INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

Location: Boston, MA

CIK: 0001165830 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 12, 2014

Total Value: $619M (4.3% shares, 95.7% debt)

Holdings (36)

— GILEAD SCIENCES INC 7.5%

Value $46.34M Shares 14,052 Share Price $3298.11 Est. Cost/Share $2.26 Unrealized @ Report Date —

— INTEL CORP 7.4%

Value $45.77M Shares 40,865 Share Price $1120.00 Est. Cost/Share $1.09 Unrealized @ Report Date —

— PRICELINE COM INC 6.2%

Value $38.41M Shares 27,862 Share Price $1378.76 Est. Cost/Share $1.16 Unrealized @ Report Date —

— WELLPOINT INC 5.2%

Value $32.27M Shares 23,841 Share Price $1353.76 Est. Cost/Share $1353.76 Unrealized @ Report Date —

— ARCHER DANIELS MIDLAND CO 4.5%

Value $27.72M Shares 26,195 Share Price $1058.14 Est. Cost/Share $1.01 Unrealized @ Report Date —

— XILINX INC 4.3%

Value $26.91M Shares 16,869 Share Price $1595.00 Est. Cost/Share $1.43 Unrealized @ Report Date —

— JEFFERIES GROUP INC NEW 4.2%

Value $25.78M Shares 24,363 Share Price $1058.12 Est. Cost/Share $1.07 Unrealized @ Report Date —

— LAM RESEARCH CORP 3.9%

Value $24.08M Shares 21,146 Share Price $1138.75 Est. Cost/Share $1.05 Unrealized @ Report Date —

— ARES CAP CORP 3.9%

Value $24.05M Shares 22,538 Share Price $1066.86 Est. Cost/Share $212.26 Unrealized @ Report Date —

— FORD MTR CO DEL 3.9%

Value $23.86M Shares 12,935 Share Price $1844.99 Est. Cost/Share $230.23 Unrealized @ Report Date —

— DOMINION RES INC VA NEW 3.8%

Value $23.49M Shares 12,252 Share Price $1917.48 Est. Cost/Share $1.67 Unrealized @ Report Date —

— DANAHER CORP DEL 3.8%

Value $23.34M Shares 10,400 Share Price $2244.42 Est. Cost/Share $81.62 Unrealized @ Report Date —

— NEWMONT MINING CORP 3.5%

Value $21.43M Shares 21,015 Share Price $1019.99 Est. Cost/Share $1.07 Unrealized @ Report Date —

— FIDELITY NATIONAL FINANCIAL 3.4%

Value $21.03M Shares 12,861 Share Price $1635.02 Est. Cost/Share $1.31 Unrealized @ Report Date —

— ALZA CORP 3.3%

Value $20.69M Shares 16,440 Share Price $1258.76 Est. Cost/Share $1.18 Unrealized @ Report Date —

— OLD REP INTL CORP 3.2%

Value $19.84M Shares 15,955 Share Price $1243.75 Est. Cost/Share $1.13 Unrealized @ Report Date —

— GOLDCORP INC NEW 3.2%

Value $19.79M Shares 19,744 Share Price $1002.48 Est. Cost/Share $309.25 Unrealized @ Report Date —

— WELLS FARGO & CO NEW 2.7%

Value $16.88M Shares 15,210 Share Price $1109.99 Est. Cost/Share $1183.98 Unrealized @ Report Date —

— AIRTRAN HLDGS INC 2.7%

Value $16.87M Shares 9,975 Share Price $1691.23 Est. Cost/Share $1.42 Unrealized @ Report Date —

— PROLOGIS 2.6%

Value $16.1M Shares 14,421 Share Price $1116.22 Est. Cost/Share $1.15 Unrealized @ Report Date —

— GILEAD SCIENCES INC 2.5%

Value $15.48M Shares 4,658 Share Price $3323.74 Est. Cost/Share $2.27 Unrealized @ Report Date —

— TEVA PHARMACEUTICAL FIN LLC 2.4%

Value $14.99M Shares 14,121 Share Price $1061.89 Est. Cost/Share $1.05 Unrealized @ Report Date —

— HEALTH CARE REIT INC 2.0%

Value $12.27M Shares 11,007 Share Price $1114.38 Est. Cost/Share $267.88 Unrealized @ Report Date —

— NOVELLUS SYS INC 1.7%

Value $10.71M Shares 6,411 Share Price $1671.19 Est. Cost/Share $1.41 Unrealized @ Report Date —

— ALLEGHENY TECHNOLOGIES INC 1.5%

Value $9.151M Shares 8,852 Share Price $1033.78 Est. Cost/Share $1.03 Unrealized @ Report Date —

— BANK OF AMERICA CORPORATION 1.2%

Value $7.62M Shares 7,180 Share Price $1061.28 Est. Cost/Share $1048.38 Unrealized @ Report Date —

— CSX CORP 1.0%

Value $6.402M Shares 2,090 Share Price $3063.16 Est. Cost/Share $2.47 Unrealized @ Report Date —

— DEVELOPERS DIVERSIFIED RLTY 1.0%

Value $6.217M Shares 5,563 Share Price $1117.56 Est. Cost/Share $1.17 Unrealized @ Report Date —

— L-3 COMMUNICATIONS CORP 0.9%

Value $5.582M Shares 4,635 Share Price $1204.31 Est. Cost/Share $1.02 Unrealized @ Report Date —

— RPM INTL INC 0.8%

Value $4.981M Shares 4,500 Share Price $1106.89 Est. Cost/Share $1106.89 Unrealized @ Report Date —

— SANDISK CORP 0.4%

Value $2.704M Shares 1,835 Share Price $1473.57 Est. Cost/Share $1.33 Unrealized @ Report Date —

— ARES CAP CORP 0.4%

Value $2.491M Shares 2,360 Share Price $1055.51 Est. Cost/Share $1055.51 Unrealized @ Report Date —

— STANLEY BLACK & DECKER INC 0.3%

Value $2.146M Shares 17,450 Share Price $122.98 Est. Cost/Share $132.88 Unrealized @ Report Date —

— TRINITY INDS INC 0.3%

Value $1.732M Shares 1,315 Share Price $1317.11 Est. Cost/Share $1.17 Unrealized @ Report Date —

— LAM RESEARCH CORP 0.2%

Value $1.52M Shares 1,250 Share Price $1216.00 Est. Cost/Share $1.11 Unrealized @ Report Date —

— NEWMONT MINING CORP 0.1%

Value $375K Shares 375 Share Price $1000.00 Est. Cost/Share $1.01 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	GILEAD SCIENCES INC	14,052	$46.34M	7.5%	$3298.11	$2.26	—	NOTE 1.625% 5/0	375558AP8
—	INTEL CORP	40,865	$45.77M	7.4%	$1120.00	$1.09	—	SDCV 2.950%12/1	458140AD2
—	PRICELINE COM INC	27,862	$38.41M	6.2%	$1378.76	$1.16	—	DEBT 1.000% 3/1	741503AQ9
—	WELLPOINT INC	23,841	$32.27M	5.2%	$1353.76	$1353.76	—	NOTE 2.750%10/1	94973VBG1
—	ARCHER DANIELS MIDLAND CO	26,195	$27.72M	4.5%	$1058.14	$1.01	—	NOTE 0.875% 2/1	039483AW2
—	XILINX INC	16,869	$26.91M	4.3%	$1595.00	$1.43	—	NOTE 2.625% 6/1	983919AF8
—	JEFFERIES GROUP INC NEW	24,363	$25.78M	4.2%	$1058.12	$1.07	—	DBCV 3.875%11/0	472319AG7
—	LAM RESEARCH CORP	21,146	$24.08M	3.9%	$1138.75	$1.05	—	NOTE 0.500% 5/1	512807AJ7
—	ARES CAP CORP	22,538	$24.05M	3.9%	$1066.86	$212.26	—	NOTE 5.125% 6/0	04010LAD5
—	FORD MTR CO DEL	12,935	$23.86M	3.9%	$1844.99	$230.23	—	NOTE 4.250%11/1	345370CN8
—	DOMINION RES INC VA NEW	12,252	$23.49M	3.8%	$1917.48	$1.67	—	NOTE 2.125%12/1	25746UAT6
—	DANAHER CORP DEL	10,400	$23.34M	3.8%	$2244.42	$81.62	—	NOTE 1/2	235851AF9
—	NEWMONT MINING CORP	21,015	$21.43M	3.5%	$1019.99	$1.07	—	NOTE 1.625% 7/1	651639AJ5
—	FIDELITY NATIONAL FINANCIAL	12,861	$21.03M	3.4%	$1635.02	$1.31	—	NOTE 4.250% 8/1	31620RAE5
—	ALZA CORP	16,440	$20.69M	3.3%	$1258.76	$1.18	—	SDCV 7/2	02261WAB5
—	OLD REP INTL CORP	15,955	$19.84M	3.2%	$1243.75	$1.13	—	NOTE 3.750% 3/1	680223AH7
—	GOLDCORP INC NEW	19,744	$19.79M	3.2%	$1002.48	$309.25	—	NOTE 2.000% 8/0	380956AB8
—	WELLS FARGO & CO NEW	15,210	$16.88M	2.7%	$1109.99	$1183.98	—	PERP PFD CNV A	949746804
—	AIRTRAN HLDGS INC	9,975	$16.87M	2.7%	$1691.23	$1.42	—	NOTE 5.250%11/0	00949PAD0
—	PROLOGIS	14,421	$16.1M	2.6%	$1116.22	$1.15	—	NOTE 3.250% 3/1	74340XAT8
—	GILEAD SCIENCES INC	4,658	$15.48M	2.5%	$3323.74	$2.27	—	NOTE 1.000% 5/0	375558AN3
—	TEVA PHARMACEUTICAL FIN LLC	14,121	$14.99M	2.4%	$1061.89	$1.05	—	DBCV 0.250% 2/0	88163VAE9
—	HEALTH CARE REIT INC	11,007	$12.27M	2.0%	$1114.38	$267.88	—	NOTE 3.000%12/0	42217KAR7
—	NOVELLUS SYS INC	6,411	$10.71M	1.7%	$1671.19	$1.41	—	NOTE 2.625% 5/1	670008AD3
—	ALLEGHENY TECHNOLOGIES INC	8,852	$9.151M	1.5%	$1033.78	$1.03	—	NOTE 4.250% 6/0	01741RAD4
—	BANK OF AMERICA CORPORATION	7,180	$7.62M	1.2%	$1061.28	$1048.38	—	7.25%CNV PFD L	060505682
—	CSX CORP	2,090	$6.402M	1.0%	$3063.16	$2.47	—	DBCV 10/3	126408GA5
—	DEVELOPERS DIVERSIFIED RLTY	5,563	$6.217M	1.0%	$1117.56	$1.17	—	NOTE 1.750%11/1	251591AX1
—	L-3 COMMUNICATIONS CORP	4,635	$5.582M	0.9%	$1204.31	$1.02	—	DEBT 3.000% 8/0	502413AW7
—	RPM INTL INC	4,500	$4.981M	0.8%	$1106.89	$1106.89	—	NOTE 2.250%12/1	749685AT0
—	SANDISK CORP	1,835	$2.704M	0.4%	$1473.57	$1.33	—	NOTE 1.500% 8/1	80004CAD3
—	ARES CAP CORP	2,360	$2.491M	0.4%	$1055.51	$1055.51	—	NOTE 4.750% 1/1	04010LAJ2
—	STANLEY BLACK & DECKER INC	17,450	$2.146M	0.3%	$122.98	$132.88	—	UNIT 99/99/9999	854502309
—	TRINITY INDS INC	1,315	$1.732M	0.3%	$1317.11	$1.17	—	NOTE 3.875% 6/0	896522AF6
—	LAM RESEARCH CORP	1,250	$1.52M	0.2%	$1216.00	$1.11	—	NOTE 1.250% 5/1	512807AL2
—	NEWMONT MINING CORP	375	$375K	0.1%	$1000.00	$1.01	—	NOTE 1.250% 7/1	651639AH9