Location: Fort Lee, NJ
CIK: 0001696778 · Show all filings
Period: Q4 2016 (Next →)
Filing Date: Feb 15, 2017
Total Value: $93.48M (55.8% shares, 44.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESARO INC | 4,255,000 | $16.55M | 17.7% | $3.89 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | VECTOR GROUP LTD | 5,043,000 | $7.899M | 8.5% | $1.57 | — | FRNT 1/1 | 92240MAY4 |
| — | VERISIGN INC | 3,150,000 | $7.07M | 7.6% | $2.24 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | STILLWATER MNG CO | 3,347,000 | $4.294M | 4.6% | $1.28 | — | NOTE 1.750%10/1 | 86074QAL6 |
| VCSH | VANGUARD SCOTTSDALE FDS | 33,000 | $2.619M | 2.8% | $79.36 | — | SHRT TRM CORP BD | 92206C409 |
| — | MEDICINES CO | 1,864 | $2.518M | 2.7% | $1350.86 | — | DBCV 1.375% 6/0 | 584688AC9 |
| SPSB | SPDR SERIES TRUST | 82,000 | $2.503M | 2.7% | $30.52 | — | BLOMBERG BRC SRT | 78464A474 |
| — | CONSOLIDATED TOMOKA LD CO | 32,101 | $1.715M | 1.8% | $53.43 | — | COM | 210226106 |
| GOOG | ALPHABET INC | 1,985 | $1.532M | 1.6% | $38.66 | 0.0% | CAP STK CL C | 02079K107 |
| — | OWENS RLTY MTG INC | 80,893 | $1.498M | 1.6% | $18.52 | — | COM | 690828108 |
| — | DSP GROUP INC | 99,146 | $1.294M | 1.4% | $13.05 | — | COM | 23332B106 |
| — | WABASH NATL CORP | 841,000 | $1.218M | 1.3% | $1.45 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | RED LION HOTELS CORP | 145,018 | $1.211M | 1.3% | $8.35 | — | COM | 756764106 |
| NXST | NEXSTAR BROADCASTING GROUP I | 19,060 | $1.206M | 1.3% | $44.68 | 0.0% | CL A | 65336K103 |
| — | LIFE STORAGE INC | 13,261 | $1.13M | 1.2% | $85.21 | — | COM | 53223X107 |
| — | ANI PHARMACEUTICALS INC | 945,000 | $1.1M | 1.2% | $1.16 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | AV HOMES INC | 66,713 | $1.054M | 1.1% | $15.80 | — | COM | 00234P102 |
| — | BLACKHAWK NETWORK HLDGS INC | 27,696 | $1.043M | 1.1% | $37.66 | — | COM | 09238E104 |
| — | RAMCO-GERSHENSON PPTYS TR | 62,280 | $1.033M | 1.1% | $16.59 | — | COM SH BEN INT | 751452202 |
| WFC | WELLS FARGO & CO NEW | 18,703 | $1.03M | 1.1% | $39.03 | 0.0% | COM | 949746101 |
| MTSI | MACOM TECH SOLUTIONS HLDGS I | 21,228 | $982K | 1.1% | $43.68 | 0.0% | COM | 55405Y100 |
| — | EASTERLY GOVT PPTYS INC | 49,049 | $982K | 1.1% | $20.02 | — | COM | 27616P103 |
| KRG | KITE RLTY GROUP TR | 41,691 | $979K | 1.0% | $23.48 | — | COM NEW | 49803T300 |
| — | NORTHSTAR REALTY EUROPE CORP | 75,776 | $953K | 1.0% | $12.58 | — | COM | 66706L101 |
| DY | DYCOM INDS INC | 11,112 | $892K | 1.0% | $80.94 | 0.0% | COM | 267475101 |
| UPS | UNITED PARCEL SERVICE INC | 7,680 | $880K | 0.9% | $80.28 | 0.0% | CL B | 911312106 |
| — | QTS RLTY TR INC | 17,264 | $858K | 0.9% | $49.70 | — | COM CL A | 74736A103 |
| C | CITIGROUP INC | 14,329 | $852K | 0.9% | $40.63 | 0.0% | COM NEW | 172967424 |
| MBUU | MALIBU BOATS INC | 41,358 | $789K | 0.8% | $16.84 | 0.0% | COM CL A | 56117J100 |
| VRTX | VERTEX PHARMACEUTICALS INC | 38,800 | $772K | 0.8% | — | — | Put | 92532F100 |
| RMR | RMR GROUP INC | 19,128 | $756K | 0.8% | $20.33 | 0.0% | CL A | 74967R106 |
| — | ANGIES LIST INC | 91,740 | $755K | 0.8% | $8.23 | — | COM | 034754101 |
| — | APARTMENT INVT & MGMT CO | 15,973 | $726K | 0.8% | $45.45 | — | CL A | 03748R101 |
| — | CANADIAN PAC RY LTD | 4,946 | $706K | 0.8% | $142.74 | — | COM | 13645T100 |
| — | EQUITY COMWLTH | 23,154 | $700K | 0.7% | $30.23 | — | COM SH BEN INT | 294628102 |
| OOMA | OOMA INC | 76,384 | $687K | 0.7% | $8.93 | 0.0% | COM | 683416101 |
| BABA | ALIBABA GROUP HLDG LTD | 7,770 | $682K | 0.7% | $87.77 | — | SPONSORED ADS | 01609W102 |
| CHTR | CHARTER COMMUNICATIONS INC N | 2,310 | $665K | 0.7% | $269.28 | 0.0% | CL A | 16119P108 |
| BAC | BANK AMER CORP | 29,306 | $648K | 0.7% | $15.68 | 0.0% | COM | 060505104 |
| VRSN | VERISIGN INC | 8,300 | $631K | 0.7% | $78.37 | 0.0% | COM | 92343E102 |
| — | NAVISTAR INTL CORP NEW | 630,000 | $623K | 0.7% | $0.99 | — | NOTE 4.750% 4/1 | 63934EAS7 |
| WCN | WASTE CONNECTIONS INC | 7,759 | $610K | 0.7% | $47.42 | 0.0% | COM | 94106B101 |
| VRSK | VERISK ANALYTICS INC | 7,500 | $609K | 0.7% | $78.34 | 0.0% | COM | 92345Y106 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 16,300 | $595K | 0.6% | $8.56 | 0.0% | COM | 45841N107 |
| MFC | MANULIFE FINL CORP | 32,367 | $577K | 0.6% | $16.29 | 0.0% | COM | 56501R106 |
| TLT | ISHARES TR | 4,800 | $572K | 0.6% | $119.17 | — | 20 YR TR BD ETF | 464287432 |
| SLF | SUN LIFE FINL INC | 10,776 | $556K | 0.6% | $36.23 | 0.0% | COM | 866796105 |
| — | ACORDA THERAPEUTICS INC | 29,300 | $551K | 0.6% | $18.81 | — | COM | 00484M106 |
| GLNG | GOLAR LNG LTD BERMUDA | 22,916 | $526K | 0.6% | $20.30 | 0.0% | SHS | G9456A100 |
| — | PATTERN ENERGY GROUP INC | 26,214 | $498K | 0.5% | $19.00 | — | CL A | 70338P100 |
| BIDU | BAIDU INC | 2,877 | $473K | 0.5% | $164.41 | — | SPON ADR REP A | 056752108 |
| — | SHORETEL INC | 64,024 | $458K | 0.5% | $7.15 | — | COM | 825211105 |
| MLM | MARTIN MARIETTA MATLS INC | 1,820 | $403K | 0.4% | $191.92 | 0.0% | COM | 573284106 |
| — | PGT INNOVATIONS INC | 34,989 | $401K | 0.4% | $11.46 | — | COM | 69336V101 |
| APD | AIR PRODS & CHEMS INC | 2,750 | $396K | 0.4% | $111.62 | 0.0% | COM | 009158106 |
| BCRX | BIOCRYST PHARMACEUTICALS | 264,400 | $394K | 0.4% | — | — | Call | 09058V103 |
| GOOGL | ALPHABET INC | 469 | $372K | 0.4% | $39.68 | 0.0% | CAP STK CL A | 02079K305 |
| — | ACORDA THERAPEUTICS INC | 54,000 | $369K | 0.4% | $18.81 | — | Put | 00484M106 |
| OTEX | OPEN TEXT CORP | 5,595 | $346K | 0.4% | $25.28 | 0.0% | COM | 683715106 |
| — | ENCANA CORP | 29,189 | $343K | 0.4% | $11.75 | — | COM | 292505104 |
| KBH | KB HOME | 20,560 | $325K | 0.3% | $13.97 | 0.0% | COM | 48666K109 |
| QSR | RESTAURANT BRANDS INTL INC | 6,690 | $319K | 0.3% | $46.13 | 0.0% | COM | 76131D103 |
| — | RSP PERMIAN INC | 7,058 | $315K | 0.3% | $44.63 | — | COM | 74978Q105 |
| — | E TRADE FINANCIAL CORP | 9,085 | $315K | 0.3% | $34.67 | — | COM NEW | 269246401 |
| — | FIESTA RESTAURANT GROUP INC | 10,200 | $304K | 0.3% | $29.80 | — | COM | 31660B101 |
| — | NRG YIELD INC | 18,080 | $278K | 0.3% | $15.38 | — | CL A NEW | 62942X306 |
| CF | CF INDS HLDGS INC | 8,660 | $273K | 0.3% | $21.09 | 0.0% | COM | 125269100 |
| — | COTT CORP QUE | 23,374 | $265K | 0.3% | $11.34 | — | COM | 22163N106 |
| — | TRANSCANADA CORP | 4,343 | $263K | 0.3% | $60.56 | — | COM | 89353D107 |
| GVA | GRANITE CONSTR INC | 4,666 | $257K | 0.3% | $53.09 | 0.0% | COM | 387328107 |
| — | RITE AID CORP | 30,916 | $255K | 0.3% | $8.25 | — | COM | 767754104 |
| — | CONTINENTAL BLDG PRODS INC | 10,946 | $253K | 0.3% | $23.11 | — | COM | 211171103 |
| — | PENNEY J C INC | 29,700 | $247K | 0.3% | $8.32 | — | COM | 708160106 |
| — | BMC STK HLDGS INC | 12,612 | $246K | 0.3% | $19.51 | — | COM | 05591B109 |
| CVE | CENOVUS ENERGY INC | 12,108 | $246K | 0.3% | $12.76 | 0.0% | COM | 15135U109 |
| — | PARSLEY ENERGY INC | 6,728 | $237K | 0.3% | $35.23 | — | CL A | 701877102 |
| — | SOTHEBYS | 5,922 | $236K | 0.3% | $39.85 | — | COM | 835898107 |
| UNP | UNION PAC CORP | 2,138 | $222K | 0.2% | $80.32 | 0.0% | COM | 907818108 |
| LUV | SOUTHWEST AIRLS CO | 4,246 | $212K | 0.2% | $40.16 | 0.0% | COM | 844741108 |
| — | AEVI GENOMIC MEDICINE INC | 119,000 | $211K | 0.2% | — | — | Call | 00835P105 |
| PNC | PNC FINL SVCS GROUP INC | 1,783 | $209K | 0.2% | $77.14 | 0.0% | COM | 693475105 |
| BLDR | BUILDERS FIRSTSOURCE INC | 18,945 | $208K | 0.2% | $10.85 | 0.0% | COM | 12008R107 |
| XHR | XENIA HOTELS & RESORTS INC | 10,530 | $204K | 0.2% | $19.37 | — | COM | 984017103 |
| HD | HOME DEPOT INC | 1,513 | $203K | 0.2% | $103.40 | 0.0% | COM | 437076102 |
| BZH | BEAZER HOMES USA INC | 13,721 | $183K | 0.2% | $12.36 | 0.0% | COM NEW | 07556Q881 |
| — | CARROLS RESTAURANT GROUP INC | 11,965 | $182K | 0.2% | $15.21 | — | COM | 14574X104 |
| MWA | MUELLER WTR PRODS INC | 12,921 | $172K | 0.2% | $11.02 | 0.0% | COM SER A | 624758108 |
| — | PINNACLE ENTMT INC NEW | 10,032 | $146K | 0.2% | $14.55 | — | COM | 72348Y105 |
| BTE | BAYTEX ENERGY CORP | 19,271 | $126K | 0.1% | $4.14 | 0.0% | COM | 07317Q105 |
| — | SPDR SERIES TRUST | 2,890 | $120K | 0.1% | $41.52 | — | S&P OILGAS EXP | 78464A730 |
| — | INOTEK PHARMACEUTICALS CORP | 72,900 | $119K | 0.1% | — | — | Call | 45780V102 |
| — | ZOGENIX INC | 22,200 | $102K | 0.1% | — | — | Call | 98978L204 |
| — | ENERNOC INC | 15,550 | $93,000 | 0.1% | $5.98 | — | COM | 292764107 |
| TAC | TRANSALTA CORP | 12,196 | $91,000 | 0.1% | $4.78 | 0.0% | COM | 89346D107 |
| STKL | SUNOPTA INC | 11,333 | $80,000 | 0.1% | $6.96 | 0.0% | COM | 8676EP108 |
| — | PRECISION DRILLING CORP | 14,464 | $79,000 | 0.1% | $5.46 | — | COM 2010 | 74022D308 |
| IWM | ISHARES TR | 32,500 | $75,000 | 0.1% | — | — | Put | 464287655 |
| — | ALERE INC | 31,900 | $74,000 | 0.1% | $40.27 | — | Call | 01449J105 |
| VRTX | VERTEX PHARMACEUTICALS INC | 44,900 | $70,000 | 0.1% | — | — | Call | 92532F100 |
| SPY | SPDR S&P 500 ETF TR | 32,500 | $64,000 | 0.1% | — | — | Put | 78462F103 |
| — | LANNET INC | 13,900 | $57,000 | 0.1% | $21.39 | — | Put | 516012101 |
| IYR | ISHARES TR | 66,300 | $54,000 | 0.1% | — | — | Put | 464287739 |
| — | PARATEK PHARMACEUTICALS INC | 2,940 | $45,000 | 0.0% | $15.31 | — | COM | 699374302 |
| HYG | ISHARES TR | 61,000 | $38,000 | 0.0% | — | — | Put | 464288513 |
| GLNG | GOLAR LNG LTD BERMUDA | 10,700 | $38,000 | 0.0% | $20.30 | 0.0% | Call | G9456A100 |
| — | TRANSGLOBE ENERGY CORP | 21,030 | $36,000 | 0.0% | $1.71 | — | COM | 893662106 |
| — | RITE AID CORP | 68,200 | $35,000 | 0.0% | $8.25 | — | Put | 767754104 |
| — | KOSMOS ENERGY LTD | 16,300 | $35,000 | 0.0% | — | — | Call | G5315B107 |
| — | HORIZON PHARMA PLC | 21,700 | $35,000 | 0.0% | — | — | Put | G4617B105 |
| — | PARATEK PHARMACEUTICALS INC | 9,800 | $34,000 | 0.0% | $15.31 | — | Put | 699374302 |
| — | INOTEK PHARMACEUTICALS CORP | 23,800 | $28,000 | 0.0% | — | — | Put | 45780V102 |
| — | HORIZON PHARMA PLC | 96,400 | $12,000 | 0.0% | — | — | Call | G4617B105 |
| — | AEVI GENOMIC MEDICINE INC | 9,200 | $12,000 | 0.0% | — | — | Put | 00835P105 |
| — | LANNET INC | 561 | $12,000 | 0.0% | $21.39 | — | COM | 516012101 |
| ROYTL | PACIFIC COAST OIL TR | 10,280 | $11,000 | 0.0% | $1.07 | — | UNIT BEN INT | 694103102 |
| — | VECTOR GROUP LTD | 41,600 | $8,000 | 0.0% | — | — | Put | 92240M108 |
| ANIP | ANI PHARMACEUTICALS INC | 8,500 | $7,000 | 0.0% | — | — | Put | 00182C103 |
| — | PARATEK PHARMACEUTICALS INC | 900 | $6,000 | 0.0% | $15.31 | — | Call | 699374302 |
| — | ALERE INC | 149 | $6,000 | 0.0% | $40.27 | — | COM | 01449J105 |
| BCRX | BIOCRYST PHARMACEUTICALS | 4,200 | $2,000 | 0.0% | — | — | Put | 09058V103 |