INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 12, 2014

Total Value ($000): $619,054 (4.3% shares, 95.7% debt)

Holdings (36)

— GILEAD SCIENCES INC 7.5%

Value ($000) $46,345 Shares 14,052 Est. Cost $2.26 Unrealized —

— INTEL CORP 7.4%

Value ($000) $45,769 Shares 40,865 Est. Cost $1.09 Unrealized —

— PRICELINE COM INC 6.2%

Value ($000) $38,415 Shares 27,862 Est. Cost $1.16 Unrealized —

— WELLPOINT INC 5.2%

Value ($000) $32,275 Shares 23,841 Est. Cost $1353.76 Unrealized —

— ARCHER DANIELS MIDLAND CO 4.5%

Value ($000) $27,718 Shares 26,195 Est. Cost $1.01 Unrealized —

— XILINX INC 4.3%

Value ($000) $26,906 Shares 16,869 Est. Cost $1.43 Unrealized —

— JEFFERIES GROUP INC NEW 4.2%

Value ($000) $25,779 Shares 24,363 Est. Cost $1.07 Unrealized —

— LAM RESEARCH CORP 3.9%

Value ($000) $24,080 Shares 21,146 Est. Cost $1.05 Unrealized —

— ARES CAP CORP 3.9%

Value ($000) $24,045 Shares 22,538 Est. Cost $212.26 Unrealized —

— FORD MTR CO DEL 3.9%

Value ($000) $23,865 Shares 12,935 Est. Cost $230.23 Unrealized —

— DOMINION RES INC VA NEW 3.8%

Value ($000) $23,493 Shares 12,252 Est. Cost $1.67 Unrealized —

— DANAHER CORP DEL 3.8%

Value ($000) $23,342 Shares 10,400 Est. Cost $81.62 Unrealized —

— NEWMONT MINING CORP 3.5%

Value ($000) $21,435 Shares 21,015 Est. Cost $1.07 Unrealized —

— FIDELITY NATIONAL FINANCIAL 3.4%

Value ($000) $21,028 Shares 12,861 Est. Cost $1.31 Unrealized —

— ALZA CORP 3.3%

Value ($000) $20,694 Shares 16,440 Est. Cost $1.18 Unrealized —

— OLD REP INTL CORP 3.2%

Value ($000) $19,844 Shares 15,955 Est. Cost $1.13 Unrealized —

— GOLDCORP INC NEW 3.2%

Value ($000) $19,793 Shares 19,744 Est. Cost $309.25 Unrealized —

— WELLS FARGO & CO NEW 2.7%

Value ($000) $16,883 Shares 15,210 Est. Cost $1183.98 Unrealized —

— AIRTRAN HLDGS INC 2.7%

Value ($000) $16,870 Shares 9,975 Est. Cost $1.42 Unrealized —

— PROLOGIS 2.6%

Value ($000) $16,097 Shares 14,421 Est. Cost $1.15 Unrealized —

— GILEAD SCIENCES INC 2.5%

Value ($000) $15,482 Shares 4,658 Est. Cost $2.27 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 2.4%

Value ($000) $14,995 Shares 14,121 Est. Cost $1.05 Unrealized —

— HEALTH CARE REIT INC 2.0%

Value ($000) $12,266 Shares 11,007 Est. Cost $267.88 Unrealized —

— NOVELLUS SYS INC 1.7%

Value ($000) $10,714 Shares 6,411 Est. Cost $1.41 Unrealized —

— ALLEGHENY TECHNOLOGIES INC 1.5%

Value ($000) $9,151 Shares 8,852 Est. Cost $1.03 Unrealized —

— BANK OF AMERICA CORPORATION 1.2%

Value ($000) $7,620 Shares 7,180 Est. Cost $1048.38 Unrealized —

— CSX CORP 1.0%

Value ($000) $6,402 Shares 2,090 Est. Cost $2.47 Unrealized —

— DEVELOPERS DIVERSIFIED RLTY 1.0%

Value ($000) $6,217 Shares 5,563 Est. Cost $1.17 Unrealized —

— L-3 COMMUNICATIONS CORP 0.9%

Value ($000) $5,582 Shares 4,635 Est. Cost $1.02 Unrealized —

— RPM INTL INC 0.8%

Value ($000) $4,981 Shares 4,500 Est. Cost $1106.89 Unrealized —

— SANDISK CORP 0.4%

Value ($000) $2,704 Shares 1,835 Est. Cost $1.33 Unrealized —

— ARES CAP CORP 0.4%

Value ($000) $2,491 Shares 2,360 Est. Cost $1055.51 Unrealized —

— STANLEY BLACK & DECKER INC 0.3%

Value ($000) $2,146 Shares 17,450 Est. Cost $132.88 Unrealized —

— TRINITY INDS INC 0.3%

Value ($000) $1,732 Shares 1,315 Est. Cost $1.17 Unrealized —

— LAM RESEARCH CORP 0.2%

Value ($000) $1,520 Shares 1,250 Est. Cost $1.11 Unrealized —

— NEWMONT MINING CORP 0.1%

Value ($000) $375 Shares 375 Est. Cost $1.01 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	GILEAD SCIENCES INC	14,052	$46,345	7.5%	$2.26	—	NOTE 1.625% 5/0	375558AP8
—	INTEL CORP	40,865	$45,769	7.4%	$1.09	—	SDCV 2.950%12/1	458140AD2
—	PRICELINE COM INC	27,862	$38,415	6.2%	$1.16	—	DEBT 1.000% 3/1	741503AQ9
—	WELLPOINT INC	23,841	$32,275	5.2%	$1353.76	—	NOTE 2.750%10/1	94973VBG1
—	ARCHER DANIELS MIDLAND CO	26,195	$27,718	4.5%	$1.01	—	NOTE 0.875% 2/1	039483AW2
—	XILINX INC	16,869	$26,906	4.3%	$1.43	—	NOTE 2.625% 6/1	983919AF8
—	JEFFERIES GROUP INC NEW	24,363	$25,779	4.2%	$1.07	—	DBCV 3.875%11/0	472319AG7
—	LAM RESEARCH CORP	21,146	$24,080	3.9%	$1.05	—	NOTE 0.500% 5/1	512807AJ7
—	ARES CAP CORP	22,538	$24,045	3.9%	$212.26	—	NOTE 5.125% 6/0	04010LAD5
—	FORD MTR CO DEL	12,935	$23,865	3.9%	$230.23	—	NOTE 4.250%11/1	345370CN8
—	DOMINION RES INC VA NEW	12,252	$23,493	3.8%	$1.67	—	NOTE 2.125%12/1	25746UAT6
—	DANAHER CORP DEL	10,400	$23,342	3.8%	$81.62	—	NOTE 1/2	235851AF9
—	NEWMONT MINING CORP	21,015	$21,435	3.5%	$1.07	—	NOTE 1.625% 7/1	651639AJ5
—	FIDELITY NATIONAL FINANCIAL	12,861	$21,028	3.4%	$1.31	—	NOTE 4.250% 8/1	31620RAE5
—	ALZA CORP	16,440	$20,694	3.3%	$1.18	—	SDCV 7/2	02261WAB5
—	OLD REP INTL CORP	15,955	$19,844	3.2%	$1.13	—	NOTE 3.750% 3/1	680223AH7
—	GOLDCORP INC NEW	19,744	$19,793	3.2%	$309.25	—	NOTE 2.000% 8/0	380956AB8
—	WELLS FARGO & CO NEW	15,210	$16,883	2.7%	$1183.98	—	PERP PFD CNV A	949746804
—	AIRTRAN HLDGS INC	9,975	$16,870	2.7%	$1.42	—	NOTE 5.250%11/0	00949PAD0
—	PROLOGIS	14,421	$16,097	2.6%	$1.15	—	NOTE 3.250% 3/1	74340XAT8
—	GILEAD SCIENCES INC	4,658	$15,482	2.5%	$2.27	—	NOTE 1.000% 5/0	375558AN3
—	TEVA PHARMACEUTICAL FIN LLC	14,121	$14,995	2.4%	$1.05	—	DBCV 0.250% 2/0	88163VAE9
—	HEALTH CARE REIT INC	11,007	$12,266	2.0%	$267.88	—	NOTE 3.000%12/0	42217KAR7
—	NOVELLUS SYS INC	6,411	$10,714	1.7%	$1.41	—	NOTE 2.625% 5/1	670008AD3
—	ALLEGHENY TECHNOLOGIES INC	8,852	$9,151	1.5%	$1.03	—	NOTE 4.250% 6/0	01741RAD4
—	BANK OF AMERICA CORPORATION	7,180	$7,620	1.2%	$1048.38	—	7.25%CNV PFD L	060505682
—	CSX CORP	2,090	$6,402	1.0%	$2.47	—	DBCV 10/3	126408GA5
—	DEVELOPERS DIVERSIFIED RLTY	5,563	$6,217	1.0%	$1.17	—	NOTE 1.750%11/1	251591AX1
—	L-3 COMMUNICATIONS CORP	4,635	$5,582	0.9%	$1.02	—	DEBT 3.000% 8/0	502413AW7
—	RPM INTL INC	4,500	$4,981	0.8%	$1106.89	—	NOTE 2.250%12/1	749685AT0
—	SANDISK CORP	1,835	$2,704	0.4%	$1.33	—	NOTE 1.500% 8/1	80004CAD3
—	ARES CAP CORP	2,360	$2,491	0.4%	$1055.51	—	NOTE 4.750% 1/1	04010LAJ2
—	STANLEY BLACK & DECKER INC	17,450	$2,146	0.3%	$132.88	—	UNIT 99/99/9999	854502309
—	TRINITY INDS INC	1,315	$1,732	0.3%	$1.17	—	NOTE 3.875% 6/0	896522AF6
—	LAM RESEARCH CORP	1,250	$1,520	0.2%	$1.11	—	NOTE 1.250% 5/1	512807AL2
—	NEWMONT MINING CORP	375	$375	0.1%	$1.01	—	NOTE 1.250% 7/1	651639AH9