INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 17, 2015

Total Value ($000): $587,406 (5.6% shares, 94.4% debt)

Holdings (33)

— INTEL CORP 9.8%

Value ($000) $57,805 Shares 44,000,000 Est. Cost $1.18 Unrealized —

— GILEAD SCIENCES INC 8.8%

Value ($000) $51,428 Shares 12,426,000 Est. Cost $3.12 Unrealized —

— PRICELINE GRP INC 6.1%

Value ($000) $36,078 Shares 27,152,000 Est. Cost $1.42 Unrealized —

— LAM RESEARCH CORP 5.7%

Value ($000) $33,751 Shares 25,715,000 Est. Cost $1.16 Unrealized —

— NEWMONT MINING CORP 5.3%

Value ($000) $31,263 Shares 30,782,000 Est. Cost $1.05 Unrealized —

— ARES CAP CORP 5.0%

Value ($000) $29,548 Shares 28,863,000 Est. Cost $1.23 Unrealized —

— XILINX INC 4.6%

Value ($000) $26,742 Shares 17,769,000 Est. Cost $1.87 Unrealized —

— JEFFERIES GROUP INC NEW 4.5%

Value ($000) $26,342 Shares 25,497,000 Est. Cost $1.06 Unrealized —

— OLD REP INTL CORP 4.0%

Value ($000) $23,442 Shares 20,230,000 Est. Cost $1.24 Unrealized —

— WELLS FARGO & CO NEW 3.5%

Value ($000) $20,632 Shares 16,981 Est. Cost $1184.83 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.3%

Value ($000) $19,555 Shares 19,777,000 Est. Cost $1.05 Unrealized —

— ARES CAP CORP 3.2%

Value ($000) $19,000 Shares 18,537,000 Est. Cost $1.19 Unrealized —

— PROLOGIS 3.1%

Value ($000) $18,067 Shares 16,258,000 Est. Cost $1.17 Unrealized —

— FIDELITY NATIONAL FINANCIAL 3.1%

Value ($000) $18,022 Shares 9,551,000 Est. Cost $1.58 Unrealized —

— ALZA CORP 3.0%

Value ($000) $17,435 Shares 12,150,000 Est. Cost $1.35 Unrealized —

— DANAHER CORP DEL 2.7%

Value ($000) $15,706 Shares 6,314,000 Est. Cost $2.26 Unrealized —

— MACQUARIE INFRASTR CO LLC 2.5%

Value ($000) $14,629 Shares 12,875,000 Est. Cost $1.11 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 2.5%

Value ($000) $14,497 Shares 10,611,000 Est. Cost $1.27 Unrealized —

— RPM INTL INC 2.4%

Value ($000) $14,011 Shares 12,020,000 Est. Cost $1.57 Unrealized —

— BANK AMER CORP 2.1%

Value ($000) $12,244 Shares 10,630 Est. Cost $1080.64 Unrealized —

— DEVELOPERS DIVERSIFIED RLTY 1.9%

Value ($000) $11,193 Shares 9,040,000 Est. Cost $1.16 Unrealized —

— NOVELLUS SYS INC 1.9%

Value ($000) $11,089 Shares 4,837,000 Est. Cost $1.71 Unrealized —

— YAHOO INC 1.5%

Value ($000) $8,997 Shares 7,953,000 Est. Cost $1.13 Unrealized —

— PRICELINE GRP INC 1.5%

Value ($000) $8,848 Shares 7,935,000 Est. Cost $1.18 Unrealized —

— TOLL BROS FIN CORP 1.2%

Value ($000) $7,151 Shares 7,011,000 Est. Cost $1.05 Unrealized —

— HEALTH CARE REIT INC 1.2%

Value ($000) $6,782 Shares 4,523,000 Est. Cost $1.41 Unrealized —

— AIRTRAN HLDGS INC 1.1%

Value ($000) $6,584 Shares 2,249,000 Est. Cost $1.94 Unrealized —

— PROSPECT CAPITAL CORPORATION 1.1%

Value ($000) $6,509 Shares 6,600,000 Est. Cost $0.99 Unrealized —

— CHESAPEAKE ENERGY CORP 1.1%

Value ($000) $6,268 Shares 6,500,000 Est. Cost $1.02 Unrealized —

— FIFTH STR FIN CORP 0.9%

Value ($000) $5,545 Shares 5,410,000 Est. Cost $1.06 Unrealized —

— CSX CORP 0.6%

Value ($000) $3,240 Shares 840,000 Est. Cost $3.08 Unrealized —

— SANDISK CORP 0.6%

Value ($000) $3,236 Shares 2,694,000 Est. Cost $1.20 Unrealized —

— LAM RESEARCH CORP 0.3%

Value ($000) $1,767 Shares 1,250,000 Est. Cost $1.24 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INTEL CORP	44,000,000	$57,805	9.8%	$1.18	—	SDCV 2.950%12/1	458140AD2
—	GILEAD SCIENCES INC	12,426,000	$51,428	8.8%	$3.12	—	NOTE 1.625% 5/0	375558AP8
—	PRICELINE GRP INC	27,152,000	$36,078	6.1%	$1.42	—	DEBT 1.000% 3/1	741503AQ9
—	LAM RESEARCH CORP	25,715,000	$33,751	5.7%	$1.16	—	NOTE 0.500% 5/1	512807AJ7
—	NEWMONT MINING CORP	30,782,000	$31,263	5.3%	$1.05	—	NOTE 1.625% 7/1	651639AJ5
—	ARES CAP CORP	28,863,000	$29,548	5.0%	$1.23	—	NOTE 5.125% 6/0	04010LAD5
—	XILINX INC	17,769,000	$26,742	4.6%	$1.87	—	NOTE 2.625% 6/1	983919AF8
—	JEFFERIES GROUP INC NEW	25,497,000	$26,342	4.5%	$1.06	—	DBCV 3.875%11/0	472319AG7
—	OLD REP INTL CORP	20,230,000	$23,442	4.0%	$1.24	—	NOTE 3.750% 3/1	680223AH7
—	WELLS FARGO & CO NEW	16,981	$20,632	3.5%	$1184.83	—	PERP PFD CNV A	949746804
—	PROSPECT CAPITAL CORPORATION	19,777,000	$19,555	3.3%	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	ARES CAP CORP	18,537,000	$19,000	3.2%	$1.19	—	NOTE 4.750% 1/1	04010LAJ2
—	PROLOGIS	16,258,000	$18,067	3.1%	$1.17	—	NOTE 3.250% 3/1	74340XAT8
—	FIDELITY NATIONAL FINANCIAL	9,551,000	$18,022	3.1%	$1.58	—	NOTE 4.250% 8/1	31620RAE5
—	ALZA CORP	12,150,000	$17,435	3.0%	$1.35	—	SDCV 7/2	02261WAB5
—	DANAHER CORP DEL	6,314,000	$15,706	2.7%	$2.26	—	NOTE 1/2	235851AF9
—	MACQUARIE INFRASTR CO LLC	12,875,000	$14,629	2.5%	$1.11	—	NOTE 2.875% 7/1	55608BAA3
—	TEVA PHARMACEUTICAL FIN LLC	10,611,000	$14,497	2.5%	$1.27	—	DBCV 0.250% 2/0	88163VAE9
—	RPM INTL INC	12,020,000	$14,011	2.4%	$1.57	—	NOTE 2.250%12/1	749685AT0
—	BANK AMER CORP	10,630	$12,244	2.1%	$1080.64	—	7.25%CNV PFD L	060505682
—	DEVELOPERS DIVERSIFIED RLTY	9,040,000	$11,193	1.9%	$1.16	—	NOTE 1.750%11/1	251591AX1
—	NOVELLUS SYS INC	4,837,000	$11,089	1.9%	$1.71	—	NOTE 2.625% 5/1	670008AD3
—	YAHOO INC	7,953,000	$8,997	1.5%	$1.13	—	NOTE 12/0	984332AF3
—	PRICELINE GRP INC	7,935,000	$8,848	1.5%	$1.18	—	NOTE 0.350% 6/1	741503AS5
—	TOLL BROS FIN CORP	7,011,000	$7,151	1.2%	$1.05	—	NOTE 0.500% 9/1	88947EAM2
—	HEALTH CARE REIT INC	4,523,000	$6,782	1.2%	$1.41	—	NOTE 3.000%12/0	42217KAR7
—	AIRTRAN HLDGS INC	2,249,000	$6,584	1.1%	$1.94	—	NOTE 5.250%11/0	00949PAD0
—	PROSPECT CAPITAL CORPORATION	6,600,000	$6,509	1.1%	$0.99	—	NOTE 5.750% 3/1	74348TAL6
—	CHESAPEAKE ENERGY CORP	6,500,000	$6,268	1.1%	$1.02	—	NOTE 2.500% 5/1	165167CA3
—	FIFTH STR FIN CORP	5,410,000	$5,545	0.9%	$1.06	—	NOTE 5.375% 4/0	31679BAC4
—	CSX CORP	840,000	$3,240	0.6%	$3.08	—	DBCV 10/3	126408GA5
—	SANDISK CORP	2,694,000	$3,236	0.6%	$1.20	—	NOTE 0.500%10/1	80004CAF8
—	LAM RESEARCH CORP	1,250,000	$1,767	0.3%	$1.24	—	NOTE 1.250% 5/1	512807AL2