104 |
| — | ABERDEEN ASIA PACIFIC INCOM FD COM | 11,750 | $45 | 0.0% | $4.17 | — | COM | 003009107 |