INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 14, 2015

Total Value ($000): $585,766 (5.7% shares, 94.3% debt)

Holdings (32)

— INTEL CORP 10.0%

Value ($000) $58,637 Shares 47,145,000 Est. Cost $1.18 Unrealized —

— WELLPOINT INC 9.9%

Value ($000) $58,273 Shares 28,211,000 Est. Cost $2.07 Unrealized —

— GILEAD SCIENCES INC 6.9%

Value ($000) $40,393 Shares 9,376,000 Est. Cost $3.12 Unrealized —

— NEWMONT MINING CORP 5.6%

Value ($000) $32,522 Shares 31,632,000 Est. Cost $1.05 Unrealized —

— LAM RESEARCH CORP 5.3%

Value ($000) $30,906 Shares 25,715,000 Est. Cost $1.16 Unrealized —

— ARES CAP CORP 5.1%

Value ($000) $29,855 Shares 28,863,000 Est. Cost $1.23 Unrealized —

— OLD REP INTL CORP 4.7%

Value ($000) $27,411 Shares 23,230,000 Est. Cost $1.23 Unrealized —

— XILINX INC 4.6%

Value ($000) $26,764 Shares 18,084,000 Est. Cost $1.87 Unrealized —

— JEFFERIES GROUP INC NEW 4.4%

Value ($000) $25,596 Shares 25,327,000 Est. Cost $1.06 Unrealized —

— WELLS FARGO & CO NEW 4.0%

Value ($000) $23,248 Shares 19,056 Est. Cost $1188.66 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.4%

Value ($000) $20,074 Shares 19,777,000 Est. Cost $1.05 Unrealized —

— ARES CAP CORP 3.4%

Value ($000) $19,707 Shares 18,881,000 Est. Cost $1.19 Unrealized —

— FIDELITY NATIONAL FINANCIAL 3.3%

Value ($000) $19,257 Shares 9,551,000 Est. Cost $1.58 Unrealized —

— MACQUARIE INFRASTR CO LLC 2.9%

Value ($000) $17,055 Shares 14,400,000 Est. Cost $1.12 Unrealized —

— ALZA CORP 2.9%

Value ($000) $16,775 Shares 12,150,000 Est. Cost $1.35 Unrealized —

— RPM INTL INC 2.7%

Value ($000) $15,937 Shares 13,520,000 Est. Cost $1.53 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 2.7%

Value ($000) $15,704 Shares 10,611,000 Est. Cost $1.27 Unrealized —

— DANAHER CORP DEL 2.7%

Value ($000) $15,556 Shares 6,314,000 Est. Cost $2.26 Unrealized —

— DEVELOPERS DIVERSIFIED RLTY 1.7%

Value ($000) $10,222 Shares 8,105,000 Est. Cost $1.16 Unrealized —

— BANK AMER CORP 1.7%

Value ($000) $10,093 Shares 8,800 Est. Cost $1080.64 Unrealized —

— NOVELLUS SYS INC 1.7%

Value ($000) $9,877 Shares 4,837,000 Est. Cost $1.71 Unrealized —

— PRICELINE GRP INC 1.5%

Value ($000) $9,056 Shares 7,935,000 Est. Cost $1.18 Unrealized —

— TOLL BROS FIN CORP 1.3%

Value ($000) $7,811 Shares 7,386,000 Est. Cost $1.05 Unrealized —

— AIRTRAN HLDGS INC 1.2%

Value ($000) $6,796 Shares 2,249,000 Est. Cost $1.94 Unrealized —

— HEALTH CARE REIT INC 1.1%

Value ($000) $6,444 Shares 4,323,000 Est. Cost $1.41 Unrealized —

— PROSPECT CAPITAL CORPORATION 1.1%

Value ($000) $6,439 Shares 6,313,000 Est. Cost $0.99 Unrealized —

— YAHOO INC 1.1%

Value ($000) $6,330 Shares 5,868,000 Est. Cost $1.13 Unrealized —

— CHESAPEAKE ENERGY CORP 1.1%

Value ($000) $6,187 Shares 6,500,000 Est. Cost $1.02 Unrealized —

— FIFTH STR FIN CORP 0.9%

Value ($000) $5,532 Shares 5,410,000 Est. Cost $1.06 Unrealized —

— CSX CORP 0.5%

Value ($000) $2,962 Shares 840,000 Est. Cost $3.08 Unrealized —

— SANDISK CORP 0.5%

Value ($000) $2,704 Shares 2,694,000 Est. Cost $1.20 Unrealized —

— LAM RESEARCH CORP 0.3%

Value ($000) $1,643 Shares 1,250,000 Est. Cost $1.24 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INTEL CORP	47,145,000	$58,637	10.0%	$1.18	—	SDCV 12/1	458140AD2
—	WELLPOINT INC	28,211,000	$58,273	9.9%	$2.07	—	NOTE 2.750%10/1	94973VBG1
—	GILEAD SCIENCES INC	9,376,000	$40,393	6.9%	$3.12	—	NOTE 1.625% 5/0	375558AP8
—	NEWMONT MINING CORP	31,632,000	$32,522	5.6%	$1.05	—	NOTE 1.625% 7/1	651639AJ5
—	LAM RESEARCH CORP	25,715,000	$30,906	5.3%	$1.16	—	NOTE 0.500% 5/1	512807AJ7
—	ARES CAP CORP	28,863,000	$29,855	5.1%	$1.23	—	NOTE 5.125% 6/0	04010LAD5
—	OLD REP INTL CORP	23,230,000	$27,411	4.7%	$1.23	—	NOTE 3.750% 3/1	680223AH7
—	XILINX INC	18,084,000	$26,764	4.6%	$1.87	—	NOTE 2.625% 6/1	983919AF8
—	JEFFERIES GROUP INC NEW	25,327,000	$25,596	4.4%	$1.06	—	DBCV 3.875%11/0	472319AG7
—	WELLS FARGO & CO NEW	19,056	$23,248	4.0%	$1188.66	—	PERP PFD CNV A	949746804
—	PROSPECT CAPITAL CORPORATION	19,777,000	$20,074	3.4%	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	ARES CAP CORP	18,881,000	$19,707	3.4%	$1.19	—	NOTE 4.750% 1/1	04010LAJ2
—	FIDELITY NATIONAL FINANCIAL	9,551,000	$19,257	3.3%	$1.58	—	NOTE 4.250% 8/1	31620RAE5
—	MACQUARIE INFRASTR CO LLC	14,400,000	$17,055	2.9%	$1.12	—	NOTE 2.875% 7/1	55608BAA3
—	ALZA CORP	12,150,000	$16,775	2.9%	$1.35	—	SDCV 7/2	02261WAB5
—	RPM INTL INC	13,520,000	$15,937	2.7%	$1.53	—	NOTE 2.250%12/1	749685AT0
—	TEVA PHARMACEUTICAL FIN LLC	10,611,000	$15,704	2.7%	$1.27	—	DBCV 0.250% 2/0	88163VAE9
—	DANAHER CORP DEL	6,314,000	$15,556	2.7%	$2.26	—	NOTE 1/2	235851AF9
—	DEVELOPERS DIVERSIFIED RLTY	8,105,000	$10,222	1.7%	$1.16	—	NOTE 1.750%11/1	251591AX1
—	BANK AMER CORP	8,800	$10,093	1.7%	$1080.64	—	7.25%CNV PFD L	060505682
—	NOVELLUS SYS INC	4,837,000	$9,877	1.7%	$1.71	—	NOTE 2.625% 5/1	670008AD3
—	PRICELINE GRP INC	7,935,000	$9,056	1.5%	$1.18	—	NOTE 0.350% 6/1	741503AS5
—	TOLL BROS FIN CORP	7,386,000	$7,811	1.3%	$1.05	—	NOTE 0.500% 9/1	88947EAM2
—	AIRTRAN HLDGS INC	2,249,000	$6,796	1.2%	$1.94	—	NOTE 5.250%11/0	00949PAD0
—	HEALTH CARE REIT INC	4,323,000	$6,444	1.1%	$1.41	—	NOTE 3.000%12/0	42217KAR7
—	PROSPECT CAPITAL CORPORATION	6,313,000	$6,439	1.1%	$0.99	—	NOTE 5.750% 3/1	74348TAL6
—	YAHOO INC	5,868,000	$6,330	1.1%	$1.13	—	NOTE 12/0	984332AF3
—	CHESAPEAKE ENERGY CORP	6,500,000	$6,187	1.1%	$1.02	—	NOTE 2.500% 5/1	165167CA3
—	FIFTH STR FIN CORP	5,410,000	$5,532	0.9%	$1.06	—	NOTE 5.375% 4/0	31679BAC4
—	CSX CORP	840,000	$2,962	0.5%	$3.08	—	DBCV 10/3	126408GA5
—	SANDISK CORP	2,694,000	$2,704	0.5%	$1.20	—	NOTE 0.500%10/1	80004CAF8
—	LAM RESEARCH CORP	1,250,000	$1,643	0.3%	$1.24	—	NOTE 1.250% 5/1	512807AL2