CIK: 0001048703 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 14, 2019
Total Value ($000): $2,751,271 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD INDEX FDS S&P 500 ETF SH | 1,102,465 | $296,728 | 10.8% | $197.66 | — | COM | 922908363 |
| — | NUVEEN AMT-FREE MUN INCOME FD COM | 13,037,632 | $180,050 | 6.5% | $12.89 | — | COM | 670657105 |
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 9,878,874 | $138,304 | 5.0% | $13.68 | — | COM | 67066V101 |
| — | EATON VANCE MUN BD FD COM | 9,500,938 | $118,097 | 4.3% | $12.23 | — | COM | 27827X101 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 655,835 | $102,743 | 3.7% | $118.12 | — | COM | 922908751 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 1,831,107 | $100,528 | 3.7% | $54.15 | — | COM | 922042874 |
| — | NUVEEN NY AMT FREE MUN INCOME COM | 7,314,438 | $95,746 | 3.5% | $12.36 | — | COM | 670656107 |
| IVV | ISHARES CORE S&P500 ETF | 269,961 | $79,571 | 2.9% | $256.29 | — | COM | 464287200 |
| — | BLACKROCK MUNIYIELD INSURED | 4,502,035 | $59,427 | 2.2% | $12.14 | — | COM | 09254e103 |
| VTI | VANGUARD INDEX FDS TOTAL STK MKT | 387,398 | $58,145 | 2.1% | $115.36 | — | COM | 922908769 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | 1,343,907 | $57,156 | 2.1% | $41.32 | — | COM | 922042858 |
| — | BLACKROCK INCOME TR INC COM | 9,424,602 | $57,019 | 2.1% | $6.38 | — | COM | 09247F100 |
| — | PURE ACQ CORP; TNT ACT DT: 10/15/2019; CASH: $10.00 | 4,613,455 | $46,780 | 1.7% | $10.05 | — | COM | 74621Q106 |
| — | BLACKROCK CR ALLCTN INC TR COM | 3,429,298 | $44,478 | 1.6% | $12.92 | — | COM | 092508100 |
| VPL | VANGUARD FTSE PACIFIC ETF | 633,763 | $41,879 | 1.5% | $58.75 | — | COM | 922042866 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 4,665,577 | $40,824 | 1.5% | $8.65 | — | COM | 26432k108 |
| VUG | VANGUARD GROWTH ETF | 194,620 | $31,799 | 1.2% | $160.03 | — | COM | 922908736 |
| SPY | SPDR S&P 500 ETF TRUST | 103,259 | $30,255 | 1.1% | $266.86 | — | COM | 78462F103 |
| VEU | VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | 517,060 | $26,365 | 1.0% | $47.38 | — | COM | 922042775 |
| — | BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH $10 | 2,595,900 | $25,570 | 0.9% | $9.74 | — | COM | 10319t101 |
| — | ALLEGRO MERGER ACQ CORP; TNT ACQ DT: 1/3/202, CASH: $10.00 | 2,547,775 | $25,529 | 0.9% | $9.81 | — | COM | 01749n103 |
| — | BLACKROCK MUNIHOLDINGS NY INSURED FD | 1,919,886 | $25,266 | 0.9% | $12.12 | — | COM | 09255c106 |
| — | TRINITY MERGER ACQ CORP; TNT ACT DATE: 11/15/2019; CASH: $10.20 | 2,404,511 | $24,766 | 0.9% | $10.13 | — | COM | 89653l106 |
| XEVMX | EATON VANCE CALIF MUN BD FD COM | 2,135,103 | $23,550 | 0.9% | $10.38 | — | COM | 27828A100 |
| LII | LENNOX INTL INC COM | 85,006 | $23,377 | 0.8% | $54.01 | +365.1% | COM | 526107107 |
| — | ISHARES CORE DIVIDEND GROWTH ETF | 610,531 | $23,322 | 0.8% | $37.25 | — | COM | 46434v621 |
| — | FIRST TR ABERDEEN GLBL OPP FD COM SHS | 2,235,365 | $23,248 | 0.8% | $10.27 | — | COM | 337319107 |
| — | ADAMS DIVERSIFIED EQUITY FD COM | 1,482,998 | $22,942 | 0.8% | $12.42 | — | COM | 006212104 |
| BND | VANGUARD BD INDEX FD INC TOTAL BND MRKT | 269,646 | $22,399 | 0.8% | $82.97 | — | COM | 921937835 |
| — | BLACKROCK INS MUNI INCOME TR | 1,593,784 | $21,930 | 0.8% | $12.89 | — | COM | 092479104 |
| — | VECTOIQ ACQ CORP; TNT ACQ DT: 5/17/2020; CASH: $10.10 | 2,089,867 | $21,170 | 0.8% | $9.85 | — | COM | 92243n103 |
| — | MEGALITH FINANCIAL ACQ CORP; TNT ACT DT: 5/24/20; CASH: $10.10 | 2,107,738 | $21,162 | 0.8% | $9.94 | — | COM | 58518F109 |
| XHNWX | PIONEER DIVERSIFIED HIGH INCOME TRUST | 1,474,497 | $21,085 | 0.8% | $13.73 | — | COM | 723653101 |
| — | AMCI ACQUISITION CORP: TNT ACQ DT; 5/16/2020; CASH: $10.00 | 2,064,688 | $20,523 | 0.7% | $9.85 | — | COM | 00165r101 |
| — | LF CAPITAL ACQ CORP; TNT ACT DT: 6/20/2020; CASH $10.20 | 1,971,525 | $20,011 | 0.7% | $10.06 | — | COM | 50200k108 |
| — | NUVEEN NY DIVID ADVNTG MUN FD COM | 1,432,958 | $19,861 | 0.7% | $12.38 | — | COM | 67066X107 |
| — | FORUM MERGER II ACQ CORP; TNT ACT DT: 2/3/2020; CASH $10.00 | 1,918,063 | $19,257 | 0.7% | $9.72 | — | COM | 34986f103 |
| — | BLACKROCK MUNICIPAL TARGET | 780,347 | $18,127 | 0.7% | $20.51 | — | COM | 09257P105 |
| — | CORNERSTONE STRATEGIC VALUE | 1,545,808 | $17,993 | 0.7% | $13.50 | — | COM | 21924b302 |
| — | BLACKROCK MUNIYIELD NY INSUR | 1,341,068 | $17,045 | 0.6% | $11.75 | — | COM | 09255E102 |
| — | KAYNE ANDERSON MIDSTREAM/ENE | 1,430,582 | $16,566 | 0.6% | $10.82 | — | COM | 48661e108 |
| EWC | ISHARES MSCI CDA ETF | 575,150 | $16,461 | 0.6% | $25.83 | — | COM | 464286509 |
| — | MONOCLE ACQ CORP; TNT ACQ DT: 11/7/2020; CASH: $10.10 | 1,630,400 | $16,141 | 0.6% | $9.82 | — | COM | 609754106 |
| — | GRAF INDUSTRIAL ACQ CORP; TNT ACQ DT: 9/7/2020; CASH $10.00 | 1,613,150 | $16,051 | 0.6% | $9.75 | — | COM | 384278107 |
| — | LEGACY ACQ CORP; TNT ACT DT: 11/17/19; CASH: $10.00 | 1,559,025 | $15,746 | 0.6% | $9.86 | — | COM | 524643103 |
| — | MUDRICK CAPITAL ACQ CORP; TNT ACQ DT: 02/08/2020; CASH: $10.10 | 1,523,195 | $15,476 | 0.6% | $10.10 | — | COM | 624745105 |
| — | NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD | 1,017,737 | $14,737 | 0.5% | $12.81 | — | COM | 67066Y105 |
| — | SCHULTZE SPECIAL ACQ CRP; TNT ACT DT: 06/11/2020; CASH: $10.00 | 1,422,278 | $14,081 | 0.5% | $9.80 | — | COM | 80821r109 |
| — | CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020; CASH: $10.00 | 1,382,275 | $13,878 | 0.5% | $9.90 | — | COM | 16166a103 |
| XMQTX | BLACKROCK MUNIYIELD QUAL II | 1,093,366 | $13,733 | 0.5% | $11.77 | — | COM | 09254G108 |
| XENWX | EATON VANCE NEW YORK MUN BD FD COM | 1,138,565 | $13,640 | 0.5% | $11.38 | — | COM | 27827Y109 |
| EWJ | ISHARES MSCI JAPAN ETF | 244,897 | $13,366 | 0.5% | $51.47 | — | COM | 46434G822 |
| — | INVESCO TR INVT GRADE MUNS COM | 1,023,449 | $12,967 | 0.5% | $11.56 | — | COM | 46131M106 |
| — | BLACKROCK MUNIYIELD CA INSUR | 901,563 | $12,802 | 0.5% | $12.94 | — | COM | 09254N103 |
| — | BLACKROCK MUNIHLDNGS CALI QLTY COM | 935,949 | $12,776 | 0.5% | $12.62 | — | COM | 09254L107 |
| — | NUVEEN OHIO QUALITY INCOME MUN COM | 827,389 | $12,336 | 0.4% | $14.37 | — | COM | 670980101 |
| — | GABELLI HLTHCARE & WELLNESS TR SHS | 1,072,375 | $11,303 | 0.4% | $10.75 | — | COM | 36246K103 |
| — | MFS INVT GRADE MUN TR SH BEN INT | 1,138,787 | $10,898 | 0.4% | $9.26 | — | COM | 59318b108 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | 808,337 | $10,710 | 0.4% | $12.29 | — | COM | 09248E102 |
| — | NEW GERMANY FD INC COM | 751,354 | $10,685 | 0.4% | $15.05 | — | COM | 644465106 |
| — | BLACKROCK CORE BD TR SHS BEN INT | 741,591 | $10,427 | 0.4% | $13.04 | — | COM | 09249E101 |
| — | LAZARD WORLD DIVID & INCOME FD COM | 1,045,615 | $10,404 | 0.4% | $10.00 | — | COM | 521076109 |
| RODM | HARTFORD MULTIFACTOR DEV MKTS | 354,326 | $9,978 | 0.4% | $28.45 | — | COM | 518416102 |
| — | DWS MUNICIPAL INCOME TRUST | 875,155 | $9,863 | 0.4% | $10.30 | — | COM | 233368109 |
| — | SPARTAN ENERGY ACQ CORP; TNT ACQ DT: 8/10/2020; CASH $10.00 | 939,200 | $9,392 | 0.3% | $9.83 | — | COM | 846784106 |
| — | INSIGHT SELECT INCOME FUND | 454,382 | $9,151 | 0.3% | $18.41 | — | COM | 45781w109 |
| — | JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD | 1,332,590 | $9,102 | 0.3% | $7.01 | — | COM | 41013p749 |
| — | NUVEEN MUNI 2021 TGT TRM FD | 906,758 | $8,750 | 0.3% | $9.42 | — | COM | 670687102 |
| — | JAPAN SMALLER CAPTLZTN FD INC COM | 1,021,589 | $8,684 | 0.3% | $9.58 | — | COM | 47109U104 |
| — | BLACKROCK MUNIYLD MICH QLTY FD COM | 629,803 | $8,653 | 0.3% | $13.27 | — | COM | 09254V105 |
| — | WESTERN ASSET INFLATION-LINKED OPP & INC FD | 742,373 | $8,307 | 0.3% | $11.72 | — | COM | 95766R104 |
| — | HENNESSY CAPITAL ACQ CORP IV; TNT ACQ DT: 9/1/2020, CASH: $10.10 | 825,150 | $8,169 | 0.3% | $9.90 | — | COM | 42589c104 |
| — | TRIDENT ACQ CORP; TNT ACQ DATE: 11/30/19; CASH $10.20 | 788,625 | $8,154 | 0.3% | $9.97 | — | COM | 89615t106 |
| — | TEKLA HEALTHCARE OPPORTUNIT FD SHS | 443,983 | $7,912 | 0.3% | $17.20 | — | COM | 879105104 |
| — | ALLIANZGI EQUITY & CONVERTIB | 361,172 | $7,837 | 0.3% | $18.54 | — | COM | 018829101 |
| — | CF FINANCE ACQ CORP; TNT ACQ DT: 6/13/2020; CASH: $10.00 | 739,250 | $7,407 | 0.3% | $9.91 | — | COM | 12528n107 |
| — | TEKLA HEATHCARE INVESTORS | 364,001 | $7,309 | 0.3% | $19.49 | — | COM | 87911J103 |
| — | EATON VANCE CA MUNI INC TRST | 560,865 | $6,944 | 0.3% | $11.43 | — | COM | 27826F101 |
| — | BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST | 637,300 | $6,838 | 0.2% | $9.39 | — | COM | 092501105 |
| — | WESTERN ASSET MUN HI INCM FD COM | 855,325 | $6,475 | 0.2% | $7.11 | — | COM | 95766N103 |
| — | NUVEEN CALIFORNIA AMT-FREE | 437,761 | $6,391 | 0.2% | $12.74 | — | COM | 670651108 |
| — | MOSAIC ACQ CRP; TNT ACQ DT: 10/19/2019; CASH $10.10 | 621,250 | $6,337 | 0.2% | $10.05 | — | COM | 61946m100 |
| — | EAGLE GROWTH & INCOME FUND | 406,738 | $6,247 | 0.2% | $14.41 | — | COM | 26958j105 |
| — | BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST | 1,107,457 | $6,224 | 0.2% | $4.99 | — | COM | 092524107 |
| — | WESTERN ASST MN PRT FD INC COM | 412,785 | $6,150 | 0.2% | $13.92 | — | COM | 95766P108 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 871,766 | $6,102 | 0.2% | $7.46 | — | COM | 00306J109 |
| — | NUVEEN INT DUR QUAL MUN TRM FD COM | 447,349 | $5,954 | 0.2% | $12.99 | — | COM | 670677103 |
| SUB | ISHARES SHORT TERM NATIONAL MUNI BOND | 55,030 | $5,863 | 0.2% | $106.28 | — | COM | 464288158 |
| — | TUSCAN HOLDINGS ACQ CORP; TNT ACQ DT: 12/5/2020; CASH: $10.00 | 590,050 | $5,830 | 0.2% | $9.81 | — | COM | 90069k104 |
| — | EDTECHX HOLDINGS ACQ CORP; TNT ACT DT: 4/5/2020; CASH: $10.15 | 570,000 | $5,672 | 0.2% | $10.03 | — | COM | 28138x103 |
| — | SENTINEL ENERGY ACQ CORP; TNT ACQ DT: 11/3/2019; CASH: $10.00 | 555,625 | $5,640 | 0.2% | $10.05 | — | COM | 81728p105 |
| — | NUVEEN REAL ESTATE INCOME FD | 529,987 | $5,565 | 0.2% | $8.46 | — | COM | 67071b108 |
| BLV | VANGUARD BD INDEX FD INC LONG TERM BOND | 57,315 | $5,563 | 0.2% | $92.45 | — | COM | 921937793 |
| — | BLACKROCK NEW YORK MUNI INC | 402,544 | $5,458 | 0.2% | $12.29 | — | COM | 09248l106 |
| — | BLACKROCK MUNIYIELD QUALITY | 357,785 | $5,191 | 0.2% | $13.05 | — | COM | 09254f100 |
| — | KBL MERGER CORP. IV; TNT ACQ DT: 3/1/2019; CASH: $10.10 | 495,445 | $5,163 | 0.2% | $9.70 | — | COM | 48242A104 |
| XMUSX | BLACKROCK MUNIHOLDINGS INSUR | 408,234 | $5,074 | 0.2% | $11.37 | — | COM | 09254A101 |
| — | FEDERATED PREMIER MUNI INC | 339,504 | $4,668 | 0.2% | $13.20 | — | COM | 31423P108 |
| — | GORDON POINTE ACQ CORP; TNT ACT DT: 7/25/2019; CASH $10.10 | 439,264 | $4,538 | 0.2% | $9.95 | — | COM | 382788107 |
| — | DTF TAX-FREE INCOME INC COM | 324,404 | $4,490 | 0.2% | $13.27 | — | COM | 23334J107 |
| XXCHNXX | CHINA FD INC COM | 210,574 | $4,262 | 0.2% | $20.53 | — | COM | 169373107 |
| — | BNY MELLON MUNICIPAL INCOME, INC | 481,142 | $4,099 | 0.1% | $8.52 | — | COM | 05589T104 |
| — | TRINE ACQ CORP; TNT ACQ DT: 3/19/2021, CASH: $10.00 | 422,425 | $4,098 | 0.1% | $9.70 | — | COM | 89628u108 |
| — | BLACKROCK MUNIHOLDINGS IN II | 311,028 | $3,913 | 0.1% | $11.56 | — | COM | 09254C107 |
| — | ISHARES MSCI CHINA ETF | 63,320 | $3,764 | 0.1% | $52.62 | — | COM | 46429b671 |
| — | WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | 319,483 | $3,722 | 0.1% | $11.34 | — | COM | 95766Q106 |
| — | TOTTENHAM ACQ CORP; TNT ACQ DT: 8/2/2019; CASH: $10.00 | 361,225 | $3,684 | 0.1% | $9.74 | — | COM | g8959n106 |
| — | ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC | 503,442 | $3,680 | 0.1% | $7.56 | — | COM | 00301w105 |
| — | TENZING ACQ CORP; TNT ACQ DT: 2/21/2020; CASH: $10.20 | 354,850 | $3,627 | 0.1% | $10.10 | — | COM | g8708a116 |
| — | MORGAN STANLEY INDIA INVS FD COM | 171,216 | $3,590 | 0.1% | $24.13 | — | COM | 61745C105 |
| SHM | SPDR SER TR NUVN BR SHT MUNI | 71,647 | $3,506 | 0.1% | $48.59 | — | COM | 78468R739 |
| — | EATON VANCE MUNICIPAL INCOME | 271,583 | $3,378 | 0.1% | $11.45 | — | COM | 27826U108 |
| — | ALLIANCEBERNSTEIN NATL MUNI IN COM | 242,791 | $3,266 | 0.1% | $13.37 | — | COM | 01864u106 |
| — | EATON VANCE TX ADV GLBL DIV FD COM | 201,107 | $3,228 | 0.1% | $13.54 | — | COM | 27828s101 |
| ACWX | ISHARES TR MSCI ACWI EX US | 68,837 | $3,219 | 0.1% | $39.48 | — | COM | 464288240 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 39,525 | $3,183 | 0.1% | $80.35 | — | COM | 921937827 |
| — | BLACKROCK NEW YORK MUN II | 225,915 | $3,121 | 0.1% | $12.54 | — | COM | 09249R102 |
| — | NUVEEN INTER DURATION MN TMFD COM | 221,755 | $2,978 | 0.1% | $12.85 | — | COM | 670671106 |
| — | TIBERIUS ACQ CORP; TNT ACQ DATE: 3/16/2020; CASH $10.10 | 292,600 | $2,976 | 0.1% | $10.08 | — | COM | 88633a107 |
| — | TWELVE SEAS ACQ CORP; TNT ACQ DT: 12/20/2019; CASH: $10.00 | 289,775 | $2,941 | 0.1% | $9.57 | — | COM | G9145a107 |
| — | CLEARBRIDGE ENERGY MLP FUND | 239,774 | $2,865 | 0.1% | $10.87 | — | COM | 184692101 |
| — | BLACKROCK ENHANCED EQT DIV TR COM | 322,735 | $2,863 | 0.1% | $7.80 | — | COM | 09251A104 |
| — | ANDINA ACQ CORP; TNT ACQ DT: 7/29/2020; CASH: $10.00 | 274,700 | $2,722 | 0.1% | $9.73 | — | COM | G04415108 |
| — | GREENLAND ACQ CORP; TNT ACT DT: 7/25/2019; CASH: $10.00 | 243,400 | $2,471 | 0.1% | $9.67 | — | COM | G40981139 |
| — | CORNERSTONE TOTAL RETURN FND | 209,764 | $2,375 | 0.1% | $13.38 | — | COM | 21924U300 |
| IEUR | ISHARES TR CORE MSCI EURO | 49,354 | $2,300 | 0.1% | $41.42 | — | COM | 46434V738 |
| — | BLACK RIDGE ACQ CORP; TNT ACQ DT: 7/5/2019; CASH: $10.05 | 220,565 | $2,261 | 0.1% | $9.68 | — | COM | 09216t107 |
| — | TAIWAN FD INC COM | 130,814 | $2,217 | 0.1% | $20.04 | — | COM | 874036106 |
| XNYVX | NUVEEN NY MUNI VALUE FUND 2 | 154,173 | $2,206 | 0.1% | $13.41 | — | COM | 670706100 |
| — | EUROPEAN EQUITY FUND COM | 248,819 | $2,197 | 0.1% | $7.43 | — | COM | 298768102 |
| — | TEMPLETON EMERGING MKTS FD INC COM | 143,225 | $2,163 | 0.1% | $14.20 | — | COM | 880191101 |
| — | BLACKROCK NY MUNI INC QLTY TR COM | 133,745 | $1,776 | 0.1% | $13.02 | — | COM | 09249U105 |
| — | MFS INTER INCOME TR SH BEN INT | 418,175 | $1,614 | 0.1% | $4.15 | — | COM | 55273C107 |
| — | OPES ACQ CORP; TNT ACQ DT: 9/4/2019; CASH: $10.10 | 153,100 | $1,571 | 0.1% | $9.92 | — | COM | 68373p100 |
| — | INVESCO MUN OPPORTUNITY TR COM | 126,604 | $1,557 | 0.1% | $11.99 | — | COM | 46132C107 |
| — | BLACKROCK FL MUNI 2020 TERM | 96,311 | $1,390 | 0.1% | $14.10 | — | COM | 09250m109 |
| — | BLACKROCK NY MUNICIPAL BOND TR COM | 79,895 | $1,181 | 0.0% | $12.92 | — | COM | 09249P106 |
| ACWI | ISHARES MSCI ACWI INDEX FUND | 15,255 | $1,124 | 0.0% | $73.68 | — | COM | 464288257 |
| IEV | ISHARES TR EUROPE ETF | 23,555 | $1,038 | 0.0% | $39.12 | — | COM | 464287861 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC COM | 71,092 | $999 | 0.0% | $13.90 | — | COM | 09253X102 |
| XOM | EXXON MOBIL CORP COM | 11,392 | $873 | 0.0% | $56.11 | +1.4% | COM | 30231G102 |
| STZ | CONSTELLATION BRANDS INC CL A | 4,240 | $835 | 0.0% | $135.96 | +28.8% | COM | 21036P108 |
| MSFT | MICROSOFT CORP COM | 6,156 | $825 | 0.0% | $84.61 | +41.3% | COM | 594918104 |
| — | FIRST TRUST ENERGY INTRASTRUCTURE | 49,975 | $797 | 0.0% | $15.85 | — | COM | 33738C103 |
| — | MONOCLE ACQ CORP UNIT; TNT ACQ DT: 11/7/2020; CASH: $10.10 | 75,000 | $772 | 0.0% | $10.11 | — | COM | 609754205 |
| — | EATON VANCE ENHANCED EQ INC FD COM | 50,019 | $749 | 0.0% | $12.95 | — | COM | 278274105 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 17,250 | $719 | 0.0% | $36.53 | — | COM | 921943858 |
| EEM | ISHARES TR MSCI EMG MKT ETF | 16,570 | $711 | 0.0% | $39.83 | — | COM | 464287234 |
| — | ABERDEEN TOTAL DYNAMIC DIVID | 83,265 | $694 | 0.0% | $138.70 | — | COM | 00326l100 |
| — | EATON VANCE NY MUNICIPAL INC | 51,596 | $668 | 0.0% | $12.74 | — | COM | 27826w104 |
| — | EDTECHX HOLDINGS ACQ CORP UNIT; TNT ACT DT: 4/5/2020; CASH: $10.15 | 65,100 | $665 | 0.0% | $10.15 | — | COM | 28138x202 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT M | 37,143 | $657 | 0.0% | $17.24 | — | COM | 92189f528 |
| — | WEALTHBRIDGE ACQ CORP; TNT ACQ DT: 2/6/2020; CASH: $10.00 | 66,075 | $654 | 0.0% | $9.82 | — | COM | G4887W110 |
| — | COHEN & STEERS GLOBAL INC BLDR COM | 69,235 | $618 | 0.0% | $7.45 | — | COM | 19248M103 |
| HD | HOME DEPOT INC COM | 2,866 | $596 | 0.0% | $146.52 | +15.7% | COM | 437076102 |
| — | CONSTELLATION BRANDS INC CL B | 2,696 | $540 | 0.0% | $227.37 | — | COM | 21036p207 |
| — | AON PLC | 2,626 | $507 | 0.0% | $142.42 | — | COM | g0408v102 |
| — | VOYA ASIA PAC DIVID EQUITY IN COM | 53,993 | $498 | 0.0% | $10.33 | — | COM | 92912J102 |
| — | PETROLEUM & RESOURCES CORP | 29,609 | $490 | 0.0% | $19.90 | — | COM | 00548f105 |
| — | Tortoise ACQ CORP; TNT ACQ DT: 2/28/2021, CASH: $10.00 | 50,000 | $486 | 0.0% | $9.72 | — | COM | 89154l100 |
| DIS | DISNEY WALT CO COM DISNEY | 3,287 | $459 | 0.0% | $99.77 | +28.3% | COM | 254687106 |
| — | MANNING & NAPIER, INC. | 254,942 | $446 | 0.0% | $1.76 | — | COM | 56382q102 |
| — | INVESCO PA VALUE MUN INCOME TR COM | 34,053 | $434 | 0.0% | $12.28 | — | COM | 46132K109 |
| KMB | KIMBERLY CLARK CORP COM | 3,152 | $420 | 0.0% | $91.06 | +12.2% | COM | 494368103 |
| — | INVESCO BD FD COM | 21,639 | $403 | 0.0% | $17.73 | — | COM | 46132L107 |
| — | NUVEEN PA INVT QUALITY MUN FD COM | 29,500 | $403 | 0.0% | $12.20 | — | COM | 670972108 |
| PAYX | PAYCHEX INC COM | 4,644 | $382 | 0.0% | $46.69 | +49.0% | COM | 704326107 |
| — | INVESCO VRDO TAX-FREE WEEKLY ETF | 15,000 | $374 | 0.0% | $24.88 | — | COM | 46138g862 |
| — | NUVEEN SELECT TAX FREE INCM PT SH BEN INT | 24,882 | $358 | 0.0% | $13.51 | — | COM | 67063C106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 1,605 | $342 | 0.0% | $172.78 | +19.8% | COM | 084670702 |
| PEP | PEPSICO INC COM | 2,600 | $341 | 0.0% | $92.45 | +13.3% | COM | 713448108 |
| JNJ | JOHNSON & JOHNSON COM | 2,375 | $331 | 0.0% | $106.83 | +7.4% | COM | 478160104 |
| NOVT | NOVANTA INC | 3,485 | $329 | 0.0% | $61.14 | +39.6% | COM | 67000B104 |
| WPC | W P CAREY INC COM | 3,889 | $316 | 0.0% | $62.23 | — | COM | 92936U109 |
| PG | PROCTER & GAMBLE CO COM | 2,754 | $302 | 0.0% | $82.07 | +10.3% | COM | 742718109 |
| — | DFB HEALTHCARE ACQ CORP; TNT ACQ DT: 2/21/20; CASH: $10.00 | 29,200 | $295 | 0.0% | $10.00 | — | COM | 23291e109 |
| SRE | SEMPRA ENERGY COM | 2,050 | $282 | 0.0% | $44.61 | +18.5% | COM | 816851109 |
| PFE | PFIZER INC COM | 6,372 | $276 | 0.0% | $29.24 | -0.1% | COM | 717081103 |
| JPM | JPMORGAN CHASE & CO COM | 2,109 | $236 | 0.0% | $81.57 | +12.8% | COM | 46625H100 |
| NUE | NUCOR CORP COM | 4,168 | $230 | 0.0% | $50.16 | -4.6% | COM | 670346105 |
| V | VISA INC COM CL A | 1,246 | $216 | 0.0% | $156.33 | 0.0% | COM | 92826C839 |
| ORCL | ORACLE CORP COM | 3,550 | $202 | 0.0% | $46.07 | +6.7% | COM | 68389X105 |
| — | NUVEEN CORE EQUITY ALPHA FUND COM | 13,586 | $191 | 0.0% | $14.06 | — | COM | 67090X107 |
| — | BLACKROCK MUNI NY INT DUR FD | 11,896 | $170 | 0.0% | $13.60 | — | COM | 09255F109 |
| — | SWISS HELVETIA FD INC COM | 19,903 | $157 | 0.0% | $7.89 | — | COM | 870875101 |
| — | BRANDYWINEGLOBAL GLOBAL INC OPP FD INC | 12,000 | $141 | 0.0% | $11.17 | — | COM | 10537L104 |
| — | MORGAN STANLEY EMERGING MARK | 15,650 | $108 | 0.0% | $6.07 | — | COM | 617477104 |
| — | INVESCO VAN KAMPEN SENIOR INCOME TR | 23,500 | $102 | 0.0% | $3.91 | — | COM | 46131h107 |
| — | EATON VANCE SENIOR INCOME TR | 14,600 | $91 | 0.0% | $6.03 | — | COM | 27826S103 |
| — | BLACKROCK RES & COMM STRAT TR SHS | 10,000 | $82 | 0.0% | $8.20 | — | COM | 09257A108 |
| — | NUVEEN SENIOR INCOME FUND | 11,500 | $68 | 0.0% | $6.17 | — | COM | 67067y104 |
| — | ABERDEEN ASIA PACIFIC INCOM FD COM | 11,750 | $49 | 0.0% | $4.17 | — | COM | 003009107 |