INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value ($000): $643,118 (5.1% shares, 94.9% debt)

Holdings (33)

— GILEAD SCIENCES INC 9.1%

Value ($000) $58,232 Shares 12,471,000 Est. Cost $3.12 Unrealized —

— INTEL CORP 8.7%

Value ($000) $55,990 Shares 44,000,000 Est. Cost $1.18 Unrealized —

— WELLPOINT INC 7.2%

Value ($000) $46,542 Shares 28,261,000 Est. Cost $2.56 Unrealized —

— PRICELINE GRP INC 5.7%

Value ($000) $36,536 Shares 27,152,000 Est. Cost $1.42 Unrealized —

— LAM RESEARCH CORP 5.3%

Value ($000) $33,775 Shares 26,555,000 Est. Cost $1.16 Unrealized —

— FORD MTR CO DEL 4.7%

Value ($000) $30,003 Shares 17,507,000 Est. Cost $1.99 Unrealized —

— XILINX INC 4.2%

Value ($000) $26,976 Shares 18,219,000 Est. Cost $1.87 Unrealized —

— JEFFERIES GROUP INC NEW 4.1%

Value ($000) $26,567 Shares 25,122,000 Est. Cost $1.06 Unrealized —

— NEWMONT MINING CORP 4.0%

Value ($000) $25,457 Shares 24,882,000 Est. Cost $1.06 Unrealized —

— ARES CAP CORP 3.7%

Value ($000) $23,810 Shares 22,812,000 Est. Cost $1.28 Unrealized —

— OLD REP INTL CORP 3.7%

Value ($000) $23,682 Shares 20,230,000 Est. Cost $1.24 Unrealized —

— PROLOGIS 3.5%

Value ($000) $22,479 Shares 21,383,000 Est. Cost $1.17 Unrealized —

— WELLS FARGO & CO NEW 3.2%

Value ($000) $20,420 Shares 16,981 Est. Cost $1184.83 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.2%

Value ($000) $20,296 Shares 19,777,000 Est. Cost $1.05 Unrealized —

— ALZA CORP 3.1%

Value ($000) $19,817 Shares 13,550,000 Est. Cost $1.35 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 2.4%

Value ($000) $15,419 Shares 12,011,000 Est. Cost $1.27 Unrealized —

— FIDELITY NATIONAL FINANCIAL 2.4%

Value ($000) $15,246 Shares 9,551,000 Est. Cost $1.58 Unrealized —

— MACQUARIE INFRASTR CO LLC 2.2%

Value ($000) $14,275 Shares 12,875,000 Est. Cost $1.11 Unrealized —

— DANAHER CORP DEL 2.2%

Value ($000) $13,918 Shares 6,314,000 Est. Cost $2.26 Unrealized —

— RPM INTL INC 2.1%

Value ($000) $13,492 Shares 12,020,000 Est. Cost $1.57 Unrealized —

— BANK AMER CORP 1.9%

Value ($000) $12,185 Shares 10,630 Est. Cost $1080.64 Unrealized —

— ARES CAP CORP 1.9%

Value ($000) $11,912 Shares 11,537,000 Est. Cost $1.29 Unrealized —

— DEVELOPERS DIVERSIFIED RLTY 1.8%

Value ($000) $11,386 Shares 9,890,000 Est. Cost $1.16 Unrealized —

— NOVELLUS SYS INC 1.6%

Value ($000) $10,542 Shares 4,837,000 Est. Cost $1.71 Unrealized —

— DOMINION RES INC VA NEW 1.6%

Value ($000) $10,102 Shares 4,870,000 Est. Cost $2.10 Unrealized —

— HEALTH CARE REIT INC 1.3%

Value ($000) $8,392 Shares 6,823,000 Est. Cost $1.41 Unrealized —

— PRICELINE GRP INC 1.3%

Value ($000) $8,387 Shares 7,535,000 Est. Cost $1.18 Unrealized —

— TOLL BROS FIN CORP 1.1%

Value ($000) $7,064 Shares 7,011,000 Est. Cost $1.05 Unrealized —

— FIFTH STR FIN CORP 0.9%

Value ($000) $5,586 Shares 5,410,000 Est. Cost $1.06 Unrealized —

— AIRTRAN HLDGS INC 0.9%

Value ($000) $5,580 Shares 2,249,000 Est. Cost $1.94 Unrealized —

— CHESAPEAKE ENERGY CORP 0.7%

Value ($000) $4,500 Shares 4,500,000 Est. Cost $1.04 Unrealized —

— CSX CORP 0.4%

Value ($000) $2,867 Shares 840,000 Est. Cost $3.08 Unrealized —

— LAM RESEARCH CORP 0.3%

Value ($000) $1,683 Shares 1,250,000 Est. Cost $1.24 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	GILEAD SCIENCES INC	12,471,000	$58,232	9.1%	$3.12	—	NOTE 1.625% 5/0	375558AP8
—	INTEL CORP	44,000,000	$55,990	8.7%	$1.18	—	SDCV 2.950%12/1	458140AD2
—	WELLPOINT INC	28,261,000	$46,542	7.2%	$2.56	—	NOTE 2.750%10/1	94973VBG1
—	PRICELINE GRP INC	27,152,000	$36,536	5.7%	$1.42	—	DEBT 1.000% 3/1	741503AQ9
—	LAM RESEARCH CORP	26,555,000	$33,775	5.3%	$1.16	—	NOTE 0.500% 5/1	512807AJ7
—	FORD MTR CO DEL	17,507,000	$30,003	4.7%	$1.99	—	NOTE 4.250%11/1	345370CN8
—	XILINX INC	18,219,000	$26,976	4.2%	$1.87	—	NOTE 2.625% 6/1	983919AF8
—	JEFFERIES GROUP INC NEW	25,122,000	$26,567	4.1%	$1.06	—	DBCV 3.875%11/0	472319AG7
—	NEWMONT MINING CORP	24,882,000	$25,457	4.0%	$1.06	—	NOTE 1.625% 7/1	651639AJ5
—	ARES CAP CORP	22,812,000	$23,810	3.7%	$1.28	—	NOTE 5.125% 6/0	04010LAD5
—	OLD REP INTL CORP	20,230,000	$23,682	3.7%	$1.24	—	NOTE 3.750% 3/1	680223AH7
—	PROLOGIS	21,383,000	$22,479	3.5%	$1.17	—	NOTE 3.250% 3/1	74340XAT8
—	WELLS FARGO & CO NEW	16,981	$20,420	3.2%	$1184.83	—	PERP PFD CNV A	949746804
—	PROSPECT CAPITAL CORPORATION	19,777,000	$20,296	3.2%	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	ALZA CORP	13,550,000	$19,817	3.1%	$1.35	—	SDCV 7/2	02261WAB5
—	TEVA PHARMACEUTICAL FIN LLC	12,011,000	$15,419	2.4%	$1.27	—	DBCV 0.250% 2/0	88163VAE9
—	FIDELITY NATIONAL FINANCIAL	9,551,000	$15,246	2.4%	$1.58	—	NOTE 4.250% 8/1	31620RAE5
—	MACQUARIE INFRASTR CO LLC	12,875,000	$14,275	2.2%	$1.11	—	NOTE 2.875% 7/1	55608BAA3
—	DANAHER CORP DEL	6,314,000	$13,918	2.2%	$2.26	—	NOTE 1/2	235851AF9
—	RPM INTL INC	12,020,000	$13,492	2.1%	$1.57	—	NOTE 2.250%12/1	749685AT0
—	BANK AMER CORP	10,630	$12,185	1.9%	$1080.64	—	7.25%CNV PFD L	060505682
—	ARES CAP CORP	11,537,000	$11,912	1.9%	$1.29	—	NOTE 4.750% 1/1	04010LAJ2
—	DEVELOPERS DIVERSIFIED RLTY	9,890,000	$11,386	1.8%	$1.16	—	NOTE 1.750%11/1	251591AX1
—	NOVELLUS SYS INC	4,837,000	$10,542	1.6%	$1.71	—	NOTE 2.625% 5/1	670008AD3
—	DOMINION RES INC VA NEW	4,870,000	$10,102	1.6%	$2.10	—	NOTE 2.125%12/1	25746UAT6
—	HEALTH CARE REIT INC	6,823,000	$8,392	1.3%	$1.41	—	NOTE 3.000%12/0	42217KAR7
—	PRICELINE GRP INC	7,535,000	$8,387	1.3%	$1.18	—	NOTE 0.350% 6/1	741503AS5
—	TOLL BROS FIN CORP	7,011,000	$7,064	1.1%	$1.05	—	NOTE 0.500% 9/1	88947EAM2
—	FIFTH STR FIN CORP	5,410,000	$5,586	0.9%	$1.06	—	NOTE 5.375% 4/0	31679BAC4
—	AIRTRAN HLDGS INC	2,249,000	$5,580	0.9%	$1.94	—	NOTE 5.250%11/0	00949PAD0
—	CHESAPEAKE ENERGY CORP	4,500,000	$4,500	0.7%	$1.04	—	NOTE 2.500% 5/1	165167CA3
—	CSX CORP	840,000	$2,867	0.4%	$3.08	—	DBCV 10/3	126408GA5
—	LAM RESEARCH CORP	1,250,000	$1,683	0.3%	$1.24	—	NOTE 1.250% 5/1	512807AL2