INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 13, 2016

Total Value ($000): $581,858 (5.1% shares, 94.9% debt)

Holdings (33)

— INTEL CORP 9.3%

Value ($000) $54,327 Shares 42,756,000 Est. Cost $1.18 Unrealized —

— PRICELINE GRP INC 7.4%

Value ($000) $42,790 Shares 42,524,000 Est. Cost $1.01 Unrealized —

— ILLUMINA INC 6.0%

Value ($000) $34,761 Shares 33,484,000 Est. Cost $1.17 Unrealized —

— WELLPOINT INC 5.8%

Value ($000) $33,628 Shares 17,566,000 Est. Cost $2.07 Unrealized —

— RED HAT INC 5.2%

Value ($000) $30,406 Shares 24,509,000 Est. Cost $1.30 Unrealized —

— NEWMONT MINING CORP 5.0%

Value ($000) $29,133 Shares 28,080,000 Est. Cost $1.05 Unrealized —

— OLD REP INTL CORP 4.7%

Value ($000) $27,524 Shares 22,219,000 Est. Cost $1.23 Unrealized —

— GILEAD SCIENCES INC 4.4%

Value ($000) $25,732 Shares 6,256,000 Est. Cost $3.12 Unrealized —

— XILINX INC 4.3%

Value ($000) $25,049 Shares 15,239,000 Est. Cost $1.87 Unrealized —

— ARES CAP CORP 4.3%

Value ($000) $24,875 Shares 24,813,000 Est. Cost $1.23 Unrealized —

— JEFFERIES GROUP INC NEW 4.3%

Value ($000) $24,765 Shares 25,238,000 Est. Cost $1.06 Unrealized —

— WELLS FARGO & CO NEW 3.6%

Value ($000) $21,068 Shares 17,484 Est. Cost $1186.84 Unrealized —

— ARES CAP CORP 3.3%

Value ($000) $19,439 Shares 19,223,000 Est. Cost $1.18 Unrealized —

— ALZA CORP 3.2%

Value ($000) $18,784 Shares 12,649,000 Est. Cost $1.42 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 3.2%

Value ($000) $18,347 Shares 16,613,000 Est. Cost $1.13 Unrealized —

— CITRIX SYS INC 3.1%

Value ($000) $18,118 Shares 16,222,000 Est. Cost $1.06 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.0%

Value ($000) $17,244 Shares 19,582,000 Est. Cost $0.90 Unrealized —

— RPM INTL INC 2.9%

Value ($000) $17,105 Shares 14,996,000 Est. Cost $1.48 Unrealized —

— PROSPECT CAPITAL CORPORATION 2.8%

Value ($000) $16,508 Shares 17,644,000 Est. Cost $1.05 Unrealized —

— FIDELITY NATIONAL FINANCIAL 2.2%

Value ($000) $12,674 Shares 6,780,000 Est. Cost $1.58 Unrealized —

— PRICELINE GRP INC 1.6%

Value ($000) $9,522 Shares 7,935,000 Est. Cost $1.18 Unrealized —

— BANK AMER CORP 1.4%

Value ($000) $8,316 Shares 7,351 Est. Cost $1080.28 Unrealized —

— DANAHER CORP DEL 1.2%

Value ($000) $7,072 Shares 2,568,000 Est. Cost $2.26 Unrealized —

— PROSPECT CAPITAL CORPORATION 1.1%

Value ($000) $6,135 Shares 6,313,000 Est. Cost $0.99 Unrealized —

— AIRTRAN HLDGS INC 1.0%

Value ($000) $5,909 Shares 1,944,000 Est. Cost $1.94 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 1.0%

Value ($000) $5,692 Shares 4,374,000 Est. Cost $1.27 Unrealized —

— FIFTH STR FIN CORP 0.9%

Value ($000) $5,100 Shares 5,100,000 Est. Cost $1.05 Unrealized —

— TOLL BROS FIN CORP 0.8%

Value ($000) $4,758 Shares 4,905,000 Est. Cost $1.05 Unrealized —

— YAHOO INC 0.8%

Value ($000) $4,684 Shares 4,740,000 Est. Cost $1.13 Unrealized —

— BROCADE COMMUNICATIONS SYS I 0.8%

Value ($000) $4,412 Shares 4,454,000 Est. Cost $0.99 Unrealized —

— CHESAPEAKE ENERGY CORP 0.6%

Value ($000) $3,760 Shares 5,944,000 Est. Cost $0.95 Unrealized —

— SANDISK CORP 0.4%

Value ($000) $2,233 Shares 2,151,000 Est. Cost $1.20 Unrealized —

— CSX CORP 0.3%

Value ($000) $1,988 Shares 725,000 Est. Cost $3.08 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INTEL CORP	42,756,000	$54,327	9.3%	$1.18	—	SDCV 12/1	458140AD2
—	PRICELINE GRP INC	42,524,000	$42,790	7.4%	$1.01	—	NOTE 0.900% 9/1	741503AX4
—	ILLUMINA INC	33,484,000	$34,761	6.0%	$1.17	—	NOTE 6/1	452327AF6
—	WELLPOINT INC	17,566,000	$33,628	5.8%	$2.07	—	NOTE 2.750%10/1	94973VBG1
—	RED HAT INC	24,509,000	$30,406	5.2%	$1.30	—	NOTE 0.250%10/0	756577AD4
—	NEWMONT MINING CORP	28,080,000	$29,133	5.0%	$1.05	—	NOTE 1.625% 7/1	651639AJ5
—	OLD REP INTL CORP	22,219,000	$27,524	4.7%	$1.23	—	NOTE 3.750% 3/1	680223AH7
—	GILEAD SCIENCES INC	6,256,000	$25,732	4.4%	$3.12	—	NOTE 1.625% 5/0	375558AP8
—	XILINX INC	15,239,000	$25,049	4.3%	$1.87	—	NOTE 2.625% 6/1	983919AF8
—	ARES CAP CORP	24,813,000	$24,875	4.3%	$1.23	—	NOTE 5.125% 6/0	04010LAD5
—	JEFFERIES GROUP INC NEW	25,238,000	$24,765	4.3%	$1.06	—	DBCV 3.875%11/0	472319AG7
—	WELLS FARGO & CO NEW	17,484	$21,068	3.6%	$1186.84	—	PERP PFD CNV A	949746804
—	ARES CAP CORP	19,223,000	$19,439	3.3%	$1.18	—	NOTE 4.750% 1/1	04010LAJ2
—	ALZA CORP	12,649,000	$18,784	3.2%	$1.42	—	SDCV 7/2	02261WAB5
—	MACQUARIE INFRASTRUCTURE COR	16,613,000	$18,347	3.2%	$1.13	—	NOTE 2.875% 7/1	55608BAA3
—	CITRIX SYS INC	16,222,000	$18,118	3.1%	$1.06	—	NOTE 0.500% 4/1	177376AD2
—	PROSPECT CAPITAL CORPORATION	19,582,000	$17,244	3.0%	$0.90	—	NOTE 4.750% 4/1	74348TAQ5
—	RPM INTL INC	14,996,000	$17,105	2.9%	$1.48	—	NOTE 2.250%12/1	749685AT0
—	PROSPECT CAPITAL CORPORATION	17,644,000	$16,508	2.8%	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	FIDELITY NATIONAL FINANCIAL	6,780,000	$12,674	2.2%	$1.58	—	NOTE 4.250% 8/1	31620RAE5
—	PRICELINE GRP INC	7,935,000	$9,522	1.6%	$1.18	—	NOTE 0.350% 6/1	741503AS5
—	BANK AMER CORP	7,351	$8,316	1.4%	$1080.28	—	7.25%CNV PFD L	060505682
—	DANAHER CORP DEL	2,568,000	$7,072	1.2%	$2.26	—	NOTE 1/2	235851AF9
—	PROSPECT CAPITAL CORPORATION	6,313,000	$6,135	1.1%	$0.99	—	NOTE 5.750% 3/1	74348TAL6
—	AIRTRAN HLDGS INC	1,944,000	$5,909	1.0%	$1.94	—	NOTE 5.250%11/0	00949PAD0
—	TEVA PHARMACEUTICAL FIN LLC	4,374,000	$5,692	1.0%	$1.27	—	DBCV 0.250% 2/0	88163VAE9
—	FIFTH STR FIN CORP	5,100,000	$5,100	0.9%	$1.05	—	NOTE 5.375% 4/0	31679BAC4
—	TOLL BROS FIN CORP	4,905,000	$4,758	0.8%	$1.05	—	NOTE 0.500% 9/1	88947EAM2
—	YAHOO INC	4,740,000	$4,684	0.8%	$1.13	—	NOTE 12/0	984332AF3
—	BROCADE COMMUNICATIONS SYS I	4,454,000	$4,412	0.8%	$0.99	—	NOTE 1.375% 1/0	111621AQ1
—	CHESAPEAKE ENERGY CORP	5,944,000	$3,760	0.6%	$0.95	—	NOTE 2.500% 5/1	165167CA3
—	SANDISK CORP	2,151,000	$2,233	0.4%	$1.20	—	NOTE 0.500%10/1	80004CAF8
—	CSX CORP	725,000	$1,988	0.3%	$3.08	—	DBCV 10/3	126408GA5