INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 15, 2014

Total Value ($000): $704,119 (4.4% shares, 95.6% debt)

Holdings (35)

— INTEL CORP 7.4%

Value ($000) $52,012 Shares 44,195,000 Est. Cost $1.18 Unrealized —

— GILEAD SCIENCES INC 6.1%

Value ($000) $43,225 Shares 13,896,000 Est. Cost $3.11 Unrealized —

— WELLPOINT INC 6.1%

Value ($000) $42,959 Shares 29,386,000 Est. Cost $2.56 Unrealized —

— XILINX INC 5.8%

Value ($000) $40,536 Shares 21,619,000 Est. Cost $1.87 Unrealized —

— PRICELINE COM INC 5.6%

Value ($000) $39,584 Shares 27,962,000 Est. Cost $1.42 Unrealized —

— LAM RESEARCH CORP 4.4%

Value ($000) $30,737 Shares 26,555,000 Est. Cost $1.16 Unrealized —

— FORD MTR CO DEL 4.3%

Value ($000) $30,210 Shares 16,685,000 Est. Cost $1.99 Unrealized —

— JEFFERIES GROUP INC NEW 4.2%

Value ($000) $29,773 Shares 27,972,000 Est. Cost $1.06 Unrealized —

— NEWMONT MINING CORP 3.7%

Value ($000) $26,201 Shares 24,762,000 Est. Cost $1.06 Unrealized —

— DOMINION RES INC VA NEW 3.5%

Value ($000) $24,926 Shares 11,845,000 Est. Cost $2.10 Unrealized —

— ALZA CORP 3.5%

Value ($000) $24,300 Shares 18,000,000 Est. Cost $1.35 Unrealized —

— OLD REP INTL CORP 3.4%

Value ($000) $24,259 Shares 19,505,000 Est. Cost $1.24 Unrealized —

— FIDELITY NATIONAL FINANCIAL 3.4%

Value ($000) $23,869 Shares 15,113,000 Est. Cost $1.58 Unrealized —

— PROLOGIS 3.4%

Value ($000) $23,655 Shares 20,218,000 Est. Cost $1.17 Unrealized —

— DANAHER CORP DEL 3.3%

Value ($000) $23,542 Shares 10,799,000 Est. Cost $2.26 Unrealized —

— ARES CAP CORP 3.3%

Value ($000) $23,340 Shares 21,737,000 Est. Cost $1.29 Unrealized —

— AIRTRAN HLDGS INC 3.2%

Value ($000) $22,225 Shares 11,449,000 Est. Cost $1.94 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.0%

Value ($000) $20,791 Shares 19,777,000 Est. Cost $1.05 Unrealized —

— WELLS FARGO & CO NEW 2.6%

Value ($000) $18,618 Shares 15,981 Est. Cost $1183.06 Unrealized —

— GOLDCORP INC NEW 2.6%

Value ($000) $18,555 Shares 18,532,000 Est. Cost $1.33 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 2.4%

Value ($000) $16,951 Shares 13,354,000 Est. Cost $1.27 Unrealized —

— HEALTH CARE REIT INC 2.2%

Value ($000) $15,143 Shares 12,786,000 Est. Cost $1.41 Unrealized —

— ARES CAP CORP 1.8%

Value ($000) $12,424 Shares 11,537,000 Est. Cost $1.29 Unrealized —

— DEVELOPERS DIVERSIFIED RLTY 1.7%

Value ($000) $12,070 Shares 10,450,000 Est. Cost $1.16 Unrealized —

— RPM INTL INC 1.6%

Value ($000) $11,385 Shares 9,825,000 Est. Cost $1.67 Unrealized —

— BANK OF AMERICA CORPORATION 1.4%

Value ($000) $10,156 Shares 8,855 Est. Cost $1067.02 Unrealized —

— NOVELLUS SYS INC 1.4%

Value ($000) $9,989 Shares 5,852,000 Est. Cost $1.71 Unrealized —

— ALLEGHENY TECHNOLOGIES INC 1.1%

Value ($000) $7,953 Shares 7,792,000 Est. Cost $1.02 Unrealized —

— GILEAD SCIENCES INC 1.0%

Value ($000) $7,070 Shares 2,256,000 Est. Cost $3.13 Unrealized —

— CSX CORP 0.9%

Value ($000) $6,446 Shares 2,090,000 Est. Cost $3.08 Unrealized —

— L-3 COMMUNICATIONS CORP 0.7%

Value ($000) $4,884 Shares 3,669,000 Est. Cost $1.33 Unrealized —

— STANLEY BLACK & DECKER INC 0.3%

Value ($000) $2,210 Shares 17,450 Est. Cost $132.88 Unrealized —

— SANDISK CORP 0.3%

Value ($000) $2,195 Shares 1,335,000 Est. Cost $1.64 Unrealized —

— LAM RESEARCH CORP 0.2%

Value ($000) $1,551 Shares 1,250,000 Est. Cost $1.24 Unrealized —

— NEWMONT MINING CORP 0.1%

Value ($000) $375 Shares 375,000 Est. Cost $1.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INTEL CORP	44,195,000	$52,012	7.4%	$1.18	—	SDCV 2.950%12/1	458140AD2
—	GILEAD SCIENCES INC	13,896,000	$43,225	6.1%	$3.11	—	NOTE 1.625% 5/0	375558AP8
—	WELLPOINT INC	29,386,000	$42,959	6.1%	$2.56	—	NOTE 2.750%10/1	94973VBG1
—	XILINX INC	21,619,000	$40,536	5.8%	$1.87	—	NOTE 2.625% 6/1	983919AF8
—	PRICELINE COM INC	27,962,000	$39,584	5.6%	$1.42	—	DEBT 1.000% 3/1	741503AQ9
—	LAM RESEARCH CORP	26,555,000	$30,737	4.4%	$1.16	—	NOTE 0.500% 5/1	512807AJ7
—	FORD MTR CO DEL	16,685,000	$30,210	4.3%	$1.99	—	NOTE 4.250%11/1	345370CN8
—	JEFFERIES GROUP INC NEW	27,972,000	$29,773	4.2%	$1.06	—	DBCV 3.875%11/0	472319AG7
—	NEWMONT MINING CORP	24,762,000	$26,201	3.7%	$1.06	—	NOTE 1.625% 7/1	651639AJ5
—	DOMINION RES INC VA NEW	11,845,000	$24,926	3.5%	$2.10	—	NOTE 2.125%12/1	25746UAT6
—	ALZA CORP	18,000,000	$24,300	3.5%	$1.35	—	SDCV 7/2	02261WAB5
—	OLD REP INTL CORP	19,505,000	$24,259	3.4%	$1.24	—	NOTE 3.750% 3/1	680223AH7
—	FIDELITY NATIONAL FINANCIAL	15,113,000	$23,869	3.4%	$1.58	—	NOTE 4.250% 8/1	31620RAE5
—	PROLOGIS	20,218,000	$23,655	3.4%	$1.17	—	NOTE 3.250% 3/1	74340XAT8
—	DANAHER CORP DEL	10,799,000	$23,542	3.3%	$2.26	—	NOTE 1/2	235851AF9
—	ARES CAP CORP	21,737,000	$23,340	3.3%	$1.29	—	NOTE 5.125% 6/0	04010LAD5
—	AIRTRAN HLDGS INC	11,449,000	$22,225	3.2%	$1.94	—	NOTE 5.250%11/0	00949PAD0
—	PROSPECT CAPITAL CORPORATION	19,777,000	$20,791	3.0%	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	WELLS FARGO & CO NEW	15,981	$18,618	2.6%	$1183.06	—	PERP PFD CNV A	949746804
—	GOLDCORP INC NEW	18,532,000	$18,555	2.6%	$1.33	—	NOTE 2.000% 8/0	380956AB8
—	TEVA PHARMACEUTICAL FIN LLC	13,354,000	$16,951	2.4%	$1.27	—	DBCV 0.250% 2/0	88163VAE9
—	HEALTH CARE REIT INC	12,786,000	$15,143	2.2%	$1.41	—	NOTE 3.000%12/0	42217KAR7
—	ARES CAP CORP	11,537,000	$12,424	1.8%	$1.29	—	NOTE 4.750% 1/1	04010LAJ2
—	DEVELOPERS DIVERSIFIED RLTY	10,450,000	$12,070	1.7%	$1.16	—	NOTE 1.750%11/1	251591AX1
—	RPM INTL INC	9,825,000	$11,385	1.6%	$1.67	—	NOTE 2.250%12/1	749685AT0
—	BANK OF AMERICA CORPORATION	8,855	$10,156	1.4%	$1067.02	—	7.25%CNV PFD L	060505682
—	NOVELLUS SYS INC	5,852,000	$9,989	1.4%	$1.71	—	NOTE 2.625% 5/1	670008AD3
—	ALLEGHENY TECHNOLOGIES INC	7,792,000	$7,953	1.1%	$1.02	—	NOTE 4.250% 6/0	01741RAD4
—	GILEAD SCIENCES INC	2,256,000	$7,070	1.0%	$3.13	—	NOTE 1.000% 5/0	375558AN3
—	CSX CORP	2,090,000	$6,446	0.9%	$3.08	—	DBCV 10/3	126408GA5
—	L-3 COMMUNICATIONS CORP	3,669,000	$4,884	0.7%	$1.33	—	DEBT 3.000% 8/0	502413AW7
—	STANLEY BLACK & DECKER INC	17,450	$2,210	0.3%	$132.88	—	UNIT 99/99/9999	854502309
—	SANDISK CORP	1,335,000	$2,195	0.3%	$1.64	—	NOTE 1.500% 8/1	80004CAD3
—	LAM RESEARCH CORP	1,250,000	$1,551	0.2%	$1.24	—	NOTE 1.250% 5/1	512807AL2
—	NEWMONT MINING CORP	375,000	$375	0.1%	$1.00	—	NOTE 1.250% 7/1	651639AH9